Vault-13

SPDR SERIES TRUST VLU

SPDR S&P1500VL · ETP · CUSIP 78464A128

65 institutional holders +4 vs Q4 2023
1,361,6131.4m shares reported held*
$238.5mreported value*
14 new 25 added 18 reduced 9 sold out net bought ≈ $29.8m (+170.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $175.19.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 47Q4 22: 57Q1 23: 54Q2 23: 54Q3 23: 55Q4 23: 61Q1 24: 6565Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202247
Q4 202257
Q1 202354
Q2 202354
Q3 202355
Q4 202361
Q1 202465

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 29 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 34 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 27 bought or addedQ2 23: 31 cut or sold outQ2 23Q3 23: 30 bought or addedQ3 23: 27 cut or sold outQ3 23Q4 23: 38 bought or addedQ4 23: 28 cut or sold outQ4 23Q1 24: 39 bought or addedQ1 24: 27 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222923
Q1 20233418
Q2 20232731
Q3 20233027
Q4 20233828
Q1 20243927

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $28.9mQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $1.1mQ4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$28.9m—
Q4 2023$0$1.1m—
Q1 2024$0$0—

Biggest buyers

MAI Capital Management New +62,628+62.6k
MORGAN STANLEY Added +37,369+37.4k
Virtu Financial LLC New +17,300+17.3k
OSAIC HOLDINGS, INC. Added +16,192+16.2k
World Investment Advisors New +9,296+9.3k
Roger Wittlin Investment Advisory, LLC Added +8,011+8.0k
CITADEL ADVISORS LLC New +6,970+7.0k
UBS Group AG New +6,160+6.2k
AMERIPRISE FINANCIAL INC Added +5,071+5.1k
ICA Group Wealth Management, LLC Added +4,155+4.2k

Biggest sellers

LPL Financial LLC Reduced -11,724-11.7k
AVANTAX ADVISORY SERVICES, INC. Sold out -8,722-8.7k
Cetera Advisors LLC Sold out -2,429-2.4k
Wealthcare Advisory Partners LLC Sold out -2,130-2.1k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Sold out -1,817-1.8k
ROYAL BANK OF CANADA Reduced -1,470-1.5k
RAYMOND JAMES & ASSOCIATES Reduced -1,272-1.3k
JPMORGAN CHASE & CO Reduced -860-860
Merit Financial Group, LLC Reduced -677-677
ShoreHaven Wealth Partners, LLC Reduced -418-418

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 365,098365.1k $64.0m $64.0m 0.03% Reduced -11.7k -11,724
2 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 220,949220.9k $38.7m $38.7m 0.01% Added +5.1k +5,071
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 112,461112.5k $19.7m $19.7m 0.00% Added +37.4k +37,369
4 ICA Group Wealth Management, LLC 2.68% of their portfolio DENVER, CO 76,36976.4k $13.4m $13.4m 2.68% Added +4.2k +4,155
5 MAI Capital Management 0.11% of their portfolio INDEPENDENCE, OH 62,62862.6k $11.0m $11.0m 0.11% New
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 59,33659.3k $10.4m $10.4m 0.00% Reduced -860 -860
7 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 45,57345.6k $8.0m $8.0m 0.03% Added +1.3k +1,266
8 Roger Wittlin Investment Advisory, LLC 5.26% of their portfolio San Francisco, CA 42,80242.8k $7.5m $7.5m 5.26% Added +8.0k +8,011
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 36,50036.5k $6.4m $6.4m 0.00% Added +3.4k +3,438
10 ShoreHaven Wealth Partners, LLC 2.91% of their portfolio Red Bank, NJ 30,14930.1k $5.3m $5.3m 2.91% Reduced -418 -418
11 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 27,64727.6k $4.8m $4.8m 0.01% Added +447 +447
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 26,92226.9k $4.7m $4.7m 0.01% Added +16.2k +16,192
13 ABSOLUTE CAPITAL MANAGEMENT, LLC 2.19% of their portfolio Pittsburgh, PA 19,60019.6k $3.4m $3.4m 2.19% Unchanged
14 Virtu Financial LLC 0.23% of their portfolio New York, NY 17,30017.3k $3.0m $3.0m 0.23% New
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,84716.8k $3.0m $3.0m 0.00% Added +1.4k +1,398
16 J.W. COLE ADVISORS, INC. 0.13% of their portfolio TAMPA, FL 14,86314.9k $2.6m $2.6m 0.13% Added +1.4k +1,445
17 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 13,16513.2k $2.3m $2.3m 0.00% Added +2.4k +2,439
18 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 12,07712.1k $2.1m $2.1m 0.00% Reduced -1.3k -1,272
19 THOROUGHBRED FINANCIAL SERVICES, LLC 0.18% of their portfolio BRENTWOOD, TN 10,66110.7k $1.9m $1.9m 0.18% Added +268 +268
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,48010.5k $1.8m $1.8m 0.00% Reduced -1.5k -1,470
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,45410.5k $1.8m $1.8m 0.00% Reduced -14 -14
22 MONEY CONCEPTS CAPITAL CORP 0.17% of their portfolio PALM BEACH GARDENS, FL 10,21610.2k $1.8m $1.8m 0.17% Reduced -78 -78
23 World Investment Advisors 0.23% of their portfolio LINCROFT, NJ 9,2969.3k $1.6m $1.6m 0.23% New
24 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 8,6938.7k $1.5m $1.5m 0.04% Reduced -677 -677
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 7,4567.5k $1.3m $1.3m 0.00% Added +269 +269
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,9707.0k $1.2m $1.2m 0.00% New
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,6056.6k $1.2m $1.2m 0.00% Added +2.5k +2,540
28 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 6,2336.2k $1.1m $1.1m 0.00% Reduced -130 -130
29 Keystone Wealth Services, LLC 0.35% of their portfolio PALM DESERT, CA 6,1766.2k $1.1m $1.1m 0.35% Reduced -63 -63
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,1606.2k $1.1m $1.1m 0.00% New
31 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,0316.0k $1.1m $1.1m 0.01% Added +37 +37
32 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,8485.8k $1.0m $1.0m 0.00% Added +315 +315
33 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 5,3565.4k $939.0k $939.0k 0.01% Unchanged
34 Ameritas Advisory Services, LLC 0.03% of their portfolio Lincoln, NE 4,5804.6k $801.0k $801.0k 0.03% Added +2.9k +2,879
35 SAXON INTERESTS, INC. 0.34% of their portfolio HOUSTON, TX 4,0844.1k $716.0k $716.0k 0.34% Reduced -164 -164
36 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 3,0173.0k $529.0k $529.0k 0.04% Added +860 +860
37 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,9352.9k $514.6k $514.6k 0.00% Reduced -6 -6
38 LEVEL FOUR ADVISORY SERVICES, LLC 0.03% of their portfolio DALLAS, TX 2,9262.9k $469.0k $469.0k 0.03% Unchanged
39 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 2,7802.8k $487.4k $487.4k 0.01% New
40 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 2,6372.6k $462.2k $462.2k 0.02% Added +527 +527
41 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 2,6302.6k $461.1k $461.1k 0.02% New
42 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 1,9692.0k $345.2k $345.2k 0.01% Reduced -61 -61
43 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 1,7491.7k $306.6k $306.6k 0.00% New
44 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 1,6811.7k $294.7k $294.7k 0.02% Reduced -88 -88
45 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 1,5651.6k $274.4k $274.4k 0.01% Added +46 +46
46 Flagship Private Wealth, LLC 0.17% of their portfolio Woburn, MA 1,5391.5k $269.9k $269.9k 0.17% Added +4 +4
47 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 1,3331.3k $233.6k $233.6k 0.01% Added +157 +157
48 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 1,3311.3k $233.4k $233.4k 0.00% Added +6 +6
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 1,3051.3k $228.8k $228.8k 0.00% New
50 Prosperity Consulting Group, LLC 0.03% of their portfolio OWINGS MILLS, MD 1,2811.3k $224.6k $224.6k 0.03% Reduced -232 -232
51 Capital Market Strategies LLC 0.16% of their portfolio PALM BEACH GARDENS, FL 1,2141.2k $212.8k $212.8k 0.16% New
52 Professional Financial Advisors, LLC 0.06% of their portfolio NORTH PLATTE, NE 1,1991.2k $210.2k $210.2k 0.06% Reduced -109 -109
53 Keystone Financial Group 0.03% of their portfolio LEXINGTON, KY 1,1791.2k $206.6k $206.6k 0.03% New
54 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 512512 $89.8k $89.8k 0.00% Unchanged
55 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 315315 $55.2k $55.2k 0.01% Reduced -30 -30
56 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 210210 $36.8k $36.8k 0.00% New
57 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 150150 $26.3k $26.3k 0.00% Unchanged
58 FMR LLC 0.00% of their portfolio BOSTON, MA 139139 $24.4k $24.4k 0.00% Added +49 +49
59 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 137137 $23.9k $23.9k 0.00% Unchanged
60 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 9595 $16.7k $16.7k 0.00% Unchanged
61 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 8989 $15.6k $15.6k 0.00% New
62 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 7070 $12.3k $12.3k 0.00% Added +25 +25
63 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 4141 $7.2k $7.2k 0.00% New
64 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $43 $43 0.00% Reduced -1 -1
65 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged