Vault-13

SPDR SER TR SPTI

PORTFLI INTRMDIT · ETP · CUSIP 78464A672

262 institutional holders -6 vs Q1 2023
142,020,465142.0m shares reported held*
$4.1bnreported value*
30 new 99 added 99 reduced 44 sold out net sold ≈ $906.3m (-32.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($361.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.62. Options: 1 managers hold calls ($155.6k notional), 2 hold puts ($79.3k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 239Q4 22: 247Q1 23: 268Q2 23: 262262Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022239
Q4 2022247
Q1 2023268
Q2 2023262

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 121 bought or addedQ4 22: 124 cut or sold outQ4 22Q1 23: 174 bought or addedQ1 23: 108 cut or sold outQ1 23Q2 23: 129 bought or addedQ2 23: 143 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022121124
Q1 2023174108
Q2 2023129143

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $674.3kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $155.6kQ2 23 puts: $79.3kQ2 23P/C 0.51
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$674.3k$00.00
Q2 2023$155.6k$79.3k0.51

Biggest buyers

LPL Financial LLC Added +6,725,667+6.7m
AMERIPRISE FINANCIAL INC Added +4,639,092+4.6m
MORGAN STANLEY Added +3,354,291+3.4m
JANE STREET GROUP, LLC Added +2,853,932+2.9m
FLOW TRADERS U.S. LLC Added +1,254,612+1.3m
Financial Engines Advisors L.L.C. Added +1,188,712+1.2m
CWM, LLC Added +1,055,776+1.1m
SENTINEL PENSION ADVISORS, LLC New +985,462+985.5k
HighTower Advisors, LLC Added +739,529+739.5k
Arcadia Wealth Management, LLC New +554,915+554.9k

Biggest sellers

Clark Capital Management Group, Inc. Sold out -23,125,477-23.1m
ASSETMARK, INC Reduced -9,902,597-9.9m
Municipal Employees' Retirement System of Michigan Reduced -8,082,504-8.1m
ENVESTNET ASSET MANAGEMENT INC Reduced -7,244,305-7.2m
OSAIC HOLDINGS, INC. Reduced -2,637,214-2.6m
Gradient Investments LLC Reduced -1,911,570-1.9m
BANK OF AMERICA CORP /DE/ Reduced -1,279,584-1.3m
Cetera Advisor Networks LLC Reduced -856,882-856.9k
STEPHENS GROUP ASSET MANAGEMENT, LLC Reduced -663,215-663.2k
Cetera Investment Advisers Reduced -466,262-466.3k

