Vault-13

SPDR SER TR SPLB

PORTFOLIO LN COR · ETP · CUSIP 78464A367

143 institutional holders +12 vs Q1 2024
20,458,75820.5m shares reported held*
$455.7mreported value*
24 new 60 added 37 reduced 14 sold out net bought ≈ $801.5k (+279.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.28. Options: 2 managers hold calls ($257.1k notional), 2 hold puts ($417.2k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 103Q1 23: 93Q2 23: 103Q3 23: 114Q4 23: 128Q1 24: 131Q2 24: 143143Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202298
Q4 2022103
Q1 202393
Q2 2023103
Q3 2023114
Q4 2023128
Q1 2024131
Q2 2024143

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 48 bought or addedQ4 22: 47 cut or sold outQ4 22Q1 23: 46 bought or addedQ1 23: 48 cut or sold outQ2 23: 58 bought or addedQ2 23: 33 cut or sold outQ2 23Q3 23: 59 bought or addedQ3 23: 58 cut or sold outQ4 23: 61 bought or addedQ4 23: 57 cut or sold outQ4 23Q1 24: 78 bought or addedQ1 24: 51 cut or sold outQ2 24: 84 bought or addedQ2 24: 51 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224847
Q1 20234648
Q2 20235833
Q3 20235958
Q4 20236157
Q1 20247851
Q2 20248451

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 23 calls: $467.3kQ3 23 puts: $800.7kQ3 23P/C 1.71Q4 23 calls: $559.1kQ4 23 puts: $1.0mQ4 23P/C 1.79Q1 24 calls: $65.1kQ1 24 puts: $1.5mQ1 24P/C 22.89Q2 24 calls: $257.1kQ2 24 puts: $417.2kQ2 24P/C 1.62
Numbers
QuarterCallsPutsP/C
Q3 2023$467.3k$800.7k1.71
Q4 2023$559.1k$1.0m1.79
Q1 2024$65.1k$1.5m22.89
Q2 2024$257.1k$417.2k1.62

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +501,761+501.8k
LPL Financial LLC Added +446,546+446.5k
Gotham Asset Management, LLC New +313,253+313.3k
Strategic Financial Concepts, LLC Added +244,064+244.1k
&PARTNERS New +186,144+186.1k
Hedeker Wealth, LLC Added +182,544+182.5k
Clark Capital Management Group, Inc. Added +167,504+167.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +163,751+163.8k
Strategic Advocates LLC New +153,210+153.2k
CITADEL ADVISORS LLC Added +146,863+146.9k

Biggest sellers

MORGAN STANLEY Reduced -1,621,586-1.6m
Thrivent Financial for Lutherans Sold out -768,644-768.6k
MILESTONE ASSET MANAGEMENT, LLC Sold out -270,033-270.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -211,631-211.6k
Raymond James Financial Services Advisors, Inc. Sold out -156,006-156.0k
Cambridge Investment Research Advisors, Inc. Reduced -152,504-152.5k
OSAIC HOLDINGS, INC. Reduced -115,249-115.2k
Atria Wealth Solutions, Inc. Sold out -110,925-110.9k
FLAGSHIP HARBOR ADVISORS, LLC Sold out -109,623-109.6k
JANE STREET GROUP, LLC Reduced -58,654-58.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $218.7k9.7k shares
CITADEL ADVISORS LLC Reduced $38.3k1.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $410.4k18.2k shares
CITADEL ADVISORS LLC Reduced $6.8k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,785,0242.8m $62.8m $62.8m 0.03% Added +446.5k +446,546
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,547,8051.5m $34.9m $34.9m 0.01% Added +501.8k +501,761
3 ROCKLAND TRUST CO 1.77% of their portfolio HANOVER, MA 1,485,4761.5m $33.5m $33.5m 1.77% Added +67.1k +67,144
4 NYL Investors LLC 2.31% of their portfolio NEW YORK, NY 1,440,4501.4m $32.5m $32.5m 2.31% Added +2.8k +2,800
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,147,3811.1m $25.9m $25.9m 0.00% Added +13.2k +13,210
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,111,1291.1m $25.1m $25.1m 0.00% Reduced -1.6m -1,621,586
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 608,496608.5k $13.7m $13.7m 0.00% Reduced -32.2k -32,183
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 523,770523.8k $11.8m $11.8m 0.00% Added +42.4k +42,393
9 Twelve Points Wealth Management LLC 3.52% of their portfolio CONCORD, MA 443,379443.4k $10.0m $10.0m 3.52% Added +61.8k +61,848
10 Clark Capital Management Group, Inc. 0.07% of their portfolio PHILADELPHIA, PA 415,360415.4k $9.4m $9.4m 0.07% Added +167.5k +167,504
11 CAPSTONE WEALTH MANAGEMENT GROUP, LLC 6.02% of their portfolio DUNMORE, PA 408,453408.5k $9.2m $9.2m 6.02% Reduced -11.2k -11,177
12 Hedeker Wealth, LLC 2.41% of their portfolio Lincolnshire, IL 368,772368.8k $8.3m $8.3m 2.41% Added +182.5k +182,544
13 Passumpsic Savings Bank 5.33% of their portfolio ST. JOHNSBURY, VT 329,384329.4k $7.4m $7.4m 5.33% Reduced -3.8k -3,829
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 320,255320.3k $7.2m $7.2m 0.00% Added +49.4k +49,367
15 Gotham Asset Management, LLC 0.09% of their portfolio NEW YORK, NY 313,253313.3k $7.1m $7.1m 0.09% New
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 299,250299.2k $6.7m $6.7m 0.01% Added +115.5k +115,532
17 PFG Advisors 0.44% of their portfolio Phoenix, AZ 286,804286.8k $6.5m $6.5m 0.44% Added +12.1k +12,054
18 Legacy Financial Group LLC 1.19% of their portfolio DES MOINES, IA 267,389267.4k $6.0m $6.0m 1.19% Added +5.4k +5,417
19 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 262,773262.8k $5.9m $5.9m 0.01% Reduced -58.7k -58,654
20 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 262,000262.0k $6.0m $6.0m 0.03% Added +32.0k +32,000
21 Strategic Financial Concepts, LLC 0.02% of their portfolio SAN ANTONIO, TX 258,115258.1k $34.5k $34.5k 0.02% Added +244.1k +244,064
22 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 231,968232.0k $5.2m $5.2m 0.04% Added +26.9k +26,890
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 201,506201.5k $4.5m $4.5m 0.00% Added +27.2k +27,188
24 Collaborative Wealth Managment Inc. 2.18% of their portfolio LAKE MARY, FL 197,651197.7k $4.5m $4.5m 2.18% Added +21.5k +21,537
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 190,586190.6k $4.3m $4.3m 0.00% Reduced -9.5k -9,471
26 Wayfinding Financial, LLC 2.42% of their portfolio LYNNWOOD, WA 190,553190.6k $4.3m $4.3m 2.42% Reduced -295 -295
27 &PARTNERS 0.18% of their portfolio NASHVILLE, TN 186,144186.1k $4.2m $4.2m 0.18% New
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 175,104175.1k $3.9m $3.9m 0.00% Added +163.8k +163,751
29 PRINCIPAL SECURITIES, INC. 0.11% of their portfolio DES MOINES, IA 173,323173.3k $3.9m $3.9m 0.11% Added +85.7k +85,720
30 VAN STRUM & TOWNE INC. 1.38% of their portfolio SAN FRANCISCO, CA 168,859168.9k $3.8m $3.8m 1.38% Added +950 +950
31 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 165,470165.5k $3.7m $3.7m 0.01% Added +71.8k +71,820
32 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 165,217165.2k $3.7m $3.7m 0.00% Added +11.8k +11,803
33 Caitlin John, LLC 2.60% of their portfolio BRIGHTON, MI 158,044158.0k $3.6m $3.6m 2.60% Added +8.6k +8,555
34 Strategic Advocates LLC 1.37% of their portfolio SACRAMENTO, CA 153,210153.2k $3.5m $3.5m 1.37% New
35 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 149,065149.1k $3.4m $3.4m 0.01% Added +356 +356
36 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 147,463147.5k $3.3m $3.3m 0.00% Added +146.9k +146,863
37 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 147,160147.2k $3.3m $3.3m 0.00% Added +80.4k +80,399
38 IFP Advisors, Inc 0.13% of their portfolio TAMPA, FL 143,116143.1k $3.2m $3.2m 0.13% Added +9.2k +9,246
39 CONNING INC. 0.10% of their portfolio HARTFORD, CT 124,080124.1k $2.8m $2.8m 0.10% Unchanged
40 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 120,996121.0k $2.8m $2.8m 0.05% Added +1.5k +1,491
41 Private Advisory Group LLC 0.36% of their portfolio REDMOND, WA 120,593120.6k $2.7m $2.7m 0.36% New
42 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 118,238118.2k $2.7m $2.7m 0.00% New
43 OLD MISSION CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 115,232115.2k $2.6m $2.6m 0.07% Added +74.6k +74,610
44 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 108,340108.3k $2.4m $2.4m 0.01% Reduced -115.2k -115,249
45 BlackRock Inc. 0.00% of their portfolio New York, NY 104,397104.4k $2.4m $2.4m 0.00% Added +1.2k +1,177
46 Fifth Third Securities, Inc. 0.19% of their portfolio Cincinnati, OH 91,85391.9k $2.1m $2.1m 0.19% Added +17.1k +17,070
47 Good Life Advisors, LLC 0.16% of their portfolio READING, PA 85,07085.1k $1.9m $1.9m 0.16% Added +397 +397
48 Elevated Capital Advisors, LLC 0.53% of their portfolio SANDY, UT 84,25784.3k $1.9m $1.9m 0.53% Reduced -3.4k -3,412
49 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 83,09983.1k $1.9m $1.9m 0.02% Added +3.4k +3,411
50 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 80,52380.5k $1.8m $1.8m 0.02% Added +37.6k +37,624
51 Axiom Advisory, LLC 0.02% of their portfolio SAN DIEGO, CA 78,22578.2k $1.8m $1.8m 0.02% New
52 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 73,78673.8k $1.7m $1.7m 0.01% Added +41.9k +41,903
53 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 62,11262.1k $1.4m $1.4m 0.01% First filing
54 Boltwood Capital Management 0.37% of their portfolio WALNUT CREEK, CA 52,22552.2k $1.2m $1.2m 0.37% Unchanged
55 Koshinski Asset Management, Inc. 0.11% of their portfolio DECATUR, IL 51,67251.7k $1.2m $1.2m 0.11% Reduced -5.0k -4,957
56 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 43,69243.7k $985.3k $985.3k 0.00% Reduced -12.2k -12,216
57 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 43,16543.2k $973.4k $973.4k 0.00% Added +14.2k +14,236
58 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 42,92042.9k $967.8k $967.8k 0.00% Unchanged
59 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 42,56842.6k $959.9k $959.9k 0.00% Added +13.4k +13,400
60 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 42,31042.3k $954.1k $954.1k 0.01% Added +105 +105
61 CSM Advisors, LLC 0.06% of their portfolio WARRENDALE, PA 39,10039.1k $882.0k $882.0k 0.06% Reduced -800 -800
62 NSI Retail Advisors, LLC 0.15% of their portfolio WARRENDALE, PA 39,10039.1k $882.0k $882.0k 0.15% Reduced -800 -800
63 Insight Advisors, LLC/ PA 0.15% of their portfolio Newtown, PA 37,04037.0k $835.3k $835.3k 0.15% Added +4.5k +4,492
64 TRUEFG, LLC 0.30% of their portfolio CEDAR PARK, TX 36,87636.9k $831.6k $831.6k 0.30% Reduced -1.3k -1,278
65 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 36,35136.4k $819.8k $819.8k 0.00% Added +24.4k +24,416
66 KKM Financial LLC 0.39% of their portfolio CHICAGO, IL 34,35434.4k $815.5k $815.5k 0.39% Added +751 +751
67 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 32,46632.5k $732.1k $732.1k 0.00% Reduced -7.8k -7,778
68 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 29,74929.7k $671.0k $671.0k 0.03% New
69 Eldridge Investment Advisors, Inc. 0.15% of their portfolio MANCHESTER, NH 27,00027.0k $609.0k $609.0k 0.15% New
70 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 25,44625.4k $573.8k $573.8k 0.00% New
71 PRIVATE TRUST CO NA 0.06% of their portfolio CLEVELAND, OH 25,14925.1k $567.1k $567.1k 0.06% Reduced -7.5k -7,500
72 Advisory Alpha, LLC 0.02% of their portfolio HOLLAND, MI 24,84624.8k $560.4k $560.4k 0.02% Added +597 +597
73 Ally Invest Advisors Inc. 0.05% of their portfolio CHARLOTTE, NC 24,31324.3k $548.3k $548.3k 0.05% Added +3.7k +3,672
74 RMR Capital Management, LLC 0.49% of their portfolio Tustin, CA 23,97124.0k $540.5k $540.5k 0.49% Unchanged
75 RiverFront Investment Group, LLC 0.01% of their portfolio RICHMOND, VA 22,24622.2k $501.6k $501.6k 0.01% New
76 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 21,36121.4k $481.7k $481.7k 0.02% Added +25 +25
77 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 20,70420.7k $466.9k $466.9k 0.00% New
78 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 19,04619.0k $430.0k $430.0k 0.00% Reduced -211.6k -211,631
79 Banco Santander, S.A. 0.01% of their portfolio Madrid, U3 18,43518.4k $415.7k $415.7k 0.01% Unchanged
80 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 17,54817.5k $395.7k $395.7k 0.00% New
81 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 16,02816.0k $361.4k $361.4k 0.00% Added +1.6k +1,587
82 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 15,81715.8k $356.7k $356.7k 0.01% Reduced -20 -20
83 HF Advisory Group, LLC 0.17% of their portfolio Annapolis, MD 14,99515.0k $338.1k $338.1k 0.17% Added +1.0k +1,025
84 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 14,61114.6k $329.5k $329.5k 0.01% Reduced -205 -205
85 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 14,37114.4k $324.1k $324.1k 0.02% New
86 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 13,36113.4k $301.3k $301.3k 0.00% New
87 Raleigh Capital Management Inc. 0.13% of their portfolio CARY, NC 13,19713.2k $297.6k $297.6k 0.13% Added +5.1k +5,095
88 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 13,03413.0k $293.9k $293.9k 0.00% New
89 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 12,96313.0k $297.6k $297.6k 0.01% New
90 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 12,89912.9k $290.9k $290.9k 0.01% New
91 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 12,11712.1k $273.2k $273.2k 0.03% Reduced -1.4k -1,444
92 Valmark Advisers, Inc. 0.00% of their portfolio AKRON, OH 12,01812.0k $271.0k $271.0k 0.00% Added +260 +260
93 HBW ADVISORY SERVICES LLC 0.04% of their portfolio SIMI VALLEY, CA 10,85210.9k $244.7k $244.7k 0.04% Added +1.2k +1,192
94 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 10,15410.2k $229.0k $229.0k 0.01% Reduced -5.2k -5,151
95 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 10,11410.1k $228.0k $228.0k 0.01% New
96 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,04210.0k $226.0k $226.0k 0.00% Reduced -152.5k -152,504
97 WealthShield Partners, LLC 0.03% of their portfolio CARY, NC 9,99010.0k $225.3k $225.3k 0.03% Added +4.3k +4,306
98 Global Financial Private Client, LLC 0.09% of their portfolio Sarasota, FL 9,8009.8k $221.0k $221.0k 0.09% Unchanged
99 City Center Advisors, LLC 0.24% of their portfolio TROY, MI 8,6358.6k $200.7k $200.7k 0.24% Unchanged
100 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 8,1588.2k $184.0k $184.0k 0.00% Added +102 +102