Vault-13

SPDR SERIES TRUST SLYG

S&P 600 SMCP GRW · ETP · CUSIP 78464A201

488 institutional holders +23 vs Q1 2025
24,449,55724.4m shares reported held*
$2.2bnreported value*
47 new 184 added 167 reduced 29 sold out net sold ≈ $200.0m (-2.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $88.58. Options: 3 managers hold calls ($1.5m notional), 0 hold puts (—).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 341Q4 22: 371Q1 23: 366Q2 23: 373Q3 23: 385Q4 23: 430Q1 24: 442Q2 24: 444Q3 24: 466Q4 24: 479Q1 25: 465Q2 25: 488488Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022341
Q4 2022371
Q1 2023366
Q2 2023373
Q3 2023385
Q4 2023430
Q1 2024442
Q2 2024444
Q3 2024466
Q4 2024479
Q1 2025465
Q2 2025488

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q3 23: 189 bought or addedQ3 23: 149 cut or sold outQ4 23: 196 bought or addedQ4 23: 155 cut or sold outQ4 23Q1 24: 212 bought or addedQ1 24: 181 cut or sold outQ2 24: 205 bought or addedQ2 24: 187 cut or sold outQ2 24Q3 24: 228 bought or addedQ3 24: 180 cut or sold outQ4 24: 214 bought or addedQ4 24: 187 cut or sold outQ4 24Q1 25: 213 bought or addedQ1 25: 212 cut or sold outQ2 25: 231 bought or addedQ2 25: 196 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 2023189149
Q4 2023196155
Q1 2024212181
Q2 2024205187
Q3 2024228180
Q4 2024214187
Q1 2025213212
Q2 2025231196

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —Q1 25 calls: $166.0kQ1 25 puts: $6.3kQ1 25P/C 0.04Q2 25 calls: $1.5mQ2 25 puts: $0Q2 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2024$0$0—
Q4 2024$0$0—
Q1 2025$166.0k$6.3k0.04
Q2 2025$1.5m$00.00

Biggest buyers

LPL Financial LLC Added +929,878+929.9k
Fortitude Financial, LLC New +254,647+254.6k
WELLS FARGO & COMPANY/MN Added +80,900+80.9k
BANK OF AMERICA CORP /DE/ Added +79,326+79.3k
Equitable Holdings, Inc. Added +77,360+77.4k
Compton Financial Group, LLC New +74,723+74.7k
Strategic Financial Concepts, LLC Added +74,693+74.7k
CWM, LLC Added +70,108+70.1k
Leicht Financial Planning & Wealth Management, Inc. New +57,837+57.8k
Focus Partners Wealth Added +51,562+51.6k

Biggest sellers

CITIGROUP INC Reduced -2,528,523-2.5m
TOWNSQUARE CAPITAL LLC Reduced -1,004,090-1.0m
STIFEL FINANCIAL CORP Reduced -309,682-309.7k
BENJAMIN EDWARDS INC Reduced -259,032-259.0k
CONFLUENCE INVESTMENT MANAGEMENT LLC Sold out -126,762-126.8k
Roberts Financial Services LLC Reduced -108,708-108.7k
Avantax Planning Partners, Inc. Reduced -88,995-89.0k
ASSETMARK, INC Reduced -77,056-77.1k
MERCER GLOBAL ADVISORS INC /ADV Reduced -54,045-54.0k
TRUIST FINANCIAL CORP Reduced -44,931-44.9k

Biggest calls

CITADEL ADVISORS LLC Added $1.3m14.2k shares
Belvedere Trading LLC New $213.0k2.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 3,433,1623.4m $304.7m $304.7m 0.10% Added +929.9k +929,878
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,839,6181.8m $163.3m $163.3m 0.01% Added +79.3k +79,326
3 Financial Engines Advisors L.L.C. 0.23% of their portfolio SANTA CLARA, CA 1,307,6241.3m $116.1m $116.1m 0.23% Added +40.1k +40,056
4 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 999,347999.3k $88.6m $88.6m 0.02% Added +14.8k +14,832
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 716,965717.0k $63.6m $63.6m 0.00% Reduced -12.9k -12,941
6 NorthRock Partners, LLC 1.55% of their portfolio MINNEAPOLIS, MN 669,084669.1k $59.4m $59.4m 1.55% Added +30.0k +29,961
7 Diversified Enterprises, LLC 3.16% of their portfolio Wilmington, DE 476,985477.0k $42.3m $42.3m 3.16% Added +23.7k +23,721
8 Rodgers & Associates, LTD 4.04% of their portfolio Lancaster, PA 413,898413.9k $36.7m $36.7m 4.04% Added +16.3k +16,300
9 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 375,499375.5k $33.3m $33.3m 0.01% Added +80.9k +80,900
10 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 365,093365.1k $32.4m $32.4m 0.04% Added +15.1k +15,066
11 Savant Capital, LLC 0.21% of their portfolio ROCKFORD, IL 330,086330.1k $29.3m $29.3m 0.21% Added +8.0k +8,020
12 FAS Wealth Partners, Inc. 2.09% of their portfolio LEAWOOD, KS 318,280318.3k $28.2m $28.2m 2.09% Added +20.2k +20,164
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 316,846316.8k $28.1m $28.1m 0.01% Added +18.6k +18,604
14 Equitable Holdings, Inc. 0.23% of their portfolio NEW YORK, NY 307,958308.0k $27.3m $27.3m 0.23% Added +77.4k +77,360
15 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 304,235304.2k $27.0m $27.0m 0.05% Added +49.9k +49,948
16 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 286,918286.9k $25.5m $25.5m 0.05% Added +345 +345
17 Krilogy Financial LLC 1.45% of their portfolio ST. LOUIS, MO 285,044285.0k $25.3m $25.3m 1.45% Added +13.7k +13,744
18 Avantax Planning Partners, Inc. 0.76% of their portfolio DUBUQUE, IA 271,280271.3k $24.1m $24.1m 0.76% Reduced -89.0k -88,995
19 Fortitude Financial, LLC 16.45% of their portfolio Spokane, WA 254,647254.6k $18.5m $18.5m 16.45% New
20 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 247,628247.6k $22.0m $22.0m 0.01% Added +21.2k +21,187
21 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 243,460243.5k $21.6m $21.6m 0.03% Reduced -17.6k -17,570
22 GHP Investment Advisors, Inc. 0.95% of their portfolio Denver, CO 241,820241.8k $21.5m $21.5m 0.95% Added +4.1k +4,110
23 AIRE ADVISORS, LLC 3.82% of their portfolio BEVERLY HILLS, CA 222,368222.4k $19.7m $19.7m 3.82% Reduced -1.7k -1,671
24 Mariner, LLC 0.03% of their portfolio Overland Park, KS 206,710206.7k $18.3m $18.3m 0.03% Added +33.5k +33,477
25 Klingman & Associates, LLC 1.00% of their portfolio New York, NY 204,846204.8k $18.2m $18.2m 1.00% Added +25.2k +25,177
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 201,466201.5k $17.9m $17.9m 0.01% Added +41.6k +41,610
27 Convergence Financial, LLC 2.93% of their portfolio COLUMBIA, MO 191,830191.8k $17.0m $17.0m 2.93% Reduced -41.7k -41,669
28 CWM, LLC 0.06% of their portfolio OMAHA, NE 188,979189.0k $16.8m $16.8m 0.06% Added +70.1k +70,108
29 First National Trust Co 0.60% of their portfolio Johnstown, PA 180,109180.1k $16.0m $16.0m 0.60% Added +10.8k +10,849
30 TIAA TRUST, NATIONAL ASSOCIATION 0.04% of their portfolio CHARLOTTE, NC 179,137179.1k $15.9m $15.9m 0.04% Added +5.8k +5,847
31 KWB Wealth 1.76% of their portfolio REDLANDS, CA 174,467174.5k $14.5m $14.5m 1.76% Reduced -16.9k -16,866
32 Shakespeare Wealth Management, LLC 4.06% of their portfolio Pewaukee, WI 171,586171.6k $15.2m $15.2m 4.06% Added +7.0k +6,992
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 164,126164.1k $14.6m $14.6m 0.00% Added +16.3k +16,282
