SPDR SERIES TRUST XSW
COMP SOFTWARE · ETP · CUSIP 78464A599
87
institutional holders
+9 vs Q2 2023
1.1m
shares reported held*
$138.1mreported value*
15 new
24 added
19 reduced
8 sold out
net bought ≈ $4.3m (+33.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $126.88. Options: 2 managers hold calls ($571.0k notional), 1 hold puts ($774.0k).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 73 |
| Q4 2022 | 77 |
| Q1 2023 | 84 |
| Q2 2023 | 78 |
| Q3 2023 | 87 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 28 | 39 |
| Q1 2023 | 34 | 33 |
| Q2 2023 | 32 | 32 |
| Q3 2023 | 39 | 27 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $184.8k | $2.0k | 0.01 |
| Q1 2023 | $566.1k | $196.9k | 0.35 |
| Q2 2023 | $933.4k | $800.1k | 0.86 |
| Q3 2023 | $571.0k | $774.0k | 1.36 |
Biggest buyers
| Foundations Investment Advisors, LLC | New | +19.9k |
| MORGAN STANLEY | Added | +19.3k |
| UBS Group AG | Added | +15.1k |
| Kingsview Wealth Management, LLC | New | +13.2k |
| Belvedere Trading LLC | Added | +7.9k |
| Baird Financial Group, Inc. | New | +7.8k |
| MML INVESTORS SERVICES, LLC | Added | +6.2k |
| LPL Financial LLC | Added | +4.8k |
| BANK OF AMERICA CORP /DE/ | Added | +4.1k |
| OSAIC HOLDINGS, INC. | Added | +3.3k |
Biggest sellers
| CreativeOne Wealth, LLC | Sold out | -40.7k |
| Bogart Wealth, LLC | Reduced | -11.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -11.3k |
| TWO SIGMA INVESTMENTS, LP | Sold out | -10.8k |
| Alpine Global Management, LLC | Sold out | -6.3k |
| AMERIPRISE FINANCIAL INC | Reduced | -5.5k |
| IFP Advisors, Inc | Reduced | -2.7k |
| Northeast Financial Consultants Inc | Reduced | -2.0k |
| XPONANCE LLC | Sold out | -1.7k |
| B. Riley Wealth Advisors, Inc. | Sold out | -1.5k |
Biggest calls
| Belvedere Trading LLC | Reduced | $571.0k4.5k shares |
| Cutler Group LLC / CA | New | $0100 shares |
Biggest puts
| Belvedere Trading LLC | Added | $774.0k6.1k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| BANK OF AMERICA CORP /DE/ 0.01% of their portfolio | 364.5k $46.2m | Added +4.1k |
| MORGAN STANLEY 0.00% of their portfolio | 88.9k $11.3m | Added +19.3k |
| LPL Financial LLC 0.01% of their portfolio | 81.5k $10.3m | Added +4.8k |
| McGuire Investment Group, LLC 1.32% of their portfolio | 54.1k $6.9m | Added +1.2k |
| BlackRock Inc. 0.00% of their portfolio | 50.2k $6.4m | Reduced -150 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 43.5k $5.5m | Reduced -594 |
| UBS Group AG 0.00% of their portfolio | 39.6k $5.0m | Added +15.1k |
| IEQ CAPITAL, LLC 0.05% of their portfolio | 20.8k $2.6m | Reduced -24 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 20.1k $2.5m | Reduced -5.5k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 20.0k $2.5m | Added +2.0k |
| Northeast Financial Consultants Inc 0.16% of their portfolio | 19.9k $2.5m | Reduced -2.0k |
| Foundations Investment Advisors, LLC 0.08% of their portfolio | 19.9k $2.5m | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 19.0k $2.4m | Added +2.8k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 18.5k $2.3m | Added +2.1k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 16.2k $2.1m | Added +3.3k |
| HighTower Advisors, LLC 0.00% of their portfolio | 14.6k $1.9m | Reduced -80 |
| Kingsview Wealth Management, LLC 0.06% of their portfolio | 13.2k $1.7m | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 12.6k $1.6m | Added +832 |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.10% of their portfolio | 11.7k $1.5m | Added +656 |
| Fort Point Capital Partners LLC 0.21% of their portfolio | 10.1k $1.3m | Reduced -110 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 10.0k $1.3m | Unchanged |
| MML INVESTORS SERVICES, LLC 0.01% of their portfolio | 9.8k $1.2m | Added +6.2k |
| Merit Financial Group, LLC 0.04% of their portfolio | 9.7k $1.2m | Added +115 |
| Belvedere Trading LLC 0.16% of their portfolio | 9.3k $1.2m | Added +7.9k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 8.3k $1.1m | Added +13 |
| Baird Financial Group, Inc. 0.00% of their portfolio | 7.8k $992.1k | New |
| LEUTHOLD GROUP, LLC 0.12% of their portfolio | 6.5k $823.7k | Added +59 |
| NTV Asset Management LLC 0.13% of their portfolio | 5.8k $739.1k | Reduced -100 |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 5.2k $660.4k | Added +525 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 4.7k $597.6k | Added +460 |
| IHT Wealth Management, LLC 0.03% of their portfolio | 4.7k $592.9k | Added +479 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 4.7k $592.0k | Added +2.1k |
| NFSG Corp 0.26% of their portfolio | 4.1k $519.7k | Added +1.7k |
| Global Endowment Management, LP 0.05% of their portfolio | 4.0k $507.5k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 3.3k $415.8k | New |
| Quantum Private Wealth, LLC 0.20% of their portfolio | 3.3k $415.8k | Unchanged |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 3.0k $380.6k | Reduced -700 |
| CITIGROUP INC 0.00% of their portfolio | 2.8k $351.1k | Added +350 |
| MONEY CONCEPTS CAPITAL CORP 0.04% of their portfolio | 2.6k $336.1k | New |
| IFP Advisors, Inc 0.01% of their portfolio | 2.5k $312.5k | Reduced -2.7k |
| Fifth Third Securities, Inc. 0.03% of their portfolio | 2.4k $310.2k | New |
| TELEMUS CAPITAL, LLC 0.03% of their portfolio | 2.3k $296.5k | Reduced -68 |
| New Legacy Group, LLC 0.80% of their portfolio | 2.3k $291.7k | Unchanged |
| Creative Planning 0.00% of their portfolio | 2.2k $277.6k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 2.2k $276.0k | Added +72 |
| Sunbelt Securities, Inc. 0.04% of their portfolio | 2.1k $268.7k | Unchanged |
| Beacon Financial Advisory LLC 0.15% of their portfolio | 2.1k $264.0k | Unchanged |
| Per Stirling Capital Management, LLC. 0.05% of their portfolio | 2.0k $259.3k | Unchanged |
| Kaizen Financial Strategies 0.21% of their portfolio | 1.9k $243.3k | Reduced -139 |
| V2 Financial group LLC 0.17% of their portfolio | 1.8k $228.4k | Unchanged |
| RETIREMENT INCOME SOLUTIONS, INC 0.06% of their portfolio | 1.7k $216.2k | Unchanged |
| TrinityPoint Wealth, LLC 0.04% of their portfolio | 1.7k $210.4k | Reduced -176 |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 1.6k $203.1k | Reduced -103 |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 1.6k $198.3k | New |
| SIMPLEX TRADING, LLC 0.01% of their portfolio | 1.4k $182.0k | New |
| American State Bank (Iowa) 0.12% of their portfolio | 1.3k $165.7k | Unchanged |
| Ramirez Asset Management, Inc. 0.03% of their portfolio | 1.0k $126.9k | First filing |
| Sandy Spring Bank 0.01% of their portfolio | 948 $120.3k | Unchanged |
| Salomon & Ludwin, LLC 0.01% of their portfolio | 579 $73.5k | New |
| Versant Capital Management, Inc 0.02% of their portfolio | 500 $63.4k | Unchanged |
| Canton Hathaway, LLC 0.02% of their portfolio | 423 $54.0k | Reduced -145 |
| Focused Wealth Management, Inc 0.01% of their portfolio | 365 $46.3k | Reduced -8 |
| COMERICA BANK 0.00% of their portfolio | 274 $34.8k | New |
| Spire Wealth Management 0.00% of their portfolio | 254 $32.3k | Unchanged |
| ASSETMARK, INC 0.00% of their portfolio | 214 $27.2k | Unchanged |
| WHITTIER TRUST CO 0.00% of their portfolio | 210 $26.6k | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 200 $25.3k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 199 $25.2k | New |
| FAS Wealth Partners, Inc. 0.00% of their portfolio | 193 $24.5k | Reduced -150 |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 188 $25.2k | Added +128 |
| FMR LLC 0.00% of their portfolio | 183 $23.2k | Reduced -84 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 115 $14.6k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 109 $13.0k | First filing |
| Cutler Group LLC / CA 0.00% of their portfolio | 100 $12.0k | New |
| Bogart Wealth, LLC 0.00% of their portfolio | 97 $12.3k | Reduced -11.4k |
| Arax Advisory Partners 0.00% of their portfolio | 89 $11.3k | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 85 $10.8k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 85 $10.6k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 73 $9.3k | New |
| Nemes Rush Group LLC 0.00% of their portfolio | 62 $7.9k | Unchanged |
| NewSquare Capital LLC 0.00% of their portfolio | 56 $7.1k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 50 $6.3k | New |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 40 $5.1k | Unchanged |
| Biltmore Family Office, LLC 0.00% of their portfolio | 27 $3.4k | Unchanged |
| Capital Investment Advisory Services, LLC 0.00% of their portfolio | 8 $1.0k | New |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $127 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |