SPDR SER TR CWB
BBG CONV SEC ETF · ETP · CUSIP 78464A359
458
institutional holders
36.5m
shares reported held*
$2.4bnreported value*
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $64.61. Options: 4 managers hold calls ($4.7m notional), 3 hold puts ($31.1m).
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | — | $4.1m64.9k shares |
| WOLVERINE TRADING, LLC | — | $363.0k5.7k shares |
| CITADEL ADVISORS LLC | — | $260.0k4.1k shares |
| Cutler Group LLC / CA | — | $0100 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | — | $26.8m422.9k shares |
| CITADEL ADVISORS LLC | — | $4.3m67.7k shares |
| Cutler Group LLC / CA | — | $35.0k9.8k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2022
| Manager | Shares | Change |
|---|---|---|
| ASSETMARK, INC 0.98% of their portfolio | 3.3m $209.7m | — |
| BANK OF AMERICA CORP /DE/ 0.03% of their portfolio | 3.0m $191.9m | — |
| MORGAN STANLEY 0.02% of their portfolio | 2.3m $148.5m | — |
| WELLS FARGO & COMPANY/MN 0.03% of their portfolio | 1.3m $84.3m | — |
| JANE STREET GROUP, LLC 0.16% of their portfolio | 1.3m $82.5m | — |
| GOLDMAN SACHS GROUP INC 0.02% of their portfolio | 1.3m $82.0m | — |
| PNC Financial Services Group, Inc. 0.08% of their portfolio | 1.2m $76.5m | — |
| New York Life Investment Management LLC 0.84% of their portfolio | 1.1m $69.1m | — |
| ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio | 1.1m $68.6m | — |
| LPL Financial LLC 0.06% of their portfolio | 987.1k $62.5m | — |
| DEUTSCHE BANK AG\ 0.03% of their portfolio | 855.7k $54.2m | — |
| UBS Group AG 0.03% of their portfolio | 771.7k $48.9m | — |
| BANK OF MONTREAL /CAN/ 0.02% of their portfolio | 748.9k $50.2m | — |
| AMERIPRISE FINANCIAL INC 0.01% of their portfolio | 605.1k $38.4m | — |
| Conservest Capital Advisors, Inc. 5.30% of their portfolio | 594.6k $37.6m | — |
| ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio | 571.9k $36.2m | — |
| OSAIC HOLDINGS, INC. 0.08% of their portfolio | 567.0k $35.9m | — |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio | 534.6k $33.8m | — |
| ROYAL BANK OF CANADA 0.01% of their portfolio | 451.2k $28.6m | — |
| Insight Wealth Strategies, LLC 4.74% of their portfolio | 394.9k $25.5m | — |
| OPPENHEIMER ASSET MANAGEMENT INC. 0.40% of their portfolio | 359.2k $22.7m | — |
| Allianz Asset Management GmbH 0.05% of their portfolio | 346.0k $21.9m | — |
| Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio | 344.6k $21.8m | — |
| Hall Private Wealth Advisors 11.71% of their portfolio | 321.2k $20.3m | — |
| TRUIST FINANCIAL CORP 0.04% of their portfolio | 318.9k $20.2m | — |
| GUGGENHEIM CAPITAL LLC 0.18% of their portfolio | 316.4k $20.0m | — |
| FULTON BREAKEFIELD BROENNIMAN LLC 1.87% of their portfolio | 314.8k $19.9m | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio | 260.1k $16.5m | — |
| NOMURA ASSET MANAGEMENT CO LTD 0.10% of their portfolio | 248.8k $15.7m | — |
| TOWNSQUARE CAPITAL LLC 0.44% of their portfolio | 245.4k $15.5m | — |
| COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio | 227.2k $14.4m | — |
| MML INVESTORS SERVICES, LLC 0.11% of their portfolio | 223.8k $14.2m | — |
| STEPHENS INC /AR/ 0.30% of their portfolio | 218.9k $13.9m | — |
| Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio | 216.2k $13.7m | — |
| Waldron Private Wealth LLC 0.84% of their portfolio | 214.7k $13.6m | — |
| HUNTINGTON NATIONAL BANK 0.15% of their portfolio | 213.9k $13.5m | — |
| State of Tennessee, Department of Treasury 0.07% of their portfolio | 213.4k $13.5m | — |
| B. Riley Wealth Advisors, Inc. 0.40% of their portfolio | 210.0k $13.3m | — |
| Strategic Investment Advisors / MI 2.88% of their portfolio | 201.8k $12.8m | — |
| STIFEL FINANCIAL CORP 0.02% of their portfolio | 196.5k $12.4m | — |
| River Wealth Advisors LLC 2.64% of their portfolio | 193.7k $12.3m | — |
| Advisory Alpha, LLC 0.90% of their portfolio | 186.1k $11.8m | — |
| AMG National Trust Bank 0.40% of their portfolio | 169.6k $10.7m | — |
| XML Financial, LLC 1.47% of their portfolio | 167.8k $10.6m | — |
| Kestra Advisory Services, LLC 0.11% of their portfolio | 161.8k $10.2m | — |
