Vault-13

SPDR INDEX SHS FDS NANR

S&P NORTH AMER · ETP · CUSIP 78463X152

89 institutional holders +0 vs Q3 2023
8,934,0578.9m shares reported held*
$455.2mreported value*
8 new 29 added 31 reduced 13 sold out net bought ≈ $1.2m (+23.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.95.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 71Q4 22: 90Q1 23: 85Q2 23: 81Q3 23: 89Q4 23: 8989Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202271
Q4 202290
Q1 202385
Q2 202381
Q3 202389
Q4 202389

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 54 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 38 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 36 bought or addedQ2 23: 38 cut or sold outQ2 23Q3 23: 38 bought or addedQ3 23: 32 cut or sold outQ3 23Q4 23: 37 bought or addedQ4 23: 44 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225427
Q1 20233848
Q2 20233638
Q3 20233832
Q4 20233744

Biggest buyers

MORGAN STANLEY Added +221,966+222.0k
Cambridge Investment Research Advisors, Inc. Added +33,978+34.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +30,377+30.4k
UBS Group AG Added +30,017+30.0k
CAPITAL WEALTH MANAGEMENT, LLC Added +19,968+20.0k
Financial Engines Advisors L.L.C. Added +13,434+13.4k
Hollow Brook Wealth Management LLC Added +8,405+8.4k
Destiny Wealth Partners, LLC Added +7,653+7.7k
Fiduciary Alliance LLC Added +7,262+7.3k
HB Wealth Management, LLC New +4,141+4.1k

Biggest sellers

Advocacy Wealth Management, LLC Reduced -204,328-204.3k
BANK OF AMERICA CORP /DE/ Reduced -34,532-34.5k
JANE STREET GROUP, LLC Reduced -24,662-24.7k
BANK OF MONTREAL /CAN/ Reduced -17,947-17.9k
Mariner, LLC Reduced -12,114-12.1k
CITADEL ADVISORS LLC Reduced -8,551-8.6k
FDx Advisors, Inc. Reduced -8,336-8.3k
Cetera Advisor Networks LLC Sold out -7,991-8.0k
Sweet Financial Partners, LLC Reduced -7,444-7.4k
SCHMIDT P J INVESTMENT MANAGEMENT INC Reduced -5,711-5.7k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 0.74% of their portfolio SANTA CLARA, CA 6,158,3626.2m $314.1m $314.1m 0.74% Added +13.4k +13,434
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 251,172251.2k $12.8m $12.8m 0.00% Added +222.0k +221,966
3 CREATIVE FINANCIAL DESIGNS INC /ADV 0.98% of their portfolio KOKOMO, IN 190,109190.1k $9.7m $9.7m 0.98% Reduced -2.3k -2,271
4 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 178,981179.0k $9.1m $9.1m 0.00% Added +2.1k +2,115
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 170,555170.6k $8.7m $8.7m 0.00% Reduced -34.5k -34,532
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 140,075140.1k $7.1m $7.1m 0.00% Reduced -452 -452
7 SCHMIDT P J INVESTMENT MANAGEMENT INC 1.25% of their portfolio CEDARBURG, WI 130,479130.5k $6.3m $6.3m 1.25% Reduced -5.7k -5,711
8 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 130,343130.3k $6.6m $6.6m 0.03% Added +34.0k +33,978
9 CFS Investment Advisory Services, LLC 1.01% of their portfolio TOTOWA, NJ 110,242110.2k $5.6m $5.6m 1.01% Added +1.2k +1,194
10 Sweet Financial Partners, LLC 1.19% of their portfolio FAIRMONT, MN 98,37498.4k $5.0m $5.0m 1.19% Reduced -7.4k -7,444
11 Mariner, LLC 0.01% of their portfolio Overland Park, KS 97,41897.4k $5.0m $5.0m 0.01% Reduced -12.1k -12,114
12 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 96,20596.2k $4.9m $4.9m 0.01% Reduced -24.7k -24,662
13 FDx Advisors, Inc. 0.38% of their portfolio BERWYN, PA 95,76295.8k $4.9m $4.9m 0.38% Reduced -8.3k -8,336
14 Destiny Wealth Partners, LLC 0.81% of their portfolio TAVARES, FL 84,58884.6k $4.3m $4.3m 0.81% Added +7.7k +7,653
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 83,20883.2k $4.2m $4.2m 0.00% Added +30.0k +30,017
16 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 74,30874.3k $3.8m $3.8m 0.00% Reduced -5.7k -5,683
17 Gratus Capital, LLC 0.21% of their portfolio ATLANTA, GA 73,52773.5k $3.7m $3.7m 0.21% Reduced -4.9k -4,924
18 CAPITAL WEALTH MANAGEMENT, LLC 1.47% of their portfolio W. WARWICK, RI 56,58056.6k $2.9m $2.9m 1.47% Added +20.0k +19,968
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 51,90451.9k $2.6m $2.6m 0.00% Reduced -4.8k -4,783
20 Stratos Investment Management, LLC 0.31% of their portfolio BEACHWOOD, OH 50,86550.9k $2.6m $2.6m 0.31% Reduced -2.6k -2,638
21 STAPP WEALTH MANAGEMENT, PLLC 4.28% of their portfolio OLYMPIA, WA 50,03350.0k $2.6m $2.6m 4.28% Reduced -391 -391
22 Hollow Brook Wealth Management LLC 0.99% of their portfolio Katonah, NY 48,76348.8k $2.5m $2.5m 0.99% Added +8.4k +8,405
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 41,06941.1k $2.1m $2.1m 0.00% Added +30.4k +30,377
24 Advocacy Wealth Management, LLC 0.20% of their portfolio ATLANTA, GA 41,02041.0k $2.1m $2.1m 0.20% Reduced -204.3k -204,328
25 Stratos Wealth Advisors, LLC 0.11% of their portfolio BEACHWOOD, OH 36,77736.8k $1.9m $1.9m 0.11% Added +2.1k +2,109
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 35,36335.4k $1.8m $1.8m 0.00% Added +1.6k +1,574
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 29,36129.4k $1.5m $1.5m 0.00% Added +2.0k +1,999
28 JNBA Financial Advisors 0.17% of their portfolio BLOOMINGTON, MN 28,83828.8k $1.5m $1.5m 0.17% Added +1.0k +1,007
29 Fiduciary Alliance LLC 0.29% of their portfolio GREENVILLE, SC 28,81628.8k $1.5m $1.5m 0.29% Added +7.3k +7,262
30 Madison Asset Management, LLC 0.02% of their portfolio MADISON, WI 24,51324.5k $1.3m $1.3m 0.02% Added +326 +326
31 Aaron Wealth Advisors LLC 0.21% of their portfolio Chicago, IL 24,49024.5k $1.2m $1.2m 0.21% Reduced -75 -75
32 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 24,17824.2k $1.2m $1.2m 0.01% Reduced -2.1k -2,052
33 Brio Consultants, LLC 0.20% of their portfolio SAN FRANCISCO, CA 21,76721.8k $1.1m $1.1m 0.20% Reduced -19 -19
