Vault-13

SPDR SER TR XRT

S&P RETAIL ETF · ETP · CUSIP 78464A714

121 institutional holders +7 vs Q4 2022
30,791,76630.8m shares reported held*
$2.0bnreported value*
31 new 35 added 28 reduced 24 sold out net bought ≈ $304.3m (+4.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $63.42. Options: 15 managers hold calls ($179.7m notional), 23 hold puts ($801.2m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 103Q4 22: 114Q1 23: 121121Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022103
Q4 2022114
Q1 2023121

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 46 cut or sold outQ4 22Q1 23: 66 bought or addedQ1 23: 52 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225646
Q1 20236652

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ3 22 calls: $146.0mQ3 22 puts: $500.8mQ3 22P/C 3.43Q4 22 calls: $123.2mQ4 22 puts: $429.4mQ4 22P/C 3.49Q1 23 calls: $179.7mQ1 23 puts: $801.2mQ1 23P/C 4.46
Numbers
QuarterCallsPutsP/C
Q3 2022$146.0m$500.8m3.43
Q4 2022$123.2m$429.4m3.49
Q1 2023$179.7m$801.2m4.46

Biggest buyers

HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Added +1,500,000+1.5m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +1,300,403+1.3m
UBS Group AG Added +1,138,360+1.1m
Fisher Asset Management, LLC New +989,379+989.4k
SG Americas Securities, LLC Added +488,433+488.4k
BANK OF NOVA SCOTIA Added +400,000+400.0k
GOLDMAN SACHS GROUP INC Added +399,744+399.7k
JPMORGAN CHASE & CO Added +199,017+199.0k
BANK OF AMERICA CORP /DE/ Added +164,829+164.8k
D. E. Shaw & Co., Inc. Added +156,500+156.5k

Biggest sellers

MORGAN STANLEY Reduced -581,430-581.4k
BNP PARIBAS FINANCIAL MARKETS Reduced -465,640-465.6k
Cartenna Capital, LP Sold out -285,000-285.0k
Walleye Capital LLC Reduced -181,377-181.4k
CITADEL ADVISORS LLC Sold out -156,290-156.3k
Balyasny Asset Management L.P. Sold out -142,492-142.5k
Weiss Multi-Strategy Advisers LLC Sold out -131,599-131.6k
JANE STREET GROUP, LLC Reduced -105,481-105.5k
Quantitative Investment Management, LLC Sold out -104,454-104.5k
FERGUSON WELLMAN CAPITAL MANAGEMENT, INC Sold out -78,005-78.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $53.1m837.2k shares
BNP PARIBAS FINANCIAL MARKETS New $31.7m5.0k shares
CITADEL ADVISORS LLC Reduced $30.4m479.0k shares
BANK OF AMERICA CORP /DE/ New $15.9m250.0k shares
SCOPUS ASSET MANAGEMENT, L.P. New $12.7m200.0k shares
Interval Partners, LP New $9.5m150.0k shares
MILLENNIUM MANAGEMENT LLC New $6.3m100.0k shares
PEAK6 Investments LLC Reduced $5.6m87.7k shares
UBS Group AG Reduced $5.4m85.0k shares
WOLVERINE TRADING, LLC New $4.2m67.9k shares

Biggest puts

Deer Park Road Corp Added $260.0m4.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $117.1m1.8m shares
CITADEL ADVISORS LLC Reduced $102.2m1.6m shares
Herr Investment Group LLC New $66.3m1.0m shares
Candlestick Capital Management LP New $50.7m800.0k shares
NOMURA HOLDINGS INC New $44.5m700.9k shares
J. Goldman & Co LP Added $26.2m412.5k shares
SCOPUS ASSET MANAGEMENT, L.P. Added $25.4m400.0k shares
BARCLAYS PLC New $21.2m335.0k shares
BANK OF AMERICA CORP /DE/ Added $17.3m272.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.09% of their portfolio NEW YORK, NY 5,208,5075.2m $330.3m $330.3m 0.09% Added +399.7k +399,744
2 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 1.82% of their portfolio TORONTO, A6 5,058,0005.1m $320.8m $320.8m 1.82% Added +1.5m +1,500,000
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.30% of their portfolio BALA CYNWYD, PA 3,050,8253.1m $193.5m $193.5m 0.30% Added +1.3m +1,300,403
4 CANADA PENSION PLAN INVESTMENT BOARD 0.18% of their portfolio TORONTO ONTARIO, A6 1,760,0001.8m $111.6m $111.6m 0.18% Unchanged
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,663,6981.7m $105.5m $105.5m 0.01% Reduced -581.4k -581,430
6 BANK OF NOVA SCOTIA 0.28% of their portfolio TORONTO, A6 1,500,0001.5m $95.1m $95.1m 0.28% Added +400.0k +400,000
7 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,436,2921.4m $91.1m $91.1m 0.04% Added +1.1m +1,138,360
8 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,393,9421.4m $88.4m $88.4m 0.01% Added +164.8k +164,829
9 CITIGROUP INC 0.10% of their portfolio NEW YORK, NY 1,195,8381.2m $75.8m $75.8m 0.10% Reduced -48.0k -47,987
10 Fisher Asset Management, LLC 0.04% of their portfolio PLANO, TX 989,379989.4k $62.7m $62.7m 0.04% New
11 STATE OF WISCONSIN INVESTMENT BOARD 0.17% of their portfolio MADISON, WI 916,400916.4k $58.1m $58.1m 0.17% Reduced -14.8k -14,800
12 BNP PARIBAS FINANCIAL MARKETS 0.12% of their portfolio PARIS, I0 903,901903.9k $57.3m $57.3m 0.12% Reduced -465.6k -465,640
13 TORONTO DOMINION BANK 0.09% of their portfolio TORONTO, ONTARIO, A6 900,000900.0k $57.0m $57.0m 0.09% Unchanged
14 BARCLAYS PLC 0.05% of their portfolio LONDON, X0 759,588759.6k $48.2m $48.2m 0.05% Added +43.7k +43,685
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 554,704554.7k $35.2m $35.2m 0.00% Added +199.0k +199,017
16 Walleye Capital LLC 0.70% of their portfolio NEW YORK, NY 545,544545.5k $34.6m $34.6m 0.70% Reduced -181.4k -181,377
17 SG Americas Securities, LLC 0.43% of their portfolio NEW YORK, NY 501,733501.7k $31.8m $31.8m 0.43% Added +488.4k +488,433
18 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 388,638388.6k $24.6m $24.6m 0.01% Added +63.2k +63,162
19 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 175,900175.9k $11.2m $11.2m 0.02% Added +156.5k +156,500
20 CASTLEARK MANAGEMENT LLC 0.43% of their portfolio CHICAGO, IL 137,020137.0k $8.7m $8.7m 0.43% Reduced -31.1k -31,070
21 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 130,045130.0k $8.2m $8.2m 0.01% Added +10.0k +10,045
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 117,022117.0k $7.4m $7.4m 0.00% Added +43.9k +43,862
23 BW Gestao de Investimentos Ltda. 1.01% of their portfolio SAO PAULO, D5 99,52099.5k $6.3m $6.3m 1.01% New
24 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 0.06% of their portfolio VICTORIA, A1 94,00094.0k $6.0m $6.0m 0.06% Added +55.0k +55,000
25 J. Goldman & Co LP 0.32% of their portfolio NEW YORK, NY 87,23287.2k $5.5m $5.5m 0.32% Added +29.1k +29,097
26 Venture Visionary Partners LLC 0.30% of their portfolio Sylvania, OH 75,27275.3k $4.8m $4.8m 0.30% New
27 Walleye Trading LLC 0.17% of their portfolio NEW YORK, NY 74,62274.6k $4.7m $4.7m 0.17% Reduced -48.4k -48,394
28 SIMPLEX TRADING, LLC 0.21% of their portfolio CHICAGO, IL 73,04573.0k $4.6m $4.6m 0.21% New
29 Lighthouse Investment Partners, LLC 0.39% of their portfolio Palm Beach Gardens, FL 70,00070.0k $4.4m $4.4m 0.39% New
30 LEUTHOLD GROUP, LLC 0.44% of their portfolio MINNEAPOLIS, MN 52,48152.5k $3.3m $3.3m 0.44% Added +39.1k +39,122
31 Isomer Partners LP 1.81% of their portfolio New York, NY 50,00050.0k $3.2m $3.2m 1.81% New
32 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 47,72047.7k $3.0m $3.0m 0.00% Added +1.7k +1,688
33 Waldron Private Wealth LLC 0.14% of their portfolio BRIDGEVILLE, PA 44,51944.5k $2.8m $2.8m 0.14% Unchanged
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 44,09844.1k $2.8m $2.8m 0.00% Reduced -33.4k -33,389
35 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 44,04644.0k $2.8m $2.8m 0.00% Reduced -5.2k -5,225
36 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 40,80040.8k $2.6m $2.6m 0.01% New
37 Maven Securities LTD 0.34% of their portfolio ST HELIER, Y9 34,65034.6k $2.2m $2.2m 0.34% New
38 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 33,56033.6k $2.1m $2.1m 0.01% Reduced -67.4k -67,440
39 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 31,84231.8k $2.0m $2.0m 0.00% Reduced -402 -402
40 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 30,66230.7k $1.9m $1.9m 0.00% Reduced -105.5k -105,481
41 GARDA CAPITAL PARTNERS LP 1.46% of their portfolio WAYZATA, MN 26,30226.3k $1.7m $1.7m 1.46% New
42 Tower Research Capital LLC (TRC) 0.05% of their portfolio NEW YORK, NY 25,53825.5k $1.6m $1.6m 0.05% Added +15.9k +15,886
43 Parallax Volatility Advisers, L.P. 0.06% of their portfolio San Francisco, CA 25,49725.5k $1.6m $1.6m 0.06% Added +25.5k +25,495
44 Weiss Asset Management LP 0.12% of their portfolio BOSTON, MA 23,43623.4k $1.5m $1.5m 0.12% New
45 Tidal Investments LLC 0.03% of their portfolio Milwaukee, WI 23,33623.3k $1.5m $1.5m 0.03% New
46 IMC-Chicago, LLC 0.24% of their portfolio CHICAGO, IL 21,97522.0k $1.4m $1.4m 0.24% New
47 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.02% of their portfolio Madrid, U3 20,11620.1k $1.3m $1.3m 0.02% Added +127 +127
48 Capula Management Ltd 0.11% of their portfolio Grand Cayman, E9 19,08919.1k $1.2m $1.2m 0.11% Not comparable
49 Segantii Capital Management Ltd 0.05% of their portfolio HONG KONG, K3 17,87117.9k $1.1m $1.1m 0.05% Added +11.0k +11,041
50 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,24017.2k $1.1m $1.1m 0.00% Added +2.6k +2,565
51 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 16,58216.6k $1.1m $1.1m 0.00% Added +5.4k +5,357
52 Paloma Partners Management Co 0.22% of their portfolio GREENWICH, CT 16,05116.1k $1.0m $1.0m 0.22% New
53 Cutler Group LLC / CA 0.14% of their portfolio SAN FRANCISCO, CA 13,78113.8k $873.0k $873.0k 0.14% New
54 CX Institutional 0.05% of their portfolio AUBURN, IN 13,45713.5k $858.5k $858.5k 0.05% New
55 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 13,08213.1k $829.7k $829.7k 0.01% Added +1.2k +1,234
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,75512.8k $809.0k $809.0k 0.00% Reduced -996 -996
57 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,61912.6k $800.3k $800.3k 0.00% Added +799 +799
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,69411.7k $741.7k $741.7k 0.00% Added +182 +182
59 Ellis Investment Partners, LLC 0.19% of their portfolio Berwyn, PA 11,51711.5k $730.4k $730.4k 0.19% Reduced -276 -276
60 IPG Investment Advisors LLC 0.15% of their portfolio SAN DIEGO, CA 10,15610.2k $644.1k $644.1k 0.15% Unchanged
61 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 7,6917.7k $487.8k $487.8k 0.00% Added +540 +540
62 Atom Investors LP 0.26% of their portfolio AUSTIN, TX 7,4097.4k $469.9k $469.9k 0.26% Reduced -41.5k -41,461
63 Castle Rock Wealth Management, LLC 0.15% of their portfolio WALNUT CREEK, CA 6,8216.8k $418.5k $418.5k 0.15% Added +993 +993
64 TWO SIGMA SECURITIES, LLC 0.04% of their portfolio NEW YORK, NY 6,8046.8k $431.5k $431.5k 0.04% New
65 Fort Point Capital Partners LLC 0.07% of their portfolio San Francisco, CA 6,7796.8k $429.9k $429.9k 0.07% Added +75 +75
66 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 6,5606.6k $405.0k $405.0k 0.01% New
67 MCMILLION CAPITAL MANAGEMENT INC 0.36% of their portfolio GREENSBORO, NC 6,0006.0k $380.5k $380.5k 0.36% Unchanged
68 DARK FOREST CAPITAL MANAGEMENT LP 0.08% of their portfolio NEW YORK, NY 5,5805.6k $353.9k $353.9k 0.08% New
69 HBK INVESTMENTS L P 0.01% of their portfolio DALLAS, TX 5,2255.2k $331.4k $331.4k 0.01% New
70 Institute for Wealth Management, LLC. 0.06% of their portfolio DENVER, CO 5,1485.1k $326.5k $326.5k 0.06% Reduced -28 -28
71 Bayesian Capital Management, LP 0.04% of their portfolio Brooklyn, NY 4,5004.5k $285.4k $285.4k 0.04% Reduced -3.0k -3,000
72 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 4,3404.3k $275.2k $275.2k 0.00% Reduced -474 -474
73 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 4,2154.2k $267.3k $267.3k 0.01% New
74 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 4,1074.1k $260.4k $260.4k 0.02% Added +1 +1
75 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 3,7733.8k $239.3k $239.3k 0.01% Reduced -2.7k -2,686
76 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 3,7703.8k $239.0k $239.0k 0.00% Added +353 +353
77 McGuire Investment Group, LLC 0.05% of their portfolio WAKEFIELD, RI 3,7373.7k $237.0k $237.0k 0.05% New
78 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 3,6373.6k $230.7k $230.7k 0.00% Unchanged
79 PEAPACK GLADSTONE FINANCIAL CORP 0.00% of their portfolio BEDMINSTER, NJ 3,5803.6k $241.0k $241.0k 0.00% Unchanged
80 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 3,4673.5k $216.7k $216.7k 0.00% New
81 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 3,2323.2k $205.0k $205.0k 0.00% New
82 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 3,0473.0k $193.2k $193.2k 0.01% Reduced -39.8k -39,756
83 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 2,2782.3k $144.5k $144.5k 0.01% Added +1.0k +1,032
84 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 1,5071.5k $95.5k $95.5k 0.01% Reduced -247 -247
85 Byrne Asset Management LLC 0.06% of their portfolio KINGSTON, NJ 1,3501.4k $86.0k $86.0k 0.06% Reduced -200 -200
86 FMR LLC 0.00% of their portfolio BOSTON, MA 1,1301.1k $71.7k $71.7k 0.00% Added +733 +733
87 TOMPKINS FINANCIAL CORP 0.01% of their portfolio ITHACA, NY 900900 $57.1k $57.1k 0.01% Unchanged
88 Advisors Preferred, LLC 0.01% of their portfolio ROCKVILLE, MD 633633 $40.4k $40.4k 0.01% Added +90 +90
89 Glen Eagle Advisors, LLC 0.01% of their portfolio KINGSTON, NJ 630630 $40.0k $40.0k 0.01% Unchanged
90 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 619619 $39.3k $39.3k 0.00% Reduced -62 -62
91 GUARDIAN WEALTH ADVISORS, LLC / NC 0.01% of their portfolio RALEIGH, NC 619619 $39.3k $39.3k 0.01% Reduced -62 -62
92 GLENMEDE TRUST CO NA 0.00% of their portfolio PHILADELPHIA, PA 520520 $33.0k $33.0k 0.00% Unchanged
93 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 478478 $29.9k $29.9k 0.00% New
94 Main Management LLC 0.00% of their portfolio SAN FRANCISCO, CA 460460 $29.0k $29.0k 0.00% Unchanged
95 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 457457 $29.0k $29.0k 0.00% Unchanged
96 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 399399 $25.3k $25.3k 0.00% Reduced -72.7k -72,650
97 Headlands Technologies LLC 0.02% of their portfolio CHICAGO, IL 394394 $25.0k $25.0k 0.02% New
98 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 390390 $24.7k $24.7k 0.00% Unchanged
99 HM PAYSON & CO 0.00% of their portfolio PORTLAND, ME 320320 $20.3k $20.3k 0.00% New
100 HighMark Wealth Management LLC 0.01% of their portfolio ST. PAUL, MN 291291 $18.5k $18.5k 0.01% New