| Janney Montgomery Scott LLC 0.04% of their portfolio | 158.1k $10.0m | — |
| Paulson Wealth Management Inc. 5.13% of their portfolio | 150.4k $9.5m | — |
| CITADEL ADVISORS LLC 0.01% of their portfolio | 135.4k $8.6m | — |
| Harfst & Associates, Inc. 2.56% of their portfolio | 134.4k $8.5m | — |
| SSI INVESTMENT MANAGEMENT LLC 0.56% of their portfolio | 131.7k $8.3m | — |
| NTV Asset Management LLC 1.71% of their portfolio | 128.6k $8.1m | — |
| Bensler, LLC 1.88% of their portfolio | 124.9k $7.9m | — |
| OPPENHEIMER & CO INC 0.18% of their portfolio | 124.7k $7.9m | — |
| CFS Investment Advisory Services, LLC 0.00% of their portfolio | 121.0k $2.0k | — |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 120.9k $7.7m | — |
| Modera Wealth Management, LLC 0.38% of their portfolio | 119.0k $7.5m | — |
| Legacy Financial Group LLC 2.46% of their portfolio | 116.5k $7.4m | — |
| Creative Planning 0.01% of their portfolio | 116.3k $7.4m | — |
| Windsor Capital Management, LLC 2.51% of their portfolio | 106.2k $6.7m | — |
| Cetera Advisor Networks LLC 0.08% of their portfolio | 105.2k $6.7m | — |
| Riggs Asset Managment Co. Inc. 2.61% of their portfolio | 104.1k $6.6m | — |
| Transamerica Financial Advisors, LLC 0.97% of their portfolio | 103.8k $6.6m | — |
| GeoWealth Management, LLC 0.70% of their portfolio | 100.7k $6.4m | — |
| McAdam, LLC 0.66% of their portfolio | 95.8k $6.1m | — |
| Steward Partners Investment Advisory, LLC 0.11% of their portfolio | 90.9k $5.8m | — |
| Csenge Advisory Group 0.44% of their portfolio | 84.4k $5.3m | — |
| Private Advisor Group, LLC 0.06% of their portfolio | 83.6k $5.3m | — |
| Baron Financial Group, LLC 3.47% of their portfolio | 81.3k $5.1m | — |
| Old North State Trust, LLC 4.23% of their portfolio | 77.3k $4.9m | — |
| MONEYWISE, INC. 3.75% of their portfolio | 72.6k $4.6m | — |
| CW Advisors, LLC 0.12% of their portfolio | 71.5k $4.5m | — |
| Yarbrough Capital, LLC 0.36% of their portfolio | 71.4k $4.5m | — |
| Disciplined Investments, LLC 2.06% of their portfolio | 70.9k $4.5m | — |
| Octavia Wealth Advisors, LLC 1.18% of their portfolio | 69.1k $4.4m | — |
| Sterling Investment Advisors, Ltd. 1.61% of their portfolio | 68.1k $4.3m | — |
| David J Yvars Group 4.73% of their portfolio | 67.3k $4.3m | — |
| Legacy Capital Wealth Partners, LLC 2.18% of their portfolio | 65.0k $4.1m | — |
| Atria Wealth Solutions, Inc. 0.07% of their portfolio | 64.9k $4.1m | — |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 62.1k $3.9m | — |
| FIRST HAWAIIAN BANK 0.15% of their portfolio | 61.7k $3.9m | — |
| CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio | 61.7k $3.9m | — |
| Windham Capital Management, LLC 1.46% of their portfolio | 61.1k $3.9m | — |
| Petix & Botte Co 2.94% of their portfolio | 61.0k $3.9m | — |
| Chicago Partners Investment Group LLC 0.27% of their portfolio | 59.5k $3.8m | — |
| EFG Private Wealth Management (Americas) Corp. 0.89% of their portfolio | 55.6k $3.5m | — |
| Ascent Group, LLC 0.44% of their portfolio | 55.2k $3.6m | — |
| PARK AVENUE SECURITIES LLC 0.07% of their portfolio | 54.7k $3.5m | — |
| BLUEFIN CAPITAL MANAGEMENT, LLC 0.38% of their portfolio | 54.6k $3.5m | — |
| Kingsview Wealth Management, LLC 0.16% of their portfolio | 53.1k $3.4m | — |
| BESSEMER GROUP INC 0.01% of their portfolio | 52.5k $3.3m | — |
| Burns Matteson Capital Management, LLC 2.39% of their portfolio | 51.2k $3.2m | — |
| CITIGROUP INC 0.00% of their portfolio | 51.0k $3.2m | — |
| TFG Advisers LLC 1.79% of their portfolio | 50.6k $3.2m | — |
| BLAIR WILLIAM & CO/IL 0.01% of their portfolio | 49.9k $3.2m | — |
| Cavalier Investments, LLC 1.09% of their portfolio | 47.6k $3.0m | — |
| Crew Capital Management, Ltd 4.06% of their portfolio | 47.1k $3.0m | — |
| Wealthspire Retirement, LLC 0.73% of their portfolio | 47.0k $3.0m | — |
| Dynamic Advisor Solutions LLC 0.22% of their portfolio | 46.3k $2.9m | — |
| Geneos Wealth Management Inc. 0.19% of their portfolio | 44.4k $2.8m | — |
| VestGen Investment Management 1.03% of their portfolio | 43.2k $2.7m | — |