SPDR INDEX SHS FDS GXC
S&P CHINA ETF · ETP · CUSIP 78463X400
85
institutional holders
+2 vs Q3 2023
3.8m
shares reported held*
$255.9mreported value*
18 new
24 added
25 reduced
16 sold out
net bought ≈ $27.9m (+414.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $67.86. Options: 2 managers hold calls ($0 notional), 2 hold puts ($470.0k).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 89 |
| Q4 2022 | 89 |
| Q1 2023 | 87 |
| Q2 2023 | 80 |
| Q3 2023 | 83 |
| Q4 2023 | 85 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 41 | 45 |
| Q1 2023 | 36 | 33 |
| Q2 2023 | 39 | 34 |
| Q3 2023 | 30 | 34 |
| Q4 2023 | 42 | 41 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $238.7k | $452.6k | 1.90 |
| Q2 2023 | $110.7k | $376.2k | 3.40 |
| Q3 2023 | $229.0k | $429.3k | 1.88 |
| Q4 2023 | $0 | $470.0k | — |
Biggest buyers
| 3EDGE Asset Management, LP | New | +702.2k |
| SYON CAPITAL LLC | New | +388.3k |
| BANK OF AMERICA CORP /DE/ | Added | +208.5k |
| MORGAN STANLEY | Added | +145.9k |
| Cerity Partners LLC | New | +60.0k |
| Parcion Private Wealth LLC | Added | +39.8k |
| Prism Advisors, Inc. | New | +29.6k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +28.3k |
| UBS Group AG | Added | +19.9k |
| Michelson Medical Research Foundation, Inc. | New | +16.8k |
Biggest sellers
| Provida Pension Fund Administrator | Reduced | -692.6k |
| OLD MISSION CAPITAL LLC | Sold out | -170.4k |
| JANE STREET GROUP, LLC | Reduced | -136.5k |
| FLOW TRADERS U.S. LLC | Sold out | -78.1k |
| WELLS FARGO & COMPANY/MN | Reduced | -70.2k |
| CITADEL ADVISORS LLC | Sold out | -38.1k |
| STIFEL FINANCIAL CORP | Sold out | -37.1k |
| Indiana Trust & Investment Management Co | Reduced | -27.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -16.7k |
| ZACKS INVESTMENT MANAGEMENT | Reduced | -16.5k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| Cutler Group LLC / CA | New | $0100 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $470.0k6.9k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| 3EDGE Asset Management, LP 3.72% of their portfolio | 702.2k $47.8m | New |
| Provida Pension Fund Administrator 1.20% of their portfolio | 632.8k $42.9m | Reduced -692.6k |
| SYON CAPITAL LLC 1.12% of their portfolio | 388.3k $26.5m | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 388.0k $26.4m | Added +208.5k |
| Parcion Private Wealth LLC 1.76% of their portfolio | 281.6k $19.2m | Added +39.8k |
| MORGAN STANLEY 0.00% of their portfolio | 260.7k $17.8m | Added +145.9k |
| Varma Mutual Pension Insurance Co 0.14% of their portfolio | 183.4k $12.5m | Unchanged |
| OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.68% of their portfolio | 152.2k $10.4m | Added +5.4k |
| UBS Group AG 0.00% of their portfolio | 81.6k $5.6m | Added +19.9k |
| swisspartners Advisors Ltd 3.86% of their portfolio | 77.0k $4.4m | Added +5.2k |
| Cerity Partners LLC 0.01% of their portfolio | 60.0k $4.1m | New |
| EXECUTIVE WEALTH GROUP LLC 2.04% of their portfolio | 47.1k $3.2m | Reduced -2.2k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 44.5k $3.0m | Reduced -136.5k |
| Savant Capital, LLC 0.04% of their portfolio | 41.5k $2.8m | Reduced -2.4k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 34.9k $2.4m | Added +28.3k |
| Prism Advisors, Inc. 0.65% of their portfolio | 29.6k $2.0m | New |
| LPL Financial LLC 0.00% of their portfolio | 27.5k $1.9m | Added +2.4k |
| BlackRock Inc. 0.00% of their portfolio | 24.6k $1.7m | Unchanged |
| Simplicity Solutions, LLC 0.03% of their portfolio | 18.4k $1.3m | Reduced -578 |
| Bleakley Financial Group, LLC 0.04% of their portfolio | 18.4k $1.3m | Reduced -578 |
| Winthrop Capital Management, LLC 0.41% of their portfolio | 18.4k $1.3m | First filing |
| TWIN FOCUS CAPITAL PARTNERS, LLC 0.25% of their portfolio | 18.1k $1.2m | Unchanged |
| Michelson Medical Research Foundation, Inc. 0.75% of their portfolio | 16.8k $1.1m | New |
| Equitable Holdings, Inc. 0.01% of their portfolio | 15.9k $1.1m | Added +974 |
| EisnerAmper Wealth Management Corporate Benefits, LLC 0.39% of their portfolio | 15.6k $1.1m | New |
| CITIGROUP INC 0.00% of their portfolio | 14.1k $961.1k | Added +7.4k |
| ZACKS INVESTMENT MANAGEMENT 0.01% of their portfolio | 13.8k $939.6k | Reduced -16.5k |
| ACIMA PRIVATE WEALTH, LLC 0.29% of their portfolio | 11.1k $753.0k | New |
| GSA CAPITAL PARTNERS LLP 0.06% of their portfolio | 10.3k $704.0k | New |
| Glovista Investments LLC 0.29% of their portfolio | 9.1k $616.6k | Reduced -44 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 8.8k $598.0k | Added +8.2k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 8.3k $567.1k | Reduced -5.2k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 8.2k $558.8k | New |
| Wealthfront Advisers LLC 0.00% of their portfolio | 7.7k $525.1k | Added +4.0k |
| MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio | 7.5k $511.1k | Reduced -333 |
| Sharper & Granite LLC 0.25% of their portfolio | 7.0k $479.9k | Added +220 |
| CoreCap Advisors, LLC 0.03% of their portfolio | 6.5k $439.4k | Reduced -190 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 6.4k $436.0k | Added +1.3k |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 6.3k $426.9k | Added +883 |
| Arete Wealth Advisors, LLC 0.03% of their portfolio | 6.2k $419.7k | New |
| CARY STREET PARTNERS ASSET MANAGEMENT LLC 0.07% of their portfolio | 5.6k $383.3k | New |
| Private Wealth Strategies, L.L.C. 0.08% of their portfolio | 5.3k $359.7k | Reduced -8.7k |
| MONECO ADVISORS, LLC 0.06% of their portfolio | 4.4k $298.4k | New |
| SALEM INVESTMENT COUNSELORS INC 0.01% of their portfolio | 4.3k $290.0k | Reduced -2.8k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 4.2k $283.0k | Reduced -3.1k |
| MATHER GROUP, LLC. 0.00% of their portfolio | 3.6k $242.2k | New |
| Trexquant Investment LP 0.01% of their portfolio | 3.5k $238.9k | New |
| Upper Left Wealth Management, LLC 0.23% of their portfolio | 3.5k $238.8k | New |
| COMERICA BANK 0.00% of their portfolio | 3.5k $237.9k | Reduced -3 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 3.3k $225.4k | Reduced -70.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 3.3k $223.3k | Reduced -16.7k |
| Unconventional Investor, LLC 0.16% of their portfolio | 2.9k $200.4k | Added +22 |
| Parallel Advisors, LLC 0.01% of their portfolio | 2.7k $185.9k | Added +1.3k |
| BARCLAYS PLC 0.00% of their portfolio | 1.8k $125.6k | Unchanged |
| OPTIMUM INVESTMENT ADVISORS 0.04% of their portfolio | 1.3k $86.8k | Added +95 |
| HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio | 1.2k $81.7k | Unchanged |
| Y.D. More Investments Ltd 0.01% of their portfolio | 1.0k $68.1k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 859 $58.5k | Reduced -1.8k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 744 $53.3k | Reduced -4.1k |
| WEBSTER BANK, N. A. 0.00% of their portfolio | 565 $38.5k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 544 $37.1k | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 420 $27.9k | Reduced -600 |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 369 $25.1k | Unchanged |
| Hexagon Capital Partners LLC 0.01% of their portfolio | 321 $21.9k | Added +5 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 305 $20.8k | Unchanged |
| First Horizon Advisors, Inc. 0.00% of their portfolio | 159 $10.8k | Added +4 |
| Advisory Services Network, LLC 0.00% of their portfolio | 158 $10.8k | New |
| Indiana Trust & Investment Management Co 0.00% of their portfolio | 150 $10.2k | Reduced -27.8k |
| BALLAST ADVISORS LLC 0.00% of their portfolio | 149 $10.2k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 140 $10.0k | Reduced -2 |
| FMR LLC 0.00% of their portfolio | 109 $7.4k | Reduced -71 |
| LGT Financial Advisors LLC 0.01% of their portfolio | 107 $7.3k | Added +2 |
| Avior Wealth Management, LLC 0.00% of their portfolio | 93 $6.4k | Added +2 |
| McGlone Suttner Wealth Management, Inc. 0.00% of their portfolio | 91 $6.2k | New |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 86 $5.7k | Unchanged |
| SIGNATUREFD, LLC 0.00% of their portfolio | 71 $4.8k | Added +35 |
| WHITTIER TRUST CO 0.00% of their portfolio | 61 $4.2k | Reduced -1.2k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 49 $3.3k | Reduced -4 |
| Creekmur Asset Management LLC 0.00% of their portfolio | 46 $3.1k | First filing |
| Sandy Spring Bank 0.00% of their portfolio | 33 $2.2k | Unchanged |
| Tradewinds Capital Management, LLC 0.00% of their portfolio | 31 $2.1k | Unchanged |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 25 $1.7k | Added +1 |
| Pflug Koory, LLC 0.00% of their portfolio | 20 $1.4k | Unchanged |
| Cape Investment Advisory, Inc. 0.00% of their portfolio | 7 $477 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |