Vault-13

SPDR SER TR PSK

ICE PFD SEC ETF · ETP · CUSIP 78464A292

186 institutional holders -8 vs Q1 2023
9,977,13910.0m shares reported held*
$333.9mreported value*
19 new 52 added 66 reduced 30 sold out net sold ≈ $95.2m (-2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.47. Options: 1 managers hold calls ($20.1k notional), 3 hold puts ($1.0m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 195Q4 22: 199Q1 23: 194Q2 23: 186186Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022195
Q4 2022199
Q1 2023194
Q2 2023186

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 94 bought or addedQ4 22: 95 cut or sold outQ4 22Q1 23: 94 bought or addedQ1 23: 82 cut or sold outQ1 23Q2 23: 71 bought or addedQ2 23: 96 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229495
Q1 20239482
Q2 20237196

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $3.4kQ1 23 puts: $849.0kQ1 23P/C 250.00Q2 23 calls: $20.1kQ2 23 puts: $1.0mQ2 23P/C 50.43
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$3.4k$849.0k250.00
Q2 2023$20.1k$1.0m50.43

Biggest buyers

Mariner, LLC Added +455,859+455.9k
JANE STREET GROUP, LLC Added +105,988+106.0k
MORGAN STANLEY Added +42,959+43.0k
PARK AVENUE SECURITIES LLC Added +27,391+27.4k
JPMORGAN CHASE & CO Added +27,194+27.2k
MassMutual Private Wealth & Trust, FSB Added +25,374+25.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +24,189+24.2k
Vickerman Investment Advisors, Inc. Added +21,599+21.6k
GeoWealth Management, LLC New +20,192+20.2k
OSAIC HOLDINGS, INC. Added +19,502+19.5k

Biggest sellers

PFS INVESTMENTS INC. Sold out -977,778-977.8k
PROTECTIVE LIFE CORP Sold out -731,500-731.5k
FLPUTNAM INVESTMENT MANAGEMENT CO Reduced -338,255-338.3k
Sage Advisory Services, Ltd.Co. Reduced -315,050-315.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -250,916-250.9k
ROYAL BANK OF CANADA Reduced -250,382-250.4k
WELLS FARGO & COMPANY/MN Reduced -114,584-114.6k
RAYMOND JAMES & ASSOCIATES Reduced -110,917-110.9k
TRUIST FINANCIAL CORP Reduced -64,034-64.0k
Ameritas Advisory Services, LLC Sold out -53,302-53.3k

Biggest calls

CITADEL ADVISORS LLC Added $20.1k600 shares

Biggest puts

Belvedere Trading LLC Unchanged $502.1k15.0k shares
CITADEL ADVISORS LLC Unchanged $334.7k10.0k shares
US BANCORP \DE\ New $175.9k5.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 State of Wisconsin - Board of Commissioners of Public Lands 6.61% of their portfolio MADISON, WI 840,093840.1k $28.1m $28.1m 6.61% Added +2.1k +2,100
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 809,120809.1k $27.1m $27.1m 0.01% Reduced -114.6k -114,584
3 CNO Financial Group, Inc. 82.11% of their portfolio Carmel, IN 700,000700.0k $23.4m $23.4m 82.11% Unchanged
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 609,420609.4k $20.4m $20.4m 0.01% Reduced -6.4k -6,353
5 Mariner, LLC 0.04% of their portfolio Overland Park, KS 473,846473.8k $15.9m $15.9m 0.04% Added +455.9k +455,859
6 FLPUTNAM INVESTMENT MANAGEMENT CO 0.43% of their portfolio PORTLAND, ME 471,576471.6k $15.8m $15.8m 0.43% Reduced -338.3k -338,255
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 409,852409.9k $13.7m $13.7m 0.00% Added +43.0k +42,959
8 MassMutual Private Wealth & Trust, FSB 0.41% of their portfolio Windsor, CT 338,591338.6k $11.3m $11.3m 0.41% Added +25.4k +25,374
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 294,350294.4k $9.9m $9.9m 0.00% Reduced -18.8k -18,796
10 Barry Investment Advisors, LLC 3.20% of their portfolio NEW BEDFORD, MA 283,504283.5k $9.5m $9.5m 3.20% Added +1.2k +1,156
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 271,637271.6k $9.1m $9.1m 0.00% Reduced -250.4k -250,382
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 238,266238.3k $8.0m $8.0m 0.01% Added +10.8k +10,798
13 Vickerman Investment Advisors, Inc. 2.81% of their portfolio SPOKANE, WA 214,580214.6k $7.2m $7.2m 2.81% Added +21.6k +21,599
14 PARK AVENUE SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 159,991160.0k $5.4m $5.4m 0.08% Added +27.4k +27,391
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 154,551154.6k $5.2m $5.2m 0.00% Reduced -5.7k -5,665
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 147,576147.6k $4.9m $4.9m 0.00% Reduced -250.9k -250,916
17 Charles Schwab Investment Advisory, Inc. 0.01% of their portfolio SAN FRANCISCO, CA 142,753142.8k $4.8m $4.8m 0.01% Added +381 +381
18 Long Run Wealth Advisors, LLC 1.44% of their portfolio Lake Placid, NY 134,376134.4k $4.5m $4.5m 1.44% Reduced -41.5k -41,526
19 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 131,319131.3k $4.4m $4.4m 0.01% Reduced -64.0k -64,034
20 ST GERMAIN D J CO INC 0.22% of their portfolio SPRINGFIELD, MA 124,296124.3k $4.2m $4.2m 0.22% First filing
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 123,731123.7k $4.1m $4.1m 0.00% Reduced -34.9k -34,851
22 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 122,687122.7k $4.1m $4.1m 0.01% Added +106.0k +105,988
23 Shulman DeMeo Asset Management LLC 1.20% of their portfolio LAKE SUCCESS, NY 119,829119.8k $4.0m $4.0m 1.20% Reduced -618 -618
24 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 117,026117.0k $3.9m $3.9m 0.04% Reduced -8.2k -8,209
25 Sound Income Strategies, LLC 0.37% of their portfolio FT LAUDERDALE, FL 107,839107.8k $3.6m $3.6m 0.37% Added +5.7k +5,668
26 Investors Research Corp 0.89% of their portfolio ATLANTA, GA 105,769105.8k $3.5m $3.5m 0.89% Added +4.0k +4,020
27 Shilanski & Associates, Inc. 1.31% of their portfolio ANCHORAGE, AK 96,93396.9k $3.2m $3.2m 1.31% Added +2.5k +2,504
28 Sage Advisory Services, Ltd.Co. 0.84% of their portfolio AUSTIN, TX 85,79585.8k $2.9m $2.9m 0.84% Reduced -315.1k -315,050
29 IFG Advisory, LLC 0.22% of their portfolio ATLANTA, GA 74,21774.2k $2.5m $2.5m 0.22% Reduced -3.7k -3,695
30 New Hampshire Trust 0.63% of their portfolio CONCORD, NH 72,58572.6k $2.4m $2.4m 0.63% Reduced -3.4k -3,356
31 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 71,46871.5k $2.4m $2.4m 0.03% Reduced -1.2k -1,232
