Vault-13

SPDR SERIES TRUST XSW

COMP SOFTWARE · ETP · CUSIP 78464A599

95 institutional holders -8 vs Q4 2023
1,501,4621.5m shares reported held*
$234.1mreported value*
12 new 23 added 28 reduced 20 sold out net bought ≈ $31.6m (+202.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $155.89. Options: 1 managers hold calls ($592.8k notional), 1 hold puts ($46.8k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 73Q4 22: 77Q1 23: 84Q2 23: 78Q3 23: 87Q4 23: 103Q1 24: 9595Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202273
Q4 202277
Q1 202384
Q2 202378
Q3 202387
Q4 2023103
Q1 202495

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 28 bought or addedQ4 22: 39 cut or sold outQ4 22Q1 23: 34 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 32 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 27 cut or sold outQ3 23Q4 23: 42 bought or addedQ4 23: 29 cut or sold outQ4 23Q1 24: 35 bought or addedQ1 24: 48 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222839
Q1 20233433
Q2 20233232
Q3 20233927
Q4 20234229
Q1 20243548

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ2 23 calls: $933.4kQ2 23 puts: $800.1kQ2 23P/C 0.86Q3 23 calls: $571.0kQ3 23 puts: $774.0kQ3 23P/C 1.36Q4 23 calls: $625.4kQ4 23 puts: $375.8kQ4 23P/C 0.60Q1 24 calls: $592.8kQ1 24 puts: $46.8kQ1 24P/C 0.08
Numbers
QuarterCallsPutsP/C
Q2 2023$933.4k$800.1k0.86
Q3 2023$571.0k$774.0k1.36
Q4 2023$625.4k$375.8k0.60
Q1 2024$592.8k$46.8k0.08

Biggest buyers

MORGAN STANLEY Added +94,451+94.5k
New Harbor Financial Group, LLC New +67,028+67.0k
Kingsview Wealth Management, LLC Added +33,399+33.4k
AMICA MUTUAL INSURANCE CO Added +15,311+15.3k
McGuire Investment Group, LLC Added +11,589+11.6k
LPL Financial LLC Added +10,565+10.6k
JPMORGAN CHASE & CO Added +10,530+10.5k
OSAIC HOLDINGS, INC. Added +6,715+6.7k
Fifth Third Securities, Inc. Added +5,988+6.0k
J. W. Coons Advisors, LLC New +5,745+5.7k

Biggest sellers

Belvedere Trading LLC Sold out -19,221-19.2k
Alpine Global Management, LLC Sold out -10,022-10.0k
Baird Financial Group, Inc. Sold out -7,343-7.3k
WELLS FARGO & COMPANY/MN Reduced -6,719-6.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -4,238-4.2k
TWO SIGMA INVESTMENTS, LP Sold out -3,900-3.9k
TWO SIGMA ADVISERS, LP Reduced -3,600-3.6k
BlackRock Inc. Reduced -3,400-3.4k
ROYAL BANK OF CANADA Reduced -2,623-2.6k
HRT FINANCIAL LP Sold out -2,512-2.5k

Biggest calls

Belvedere Trading LLC Reduced $592.8k3.8k shares

Biggest puts

Belvedere Trading LLC Reduced $46.8k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 397,105397.1k $61.9m $61.9m 0.01% Added +3.5k +3,499
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 223,989224.0k $34.9m $34.9m 0.00% Added +94.5k +94,451
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 144,105144.1k $22.5m $22.5m 0.01% Added +10.6k +10,565
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 93,16893.2k $14.5m $14.5m 0.00% Added +10.5k +10,530
5 McGuire Investment Group, LLC 1.55% of their portfolio WAKEFIELD, RI 67,97168.0k $10.6m $10.6m 1.55% Added +11.6k +11,589
6 New Harbor Financial Group, LLC 3.88% of their portfolio WORCESTER, MA 67,02867.0k $10.5m $10.5m 3.88% New
7 BlackRock Inc. 0.00% of their portfolio New York, NY 43,99044.0k $6.9m $6.9m 0.00% Reduced -3.4k -3,400
8 Kingsview Wealth Management, LLC 0.16% of their portfolio GRANTS PASS, OR 41,30641.3k $6.4m $6.4m 0.16% Added +33.4k +33,399
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 36,81036.8k $5.7m $5.7m 0.00% Reduced -2.4k -2,427
10 AMICA MUTUAL INSURANCE CO 0.24% of their portfolio PROVIDENCE, RI 30,62230.6k $4.8m $4.8m 0.24% Added +15.3k +15,311
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 22,67922.7k $3.5m $3.5m 0.01% Added +6.7k +6,715
12 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 22,22622.2k $3.5m $3.5m 0.00% Added +1.1k +1,106
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 21,02721.0k $3.3m $3.3m 0.00% Added +1.0k +1,027
14 IEQ CAPITAL, LLC 0.05% of their portfolio Foster City, CA 20,77720.8k $3.2m $3.2m 0.05% Unchanged
15 Northeast Financial Consultants Inc 0.15% of their portfolio WESTPORT, CT 19,92419.9k $3.1m $3.1m 0.15% Unchanged
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,00717.0k $2.7m $2.7m 0.00% Added +2.7k +2,689
17 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 15,47615.5k $2.4m $2.4m 0.01% Added +496 +496
18 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,36014.4k $2.2m $2.2m 0.00% Reduced -120 -120
19 BECK CAPITAL MANAGEMENT, LLC 0.63% of their portfolio AUSTIN, TX 14,03314.0k $2.2m $2.2m 0.63% Added +241 +241
20 LEVEL FOUR ADVISORY SERVICES, LLC 0.10% of their portfolio DALLAS, TX 12,23212.2k $1.8m $1.8m 0.10% Unchanged
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11,82211.8k $1.8m $1.8m 0.00% Reduced -6.7k -6,719
22 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 10,58610.6k $1.6m $1.6m 0.04% Added +795 +795
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 10,00110.0k $1.6m $1.6m 0.00% Added +1 +1
24 Fort Point Capital Partners LLC 0.20% of their portfolio San Francisco, CA 9,5229.5k $1.5m $1.5m 0.20% Reduced -523 -523
25 Fifth Third Securities, Inc. 0.14% of their portfolio Cincinnati, OH 9,2779.3k $1.4m $1.4m 0.14% Added +6.0k +5,988
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 8,8548.9k $1.4m $1.4m 0.00% Added +2.7k +2,658
27 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 7,0317.0k $1.1m $1.1m 0.00% Added +549 +549
28 LEUTHOLD GROUP, LLC 0.11% of their portfolio MINNEAPOLIS, MN 6,4926.5k $1.0m $1.0m 0.11% Reduced -82 -82
29 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 6,1306.1k $956.2k $956.2k 0.00% Reduced -2.1k -2,105
30 NTV Asset Management LLC 0.14% of their portfolio Charleston, WV 5,8255.8k $908.6k $908.6k 0.14% Unchanged
31 NFSG Corp 0.39% of their portfolio BOCA RATON, FL 5,7485.7k $896.6k $896.6k 0.39% Added +1.2k +1,232
32 J. W. Coons Advisors, LLC 0.20% of their portfolio COLUMBUS, OH 5,7455.7k $896.2k $896.2k 0.20% New
33 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 5,3955.4k $841.6k $841.6k 0.02% Added +3.5k +3,488
34 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 4,5644.6k $712.0k $712.0k 0.03% Reduced -287 -287
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 4,3154.3k $673.1k $673.1k 0.00% Reduced -4.2k -4,238
36 Global Endowment Management, LP 0.07% of their portfolio CHARLOTTE, NC 4,0004.0k $624.0k $624.0k 0.07% Unchanged
37 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 3,9003.9k $608.4k $608.4k 0.00% Reduced -3.6k -3,600
38 Quantum Private Wealth, LLC 0.18% of their portfolio TAMPA, FL 3,1773.2k $495.6k $495.6k 0.18% Unchanged
39 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 2,8862.9k $450.2k $450.2k 0.01% New
40 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 2,7722.8k $432.0k $432.0k 0.00% Added +138 +138
41 Beacon Financial Advisory LLC 0.20% of their portfolio CLEVELAND, OH 2,6922.7k $420.0k $420.0k 0.20% Added +125 +125
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,6242.6k $409.0k $409.0k 0.00% Reduced -2.6k -2,623
43 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,6122.6k $407.4k $407.4k 0.00% Reduced -155 -155
44 MONEY CONCEPTS CAPITAL CORP 0.04% of their portfolio PALM BEACH GARDENS, FL 2,5252.5k $393.9k $393.9k 0.04% Reduced -27 -27
45 NAPA WEALTH MANAGEMENT 0.21% of their portfolio Napa, CA 2,5102.5k $391.5k $391.5k 0.21% Reduced -100 -100
