Vault-13

SPDR SER TR SPTI

PORTFLI INTRMDIT · ETP · CUSIP 78464A672

315 institutional holders +47 vs Q3 2023
144,720,110144.7m shares reported held*
$4.2bnreported value*
55 new 112 added 98 reduced 30 sold out net bought ≈ $112.1m (+3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.87.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 239Q4 22: 247Q1 23: 268Q2 23: 262Q3 23: 268Q4 23: 315315Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022239
Q4 2022247
Q1 2023268
Q2 2023262
Q3 2023268
Q4 2023315

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 121 bought or addedQ4 22: 124 cut or sold outQ4 22Q1 23: 174 bought or addedQ1 23: 108 cut or sold outQ1 23Q2 23: 129 bought or addedQ2 23: 143 cut or sold outQ2 23Q3 23: 133 bought or addedQ3 23: 131 cut or sold outQ3 23Q4 23: 167 bought or addedQ4 23: 128 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022121124
Q1 2023174108
Q2 2023129143
Q3 2023133131
Q4 2023167128

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 23 calls: $674.3kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $155.6kQ2 23 puts: $79.3kQ2 23P/C 0.51Q3 23 calls: $101.9kQ3 23 puts: $2.9mQ3 23P/C 28.41Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$674.3k$00.00
Q2 2023$155.6k$79.3k0.51
Q3 2023$101.9k$2.9m28.41
Q4 2023$0$0—

Biggest buyers

Merit Financial Group, LLC Added +3,585,095+3.6m
Raymond James Financial Services Advisors, Inc. Added +1,937,968+1.9m
JPMORGAN CHASE & CO Added +1,865,535+1.9m
LPL Financial LLC Added +1,520,976+1.5m
STEPHENS GROUP ASSET MANAGEMENT, LLC Added +686,415+686.4k
NewEdge Wealth, LLC New +635,200+635.2k
WELLS FARGO & COMPANY/MN Added +488,921+488.9k
Financial Engines Advisors L.L.C. Added +425,471+425.5k
Willow Creek Wealth Management Inc. Added +391,116+391.1k
STATE STREET CORP Added +339,674+339.7k