32 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 71,46871.5k $2.4m $2.4m 0.03% Reduced -1.2k -1,232
33 Wealthcare Advisory Partners LLC 0.10% of their portfolio WEST CHESTER, PA 70,13570.1k $2.3m $2.3m 0.10% Added +1.2k +1,247
34 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 57,40457.4k $1.9m $1.9m 0.01% Reduced -7.9k -7,920
35 SYNOVUS FINANCIAL CORP 0.02% of their portfolio Columbus, GA 53,71253.7k $1.8m $1.8m 0.02% Added +3.2k +3,232
36 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 53,14653.1k $1.8m $1.8m 0.00% Added +19.5k +19,502
37 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 50,06550.1k $1.7m $1.7m 0.04% Reduced -4.9k -4,854
38 Twelve Points Wealth Management LLC 0.89% of their portfolio CONCORD, MA 49,78049.8k $1.7m $1.7m 0.89% Added +6.6k +6,595
39 Powers Advisory Group, LLC 1.06% of their portfolio Highland, IL 47,79947.8k $1.6m $1.6m 1.06% Added +2.0k +2,035
40 Wealthspire Retirement, LLC 0.29% of their portfolio ALISO VIEJO, CA 46,58346.6k $1.6m $1.6m 0.29% Reduced -652 -652
41 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 45,28545.3k $1.5m $1.5m 0.00% Reduced -5.5k -5,503
42 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 45,00445.0k $1.5m $1.5m 0.01% Reduced -3.4k -3,437
43 SVB WEALTH LLC 0.03% of their portfolio BOSTON, MA 44,13344.1k $1.5m $1.5m 0.03% Reduced -6.8k -6,769
44 Rosenberg Matthew Hamilton 0.50% of their portfolio GRAND JUNCTION, CO 43,77843.8k $1.5m $1.5m 0.50% Reduced -5.3k -5,336
45 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 41,06241.1k $1.4m $1.4m 0.00% Added +9.0k +8,962
46 Bath Savings Trust Co 0.16% of their portfolio BATH, ME 40,83240.8k $1.4m $1.4m 0.16% Reduced -2.9k -2,863
47 McAdam, LLC 0.11% of their portfolio Philadelphia, PA 38,41838.4k $1.3m $1.3m 0.11% Reduced -5.2k -5,213
48 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 38,05738.1k $1.3m $1.3m 0.01% Reduced -805 -805
49 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 33,58333.6k $1.1m $1.1m 0.00% Reduced -977 -977
50 SWS Partners 0.40% of their portfolio COLUMBUS, OH 33,46133.5k $1.1m $1.1m 0.40% Added +1.1k +1,125
51 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 32,73832.7k $1.1m $1.1m 0.00% Reduced -5.5k -5,523
52 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 32,30032.3k $1.1m $1.1m 0.00% Added +2.9k +2,900
53 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 31,67931.7k $1.1m $1.1m 0.01% Added +15.9k +15,881
54 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 30,34330.3k $1.0m $1.0m 0.02% Added +229 +229
55 United Asset Strategies, Inc. 0.12% of their portfolio GARDEN CITY, NY 29,19129.2k $977.0k $977.0k 0.12% Reduced -137 -137
56 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 27,26527.3k $912.6k $912.6k 0.00% Added +27.2k +27,194
57 ZACKS INVESTMENT MANAGEMENT 0.01% of their portfolio Chicago, IL 27,06527.1k $905.9k $905.9k 0.01% Added +15.9k +15,872
58 1900 WEALTH MANAGEMENT LLC 0.09% of their portfolio SAN ANTONIO, TX 26,06226.1k $872.3k $872.3k 0.09% Reduced -7.8k -7,823
59 Diligent Investors, LLC 0.25% of their portfolio REDLANDS, CA 25,36025.4k $848.8k $848.8k 0.25% Added +15 +15
60 XML Financial, LLC 0.10% of their portfolio BETHESDA, MD 24,77824.8k $829.3k $829.3k 0.10% Added +77 +77
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,18924.2k $809.6k $809.6k 0.00% New
62 World Investment Advisors 0.15% of their portfolio LINCROFT, NJ 23,80523.8k $796.8k $796.8k 0.15% Unchanged
63 Treynor Bancshares, Inc. 0.50% of their portfolio TREYNOR, IA 23,78823.8k $762.7k $762.7k 0.50% Reduced -895 -895
64 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 20,92720.9k $700.4k $700.4k 0.01% Reduced -2.2k -2,188
65 GeoWealth Management, LLC 0.07% of their portfolio CHICAGO, IL 20,19220.2k $676.0k $676.0k 0.07% New