Biggest calls

CITADEL ADVISORS LLC Reduced $155.6k5.5k shares

Biggest puts

CITADEL ADVISORS LLC New $56.6k2.0k shares
US BANCORP \DE\ New $22.7k802 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.51% of their portfolio FORT MILL, SC 25,132,44325.1m $711.0m $711.0m 0.51% Added +6.7m +6,725,667
2 Financial Engines Advisors L.L.C. 1.74% of their portfolio SANTA CLARA, CA 24,299,90424.3m $687.4m $687.4m 1.74% Added +1.2m +1,188,712
3 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 8,508,3758.5m $240.7m $240.7m 0.02% Added +3.4m +3,354,291
4 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 8,444,6728.4m $239.0m $239.0m 0.07% Added +4.6m +4,639,092
5 JANE STREET GROUP, LLC 0.22% of their portfolio NEW YORK, NY 5,760,8835.8m $163.0m $163.0m 0.22% Added +2.9m +2,853,932
6 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 4,606,3804.6m $130.3m $130.3m 0.06% Reduced -7.2m -7,244,305
7 ASSETMARK, INC 0.47% of their portfolio CONCORD, CA 4,207,1864.2m $119.0m $119.0m 0.47% Reduced -9.9m -9,902,597
8 CW Advisors, LLC 2.58% of their portfolio BOSTON, MA 3,940,0793.9m $111.5m $111.5m 2.58% Added +291.1k +291,139
9 UBS Group AG 0.04% of their portfolio ZURICH, V8 3,639,8413.6m $103.0m $103.0m 0.04% Reduced -425.7k -425,716
10 GTS SECURITIES LLC 2.63% of their portfolio NEW YORK, NY 2,946,2102.9m $83.3m $83.3m 2.63% First filing
11 FLOW TRADERS U.S. LLC 3.60% of their portfolio NEW YORK, NY 2,930,9292.9m $82.9m $82.9m 3.60% Added +1.3m +1,254,612
12 SYNOVUS FINANCIAL CORP 0.68% of their portfolio Columbus, GA 2,188,9632.2m $61.9m $61.9m 0.68% Added +13.9k +13,861
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,040,5412.0m $57.7m $57.7m 0.00% Reduced -136.2k -136,215
14 CX Institutional 2.45% of their portfolio AUBURN, IN 1,669,8531.7m $47.2m $47.2m 2.45% Reduced -54.7k -54,670
15 Manning & Napier Group, LLC 0.51% of their portfolio Fairport, NY 1,581,9691.6m $44.8m $44.8m 0.51% Reduced -57.6k -57,591
16 CWM, LLC 0.26% of their portfolio OMAHA, NE 1,507,5101.5m $42.6m $42.6m 0.26% Added +1.1m +1,055,776
17 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 1,393,3041.4m $39.4m $39.4m 0.07% Reduced -2.6m -2,637,214
18 Private Advisor Group, LLC 0.34% of their portfolio MORRISTOWN, NJ 1,387,3351.4m $39.2m $39.2m 0.34% Added +553.4k +553,417
19 STEPHENS GROUP ASSET MANAGEMENT, LLC 3.38% of their portfolio LITTLE ROCK, AR 1,215,8481.2m $34.4m $34.4m 3.38% Reduced -663.2k -663,215
20 OneDigital Investment Advisors LLC 0.73% of their portfolio OVERLAND PARK, KS 1,172,0251.2m $33.2m $33.2m 0.73% Added +114.2k +114,211
21 NewEdge Advisors, LLC 0.35% of their portfolio NEW ORLEANS, LA 1,108,8541.1m $31.4m $31.4m 0.35% Reduced -4.3k -4,254
22 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 1,049,9451.0m $29.8m $29.8m 0.01% Reduced -10.7k -10,670
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,022,4731.0m $28.9m $28.9m 0.00% Added +227 +227
24 SENTINEL PENSION ADVISORS, LLC 6.75% of their portfolio WAKEFIELD, MA 985,462985.5k $27.9m $27.9m 6.75% New
25 AE Wealth Management LLC 0.17% of their portfolio TOPEKA, KS 971,422971.4k $27.5m $27.5m 0.17% Reduced -3.9k -3,857
26 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 863,147863.1k $24.4m $24.4m 0.01% Added +179.5k +179,502
27 O'Brien Wealth Partners LLC 6.69% of their portfolio Waltham, MA 804,000804.0k $22.7m $22.7m 6.69% Added +26.2k +26,247
28 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 800,235800.2k $22.6m $22.6m 0.04% Added +739.5k +739,529
29 Wela Strategies, Inc. 16.47% of their portfolio ATLANTA, GA 756,790756.8k $21.4m $21.4m 16.47% Reduced -16.0k -15,952
30 Leicht Financial Planning & Wealth Management, Inc. 12.66% of their portfolio PARSIPPANY, NJ 740,969741.0k $21.0m $21.0m 12.66% Added +94.2k +94,230
31 Portland Global Advisors LLC 3.34% of their portfolio PORTLAND, ME 720,959721.0k $20.4m $20.4m 3.34% Added +417.0k +417,048
32 Comprehensive Wealth Management, LLC 17.56% of their portfolio LYNNWOOD, WA 716,730716.7k $20.3m $20.3m 17.56% Reduced -10.9k -10,880