34 Grey Fox Wealth Advisors, LLC 3.26% of their portfolio ROCKLAND, DE 153,932153.9k $13.7m $13.7m 3.26% Added +8.8k +8,793
35 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 141,086141.1k $12.5m $12.5m 0.07% Reduced -44.1k -44,106
36 Optimist Retirement Group LLC 5.63% of their portfolio BELLEVUE, WA 132,382132.4k $11.7m $11.7m 5.63% Added +1.2k +1,218
37 WCG Wealth Advisors LLC 0.75% of their portfolio LAS VEGAS, NV 131,392131.4k $11.7m $11.7m 0.75% Added +10.5k +10,513
38 Csenge Advisory Group 0.59% of their portfolio CLEARWATER, FL 130,841130.8k $11.2m $11.2m 0.59% Added +1.1k +1,138
39 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 130,792130.8k $11.6m $11.6m 0.01% Reduced -6.6k -6,560
40 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 124,227124.2k $11.0m $11.0m 0.03% Reduced -77.1k -77,056
41 Roberts Financial Services LLC 3.70% of their portfolio MARQUETTE, MI 120,797120.8k $10.7m $10.7m 3.70% Reduced -108.7k -108,708
42 VICTORY FINANCIAL GROUP, LLC 1.60% of their portfolio AUSTIN, TX 113,899113.9k $10.1m $10.1m 1.60% Added +18.9k +18,871
43 BALANCED WEALTH GROUP LLC 4.38% of their portfolio WESTLAKE, OH 113,208113.2k $10.1m $10.1m 4.38% Added +13.0k +13,000
44 MATHER GROUP, LLC. 0.10% of their portfolio CHICAGO, IL 107,602107.6k $9.5m $9.5m 0.10% Reduced -11.8k -11,753
45 RAINEY & RANDALL WEALTH ADVISORS INC. 1.69% of their portfolio Celebration, FL 104,136104.1k $9.2m $9.2m 1.69% Reduced -1.6k -1,646
46 Wealthcare Advisory Partners LLC 0.20% of their portfolio WEST CHESTER, PA 97,80697.8k $8.7m $8.7m 0.20% Added +6.1k +6,148
47 Forbes Financial Planning, Inc. 5.80% of their portfolio EAST GREENWICH, RI 96,77596.8k $8.6m $8.6m 5.80% Reduced -7.5k -7,530
48 BIP Wealth, LLC 0.51% of their portfolio ATLANTA, GA 93,13293.1k $8.3m $8.3m 0.51% Added +3.0k +2,955
49 O'Dell Group, LLC 1.99% of their portfolio CINCINNATI, OH 89,86589.9k $8.0m $8.0m 1.99% Added +2.4k +2,448
50 MAI Capital Management 0.05% of their portfolio INDEPENDENCE, OH 87,40087.4k $7.8m $7.8m 0.05% Added +2.3k +2,329
51 Mutual Advisors, LLC 0.19% of their portfolio OMAHA, NE 86,08286.1k $7.8m $7.8m 0.19% Added +10.1k +10,073
52 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 84,84284.8k $7.5m $7.5m 0.00% Added +50.4k +50,395
53 Strategic Financial Concepts, LLC 1.05% of their portfolio SAN ANTONIO, TX 84,12984.1k $7.5m $7.5m 1.05% Added +74.7k +74,693
54 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 83,35983.4k $7.6m $7.6m 0.01% Added +4.3k +4,272
55 Strategies Wealth Advisors, LLC 0.80% of their portfolio GRAND RAPIDS, MI 82,08082.1k $7.3m $7.3m 0.80% Added +31.7k +31,660
56 Tradition Wealth Management, LLC 0.57% of their portfolio EDINA, MN 81,00981.0k $7.2m $7.2m 0.57% Reduced -3.2k -3,164
57 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 80,53480.5k $7.1m $7.1m 0.01% Reduced -44.9k -44,931
58 Key Financial Inc 1.41% of their portfolio WEST CHESTER, PA 79,17679.2k $7.0m $7.0m 1.41% Reduced -5.8k -5,782
59 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 77,64377.6k $6.9m $6.9m 0.04% Added +11.2k +11,208
60 Marietta Wealth Management, LLC 0.90% of their portfolio MARIETTA, GA 77,46977.5k $6.9m $6.9m 0.90% Added +4.4k +4,449
61 Compton Financial Group, LLC 1.72% of their portfolio TOWSON, MD 74,72374.7k $6.6m $6.6m 1.72% New
62 Integrity Wealth Solutions LLC 3.22% of their portfolio DENVER, CO 74,34774.3k $6.6m $6.6m 3.22% Added +3.3k +3,309
63 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 73,93473.9k $6.6m $6.6m 0.01% Added +51.6k +51,562
64 Financial Strategies Group, Inc. 1.39% of their portfolio OKEMOS, MI 73,28073.3k $6.6m $6.6m 1.39% Added +3.4k +3,372
65 HRC WEALTH MANAGEMENT, LLC 3.44% of their portfolio Moscow, ID 72,71372.7k $6.5m $6.5m 3.44% Added +2.1k +2,136
66 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 71,17171.2k $6.3m $6.3m 0.01% Added +1.3k +1,334
67 Aptus Capital Advisors, LLC 0.06% of their portfolio FAIRHOPE, AL 67,72767.7k $6.0m $6.0m 0.06% Added +7.1k +7,085
68 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 67,59867.6k $6.0m $6.0m 0.02% Reduced -8.8k -8,821
69 Gibbs Wealth Management 1.15% of their portfolio Alpharetta, GA 67,56467.6k $6.0m $6.0m 1.15% Added +16.7k +16,711
70 Fragasso Financial Advisors Inc 0.40% of their portfolio SEWICKLEY, PA 67,24567.2k $6.0m $6.0m 0.40% Added +34.8k +34,762
71 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 66,15366.2k $5.9m $5.9m 0.00% Added +19.0k +18,994
72 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 65,23965.2k $5.8m $5.8m 0.06% Added +9.8k +9,821
73 Blue Barn Wealth, LLC 2.71% of their portfolio OREM, UT 64,93164.9k $5.8m $5.8m 2.71% Added +6.7k +6,677
74 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 62,97363.0k $5.6m $5.6m 0.02% Added +23.2k +23,229
75 Financial Security Advisor, Inc. 1.27% of their portfolio VIRGINIA BEACH, VA 62,24662.2k $5.5m $5.5m 1.27% Reduced -1.7k -1,749
76 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 61,23061.2k $5.4m $5.4m 0.00% Reduced -2.5m -2,528,523
77 WealthShield Partners, LLC 0.65% of their portfolio CARY, NC 60,30160.3k $5.4m $5.4m 0.65% Added +6.6k +6,575
78 Cerro Pacific Wealth Advisors LLC 1.48% of their portfolio San Luis Obispo, CA 59,99660.0k $5.3m $5.3m 1.48% Added +13.4k +13,447
79 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 59,89559.9k $5.3m $5.3m 0.01% Reduced -54.0k -54,045
80 ERn Financial, LLC 1.11% of their portfolio MIDDLETON, WI 59,26559.3k $5.3m $5.3m 1.11% Reduced -13.1k -13,098
81 Graney & King, LLC 3.46% of their portfolio LATHAM, NY 58,03958.0k $5.2m $5.2m 3.46% Added +4.7k +4,691
82 Leicht Financial Planning & Wealth Management, Inc. 2.44% of their portfolio PARSIPPANY, NJ 57,83757.8k $5.1m $5.1m 2.44% New
83 McAdam, LLC 0.28% of their portfolio Philadelphia, PA 56,99957.0k $5.1m $5.1m 0.28% Added +4.5k +4,515
84 Portside Wealth Group, LLC 0.73% of their portfolio Provo, UT 55,72855.7k $4.9m $4.9m 0.73% Added +3.1k +3,132
85 SIGNET FINANCIAL MANAGEMENT, LLC 0.61% of their portfolio PARSIPPANY, NJ 55,05155.1k $4.9m $4.9m 0.61% Reduced -2.8k -2,834
86 Pacific Sun Financial Corp 2.52% of their portfolio LOS ANGELES, CA 54,44054.4k $4.8m $4.8m 2.52% Reduced -1.4k -1,353
87 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 53,01953.0k $4.7m $4.7m 0.00% Added +1.0k +1,006
88 Kingsview Wealth Management, LLC 0.08% of their portfolio GRANTS PASS, OR 52,39552.4k $4.7m $4.7m 0.08% Added +320 +320
89 INTERACTIVE FINANCIAL ADVISORS, INC. 2.25% of their portfolio New Lenox, IL 52,05452.1k $4.6m $4.6m 2.25% Reduced -2.0k -1,982
90 Leslie Global Wealth, LLC 2.44% of their portfolio Itasca, IL 51,36451.4k $4.6m $4.6m 2.44% Added +3.9k +3,893
91 BARRETT & COMPANY, INC. 1.69% of their portfolio PROVIDENCE, RI 50,66350.7k $4.5m $4.5m 1.69% Reduced -771 -771
92 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 50,55850.6k $4.5m $4.5m 0.01% New
93 Focus Partners Advisor Solutions, LLC 0.06% of their portfolio SAINT LOUIS, MO 50,38250.4k $4.5m $4.5m 0.06% Reduced -2.5k -2,490
94 WALLER FINANCIAL PLANNING GROUP, INC 1.05% of their portfolio COLUMBUS, OH 48,86048.9k $4.3m $4.3m 1.05% Added +9.7k +9,741
95 New England Capital Financial Advisors LLC 1.98% of their portfolio MERIDEN, CT 48,75948.8k $4.3m $4.3m 1.98% Added +3.8k +3,793
96 SUMMIT WEALTH GROUP LLC / CO 1.09% of their portfolio COLORADO SPRINGS, CO 48,72148.7k $4.3m $4.3m 1.09% First filing
97 J.W. COLE ADVISORS, INC. 0.09% of their portfolio TAMPA, FL 47,41147.4k $4.2m $4.2m 0.09% Added +1.4k +1,408
98 MONECO ADVISORS, LLC 0.39% of their portfolio FAIRFIELD, CT 47,39747.4k $4.2m $4.2m 0.39% Added +4.6k +4,596
99 Geneos Wealth Management Inc. 0.10% of their portfolio ENGLEWOOD, CO 47,24847.2k $4.2m $4.2m 0.10% Reduced -39.9k -39,918
100 Redwood Investment Management, LLC 0.43% of their portfolio SCOTTSDALE, AZ 46,18946.2k $4.1m $4.1m 0.43% Added +9.0k +9,038