Vault-13

SPDR INDEX SHS FDS GNR

GLB NAT RESRCE · ETP · CUSIP 78463X541

246 institutional holders +16 vs Q4 2022
46,404,89046.4m shares reported held*
$2.6bnreported value*
35 new 84 added 75 reduced 18 sold out net sold ≈ $81.8m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $57.09. Options: 2 managers hold calls ($696.5k notional), 1 hold puts ($1.2m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 230Q1 23: 246246Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022219
Q4 2022230
Q1 2023246

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 104 bought or addedQ4 22: 114 cut or sold outQ4 22Q1 23: 119 bought or addedQ1 23: 93 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022104114
Q1 202311993

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $455.0kQ3 22 puts: $930.0kQ3 22P/C 2.04Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $696.5kQ1 23 puts: $1.2mQ1 23P/C 1.75
Numbers
QuarterCallsPutsP/C
Q3 2022$455.0k$930.0k2.04
Q4 2022$0$0—
Q1 2023$696.5k$1.2m1.75

Biggest buyers

NORTHERN TRUST CORP Added +515,049+515.0k
Tradewinds Capital Management, LLC Added +462,296+462.3k
BESSEMER GROUP INC Added +360,945+360.9k
Bank of New York Mellon Corp Added +189,787+189.8k
PRINCIPAL FINANCIAL GROUP INC Added +129,275+129.3k
BANK OF AMERICA CORP /DE/ Added +125,407+125.4k
Richard Bernstein Advisors LLC Added +94,561+94.6k
JANE STREET GROUP, LLC New +71,077+71.1k
Sendero Wealth Management, LLC Added +65,531+65.5k
AMG National Trust Bank New +57,708+57.7k

Biggest sellers

Global Strategic Investment Solutions, LLC Reduced -2,482,527-2.5m
VICTORY CAPITAL MANAGEMENT INC Sold out -334,113-334.1k
LPL Financial LLC Reduced -188,278-188.3k
BlackRock Inc. Reduced -164,226-164.2k
Dakota Wealth Management Reduced -155,822-155.8k
SENTINEL TRUST CO LBA Sold out -148,800-148.8k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -105,835-105.8k
Great Diamond Partners, LLC Reduced -89,639-89.6k
RAYMOND JAMES & ASSOCIATES Reduced -69,369-69.4k
Gunma Bank,Ltd. Sold out -68,000-68.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $553.8k9.7k shares
CITADEL ADVISORS LLC New $142.7k2.5k shares

Biggest puts

CITADEL ADVISORS LLC New $1.2m21.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
First Command Advisory Services, Inc. 13G · institution no change · filed 2026-09-03 6.9% no change 335.5m≈ $22.6bn 2026-09-03