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 657,647657.6k $18.6m $18.6m 0.00% Reduced -1.3m -1,279,584
34 PARK AVENUE SECURITIES LLC 0.27% of their portfolio NEW YORK, NY 600,721600.7k $17.0m $17.0m 0.27% Reduced -190.0k -190,000
35 Arcadia Wealth Management, LLC 11.58% of their portfolio Manchester, NH 554,915554.9k $15.7m $15.7m 11.58% New
36 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 550,562550.6k $15.6m $15.6m 0.03% Reduced -7.4k -7,383
37 Beacon Bridge Wealth Partners, LLC 7.88% of their portfolio LOWER GWYNEDD, PA 544,836544.8k $15.4m $15.4m 7.88% Added +257.2k +257,231
38 Arjuna Capital 5.29% of their portfolio MANCHESTER, MA 527,976528.0k $14.9m $14.9m 5.29% Added +492.3k +492,281
39 Global Retirement Partners, LLC 0.73% of their portfolio San Rafael, CA 527,368527.4k $14.9m $14.9m 0.73% Added +30.9k +30,856
40 Merit Financial Group, LLC 0.48% of their portfolio ALPHARETTA, GA 518,565518.6k $14.7m $14.7m 0.48% Added +426.0k +426,036
41 Steward Partners Investment Advisory, LLC 0.22% of their portfolio STAMFORD, CT 514,119514.1k $14.5m $14.5m 0.22% Added +512.6k +512,560
42 Boyd Wealth Management, LLC 8.57% of their portfolio SACRAMENTO, CA 498,526498.5k $14.1m $14.1m 8.57% New
43 Flagstone Financial Management 6.60% of their portfolio LINCOLN, NE 496,608496.6k $14.0m $14.0m 6.60% Added +12.1k +12,081
44 US FINANCIAL ADVISORS, LLC 5.88% of their portfolio BRAINTREE, MA 488,969489.0k $13.8m $13.8m 5.88% Added +10.6k +10,619
45 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 480,867480.9k $13.6m $13.6m 0.11% Reduced -466.3k -466,262
46 MATHER GROUP, LLC. 0.21% of their portfolio CHICAGO, IL 471,074471.1k $13.3m $13.3m 0.21% Added +28.9k +28,877
47 S. R. Schill & Associates 6.00% of their portfolio MERCER ISLAND, WA 467,069467.1k $13.2m $13.2m 6.00% Reduced -88.5k -88,534
48 FLAGSHIP HARBOR ADVISORS, LLC 1.09% of their portfolio BOSTON, MA 465,272465.3k $13.2m $13.2m 1.09% Reduced -22.2k -22,218
49 Horizon Wealth Management, LLC 4.96% of their portfolio LA GRANGE, IL 444,285444.3k $12.6m $12.6m 4.96% New
50 LEVEL FOUR ADVISORY SERVICES, LLC 0.73% of their portfolio DALLAS, TX 431,933431.9k $12.2m $12.2m 0.73% Added +21.5k +21,500
51 GREAT VALLEY ADVISOR GROUP, INC. 0.50% of their portfolio WILMINGTON, DE 425,835425.8k $12.0m $12.0m 0.50% Added +27.9k +27,853
52 Equitable Holdings, Inc. 0.17% of their portfolio NEW YORK, NY 410,696410.7k $11.6m $11.6m 0.17% Reduced -252.0k -251,954
53 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 406,000406.0k $11.5m $11.5m 0.02% Added +188.0k +188,000
54 Mutual Advisors, LLC 0.43% of their portfolio OMAHA, NE 404,153404.2k $11.4m $11.4m 0.43% Added +104.6k +104,633
55 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 395,424395.4k $11.2m $11.2m 0.08% Reduced -856.9k -856,882
56 Trilogy Capital Inc. 0.70% of their portfolio IRVINE, CA 390,034390.0k $11.0m $11.0m 0.70% Added +86.0k +85,978
57 ST GERMAIN D J CO INC 0.55% of their portfolio SPRINGFIELD, MA 369,966370.0k $10.5m $10.5m 0.55% First filing
58 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 345,579345.6k $9.8m $9.8m 0.02% Reduced -305.5k -305,498
59 GM Advisory Group, LLC 0.79% of their portfolio MELVILLE, NY 339,024339.0k $9.6m $9.6m 0.79% Added +17.1k +17,122
60 Strategic Financial Partners, Ltd. 5.41% of their portfolio Bend, OR 336,076336.1k $9.5m $9.5m 5.41% Added +173.4k +173,399
61 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 328,218328.2k $9.3m $9.3m 0.01% Reduced -43.6k -43,599
62 Onyx Bridge Wealth Group LLC 2.19% of their portfolio TARRYTOWN, NY 323,380323.4k $9.1m $9.1m 2.19% Added +271.9k +271,864
63 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 305,971306.0k $8.7m $8.7m 0.02% Added +253.9k +253,909
64 BMS Financial Advisors, LLC 5.43% of their portfolio RAPID CITY, SD 294,180294.2k $8.3m $8.3m 5.43% Added +285.9k +285,872
65 Moisand Fitzgerald Tamayo, LLC 1.59% of their portfolio ORLANDO, FL 274,785274.8k $7.8m $7.8m 1.59% Added +1.3k +1,292
66 Hobart Private Capital, LLC 2.81% of their portfolio CHARLOTTE, NC 266,966267.0k $7.6m $7.6m 2.81% Added +16.3k +16,349
67 Syntal Capital Partners, LLC 2.96% of their portfolio MIDLAND, TX 260,689260.7k $7.4m $7.4m 2.96% Reduced -2.0k -2,014
68 Asset Management Resources, LLC 4.39% of their portfolio HYANNIS, MA 255,358255.4k $7.2m $7.2m 4.39% Added +10.9k +10,940
69 PSI Advisors, LLC 3.09% of their portfolio TAMPA, FL 248,967249.0k $7.0m $7.0m 3.09% New
70 Migdal Insurance & Financial Holdings Ltd. 0.16% of their portfolio Petach Tikva, L3 248,682248.7k $7.0m $7.0m 0.16% Added +148.4k +148,438
71 Mariner, LLC 0.02% of their portfolio Overland Park, KS 245,817245.8k $7.0m $7.0m 0.02% Reduced -70.0k -70,044
72 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 244,867244.9k $6.9m $6.9m 0.00% Added +22.6k +22,564
73 SimpliFi, Inc. 3.21% of their portfolio SAN DIEGO, CA 240,009240.0k $6.8m $6.8m 3.21% New
74 CoreCap Advisors, LLC 0.45% of their portfolio SOUTHFIELD, MI 221,129221.1k $6.3m $6.3m 0.45% First filing
75 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 213,204213.2k $6.0m $6.0m 0.02% First filing
76 SIGNET FINANCIAL MANAGEMENT, LLC 0.95% of their portfolio PARSIPPANY, NJ 211,596211.6k $6.0m $6.0m 0.95% Added +14.7k +14,666
77 SMART Wealth LLC 4.47% of their portfolio Omaha, NE 209,160209.2k $5.9m $5.9m 4.47% Reduced -61.8k -61,789
78 Integrated Wealth Concepts LLC 0.10% of their portfolio WALTHAM, MA 198,046198.0k $5.6m $5.6m 0.10% Added +19.1k +19,065
79 Kingsview Wealth Management, LLC 0.22% of their portfolio GRANTS PASS, OR 195,687195.7k $5.5m $5.5m 0.22% Added +8.3k +8,339
80 Aveo Capital Partners, LLC 0.66% of their portfolio ENGLEWOOD, CO 182,529182.5k $5.2m $5.2m 0.66% Reduced -3.9k -3,872
81 Capasso Planning Partners LLC 2.74% of their portfolio CHARLESTON, SC 180,084180.1k $5.1m $5.1m 2.74% Reduced -1.3k -1,283
82 Dentgroup LLC 3.56% of their portfolio BATON ROUGE, LA 174,208174.2k $4.9m $4.9m 3.56% Added +52.6k +52,566
83 Auour Investments LLC 2.09% of their portfolio WOBURN, MA 173,630173.6k $4.9m $4.9m 2.09% First filing
84 BAILARD, INC. 0.17% of their portfolio Foster City, CA 170,617170.6k $4.8m $4.8m 0.17% Added +32.7k +32,668
85 Certified Advisory Corp 0.86% of their portfolio ALTAMONTE SPRINGS, FL 165,492165.5k $4.7m $4.7m 0.86% Added +18.4k +18,390
86 TWO SIGMA SECURITIES, LLC 0.35% of their portfolio NEW YORK, NY 149,178149.2k $4.2m $4.2m 0.35% Reduced -81.7k -81,668
87 Brookstone Capital Management 0.08% of their portfolio WHEATON, IL 143,611143.6k $4.0m $4.0m 0.08% Reduced -13.9k -13,866
88 IFP Advisors, Inc 0.14% of their portfolio TAMPA, FL 143,000143.0k $6.2m $6.2m 0.14% Added +73.0k +72,966
89 Rede Wealth, LLC 1.91% of their portfolio CHARLOTTESVILLE, VA 142,226142.2k $4.0m $4.0m 1.91% Added +1.4k +1,371
90 GPS Wealth Strategies Group, LLC 0.74% of their portfolio CENTENNIAL, CO 139,992140.0k $4.0m $4.0m 0.74% Added +46.1k +46,133
91 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 134,280134.3k $3.8m $3.8m 0.01% Added +830 +830
92 Mariner Managed Account Solutions, LLC 0.30% of their portfolio Boston, MA 131,007131.0k $3.7m $3.7m 0.30% Added +44.2k +44,158
93 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 124,268124.3k $3.5m $3.5m 0.04% Reduced -253.2k -253,235
94 LIBRA WEALTH LLC 1.92% of their portfolio LOS GATOS, CA 124,095124.1k $3.5m $3.5m 1.92% Unchanged
95 INTEGRATED CAPITAL MANAGEMENT, INC. 2.98% of their portfolio JESSUP, PA 118,006118.0k $3.3m $3.3m 2.98% Reduced -203.6k -203,608
96 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 117,261117.3k $3.3m $3.3m 0.02% Reduced -6.7k -6,709
97 Melone Private Wealth, LLC 2.26% of their portfolio AUBURN HILLS, MI 113,378113.4k $3.2m $3.2m 2.26% Added +6.6k +6,639
98 Perennial Investment Advisors, LLC 0.53% of their portfolio Los Angeles, CA 106,007106.0k $3.0m $3.0m 0.53% Added +16.4k +16,440
99 Garrett Wealth Advisory Group, LLC 1.32% of their portfolio WEATHERFORD, TX 105,431105.4k $3.0m $3.0m 1.32% Added +3.3k +3,308
100 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 101,843101.8k $2.9m $2.9m 0.00% Reduced -5.7k -5,680