Biggest sellers

ASSETMARK, INC Reduced -3,394,723-3.4m
SYNOVUS FINANCIAL CORP Reduced -2,032,979-2.0m
FLOW TRADERS U.S. LLC Sold out -1,420,774-1.4m
OSAIC HOLDINGS, INC. Reduced -705,645-705.6k
MORGAN STANLEY Reduced -563,257-563.3k
JANE STREET GROUP, LLC Sold out -553,881-553.9k
BANK OF MONTREAL /CAN/ Reduced -521,705-521.7k
Hibernia Wealth Partners, LLC Sold out -459,881-459.9k
RFP Financial Group LLC Reduced -433,833-433.8k
CW Advisors, LLC Reduced -431,794-431.8k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.49% of their portfolio FORT MILL, SC 28,004,41028.0m $799.8m $799.8m 0.49% Added +1.5m +1,520,976
2 Financial Engines Advisors L.L.C. 1.89% of their portfolio SANTA CLARA, CA 27,989,84628.0m $799.4m $799.4m 1.89% Added +425.5k +425,471
3 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 6,123,0496.1m $174.9m $174.9m 0.05% Added +9.5k +9,451
4 Municipal Employees' Retirement System of Michigan 2.28% of their portfolio LANSING, MI 5,977,6276.0m $170.7m $170.7m 2.28% Unchanged
5 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 4,282,6814.3m $122.3m $122.3m 0.05% Added +177.1k +177,120
6 Merit Financial Group, LLC 3.61% of their portfolio ALPHARETTA, GA 4,160,0104.2m $118.8m $118.8m 3.61% Added +3.6m +3,585,095
7 UBS Group AG 0.04% of their portfolio ZURICH, V8 3,550,1553.6m $101.4m $101.4m 0.04% Reduced -62.5k -62,536
8 CW Advisors, LLC 1.77% of their portfolio BOSTON, MA 3,372,8863.4m $96.3m $96.3m 1.77% Reduced -431.8k -431,794
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,313,8803.3m $94.6m $94.6m 0.00% Added +1.9m +1,865,535
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,067,6383.1m $87.6m $87.6m 0.00% Added +339.7k +339,674
11 Raymond James Financial Services Advisors, Inc. 0.11% of their portfolio ST. PETERSBURG, FL 2,290,4152.3m $65.4m $65.4m 0.11% Added +1.9m +1,937,968
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,066,3522.1m $59.0m $59.0m 0.00% Reduced -563.3k -563,257
13 STEPHENS GROUP ASSET MANAGEMENT, LLC 5.68% of their portfolio LITTLE ROCK, AR 2,040,8112.0m $58.3m $58.3m 5.68% Added +686.4k +686,415
14 GLOBALT Investments LLC / GA 2.34% of their portfolio Atlanta, GA 1,972,9522.0m $56.3m $56.3m 2.34% First filing
15 CWM, LLC 0.30% of their portfolio OMAHA, NE 1,928,3031.9m $55.1m $55.1m 0.30% Added +288.0k +288,023
16 Private Advisor Group, LLC 0.40% of their portfolio MORRISTOWN, NJ 1,811,8761.8m $51.7m $51.7m 0.40% Reduced -1.5k -1,546
17 Manning & Napier Group, LLC 0.55% of their portfolio Fairport, NY 1,609,1651.6m $46.0m $46.0m 0.55% Added +3.4k +3,415
18 CX Institutional 2.05% of their portfolio AUBURN, IN 1,340,7601.3m $38.3m $38.3m 2.05% Reduced -62.9k -62,890
19 SENTINEL PENSION ADVISORS, LLC 8.17% of their portfolio WAKEFIELD, MA 1,202,7671.2m $34.4m $34.4m 8.17% Added +63.7k +63,693
20 NewEdge Advisors, LLC 0.32% of their portfolio NEW ORLEANS, LA 1,187,7551.2m $33.7m $33.7m 0.32% Added +104.6k +104,553
21 O'Brien Wealth Partners LLC 8.49% of their portfolio Waltham, MA 1,139,0121.1m $32.5m $32.5m 8.49% Reduced -7.6k -7,584
22 AE Wealth Management LLC 0.15% of their portfolio TOPEKA, KS 1,064,7391.1m $30.2m $30.2m 0.15% Added +22.9k +22,868
23 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 925,754925.8k $26.4m $26.4m 0.04% Added +71.4k +71,424
24 GREAT VALLEY ADVISOR GROUP, INC. 0.89% of their portfolio WILMINGTON, DE 884,275884.3k $25.3m $25.3m 0.89% Added +121.1k +121,107
25 Portland Global Advisors LLC 3.76% of their portfolio PORTLAND, ME 877,591877.6k $25.1m $25.1m 3.76% Added +108.0k +107,982
26 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 869,809869.8k $24.9m $24.9m 0.01% Reduced -521.7k -521,705
27 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 864,039864.0k $24.7m $24.7m 0.01% Added +155.9k +155,899
28 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 856,056856.1k $24.5m $24.5m 0.04% Reduced -705.6k -705,645
29 Wela Strategies, Inc. 12.26% of their portfolio ATLANTA, GA 799,463799.5k $22.8m $22.8m 12.26% Reduced -3.8k -3,832
30 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 792,602792.6k $22.6m $22.6m 0.01% Added +488.9k +488,921