66 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 20,05820.1k $671.3k $671.3k 0.00% Reduced -44.9k -44,900
67 CGN Advisors LLC 0.10% of their portfolio MANHATTAN, KS 19,83219.8k $663.8k $663.8k 0.10% Added +2.7k +2,673
68 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 19,70819.7k $659.6k $659.6k 0.03% Reduced -677 -677
69 HARBOR ADVISORY CORP /MA/ 0.23% of their portfolio PORTSMOUTH, NH 19,70119.7k $659.4k $659.4k 0.23% Unchanged
70 West Wealth Group, LLC 0.27% of their portfolio Irvine, CA 19,23519.2k $643.8k $643.8k 0.27% Added +1.1k +1,073
71 Artemis Wealth Advisors, LLC 0.06% of their portfolio Port Washington, NY 18,85418.9k $631.0k $631.0k 0.06% Unchanged
72 Financial Insights, Inc. 0.20% of their portfolio TACOMA, WA 15,87315.9k $531.3k $531.3k 0.20% Added +3.0k +2,974
73 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,87514.9k $498.0k $498.0k 0.00% Added +1 +1
74 Endurance Wealth Management, Inc. 0.07% of their portfolio Providence, RI 14,70014.7k $492.0k $492.0k 0.07% Reduced -12.4k -12,400
75 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 14,57414.6k $487.8k $487.8k 0.01% Added +233 +233
76 Pure Financial Advisors, LLC 0.02% of their portfolio SAN DIEGO, CA 13,94413.9k $466.7k $466.7k 0.02% Added +3.6k +3,592
77 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 13,37213.4k $447.6k $447.6k 0.01% Added +1.7k +1,725
78 Inscription Capital, LLC 0.14% of their portfolio HOUSTON, TX 13,07313.1k $437.6k $437.6k 0.14% Unchanged
79 NBT BANK, N.A. 0.06% of their portfolio NORWICH, NY 13,06513.1k $437.3k $437.3k 0.06% New
80 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 12,75112.8k $426.8k $426.8k 0.00% Reduced -110.9k -110,917
81 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 12,44912.4k $416.7k $416.7k 0.00% Reduced -936 -936
82 CHATHAM CAPITAL GROUP, INC. 0.08% of their portfolio SAVANNAH, GA 11,51011.5k $385.2k $385.2k 0.08% Unchanged
83 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 11,08711.1k $371.1k $371.1k 0.03% Added +990 +990
84 Falcon Wealth Planning 0.08% of their portfolio Ontario, CA 10,93310.9k $365.9k $365.9k 0.08% Added +462 +462
85 BEAM WEALTH ADVISORS, INC. 0.25% of their portfolio COVINGTON, LA 10,79010.8k $361.2k $361.2k 0.25% Added +159 +159
86 Sharper & Granite LLC 0.21% of their portfolio EL SEGUNDO, CA 10,69510.7k $358.0k $358.0k 0.21% Added +2.2k +2,180
87 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 10,50910.5k $351.7k $351.7k 0.03% Reduced -350 -350
88 PRIVATE TRUST CO NA 0.04% of their portfolio CLEVELAND, OH 10,48710.5k $351.0k $351.0k 0.04% Reduced -141 -141
89 TD Capital Management LLC 0.04% of their portfolio MEMPHIS, TN 10,40110.4k $348.1k $348.1k 0.04% Added +1.5k +1,512
90 Key Financial Inc 0.11% of their portfolio WEST CHESTER, PA 10,19810.2k $341.3k $341.3k 0.11% Reduced -1.4k -1,430
91 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 10,05010.1k $336.4k $336.4k 0.00% Reduced -750 -750
92 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,4759.5k $317.1k $317.1k 0.00% Added +1.3k +1,345
93 Grey Ledge Advisors, LLC 0.10% of their portfolio GUILFORD, CT 9,3349.3k $312.4k $312.4k 0.10% Added +76 +76
94 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 9,3339.3k $312.4k $312.4k 0.01% New
95 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 9,2509.2k $309.6k $309.6k 0.01% New
96 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 9,0799.1k $303.9k $303.9k 0.01% Reduced -486 -486
97 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 8,8868.9k $297.4k $297.4k 0.02% Added +1.8k +1,804
98 Austin Private Wealth, LLC 0.04% of their portfolio Austin, TX 8,6128.6k $288.2k $288.2k 0.04% Added +152 +152
99 DFPG INVESTMENTS, LLC 0.03% of their portfolio SANDY, UT 8,5808.6k $287.4k $287.4k 0.03% Reduced -578 -578
100 ECLECTIC ASSOCIATES INC /ADV 0.13% of their portfolio FULLERTON, CA 8,0128.0k $268.2k $268.2k 0.13% New