Vault-13

SPDR SER TR SPMB

PORT MTG BK ETF · ETP · CUSIP 78464A383

228 institutional holders +16 vs Q3 2024
258,471,977258.5m shares reported held*
$5.6bnreported value*
23 new 104 added 59 reduced 16 sold out net bought ≈ $348.4m (+16.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.66. Options: 1 managers hold calls ($118.5k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 155Q4 22: 163Q1 23: 167Q2 23: 178Q3 23: 173Q4 23: 195Q1 24: 210Q2 24: 210Q3 24: 212Q4 24: 228228Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022155
Q4 2022163
Q1 2023167
Q2 2023178
Q3 2023173
Q4 2023195
Q1 2024210
Q2 2024210
Q3 2024212
Q4 2024228

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 85 bought or addedQ1 23: 82 cut or sold outQ2 23: 100 bought or addedQ2 23: 72 cut or sold outQ2 23Q3 23: 91 bought or addedQ3 23: 87 cut or sold outQ4 23: 104 bought or addedQ4 23: 88 cut or sold outQ4 23Q1 24: 127 bought or addedQ1 24: 82 cut or sold outQ2 24: 96 bought or addedQ2 24: 103 cut or sold outQ2 24Q3 24: 116 bought or addedQ3 24: 93 cut or sold outQ4 24: 127 bought or addedQ4 24: 75 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20238582
Q2 202310072
Q3 20239187
Q4 202310488
Q1 202412782
Q2 202496103
Q3 202411693
Q4 202412775

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ1 24 calls: $629.9kQ1 24 puts: $1.5mQ1 24P/C 2.40Q2 24 calls: $0Q2 24 puts: $265.3kQ2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $118.5kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$629.9k$1.5m2.40
Q2 2024$0$265.3k—
Q3 2024$0$0—
Q4 2024$118.5k$00.00

Biggest buyers

Financial Engines Advisors L.L.C. Added +6,616,807+6.6m
STIFEL FINANCIAL CORP Added +2,738,208+2.7m
BENJAMIN EDWARDS INC Added +2,286,465+2.3m
LPL Financial LLC Added +1,176,304+1.2m
CONFLUENCE INVESTMENT MANAGEMENT LLC Added +1,154,949+1.2m
WELLS FARGO & COMPANY/MN Added +1,124,620+1.1m
Independent Advisor Alliance Added +1,111,406+1.1m
CX Institutional Added +635,839+635.8k
AMERIPRISE FINANCIAL INC Added +422,112+422.1k
Cetera Investment Advisers Added +404,563+404.6k

Biggest sellers

JPMORGAN CHASE & CO Reduced -1,394,005-1.4m
STATE STREET CORP Reduced -633,075-633.1k
Private Advisor Group, LLC Reduced -363,932-363.9k
KWB Wealth Reduced -237,716-237.7k
Hirtle & Co., LLC Reduced -196,392-196.4k
AE Wealth Management LLC Reduced -115,438-115.4k
Stratos Wealth Advisors, LLC Reduced -87,992-88.0k
BlackRock, Inc. Reduced -82,198-82.2k
Stratos Investment Management, LLC Sold out -70,287-70.3k
CWM, LLC Reduced -68,012-68.0k

Biggest calls

CITADEL ADVISORS LLC New $118.5k5.5k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 8.29% of their portfolio SANTA CLARA, CA 182,794,417182.8m $3.9bn $3.9bn 8.29% Added +6.6m +6,616,807
2 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 13,264,44713.3m $285.8m $285.8m 0.12% Added +1.2m +1,176,304
3 TOWNSQUARE CAPITAL LLC 1.34% of their portfolio Lehi, UT 5,512,5295.5m $118.8m $118.8m 1.34% Added +240.1k +240,112
4 STIFEL FINANCIAL CORP 0.12% of their portfolio ST. LOUIS, MO 5,509,0955.5m $118.7m $118.7m 0.12% Added +2.7m +2,738,208
5 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 4,419,7354.4m $95.2m $95.2m 0.00% Reduced -633.1k -633,075
6 BENJAMIN EDWARDS INC 1.35% of their portfolio Clayton, MO 4,367,9374.4m $94.1m $94.1m 1.35% Added +2.3m +2,286,465
7 CONFLUENCE INVESTMENT MANAGEMENT LLC 1.17% of their portfolio ST. LOUIS, MO 3,926,8473.9m $84.6m $84.6m 1.17% Added +1.2m +1,154,949
8 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 2,426,9912.4m $52.3m $52.3m 0.01% Added +422.1k +422,112
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,153,6552.2m $46.4m $46.4m 0.00% Added +47.6k +47,617
10 CX Institutional 1.68% of their portfolio AUBURN, IN 1,966,1862.0m $42.4m $42.4m 1.68% Added +635.8k +635,839
11 CWM, LLC 0.15% of their portfolio OMAHA, NE 1,683,0731.7m $36.3m $36.3m 0.15% Reduced -68.0k -68,012
12 Zurich Insurance Group Ltd/FI 0.26% of their portfolio ZURICH, V8 1,482,2951.5m $31.9m $31.9m 0.26% Unchanged
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,463,2801.5m $31.5m $31.5m 0.00% Added +21.0k +20,984
14 ASSETMARK, INC 0.08% of their portfolio CONCORD, CA 1,451,7561.5m $31.3m $31.3m 0.08% Reduced -3.8k -3,814
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,399,8351.4m $30.2m $30.2m 0.00% Reduced -1.4m -1,394,005
16 Hirtle & Co., LLC 1.17% of their portfolio WEST CONSHOHOCKEN, PA 1,291,4301.3m $27.8m $27.8m 1.17% Reduced -196.4k -196,392
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,205,8411.2m $26.0m $26.0m 0.01% Added +1.1m +1,124,620
18 Independent Advisor Alliance 0.33% of their portfolio CHARLOTTE, NC 1,140,4421.1m $24.6m $24.6m 0.33% Added +1.1m +1,111,406
19 Sanctuary Advisors, LLC 0.14% of their portfolio INDIANAPOLIS, IN 1,053,9341.1m $22.9m $22.9m 0.14% Reduced -38.8k -38,848
20 Leicht Financial Planning & Wealth Management, Inc. 8.24% of their portfolio PARSIPPANY, NJ 747,164747.2k $16.1m $16.1m 8.24% Added +7.7k +7,704
21 ALTFEST L J & CO INC 2.04% of their portfolio NEW YORK, NY 746,474746.5k $16.1m $16.1m 2.04% Added +96.8k +96,799
22 FINANCIAL LIFE ADVISORS 6.02% of their portfolio SAN ANTONIO, TX 743,157743.2k $16.0m $16.0m 6.02% Added +19.2k +19,179
23 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 702,190702.2k $15.1m $15.1m 0.09% Reduced -363.9k -363,932
24 BlackRock, Inc. 0.00% of their portfolio New York, NY 673,485673.5k $14.5m $14.5m 0.00% Reduced -82.2k -82,198
25 ST GERMAIN D J CO INC 0.62% of their portfolio SPRINGFIELD, MA 637,071637.1k $13.7m $13.7m 0.62% Reduced -9.5k -9,543
26 Clearwater Capital Advisors, LLC 1.30% of their portfolio HOFFMAN ESTATES, IL 618,461618.5k $13.3m $13.3m 1.30% Added +5.0k +5,025
27 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 601,668601.7k $13.0m $13.0m 0.03% Added +70.0k +70,009
28 KWB Wealth 1.61% of their portfolio REDLANDS, CA 577,811577.8k $13.0m $13.0m 1.61% Reduced -237.7k -237,716
29 SIGNET FINANCIAL MANAGEMENT, LLC 1.47% of their portfolio PARSIPPANY, NJ 533,328533.3k $11.5m $11.5m 1.47% Added +13.3k +13,335
30 Mariner, LLC 0.02% of their portfolio Overland Park, KS 511,205511.2k $11.0m $11.0m 0.02% Added +93.6k +93,637
31 Gibbs Wealth Management 2.84% of their portfolio Alpharetta, GA 486,106486.1k $10.5m $10.5m 2.84% Added +69.1k +69,137
32 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 483,410483.4k $10.4m $10.4m 0.02% Added +404.6k +404,563
33 Stokes Family Office, LLC 1.07% of their portfolio NEW ORLEANS, LA 465,769465.8k $10.0m $10.0m 1.07% Added +59.9k +59,852
34 Tidemark, LLC 3.76% of their portfolio SAN DIEGO, CA 455,135455.1k $9.8m $9.8m 3.76% Added +24.5k +24,453
35 Equitable Holdings, Inc. 0.09% of their portfolio NEW YORK, NY 449,630449.6k $9.7m $9.7m 0.09% Added +45.7k +45,699
36 FLAGSHIP HARBOR ADVISORS, LLC 0.43% of their portfolio BOSTON, MA 383,090383.1k $8.3m $8.3m 0.43% Reduced -7.0k -7,018
37 Leslie Global Wealth, LLC 3.65% of their portfolio Itasca, IL 364,639364.6k $7.9m $7.9m 3.65% Added +20.7k +20,690
38 Kingsview Wealth Management, LLC 0.15% of their portfolio GRANTS PASS, OR 361,459361.5k $7.8m $7.8m 0.15% Added +413 +413
39 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 348,025348.0k $7.5m $7.5m 0.11% Added +13.3k +13,311
40 Certified Advisory Corp 0.81% of their portfolio ALTAMONTE SPRINGS, FL 344,620344.6k $7.4m $7.4m 0.81% Added +12.6k +12,643
41 Collaborative Wealth Managment Inc. 3.19% of their portfolio LAKE MARY, FL 325,848325.8k $7.0m $7.0m 3.19% Added +18.8k +18,794
42 Checchi Capital Advisers, LLC 0.52% of their portfolio BEVERLY HILLS, CA 320,726320.7k $6.9m $6.9m 0.52% Reduced -25.1k -25,150
43 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 309,890309.9k $6.7m $6.7m 0.01% Added +22.1k +22,109
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 293,762293.8k $6.3m $6.3m 0.00% Added +54.6k +54,555
45 Chesapeake Wealth Management 2.01% of their portfolio WILLIAMSBURG, VA 271,439271.4k $5.8m $5.8m 2.01% Added +8.0k +8,036
46 Midwest Capital Advisors, LLC 4.25% of their portfolio Grand Rapids, MI 269,520269.5k $5.8m $5.8m 4.25% First filing
47 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 0.40% of their portfolio NEW YORK, NY 269,314269.3k $5.8m $5.8m 0.40% Added +31.6k +31,604
48 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 269,225269.2k $5.8m $5.8m 0.01% Added +151.0k +151,043
49 ABOUND FINANCIAL, LLC 2.73% of their portfolio GRANITE BAY, CA 250,132250.1k $5.4m $5.4m 2.73% First filing
50 MGO ONE SEVEN LLC 0.20% of their portfolio Beachwood, OH 238,593238.6k $5.1m $5.1m 0.20% Added +7.1k +7,127
51 TSFG, LLC 1.04% of their portfolio LAKE FOREST, IL 235,829235.8k $5.1m $5.1m 1.04% Added +19.2k +19,184
52 Mutual Advisors, LLC 0.13% of their portfolio OMAHA, NE 216,744216.7k $4.7m $4.7m 0.13% Reduced -39.1k -39,073
53 U.S. Capital Wealth Advisors, LLC 0.14% of their portfolio AUSTIN, TX 212,851212.9k $4.6m $4.6m 0.14% Added +7.2k +7,221
54 Portside Wealth Group, LLC 0.75% of their portfolio Provo, UT 210,000210.0k $4.5m $4.5m 0.75% Added +12.6k +12,553
55 Detalus Advisors, LLC 1.49% of their portfolio ST. LOUIS, MO 209,554209.6k $4.5m $4.5m 1.49% Added +1.1k +1,119
56 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 192,720192.7k $4.2m $4.2m 0.02% Added +17.9k +17,931
57 Sharkey, Howes & Javer 0.56% of their portfolio DENVER, CO 185,337185.3k $4.0m $4.0m 0.56% Added +25.2k +25,160
58 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 172,112172.1k $3.7m $3.7m 0.00% Added +23.7k +23,728
59 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 167,374167.4k $3.6m $3.6m 0.00% Added +49.6k +49,554
60 West Wealth Group, LLC 1.05% of their portfolio Irvine, CA 162,659162.7k $3.5m $3.5m 1.05% Added +14.3k +14,302
61 Kestra Investment Management, LLC 0.13% of their portfolio AUSTIN, TX 151,390151.4k $3.3m $3.3m 0.13% Added +6.9k +6,895
62 Waverly Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 144,687144.7k $3.1m $3.1m 0.05% Added +11.8k +11,831
63 Seed Wealth Management, Inc. 2.48% of their portfolio EVANSTON, IL 142,720142.7k $3.1m $3.1m 2.48% Added +7.9k +7,870
64 Good Life Advisors, LLC 0.22% of their portfolio READING, PA 142,242142.2k $3.1m $3.1m 0.22% Added +97.8k +97,820
65 Vertex Planning Partners, LLC 0.67% of their portfolio DOWNERS GROVE, IL 140,335140.3k $3.0m $3.0m 0.67% Added +3.1k +3,134
66 EASTERN BANK 0.05% of their portfolio BOSTON, MA 136,983137.0k $3.0m $3.0m 0.05% Unchanged
67 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 136,510136.5k $2.9m $2.9m 0.00% First filing
68 Keystone Financial Group 0.27% of their portfolio LEXINGTON, KY 128,102128.1k $2.8m $2.8m 0.27% Added +10.7k +10,731
69 Redwood Financial Network Corp 1.98% of their portfolio SOLON, OH 123,612123.6k $2.7m $2.7m 1.98% Reduced -26.6k -26,623
70 Western Wealth Management, LLC 0.14% of their portfolio GOLDEN, CO 121,950122.0k $2.6m $2.6m 0.14% Added +30.3k +30,254
71 EHRLICH FINANCIAL GROUP 1.85% of their portfolio LAGUNA NIGUEL, CA 120,488120.5k $2.6m $2.6m 1.85% New
72 Visionary Wealth Advisors 0.15% of their portfolio O'FALLON, IL 119,396119.4k $2.6m $2.6m 0.15% Added +92.3k +92,316
73 HOWARD BAILEY SECURITIES, LLC 0.95% of their portfolio FORT WAYNE, IN 118,696118.7k $2.6m $2.6m 0.95% Added +11.5k +11,516
74 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 117,859117.9k $2.5m $2.5m 0.03% Added +2.3k +2,276
75 Synergy Investment Management, LLC 1.09% of their portfolio ALTAMONTE SPRINGS, FL 117,682117.7k $2.5m $2.5m 1.09% First filing
76 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 117,467117.5k $2.5m $2.5m 0.02% Reduced -6.6k -6,579
77 Dynamic Advisor Solutions LLC 0.11% of their portfolio PHOENIX, AZ 114,275114.3k $2.5m $2.5m 0.11% Reduced -3.7k -3,719
78 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 107,294107.3k $2.3m $2.3m 0.01% New
79 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 106,088106.1k $2.3m $2.3m 0.04% Added +57.1k +57,063
80 Boltwood Capital Management 0.65% of their portfolio WALNUT CREEK, CA 98,58898.6k $2.1m $2.1m 0.65% Reduced -100 -100
81 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 98,16898.2k $2.1m $2.1m 0.00% Added +43.7k +43,718
82 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 94,23794.2k $2.0m $2.0m 0.00% New
83 Alesco Advisors, LLC, An ESL Co 0.06% of their portfolio Pittsford, NY 93,85093.8k $2.0m $2.0m 0.06% Added +2.1k +2,065
84 Willow Creek Wealth Management Inc. 0.20% of their portfolio Sebastopol, CA 92,33192.3k $2.0m $2.0m 0.20% Reduced -321 -321
85 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.11% of their portfolio ROCHESTER, NY 91,31091.3k $2.0m $2.0m 0.11% Added +15.6k +15,645
86 Hobbs Group Advisors, LLC 0.72% of their portfolio COLUMBIA, SC 88,87788.9k $1.9m $1.9m 0.72% Reduced -40.6k -40,643
87 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 87,90587.9k $1.9m $1.9m 0.02% Added +49.4k +49,355
88 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 86,31686.3k $1.9m $1.9m 0.00% Added +7.4k +7,447
89 GPS Wealth Strategies Group, LLC 0.23% of their portfolio CENTENNIAL, CO 82,48382.5k $1.8m $1.8m 0.23% Reduced -4.2k -4,235
90 Gladstone Institutional Advisory LLC 0.08% of their portfolio Bedminster, NJ 80,48580.5k $1.7m $1.7m 0.08% Added +12.5k +12,469
91 Merit Financial Group, LLC 0.03% of their portfolio ALPHARETTA, GA 76,97277.0k $1.7m $1.7m 0.03% Reduced -8.4k -8,361
92 OmniStar Financial Group, Inc. 1.26% of their portfolio Wilmington, NC 72,73572.7k $1.6m $1.6m 1.26% Reduced -1.7k -1,747
93 Diversify Advisory Services, LLC 0.08% of their portfolio SANDY, UT 71,81071.8k $1.5m $1.5m 0.08% Reduced -3.1k -3,089
94 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 71,69971.7k $1.5m $1.5m 0.00% Added +13.8k +13,842
95 Global Retirement Partners, LLC 0.04% of their portfolio San Rafael, CA 61,05661.1k $1.3m $1.3m 0.04% Added +7.2k +7,239
96 GUIDANCE CAPITAL, INC 0.40% of their portfolio LOUSVILLE, KY 60,72460.7k $1.3m $1.3m 0.40% Reduced -60.2k -60,158
97 Fort Point Capital Partners LLC 0.14% of their portfolio San Francisco, CA 59,34359.3k $1.3m $1.3m 0.14% Added +20.2k +20,219
98 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 59,02759.0k $1.3m $1.3m 0.00% Reduced -108 -108
99 Goldstone Financial Group, LLC 0.20% of their portfolio OAKBROOK TERRACE, IL 58,26058.3k $1.3m $1.3m 0.20% Added +26.0k +25,996
100 Meridian Wealth Management, LLC 0.06% of their portfolio LEXINGTON, KY 57,45357.5k $1.2m $1.2m 0.06% Reduced -18.2k -18,197