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 769,430769.4k $22.0m $22.0m 0.00% Added +111.3k +111,284
32 OneDigital Investment Advisors LLC 0.37% of their portfolio OVERLAND PARK, KS 731,085731.1k $20.9m $20.9m 0.37% Added +143.1k +143,060
33 Leicht Financial Planning & Wealth Management, Inc. 11.79% of their portfolio PARSIPPANY, NJ 719,638719.6k $20.6m $20.6m 11.79% Reduced -40.6k -40,639
34 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 709,109709.1k $20.3m $20.3m 0.03% Added +144.9k +144,933
35 ASSETMARK, INC 0.07% of their portfolio CONCORD, CA 704,864704.9k $20.1m $20.1m 0.07% Reduced -3.4m -3,394,723
36 MATHER GROUP, LLC. 0.28% of their portfolio CHICAGO, IL 635,565635.6k $18.2m $18.2m 0.28% Added +101.1k +101,068
37 NewEdge Wealth, LLC 0.46% of their portfolio STAMFORD, CT 635,200635.2k $18.1m $18.1m 0.46% New
38 PARK AVENUE SECURITIES LLC 0.24% of their portfolio NEW YORK, NY 618,240618.2k $17.7m $17.7m 0.24% Added +17.8k +17,759
39 Astoria Portfolio Advisors LLC. 6.94% of their portfolio NEW YORK, NY 604,544604.5k $17.1m $17.1m 6.94% Reduced -43.6k -43,577
40 Arcadia Wealth Management, LLC 11.40% of their portfolio Manchester, NH 574,725574.7k $16.4m $16.4m 11.40% Added +8.7k +8,670
41 Migdal Insurance & Financial Holdings Ltd. 0.32% of their portfolio Petach Tikva, L3 563,776563.8k $16.1m $16.1m 0.32% Added +119.7k +119,678
42 CoreCap Advisors, LLC 1.02% of their portfolio SOUTHFIELD, MI 554,293554.3k $15.8m $15.8m 1.02% Added +47.7k +47,685
43 Flagstone Financial Management 6.46% of their portfolio LINCOLN, NE 552,536552.5k $15.8m $15.8m 6.46% Added +5.2k +5,168
44 Steward Partners Investment Advisory, LLC 0.20% of their portfolio STAMFORD, CT 506,041506.0k $14.5m $14.5m 0.20% Reduced -21.9k -21,867
45 FLAGSHIP HARBOR ADVISORS, LLC 1.04% of their portfolio BOSTON, MA 502,548502.5k $14.4m $14.4m 1.04% Added +43.0k +43,020
46 Hobbs Group Advisors, LLC 6.15% of their portfolio COLUMBIA, SC 482,777482.8k $13.8m $13.8m 6.15% First filing
47 S. R. Schill & Associates 6.13% of their portfolio MERCER ISLAND, WA 481,547481.5k $13.8m $13.8m 6.13% Added +24.5k +24,548
48 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 457,988458.0k $13.1m $13.1m 0.11% Reduced -10.7k -10,741
49 Arjuna Capital 4.09% of their portfolio MANCHESTER, MA 457,861457.9k $13.1m $13.1m 4.09% Reduced -28.7k -28,709
50 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 442,136442.1k $12.6m $12.6m 0.02% Added +87.7k +87,715
51 Willow Creek Wealth Management Inc. 1.55% of their portfolio Sebastopol, CA 432,372432.4k $12.3m $12.3m 1.55% Added +391.1k +391,116
52 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 422,955423.0k $12.1m $12.1m 0.07% Reduced -903 -903
53 Global Retirement Partners, LLC 0.49% of their portfolio San Rafael, CA 408,643408.6k $11.6m $11.6m 0.49% Added +7.0k +7,011
54 Trilogy Capital Inc. 0.71% of their portfolio IRVINE, CA 401,403401.4k $11.5m $11.5m 0.71% Added +23.7k +23,747
55 LEVEL FOUR ADVISORY SERVICES, LLC 0.62% of their portfolio DALLAS, TX 388,609388.6k $11.1m $11.1m 0.62% Reduced -9.8k -9,828
56 Mariner, LLC 0.03% of their portfolio Overland Park, KS 386,420386.4k $11.0m $11.0m 0.03% Added +257.8k +257,821
57 Comprehensive Wealth Management, LLC 9.23% of their portfolio LYNNWOOD, WA 358,058358.1k $10.2m $10.2m 9.23% Reduced -3.5k -3,491
58 US FINANCIAL ADVISORS, LLC 3.74% of their portfolio BRAINTREE, MA 351,560351.6k $10.0m $10.0m 3.74% Added +11.1k +11,130
59 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 343,462343.5k $9.8m $9.8m 0.04% Added +181.7k +181,697
60 Equitable Holdings, Inc. 0.12% of their portfolio NEW YORK, NY 338,034338.0k $9.7m $9.7m 0.12% Added +137.0k +136,965
61 Waterloo Capital, L.P. 1.55% of their portfolio AUSTIN, TX 334,839334.8k $9.6m $9.6m 1.55% Added +280.8k +280,819
62 GM Advisory Group, LLC 0.71% of their portfolio MELVILLE, NY 330,813330.8k $9.4m $9.4m 0.71% Reduced -25.6k -25,638
63 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 313,911313.9k $9.0m $9.0m 0.02% Added +41.8k +41,771
64 Capasso Planning Partners LLC 3.95% of their portfolio CHARLESTON, SC 296,284296.3k $8.5m $8.5m 3.95% Added +112.0k +112,000
65 Kingsview Wealth Management, LLC 0.25% of their portfolio GRANTS PASS, OR 296,176296.2k $8.5m $8.5m 0.25% Added +18.0k +18,017
66 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 289,096289.1k $8.3m $8.3m 0.01% Added +3.1k +3,093
67 Advisor Resource Council 0.96% of their portfolio DALLAS, TX 288,053288.1k $8.2m $8.2m 0.96% Added +273.6k +273,635
68 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 288,000288.0k $8.2m $8.2m 0.02% Reduced -30.0k -30,000
69 NorthRock Partners, LLC 0.34% of their portfolio MINNEAPOLIS, MN 285,482285.5k $8.2m $8.2m 0.34% New
70 One Day In July LLC 1.21% of their portfolio BURLINGTON, VT 280,379280.4k $8.0m $8.0m 1.21% New
71 IFG Advisory, LLC 0.59% of their portfolio ATLANTA, GA 280,032280.0k $8.0m $8.0m 0.59% Added +29.6k +29,648
72 Dentgroup LLC 6.82% of their portfolio BATON ROUGE, LA 268,802268.8k $7.7m $7.7m 6.82% Added +115.0k +114,999
73 SimpliFi, Inc. 3.41% of their portfolio SAN DIEGO, CA 251,076251.1k $6.9m $6.9m 3.41% Unchanged
74 Stratos Wealth Partners, LTD. 0.13% of their portfolio BEACHWOOD, OH 250,736250.7k $7.2m $7.2m 0.13% Reduced -24.7k -24,691
75 ST GERMAIN D J CO INC 0.36% of their portfolio SPRINGFIELD, MA 244,323244.3k $7.0m $7.0m 0.36% Reduced -50.7k -50,691
76 SIGNET FINANCIAL MANAGEMENT, LLC 1.04% of their portfolio PARSIPPANY, NJ 242,775242.8k $6.9m $6.9m 1.04% Added +16.5k +16,516
77 PSI Advisors, LLC 2.58% of their portfolio TAMPA, FL 241,649241.6k $6.9m $6.9m 2.58% Reduced -6.1k -6,122
78 COMERICA BANK 0.03% of their portfolio DALLAS, TX 238,944238.9k $6.8m $6.8m 0.03% Reduced -33.1k -33,061
79 TSFG, LLC 2.09% of their portfolio LAKE FOREST, IL 232,471232.5k $6.6m $6.6m 2.09% Added +93.2k +93,207
80 Beacon Bridge Wealth Partners, LLC 3.16% of their portfolio LOWER GWYNEDD, PA 221,604221.6k $6.3m $6.3m 3.16% Reduced -94.2k -94,217
81 Impact Partnership Wealth, LLC 2.29% of their portfolio MARIETTA, GA 219,781219.8k $6.3m $6.3m 2.29% Added +153.3k +153,268
82 IHT Wealth Management, LLC 0.27% of their portfolio Chicago, IL 214,601214.6k $6.1m $6.1m 0.27% Added +193.2k +193,185
83 BAILARD, INC. 0.18% of their portfolio Foster City, CA 210,376210.4k $6.0m $6.0m 0.18% Added +61.2k +61,189
84 Asset Management Resources, LLC 3.39% of their portfolio HYANNIS, MA 208,580208.6k $6.0m $6.0m 3.39% Reduced -64.4k -64,443
85 Vermillion & White Wealth Management Group, LLC 5.68% of their portfolio PHOENIXVILLE, PA 205,181205.2k $5.9m $5.9m 5.68% First filing
86 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 202,581202.6k $5.8m $5.8m 0.09% Added +20.8k +20,840
87 EIGHT 31 FINANCIAL, LLC 3.48% of their portfolio MIDLAND, TX 199,118199.1k $5.7m $5.7m 3.48% First filing
88 Auour Investments LLC 2.09% of their portfolio WOBURN, MA 187,139187.1k $5.3m $5.3m 2.09% Added +564 +564
89 SMART Wealth LLC 2.91% of their portfolio Omaha, NE 186,591186.6k $5.3m $5.3m 2.91% Reduced -29.2k -29,159
90 Certified Advisory Corp 0.80% of their portfolio ALTAMONTE SPRINGS, FL 184,769184.8k $5.3m $5.3m 0.80% Reduced -1.6k -1,567
91 Key Financial Inc 1.43% of their portfolio WEST CHESTER, PA 182,649182.6k $5.2m $5.2m 1.43% New
92 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 173,468173.5k $5.0m $5.0m 0.01% Added +15.4k +15,373
93 Equita Financial Network, Inc. 2.60% of their portfolio FORT WASHINGTON, PA 170,757170.8k $4.9m $4.9m 2.60% Reduced -5.3k -5,288
94 True Wealth Design, LLC 1.33% of their portfolio AKRON, OH 165,443165.4k $4.7m $4.7m 1.33% Added +48.6k +48,646
95 Western Wealth Management, LLC 0.31% of their portfolio GOLDEN, CO 150,268150.3k $4.3m $4.3m 0.31% Added +97.6k +97,595
96 Redhawk Wealth Advisors, Inc. 0.78% of their portfolio MINNEAPOLIS, MN 140,539140.5k $4.0m $4.0m 0.78% New
97 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 135,706135.7k $3.9m $3.9m 0.03% Reduced -3.2k -3,243
98 Mariner Managed Account Solutions, LLC 0.27% of their portfolio Boston, MA 128,923128.9k $3.7m $3.7m 0.27% Added +1.6k +1,584
99 Aspire Private Capital, LLC 1.03% of their portfolio Cornelius, NC 122,199122.2k $3.5m $3.5m 1.03% Added +121.2k +121,167
100 Eldridge Investment Advisors, Inc. 0.90% of their portfolio MANCHESTER, NH 120,475120.5k $3.4m $3.4m 0.90% New