46 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 2,3582.4k $368.0k $368.0k 0.02% New
47 Sivia Capital Partners, LLC 0.24% of their portfolio Mill Valley, CA 2,2732.3k $354.6k $354.6k 0.24% Reduced -300 -300
48 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 2,2132.2k $345.2k $345.2k 0.02% Reduced -250 -250
49 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 2,1882.2k $341.3k $341.3k 0.00% Reduced -172 -172
50 Sunbelt Securities, Inc. 0.03% of their portfolio HOUSTON, TX 1,8911.9k $295.0k $295.0k 0.03% Reduced -115 -115
51 Kaizen Financial Strategies 0.19% of their portfolio CAMPBELL, CA 1,8071.8k $281.9k $281.9k 0.19% Reduced -100 -100
52 V2 Financial group LLC 0.19% of their portfolio NAPERVILLE, IL 1,8001.8k $280.8k $280.8k 0.19% Unchanged
53 RETIREMENT INCOME SOLUTIONS, INC 0.06% of their portfolio ANN ARBOR, MI 1,7041.7k $265.8k $265.8k 0.06% Unchanged
54 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,6131.6k $251.6k $251.6k 0.00% Reduced -800 -800
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 1,5951.6k $248.8k $248.8k 0.00% Reduced -2 -2
56 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 1,5071.5k $235.0k $235.0k 0.00% New
57 TrinityPoint Wealth, LLC 0.04% of their portfolio MILFORD, CT 1,5011.5k $234.2k $234.2k 0.04% Reduced -157 -157
58 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 1,4531.5k $226.7k $226.7k 0.00% Unchanged
59 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 1,3861.4k $216.2k $216.2k 0.02% Unchanged
60 XPONANCE LLC 0.00% of their portfolio PHILADELPHIA, PA 1,2921.3k $201.5k $201.5k 0.00% New
61 Ramirez Asset Management, Inc. 0.03% of their portfolio NEW YORK, NY 1,0001.0k $156.0k $156.0k 0.03% Unchanged
62 Sandy Spring Bank 0.01% of their portfolio Olney, MD 773773 $120.6k $120.6k 0.01% Reduced -175 -175
63 Cutler Group LLC / CA 0.06% of their portfolio SAN FRANCISCO, CA 700700 $109.0k $109.0k 0.06% New
64 Salomon & Ludwin, LLC 0.01% of their portfolio RICHMOND, VA 579579 $90.3k $90.3k 0.01% Unchanged
65 Tidemark, LLC 0.05% of their portfolio SAN DIEGO, CA 548548 $85.5k $85.5k 0.05% Reduced -95 -95
66 CAROLINAS WEALTH CONSULTING LLC 0.02% of their portfolio CHARLOTTE, NC 530530 $82.7k $82.7k 0.02% New
67 Versant Capital Management, Inc 0.02% of their portfolio PHOENIX, AZ 500500 $78.0k $78.0k 0.02% Unchanged
68 Canton Hathaway, LLC 0.02% of their portfolio PROVIDENCE, RI 423423 $66.0k $66.0k 0.02% Unchanged
69 FMR LLC 0.00% of their portfolio BOSTON, MA 295295 $45.9k $45.9k 0.00% Reduced -156 -156
70 COMERICA BANK 0.00% of their portfolio DALLAS, TX 274274 $42.7k $42.7k 0.00% Unchanged
71 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 254254 $39.7k $39.7k 0.00% Unchanged
72 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 210210 $32.8k $32.8k 0.00% Unchanged
73 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 200200 $29.8k $29.8k 0.00% Unchanged
74 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 188188 $29.5k $29.5k 0.00% Unchanged
75 FAS Wealth Partners, Inc. 0.00% of their portfolio LEAWOOD, KS 177177 $27.6k $27.6k 0.00% Reduced -16 -16
76 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 143143 $22.3k $22.3k 0.00% Unchanged
77 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 135135 $20.3k $20.3k 0.00% New
78 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 115115 $17.9k $17.9k 0.00% Unchanged
79 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 110110 $17.2k $17.2k 0.00% Added +41 +41
80 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 109109 $17.0k $17.0k 0.00% Unchanged
81 Glass Jacobson Investment Advisors llc 0.01% of their portfolio OWINGS MILLS, MD 108108 $16.8k $16.8k 0.01% New
82 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 100100 $15.6k $15.6k 0.00% New
83 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 9797 $15.1k $15.1k 0.00% Unchanged
84 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 8989 $13.9k $13.9k 0.00% Unchanged
85 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 8585 $13.3k $13.3k 0.00% Unchanged
86 Rice Partnership, LLC 0.00% of their portfolio HONOLULU, HI 7676 $11.8k $11.8k 0.00% New
87 Nemes Rush Group LLC 0.00% of their portfolio NOVI, MI 6262 $9.7k $9.7k 0.00% Unchanged
88 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5252 $8.1k $8.1k 0.00% Reduced -53 -53
89 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4040 $6.2k $6.2k 0.00% Unchanged
90 NewSquare Capital LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 2929 $4.5k $4.5k 0.00% Unchanged
91 Armor Investment Advisors, LLC 0.00% of their portfolio RALEIGH, NC 2121 $3.3k $3.3k 0.00% Unchanged
92 Central Pacific Bank - Trust Division 0.00% of their portfolio HONOLULU, HI 1111 $1.7k $1.7k 0.00% First filing
93 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 88 $1.2k $1.2k 0.00% Reduced -77 -77
94 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $156 $156 0.00% Unchanged
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged