Vault-13

SPDR SER TR SPMB

PORT MTG BK ETF · ETP · CUSIP 78464A383

210 institutional holders +0 vs Q1 2024
234,947,798234.9m shares reported held*
$5.1bnreported value*
21 new 75 added 80 reduced 23 sold out net bought ≈ $130.0m (+6.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($18.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $21.70. Options: 0 managers hold calls (— notional), 1 hold puts ($265.3k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 155Q4 22: 163Q1 23: 167Q2 23: 178Q3 23: 173Q4 23: 195Q1 24: 210Q2 24: 210210Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022155
Q4 2022163
Q1 2023167
Q2 2023178
Q3 2023173
Q4 2023195
Q1 2024210
Q2 2024210

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 84 bought or addedQ4 22: 83 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 82 cut or sold outQ2 23: 100 bought or addedQ2 23: 72 cut or sold outQ2 23Q3 23: 91 bought or addedQ3 23: 87 cut or sold outQ4 23: 104 bought or addedQ4 23: 88 cut or sold outQ4 23Q1 24: 127 bought or addedQ1 24: 82 cut or sold outQ2 24: 96 bought or addedQ2 24: 103 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228483
Q1 20238582
Q2 202310072
Q3 20239187
Q4 202310488
Q1 202412782
Q2 202496103

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 23 calls: $447.2kQ3 23 puts: $137.3kQ3 23P/C 0.31Q4 23 calls: $620.2kQ4 23 puts: $2.2kQ4 23P/C 0.00Q1 24 calls: $629.9kQ1 24 puts: $1.5mQ1 24P/C 2.40Q2 24 calls: $0Q2 24 puts: $265.3kQ2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$447.2k$137.3k0.31
Q4 2023$620.2k$2.2k0.00
Q1 2024$629.9k$1.5m2.40
Q2 2024$0$265.3k—

Biggest buyers

Financial Engines Advisors L.L.C. Added +5,432,306+5.4m
STIFEL FINANCIAL CORP Added +1,250,602+1.3m
LPL Financial LLC Added +1,012,306+1.0m
BENJAMIN F. EDWARDS & COMPANY, INC. Added +961,090+961.1k
STATE STREET CORP Added +528,951+529.0k
JPMORGAN CHASE & CO Added +374,894+374.9k
CONFLUENCE INVESTMENT MANAGEMENT LLC Added +319,973+320.0k
AMERIPRISE FINANCIAL INC Added +205,508+205.5k
CWM, LLC Added +199,275+199.3k
Tidemark, LLC Added +198,362+198.4k

Biggest sellers

MORGAN STANLEY Reduced -2,741,697-2.7m
BlackRock Inc. Reduced -636,431-636.4k
Forum Financial Management, LP Sold out -359,515-359.5k
Prime Capital Investment Advisors, LLC Reduced -318,507-318.5k
TOWNSQUARE CAPITAL LLC Reduced -281,114-281.1k
MGO ONE SEVEN LLC Reduced -235,359-235.4k
Allworth Financial LP Reduced -220,169-220.2k
Equitable Holdings, Inc. Reduced -174,774-174.8k
Keystone Financial Group Sold out -118,137-118.1k
Mariner, LLC Reduced -116,960-117.0k

Biggest calls

None

Biggest puts

CITADEL ADVISORS LLC Reduced $265.3k12.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 8.28% of their portfolio SANTA CLARA, CA 172,779,092172.8m $3.7bn $3.7bn 8.28% Added +5.4m +5,432,306
2 LPL Financial LLC 0.11% of their portfolio FORT MILL, SC 10,570,07910.6m $228.0m $228.0m 0.11% Added +1.0m +1,012,306
3 TOWNSQUARE CAPITAL LLC 1.50% of their portfolio Lehi, UT 5,086,6335.1m $109.7m $109.7m 1.50% Reduced -281.1k -281,114
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,643,0553.6m $78.6m $78.6m 0.00% Added +529.0k +528,951
5 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,421,1383.4m $73.8m $73.8m 0.00% Added +374.9k +374,894
6 STIFEL FINANCIAL CORP 0.07% of their portfolio ST. LOUIS, MO 3,077,1703.1m $66.4m $66.4m 0.07% Added +1.3m +1,250,602
7 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.90% of their portfolio ST. LOUIS, MO 2,901,0572.9m $62.6m $62.6m 0.90% Added +320.0k +319,973
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,039,4072.0m $44.0m $44.0m 0.00% Added +65.6k +65,623
9 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 2,012,4202.0m $43.4m $43.4m 0.01% Added +205.5k +205,508
10 BENJAMIN F. EDWARDS & COMPANY, INC. 0.72% of their portfolio ST. LOUIS, MO 1,895,4361.9m $40.9m $40.9m 0.72% Added +961.1k +961,090
11 CWM, LLC 0.17% of their portfolio OMAHA, NE 1,719,8041.7m $37.1m $37.1m 0.17% Added +199.3k +199,275
12 Zurich Insurance Group Ltd/FI 0.28% of their portfolio ZURICH, V8 1,482,2951.5m $32.0m $32.0m 0.28% Unchanged
13 Hirtle & Co., LLC 1.38% of their portfolio WEST CONSHOHOCKEN, PA 1,479,4501.5m $31.9m $31.9m 1.38% Reduced -24.8k -24,797
14 ASSETMARK, INC 0.10% of their portfolio CONCORD, CA 1,451,1481.5m $31.3m $31.3m 0.10% Added +28.6k +28,565
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,427,7781.4m $30.8m $30.8m 0.00% Reduced -2.7m -2,741,697
16 CX Institutional 1.29% of their portfolio AUBURN, IN 1,275,1931.3m $27.5m $27.5m 1.29% Reduced -105.6k -105,606
17 Sanctuary Advisors, LLC 0.18% of their portfolio INDIANAPOLIS, IN 1,193,3521.2m $25.1m $25.1m 0.18% First filing
18 Private Advisor Group, LLC 0.15% of their portfolio MORRISTOWN, NJ 1,038,2101.0m $22.4m $22.4m 0.15% Added +124.4k +124,353
19 KWB Wealth 2.35% of their portfolio REDLANDS, CA 786,601786.6k $17.1m $17.1m 2.35% Reduced -15.7k -15,713
20 Leicht Financial Planning & Wealth Management, Inc. 8.63% of their portfolio PARSIPPANY, NJ 751,244751.2k $16.2m $16.2m 8.63% Added +25.8k +25,816
21 FINANCIAL LIFE ADVISORS 5.94% of their portfolio SAN ANTONIO, TX 678,516678.5k $14.6m $14.6m 5.94% Added +37.4k +37,402
22 ST GERMAIN D J CO INC 0.69% of their portfolio SPRINGFIELD, MA 660,455660.5k $14.2m $14.2m 0.69% Reduced -27.0k -27,007
23 Clearwater Capital Advisors, LLC 1.46% of their portfolio HOFFMAN ESTATES, IL 640,250640.2k $13.8m $13.8m 1.46% Reduced -14.6k -14,622
24 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 580,841580.8k $12.5m $12.5m 0.03% Reduced -3.9k -3,908
25 SIGNET FINANCIAL MANAGEMENT, LLC 1.38% of their portfolio PARSIPPANY, NJ 474,503474.5k $10.2m $10.2m 1.38% Added +18.6k +18,604
26 Carr Financial Group Corp 3.06% of their portfolio WORCESTER, MA 446,241446.2k $9.6m $9.6m 3.06% Reduced -27.5k -27,526
27 BlackRock Inc. 0.00% of their portfolio New York, NY 439,026439.0k $9.5m $9.5m 0.00% Reduced -636.4k -636,431
28 Mariner, LLC 0.02% of their portfolio Overland Park, KS 422,201422.2k $9.1m $9.1m 0.02% Reduced -117.0k -116,960
29 FLAGSHIP HARBOR ADVISORS, LLC 0.52% of their portfolio BOSTON, MA 399,999400.0k $8.6m $8.6m 0.52% Added +21.5k +21,459
30 Tidemark, LLC 3.96% of their portfolio SAN DIEGO, CA 399,111399.1k $8.6m $8.6m 3.96% Added +198.4k +198,362
31 Equitable Holdings, Inc. 0.09% of their portfolio NEW YORK, NY 394,944394.9k $8.5m $8.5m 0.09% Reduced -174.8k -174,774
32 AE Wealth Management LLC 0.08% of their portfolio TOPEKA, KS 384,585384.6k $8.3m $8.3m 0.08% Added +25.6k +25,598
33 Stokes Family Office, LLC 0.97% of their portfolio NEW ORLEANS, LA 384,542384.5k $8.3m $8.3m 0.97% Reduced -4.4k -4,400
34 Astoria Portfolio Advisors LLC. 2.92% of their portfolio NEW YORK, NY 378,711378.7k $8.2m $8.2m 2.92% Added +23.0k +23,037
35 Gibbs Wealth Management 2.94% of their portfolio Alpharetta, GA 337,142337.1k $7.3m $7.3m 2.94% Reduced -38.1k -38,110
36 Leslie Global Wealth, LLC 4.08% of their portfolio Itasca, IL 323,743323.7k $7.0m $7.0m 4.08% First filing
37 Certified Advisory Corp 0.86% of their portfolio ALTAMONTE SPRINGS, FL 318,941318.9k $6.9m $6.9m 0.86% Added +10.4k +10,433
38 Stratos Wealth Partners, LTD. 0.11% of their portfolio BEACHWOOD, OH 308,827308.8k $6.7m $6.7m 0.11% Added +3.7k +3,749
39 Checchi Capital Advisers, LLC 0.51% of their portfolio BEVERLY HILLS, CA 300,707300.7k $6.5m $6.5m 0.51% Reduced -35.0k -35,034
40 Collaborative Wealth Managment Inc. 3.09% of their portfolio LAKE MARY, FL 292,871292.9k $6.3m $6.3m 3.09% Added +184.3k +184,327
41 Kingsview Wealth Management, LLC 0.15% of their portfolio GRANTS PASS, OR 285,424285.4k $6.2m $6.2m 0.15% Added +3.9k +3,903
42 BENJAMIN EDWARDS INC 1.14% of their portfolio Clayton, MO 273,509273.5k $5.9m $5.9m 1.14% Added +120.7k +120,705
43 Chesapeake Wealth Management 2.06% of their portfolio WILLIAMSBURG, VA 263,377263.4k $5.7m $5.7m 2.06% Reduced -8.4k -8,442
44 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 246,336246.3k $5.3m $5.3m 0.01% Added +3.2k +3,210
45 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 0.39% of their portfolio NEW YORK, NY 233,075233.1k $5.0m $5.0m 0.39% Reduced -26.9k -26,897
46 Mutual Advisors, LLC 0.15% of their portfolio OMAHA, NE 232,999233.0k $5.1m $5.1m 0.15% Reduced -6.3k -6,252
47 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 223,125223.1k $4.8m $4.8m 0.00% Added +40.1k +40,086
48 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 220,988221.0k $4.8m $4.8m 0.00% Reduced -12.2k -12,226
49 Hobbs Group Advisors, LLC 1.74% of their portfolio COLUMBIA, SC 211,877211.9k $4.6m $4.6m 1.74% First filing
50 TSFG, LLC 1.06% of their portfolio LAKE FOREST, IL 209,648209.6k $4.5m $4.5m 1.06% Added +17.6k +17,595
51 U.S. Capital Wealth Advisors, LLC 0.17% of their portfolio AUSTIN, TX 204,829204.8k $4.4m $4.4m 0.17% Added +10.8k +10,752
52 CARY STREET PARTNERS ASSET MANAGEMENT LLC 0.63% of their portfolio RICHMOND, VA 200,337200.3k $4.3m $4.3m 0.63% Added +10.4k +10,368
53 Detalus Advisors, LLC 1.46% of their portfolio ST. LOUIS, MO 197,872197.9k $4.3m $4.3m 1.46% Added +10.6k +10,575
54 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 194,203194.2k $4.2m $4.2m 0.02% Added +45.8k +45,807
55 Portside Wealth Group, LLC 0.73% of their portfolio Provo, UT 177,255177.3k $3.8m $3.8m 0.73% Reduced -29.1k -29,089
56 Western Wealth Management, LLC 0.28% of their portfolio GOLDEN, CO 176,232176.2k $3.8m $3.8m 0.28% Added +33.0k +33,015
57 Redwood Financial Network Corp 2.88% of their portfolio SOLON, OH 158,914158.9k $3.4m $3.4m 2.88% Reduced -1.2k -1,160
58 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 156,565156.6k $3.4m $3.4m 0.00% Added +145.1k +145,066
59 Capital Investment Counsel, LLC 0.66% of their portfolio DENVER, CO 156,384156.4k $3.4m $3.4m 0.66% Reduced -3.7k -3,718
60 Sharkey, Howes & Javer 0.54% of their portfolio DENVER, CO 154,337154.3k $3.3m $3.3m 0.54% Added +17.8k +17,839
61 EASTERN BANK 0.12% of their portfolio BOSTON, MA 138,827138.8k $3.0m $3.0m 0.12% Reduced -701 -701
62 Vertex Planning Partners, LLC 0.78% of their portfolio DOWNERS GROVE, IL 138,732138.7k $3.0m $3.0m 0.78% Added +49.3k +49,332
63 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.03% of their portfolio IRVING, TX 136,239136.2k $2.9m $2.9m 0.03% Reduced -14.4k -14,432
64 Seed Wealth Management, Inc. 2.53% of their portfolio EVANSTON, IL 134,850134.8k $2.9m $2.9m 2.53% Added +19.7k +19,730
65 Dynamic Advisor Solutions LLC 0.09% of their portfolio PHOENIX, AZ 125,896125.9k $2.7m $2.7m 0.09% Reduced -5.8k -5,806
66 GUIDANCE CAPITAL, INC 0.77% of their portfolio LOUSVILLE, KY 106,857106.9k $2.4m $2.4m 0.77% Added +5.9k +5,864