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHERN TRUST CORP 0.12% of their portfolio CHICAGO, IL 10,256,28210.3m $585.5m $585.5m 0.12% Added +515.0k +515,049
2 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.10% of their portfolio SAN FRANCISCO, CA 5,598,7125.6m $319.6m $319.6m 0.10% Reduced -105.8k -105,835
3 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 4,300,6134.3m $245.5m $245.5m 0.03% Added +125.4k +125,407
4 BANK OF MONTREAL /CAN/ 0.07% of their portfolio TORONTO, A6 3,031,9683.0m $173.1m $173.1m 0.07% Added +31.6k +31,645
5 BESSEMER GROUP INC 0.37% of their portfolio WOODBRIDGE, NJ 2,742,1492.7m $156.6m $156.6m 0.37% Added +360.9k +360,945
6 Richard Bernstein Advisors LLC 2.06% of their portfolio NEW YORK, NY 1,703,0881.7m $97.2m $97.2m 2.06% Added +94.6k +94,561
7 Hackensack Meridian Health, Inc. 13.26% of their portfolio EDISON, NJ 1,606,0001.6m $91.7m $91.7m 13.26% Unchanged
8 BlackRock Inc. 0.00% of their portfolio New York, NY 1,605,9741.6m $91.7m $91.7m 0.00% Reduced -164.2k -164,226
9 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,161,4761.2m $66.3m $66.3m 0.01% Added +27.9k +27,920
10 Pure Financial Advisors, LLC 3.00% of their portfolio SAN DIEGO, CA 1,134,5131.1m $64.8m $64.8m 3.00% Added +51.6k +51,612
11 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 956,280956.3k $54.6m $54.6m 0.02% Added +746 +746
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 667,679667.7k $38.1m $38.1m 0.00% Reduced -20.2k -20,151
13 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 659,189659.2k $37.6m $37.6m 0.02% Added +11.8k +11,830
14 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 639,305639.3k $36.5m $36.5m 0.01% Added +189.8k +189,787
15 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 558,725558.7k $31.9m $31.9m 0.01% Added +37.2k +37,209
16 Tradewinds Capital Management, LLC 8.31% of their portfolio BELLINGHAM, WA 463,076463.1k $26.4m $26.4m 8.31% Added +462.3k +462,296
17 PRINCIPAL FINANCIAL GROUP INC 0.02% of their portfolio DES MOINES, IA 452,489452.5k $25.8m $25.8m 0.02% Added +129.3k +129,275
18 Sendero Wealth Management, LLC 7.58% of their portfolio SAN ANTONIO, TX 433,363433.4k $24.7m $24.7m 7.58% Added +65.5k +65,531
19 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 422,945422.9k $24.1m $24.1m 0.01% Added +38.8k +38,822
20 1832 Asset Management L.P. 0.05% of their portfolio TORONTO, A6 403,274403.3k $23.0m $23.0m 0.05% Unchanged
21 CORNERSTONE PARTNERS CAPITAL MANAGEMENT, LLC 1.31% of their portfolio CHARLOTTESVILLE, VA 352,374352.4k $20.1m $20.1m 1.31% Unchanged
22 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 340,399340.4k $19.4m $19.4m 0.02% Reduced -69.4k -69,369
23 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 317,449317.4k $18.1m $18.1m 0.08% Added +9.3k +9,337
24 Corrigan Financial, Inc. 5.82% of their portfolio MIDDLETOWN, RI 310,485310.5k $17.7m $17.7m 5.82% Reduced -17.9k -17,884
25 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 298,175298.2k $17.0m $17.0m 0.01% Added +39.9k +39,947
26 UBS Group AG 0.01% of their portfolio ZURICH, V8 295,530295.5k $16.9m $16.9m 0.01% Reduced -38.2k -38,220
27 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 229,064229.1k $13.1m $13.1m 0.01% Reduced -188.3k -188,278
28 CAMBRIDGE ASSOCIATES LLC /MA/ /ADV 0.99% of their portfolio BOSTON, MA 223,130223.1k $12.7m $12.7m 0.99% Added +41.9k +41,932
29 JNBA Financial Advisors 1.47% of their portfolio BLOOMINGTON, MN 198,293198.3k $11.3m $11.3m 1.47% Reduced -2.5k -2,457
30 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 173,605173.6k $9.9m $9.9m 0.02% Reduced -37.4k -37,415
31 Moran Wealth Management, LLC 0.36% of their portfolio NAPLES, FL 166,978167.0k $9.5m $9.5m 0.36% Reduced -1.7k -1,669
32 WESCAP Management Group, Inc. 3.24% of their portfolio Glendale, CA 161,289161.3k $9.2m $9.2m 3.24% Added +6.1k +6,064
33 M&T Bank Corp 0.03% of their portfolio BUFFALO, NY 132,801132.8k $7.6m $7.6m 0.03% Added +7.6k +7,594
34 Prairiewood Capital, LLC 4.95% of their portfolio FARGO, ND 128,009128.0k $7.3m $7.3m 4.95% Added +5.5k +5,478
35 MorganRosel Wealth Management, LLC 2.93% of their portfolio HIGHLANDS RANCH, CO 120,415120.4k $6.9m $6.9m 2.93% Added +10.1k +10,055
36 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 113,031113.0k $6.5m $6.5m 0.01% Added +7.8k +7,810
37 Capital Advisors Wealth Management, LLC 1.70% of their portfolio YAKIMA, WA 107,325107.3k $6.1m $6.1m 1.70% Reduced -1.7k -1,702
38 Warren Street Wealth Advisors, LLC 4.24% of their portfolio IRVINE, CA 104,218104.2k $5.9m $5.9m 4.24% Added +4.0k +3,997
39 PACK Private Wealth, LLC 4.65% of their portfolio WAYZATA, MN 102,484102.5k $5.9m $5.9m 4.65% Added +3.9k +3,920
40 Mariner, LLC 0.02% of their portfolio Overland Park, KS 99,986100.0k $5.7m $5.7m 0.02% Added +28.8k +28,776
41 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 90,17690.2k $5.1m $5.1m 0.02% Added +1.8k +1,849
42 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 89,37189.4k $5.1m $5.1m 0.00% Reduced -2.1k -2,137
43 STERLING INVESTMENT ADVISORS LLC /ADV 3.29% of their portfolio BOLIVAR, MO 88,91988.9k $5.1m $5.1m 3.29% Reduced -543 -543
44 Valmark Advisers, Inc. 0.11% of their portfolio AKRON, OH 87,23787.2k $5.0m $5.0m 0.11% Reduced -342 -342
45 Treasure Coast Financial Planning 3.28% of their portfolio VERO BEACH, FL 82,19482.2k $4.7m $4.7m 3.28% Added +2.4k +2,421
46 VPR Management LLC 0.95% of their portfolio HOUSTON, TX 80,15080.2k $4.6m $4.6m 0.95% Unchanged
47 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 79,68179.7k $4.5m $4.5m 0.01% Reduced -2.0k -1,964
48 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 74,32074.3k $4.2m $4.2m 0.01% Reduced -10.9k -10,865
49 Versant Capital Management, Inc 1.41% of their portfolio PHOENIX, AZ 73,57673.6k $4.2m $4.2m 1.41% Reduced -3.0k -2,978
50 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 71,07771.1k $4.1m $4.1m 0.01% New
51 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 70,89370.9k $4.0m $4.0m 0.01% Reduced -7.7k -7,719
52 Financial Guidance Group, Inc. 2.96% of their portfolio Palm Harbor, FL 68,14368.1k $3.9m $3.9m 2.96% Reduced -5.8k -5,773
53 OXFORD FINANCIAL GROUP, LTD. LLC 0.42% of their portfolio INDIANAPOLIS, IN 65,93065.9k $3.8m $3.8m 0.42% Reduced -1.3k -1,275
54 SOL Capital Management CO 0.62% of their portfolio ROCKVILLE, MD 65,87965.9k $3.8m $3.8m 0.62% Reduced -2.5k -2,535
55 Summit Financial, LLC 0.32% of their portfolio PARSIPPANY, NJ 63,99264.0k $3.7m $3.7m 0.32% Added +65 +65
56 CAHILL FINANCIAL ADVISORS INC 0.64% of their portfolio EDINA, MN 63,19163.2k $3.6m $3.6m 0.64% Reduced -716 -716
57 Palisades Hudson Asset Management, L.P. 1.92% of their portfolio FORT LAUDERDALE, FL 62,83962.8k $3.6m $3.6m 1.92% Reduced -4.5k -4,548
58 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.34% of their portfolio FORT WAYNE, IN 62,53962.5k $3.6m $3.6m 0.34% Unchanged
59 Conservest Capital Advisors, Inc. 0.40% of their portfolio WYNNEWOOD, PA 59,13259.1k $3.4m $3.4m 0.40% Added +928 +928
60 AMG National Trust Bank 0.11% of their portfolio GREENWOOD VILLAGE, CO 57,70857.7k $3.3m $3.3m 0.11% New
61 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 54,23554.2k $3.1m $3.1m 0.03% Added +127 +127
62 Schechter Investment Advisors, LLC 0.28% of their portfolio BIRMINGHAM, MI 52,71752.7k $3.0m $3.0m 0.28% Added +699 +699
63 Money Design Co.,Ltd. 0.17% of their portfolio TOKYO, M0 51,17751.2k $2.9m $2.9m 0.17% Reduced -36.7k -36,668
64 Chemistry Wealth Management LLC 0.93% of their portfolio NEW YORK, NY 46,58846.6k $2.7m $2.7m 0.93% Reduced -477 -477
65 Blue Edge Capital, LLC 0.55% of their portfolio RICHMOND, VA 44,90644.9k $2.6m $2.6m 0.55% Reduced -998 -998
66 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.03% of their portfolio CHICAGO, IL 42,75042.8k $2.4m $2.4m 0.03% Added +1.9k +1,900
67 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 42,20742.2k $2.4m $2.4m 0.01% Reduced -7.0k -6,981
68 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 41,87241.9k $2.4m $2.4m 0.01% Reduced -1.4k -1,375
69 Archford Capital Strategies, LLC 0.50% of their portfolio SWANSEA, IL 41,80041.8k $2.4m $2.4m 0.50% Added +2.2k +2,157
70 Orca Investment Management, LLC 2.79% of their portfolio LAKE OSWEGO, OR 39,90439.9k $2.3m $2.3m 2.79% Added +2.6k +2,589
71 Dentgroup LLC 1.75% of their portfolio BATON ROUGE, LA 38,12138.1k $2.2m $2.2m 1.75% Reduced -818 -818
72 Global Strategic Investment Solutions, LLC 0.31% of their portfolio Scottsdale, AZ 37,68537.7k $2.2m $2.2m 0.31% Reduced -2.5m -2,482,527
73 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 37,16937.2k $2.1m $2.1m 0.00% Reduced -12.6k -12,635
74 FMR LLC 0.00% of their portfolio BOSTON, MA 37,05037.0k $2.1m $2.1m 0.00% Added +31.7k +31,720
75 Bensler, LLC 0.42% of their portfolio Bellevue, WA 36,66236.7k $2.1m $2.1m 0.42% Reduced -154 -154
76 Regal Investment Advisors LLC 0.18% of their portfolio KENTWOOD, MI 35,30535.3k $2.0m $2.0m 0.18% Added +565 +565
77 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 34,75034.8k $2.0m $2.0m 0.00% Added +22.2k +22,244
78 Bristlecone Advisors, LLC 0.20% of their portfolio BELLEVUE, WA 31,30231.3k $1.8m $1.8m 0.20% Added +2.5k +2,515
79 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 31,13031.1k $1.8m $1.8m 0.03% New
80 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 29,57529.6k $1.7m $1.7m 0.00% Added +3.9k +3,929
81 Landmark Wealth Management, LLC 0.91% of their portfolio MELVILLE, NY 28,55228.6k $1.6m $1.6m 0.91% Added +7.3k +7,262
82 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 28,38228.4k $1.6m $1.6m 0.01% Added +884 +884
83 Anson Capital, Inc. 2.61% of their portfolio TYRONE, GA 28,21428.2k $1.6m $1.6m 2.61% Reduced -16.8k -16,818
84 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 27,79427.8k $1.6m $1.6m 0.00% Reduced -18.2k -18,250
85 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 27,77827.8k $1.6m $1.6m 0.00% New
86 Krilogy Financial LLC 0.13% of their portfolio ST. LOUIS, MO 26,36626.4k $1.5m $1.5m 0.13% New
87 Allen Capital Group, LLC 0.29% of their portfolio GRAND ISLAND, NE 26,29826.3k $1.5m $1.5m 0.29% New
88 Dakota Wealth Management 0.10% of their portfolio PALM BEACH GARDENS, FL 26,03326.0k $1.5m $1.5m 0.10% Reduced -155.8k -155,822
89 Relative Value Partners Group, LLC 0.05% of their portfolio NORTHBROOK, IL 25,27825.3k $1.4m $1.4m 0.05% Added +12.6k +12,639
90 TRANSCEND CAPITAL ADVISORS, LLC 0.15% of their portfolio MADISON, NJ 24,80424.8k $1.4m $1.4m 0.15% Added +64 +64
91 Veritable, L.P. 0.02% of their portfolio Newtown Square, PA 24,11024.1k $1.4m $1.4m 0.02% Unchanged
92 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 23,63223.6k $1.3m $1.3m 0.00% Added +584 +584
93 Hedeker Wealth, LLC 0.47% of their portfolio Lincolnshire, IL 23,35323.4k $1.3m $1.3m 0.47% Added +4.0k +4,023
94 Firestone Capital Management 0.47% of their portfolio SOUTH MIAMI, FL 23,12223.1k $1.3m $1.3m 0.47% Reduced -460 -460
95 Perigon Wealth Management, LLC 0.07% of their portfolio SAN FRANCISCO, CA 22,53822.5k $1.3m $1.3m 0.07% Unchanged
96 FMB WEALTH MANAGEMENT 1.48% of their portfolio WESTLAKE VILLAGE, CA 21,79921.8k $1.2m $1.2m 1.48% Unchanged
97 SAGE RHINO CAPITAL LLC 0.35% of their portfolio MENLO PARK, CA 21,11421.1k $1.2m $1.2m 0.35% Added +795 +795
98 Great Diamond Partners, LLC 0.35% of their portfolio Portland, ME 21,02321.0k $1.2m $1.2m 0.35% Reduced -89.6k -89,639
99 KANAWHA CAPITAL MANAGEMENT LLC 0.11% of their portfolio RICHMOND, VA 20,83520.8k $1.2m $1.2m 0.11% Reduced -254 -254
100 Regis Acquisition Inc. 0.56% of their portfolio DENVER, CO 20,65020.6k $1.2m $1.2m 0.56% First filing