Vault-13

SPDR SERIES TRUST VLU

SPDR S&P1500VL · ETP · CUSIP 78464A128

67 institutional holders +2 vs Q1 2024
1,340,0521.3m shares reported held*
$230.6mreported value*
5 new 30 added 22 reduced 4 sold out net sold ≈ $3.7m (-21.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $172.08.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 47Q4 22: 57Q1 23: 54Q2 23: 54Q3 23: 55Q4 23: 61Q1 24: 65Q2 24: 6767Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202247
Q4 202257
Q1 202354
Q2 202354
Q3 202355
Q4 202361
Q1 202465
Q2 202467

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 29 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 34 bought or addedQ1 23: 18 cut or sold outQ2 23: 27 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 30 bought or addedQ3 23: 27 cut or sold outQ4 23: 38 bought or addedQ4 23: 28 cut or sold outQ4 23Q1 24: 39 bought or addedQ1 24: 27 cut or sold outQ2 24: 35 bought or addedQ2 24: 26 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222923
Q1 20233418
Q2 20232731
Q3 20233027
Q4 20233828
Q1 20243927
Q2 20243526

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 23 calls: $0Q3 23 puts: $28.9mQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $1.1mQ4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$28.9m—
Q4 2023$0$1.1m—
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

LPL Financial LLC Added +67,580+67.6k
AMERIPRISE FINANCIAL INC Added +15,697+15.7k
OSAIC HOLDINGS, INC. Added +13,395+13.4k
Virtu Financial LLC Added +9,053+9.1k
Integrated Wealth Concepts LLC New +4,902+4.9k
ABSOLUTE CAPITAL MANAGEMENT, LLC Added +4,900+4.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +4,595+4.6k
Kestra Advisory Services, LLC Added +3,521+3.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +3,000+3.0k
Raymond James Financial Services Advisors, Inc. Added +2,066+2.1k

Biggest sellers

MORGAN STANLEY Reduced -76,492-76.5k
ICA Group Wealth Management, LLC Reduced -49,830-49.8k
ROYAL BANK OF CANADA Reduced -10,455-10.5k
CITADEL ADVISORS LLC Sold out -6,970-7.0k
UBS Group AG Reduced -5,947-5.9k
JPMORGAN CHASE & CO Reduced -5,058-5.1k
ShoreHaven Wealth Partners, LLC Reduced -2,125-2.1k
World Investment Advisors Reduced -1,516-1.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -1,305-1.3k
Keystone Financial Group Sold out -1,179-1.2k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 432,678432.7k $74.5m $74.5m 0.04% Added +67.6k +67,580
2 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 236,646236.6k $40.7m $40.7m 0.01% Added +15.7k +15,697
3 MAI Capital Management 0.11% of their portfolio INDEPENDENCE, OH 64,16164.2k $11.0m $11.0m 0.11% Added +1.5k +1,533
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 54,27854.3k $9.3m $9.3m 0.00% Reduced -5.1k -5,058
5 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 47,07347.1k $8.1m $8.1m 0.03% Added +1.5k +1,500
6 Roger Wittlin Investment Advisory, LLC 4.67% of their portfolio San Francisco, CA 42,26742.3k $7.3m $7.3m 4.67% Reduced -535 -535
7 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 40,31740.3k $6.9m $6.9m 0.02% Added +13.4k +13,395
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 36,12436.1k $6.2m $6.2m 0.00% Reduced -376 -376
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 35,96936.0k $6.2m $6.2m 0.00% Reduced -76.5k -76,492
10 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 29,71329.7k $5.1m $5.1m 0.01% Added +2.1k +2,066
11 ShoreHaven Wealth Partners, LLC 2.53% of their portfolio Red Bank, NJ 28,02428.0k $4.8m $4.8m 2.53% Reduced -2.1k -2,125
12 ICA Group Wealth Management, LLC 2.74% of their portfolio DENVER, CO 26,53926.5k $4.6m $4.6m 2.74% Reduced -49.8k -49,830
13 Virtu Financial LLC 0.32% of their portfolio New York, NY 26,35326.4k $4.5m $4.5m 0.32% Added +9.1k +9,053
14 ABSOLUTE CAPITAL MANAGEMENT, LLC 2.55% of their portfolio Pittsburgh, PA 24,50024.5k $4.2m $4.2m 2.55% Added +4.9k +4,900
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 21,44221.4k $3.7m $3.7m 0.00% Added +4.6k +4,595
16 J.W. COLE ADVISORS, INC. 0.13% of their portfolio TAMPA, FL 16,33416.3k $2.8m $2.8m 0.13% Added +1.5k +1,471
17 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 14,98515.0k $2.6m $2.6m 0.01% Added +1.8k +1,820
18 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 13,45413.5k $2.3m $2.3m 0.00% Added +3.0k +3,000
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 12,88112.9k $2.2m $2.2m 0.00% Added +804 +804
20 THOROUGHBRED FINANCIAL SERVICES, LLC 0.13% of their portfolio BRENTWOOD, TN 10,98511.0k $1.9m $1.9m 0.13% Added +324 +324
21 MONEY CONCEPTS CAPITAL CORP 0.15% of their portfolio PALM BEACH GARDENS, FL 10,24310.2k $1.8m $1.8m 0.15% Added +27 +27
22 Merit Financial Group, LLC 0.03% of their portfolio ALPHARETTA, GA 8,6618.7k $1.5m $1.5m 0.03% Reduced -32 -32
23 World Investment Advisors 0.08% of their portfolio LINCROFT, NJ 7,7807.8k $1.3m $1.3m 0.08% Reduced -1.5k -1,516
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 6,7466.7k $1.2m $1.2m 0.00% Reduced -710 -710
25 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,4656.5k $1.1m $1.1m 0.00% Reduced -140 -140
26 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 6,4496.4k $1.1m $1.1m 0.00% Added +216 +216
27 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,3296.3k $1.1m $1.1m 0.01% Added +298 +298
28 Mariner, LLC 0.00% of their portfolio Overland Park, KS 6,1086.1k $1.1m $1.1m 0.00% Added +260 +260
29 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 5,5645.6k $957.5k $957.5k 0.04% Added +984 +984
30 Keystone Wealth Services, LLC 0.29% of their portfolio PALM DESERT, CA 5,4655.5k $940.4k $940.4k 0.29% Reduced -711 -711
31 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 5,3565.4k $921.7k $921.7k 0.01% Unchanged
32 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 4,9024.9k $843.6k $843.6k 0.01% New
33 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 4,8524.9k $835.0k $835.0k 0.00% Added +3.5k +3,521
34 SAXON INTERESTS, INC. 0.33% of their portfolio HOUSTON, TX 4,0504.0k $696.9k $696.9k 0.33% Reduced -34 -34
35 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 3,1583.2k $543.5k $543.5k 0.04% Added +141 +141
36 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,0143.0k $518.7k $518.7k 0.00% Added +79 +79
37 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 2,7832.8k $478.9k $478.9k 0.01% Added +3 +3
38 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 2,7692.8k $476.5k $476.5k 0.05% Added +132 +132
39 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 2,7542.8k $473.9k $473.9k 0.02% Reduced -172 -172
40 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 2,6302.6k $452.6k $452.6k 0.02% Unchanged
41 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 1,9461.9k $334.8k $334.8k 0.01% Reduced -23 -23
42 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 1,9141.9k $329.4k $329.4k 0.00% Added +165 +165
43 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 1,9071.9k $328.1k $328.1k 0.00% New
44 Stratos Wealth Advisors, LLC 0.01% of their portfolio BEACHWOOD, OH 1,5581.6k $268.2k $268.2k 0.01% Reduced -123 -123
45 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 1,5251.5k $262.4k $262.4k 0.01% Reduced -40 -40
46 Flagship Private Wealth, LLC 0.15% of their portfolio Woburn, MA 1,4541.5k $250.2k $250.2k 0.15% Reduced -85 -85
47 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 1,3371.3k $230.0k $230.0k 0.01% Added +4 +4
48 Prosperity Consulting Group, LLC 0.03% of their portfolio OWINGS MILLS, MD 1,2591.3k $216.6k $216.6k 0.03% Reduced -22 -22
49 Capital Market Strategies LLC 0.13% of their portfolio PALM BEACH GARDENS, FL 1,2151.2k $209.2k $209.2k 0.13% Added +1 +1
50 Professional Financial Advisors, LLC 0.06% of their portfolio NORTH PLATTE, NE 1,1981.2k $206.1k $206.1k 0.06% Reduced -1 -1
51 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 1,1151.1k $191.9k $191.9k 0.02% Added +800 +800
52 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 512512 $88.1k $88.1k 0.00% Unchanged
53 CWM, LLC 0.00% of their portfolio OMAHA, NE 509509 $88.0k $88.0k 0.00% New
54 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 450450 $77.4k $77.4k 0.00% New
55 FMR LLC 0.00% of their portfolio BOSTON, MA 316316 $54.4k $54.4k 0.00% Added +177 +177
56 UBS Group AG 0.00% of their portfolio ZURICH, V8 213213 $36.7k $36.7k 0.00% Reduced -5.9k -5,947
57 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 210210 $36.1k $36.1k 0.00% Unchanged
58 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 150150 $25.8k $25.8k 0.00% Unchanged
59 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 137137 $23.5k $23.5k 0.00% Unchanged
60 Lynx Investment Advisory 0.02% of their portfolio WASHINGTON, DC, DC 135135 $23.3k $23.3k 0.02% First filing
61 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 9595 $16.3k $16.3k 0.00% Unchanged
62 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 7070 $12.0k $12.0k 0.00% Unchanged
63 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2525 $4.0k $4.0k 0.00% Reduced -10.5k -10,455
64 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $93 $93 0.00% Added +1 +1
65 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
66 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 00 $8 $8 0.00% Reduced -41 -41
67 EPG Wealth Management LLC 0.00% of their portfolio ATLANTA, GA 00 $3.1k $3.1k 0.00% New