67 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 106,296106.3k $2.3m $2.3m 0.03% Reduced -4.9k -4,866
68 Vermillion & White Wealth Management Group, LLC 1.69% of their portfolio PHOENIXVILLE, PA 104,294104.3k $2.2m $2.2m 1.69% Added +7.0k +7,026
69 Boltwood Capital Management 0.67% of their portfolio WALNUT CREEK, CA 98,68698.7k $2.1m $2.1m 0.67% Added +13.0k +12,961
70 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 94,89894.9k $2.0m $2.0m 0.04% New
71 Meridian Wealth Management, LLC 0.24% of their portfolio LEXINGTON, KY 93,75393.8k $2.0m $2.0m 0.24% New
72 Willow Creek Wealth Management Inc. 0.23% of their portfolio Sebastopol, CA 92,88792.9k $2.0m $2.0m 0.23% Reduced -15.1k -15,107
73 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 92,02792.0k $2.0m $2.0m 0.05% Reduced -23.0k -22,955
74 Prime Capital Investment Advisors, LLC 0.03% of their portfolio OVERLAND PARK, KS 91,83491.8k $2.0m $2.0m 0.03% Reduced -318.5k -318,507
75 Alesco Advisors, LLC, An ESL Co 0.06% of their portfolio Pittsford, NY 91,78591.8k $2.0m $2.0m 0.06% Added +1.8k +1,780
76 GPS Wealth Strategies Group, LLC 0.29% of their portfolio CENTENNIAL, CO 88,92088.9k $1.9m $1.9m 0.29% Reduced -7.1k -7,102
77 Arden Trust Co 0.25% of their portfolio WILMINGTON, DE 84,32284.3k $1.8m $1.8m 0.25% Added +541 +541
78 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 82,79582.8k $1.8m $1.8m 0.00% Added +9.2k +9,168
79 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 79,30079.3k $1.7m $1.7m 0.04% Added +5.7k +5,706
80 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 0.10% of their portfolio ROCHESTER, NY 77,91077.9k $1.7m $1.7m 0.10% New
81 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 74,55274.6k $1.6m $1.6m 0.00% Reduced -969 -969
82 RETIREMENT CAPITAL STRATEGIES 0.57% of their portfolio SAN JOSE, CA 66,22166.2k $1.4m $1.4m 0.57% Reduced -75.7k -75,718
83 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 64,66064.7k $1.4m $1.4m 0.00% Reduced -12.1k -12,131
84 Exchange Capital Management, Inc. 0.22% of their portfolio Ann Arbor, MI 62,24762.2k $1.3m $1.3m 0.22% Reduced -500 -500
85 Gladstone Institutional Advisory LLC 0.07% of their portfolio Bedminster, NJ 60,62660.6k $1.3m $1.3m 0.07% Added +39.2k +39,195
86 Centennial Wealth Advisory LLC 0.56% of their portfolio Traverse City, MI 60,02760.0k $1.3m $1.3m 0.56% Added +1.6k +1,612
87 OmniStar Financial Group, Inc. 1.17% of their portfolio Wilmington, NC 59,90659.9k $1.3m $1.3m 1.17% Added +912 +912
88 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 58,00958.0k $1.3m $1.3m 0.00% Reduced -12.1k -12,099
89 Diversify Advisory Services, LLC 0.07% of their portfolio SANDY, UT 56,08856.1k $1.2m $1.2m 0.07% Reduced -13.5k -13,500
90 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 54,90554.9k $1.2m $1.2m 0.00% Reduced -8.3k -8,344
91 Bell Investment Advisors, Inc 0.23% of their portfolio ORINDA, CA 53,55753.6k $1.2m $1.2m 0.23% Reduced -297 -297
92 Valmark Advisers, Inc. 0.02% of their portfolio AKRON, OH 49,94549.9k $1.1m $1.1m 0.02% Reduced -354 -354
93 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 49,34849.3k $1.1m $1.1m 0.00% Added +4.9k +4,900
94 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 48,81048.8k $1.1m $1.1m 0.03% Added +12.1k +12,118
95 Fort Point Capital Partners LLC 0.13% of their portfolio San Francisco, CA 48,44748.4k $1.0m $1.0m 0.13% Added +3.9k +3,867
96 Trilogy Capital Inc. 0.05% of their portfolio IRVINE, CA 46,11546.1k $994.7k $994.7k 0.05% Reduced -5.2k -5,195
97 Alliance Wealth Advisors, LLC /UT 0.28% of their portfolio Centerville, UT 44,91844.9k $968.9k $968.9k 0.28% Reduced -1.6k -1,618
98 Financial Network Wealth Advisors LLC 0.72% of their portfolio MURRAY, UT 44,51644.5k $962.2k $962.2k 0.72% Reduced -8.2k -8,195
99 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 42,25242.3k $911.4k $911.4k 0.01% New
100 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 42,04542.0k $906.9k $906.9k 0.00% Added +9.4k +9,359