34 Financial Freedom, LLC 0.62% of their portfolio CINCINNATI, OH 19,22119.2k $980.2k $980.2k 0.62% Reduced -1.9k -1,895
35 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.08% of their portfolio ORLANDO, FL 12,96213.0k $661.0k $661.0k 0.08% Reduced -349 -349
36 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,18311.2k $570.3k $570.3k 0.00% Added +2.8k +2,806
37 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 10,07610.1k $513.9k $513.9k 0.00% Reduced -45 -45
38 STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC 0.19% of their portfolio PORTLAND, OR 9,0389.0k $460.9k $460.9k 0.19% First filing
39 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 8,6308.6k $440.1k $440.1k 0.00% First filing
40 Sachetta, LLC 0.20% of their portfolio LYNNFIELD, MA 8,2908.3k $422.8k $422.8k 0.20% First filing
41 SFG Wealth Management, LLC. 0.27% of their portfolio TOWSON, MD 8,0578.1k $410.9k $410.9k 0.27% Added +642 +642
42 Virtue Capital Management, LLC 0.08% of their portfolio BRENTWOOD, TN 7,8007.8k $395.8k $395.8k 0.08% Reduced -4.5k -4,481
43 Montecito Bank & Trust 0.07% of their portfolio SANTA BARBARA, CA 6,1756.2k $314.9k $314.9k 0.07% Reduced -52 -52
44 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 6,0596.1k $309.0k $309.0k 0.00% Reduced -232 -232
45 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 5,8605.9k $298.8k $298.8k 0.00% Added +776 +776
46 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,6025.6k $285.7k $285.7k 0.00% Reduced -8.6k -8,551
47 Per Stirling Capital Management, LLC. 0.05% of their portfolio AUSTIN, TX 5,1025.1k $260.2k $260.2k 0.05% Added +1.3k +1,273
48 Virtu Financial LLC 0.02% of their portfolio New York, NY 4,7464.7k $242.0k $242.0k 0.02% Reduced -4.8k -4,773
49 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 4,6224.6k $222.7k $222.7k 0.01% Added +430 +430
50 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 4,1414.1k $211.2k $211.2k 0.00% New
51 Horizon Investments, LLC 0.01% of their portfolio Charlotte, NC 3,7713.8k $192.3k $192.3k 0.01% New
52 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,5973.6k $184.0k $184.0k 0.00% Added +350 +350
53 Ameritas Investment Partners, Inc. 0.01% of their portfolio LINCOLN, NE 3,4113.4k $173.9k $173.9k 0.01% Added +2 +2
54 Sandy Spring Bank 0.01% of their portfolio Olney, MD 3,4083.4k $173.8k $173.8k 0.01% Unchanged
55 DiNuzzo Private Wealth, Inc. 0.02% of their portfolio BEAVER, PA 2,8802.9k $146.9k $146.9k 0.02% First filing
56 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 2,8142.8k $143.5k $143.5k 0.00% New
57 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 2,2592.3k $115.2k $115.2k 0.00% New
58 FMR LLC 0.00% of their portfolio BOSTON, MA 2,1722.2k $110.8k $110.8k 0.00% Added +995 +995
59 Salomon & Ludwin, LLC 0.01% of their portfolio RICHMOND, VA 1,5101.5k $80.0k $80.0k 0.01% Unchanged
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,3141.3k $67.0k $67.0k 0.00% New
61 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,2791.3k $65.0k $65.0k 0.00% Unchanged
62 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,2501.2k $63.7k $63.7k 0.00% Added +106 +106
63 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,2451.2k $63.0k $63.0k 0.01% Reduced -559 -559
64 CAMBRIDGE TRUST CO 0.00% of their portfolio BOSTON, MA 939939 $47.9k $47.9k 0.00% Reduced -1.0k -1,035
65 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 653653 $33.3k $33.3k 0.00% Added +7 +7
66 Abound Wealth Management 0.01% of their portfolio FRANKLIN, TN 635635 $32.4k $32.4k 0.01% Added +83 +83
67 WOLFF WIESE MAGANA LLC 0.03% of their portfolio CARSLBAD, CA 608608 $31.0k $31.0k 0.03% Unchanged
68 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 566566 $28.9k $28.9k 0.00% Unchanged
69 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 510510 $26.0k $26.0k 0.00% New
70 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 466466 $24.0k $24.0k 0.00% Reduced -146 -146
71 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 380380 $19.4k $19.4k 0.01% Unchanged
72 Abich Financial Wealth Management LLC 0.02% of their portfolio ASHBURN, VA 345345 $17.6k $17.6k 0.02% First filing
73 FSC Wealth Advisors, LLC 0.01% of their portfolio WAPPINGERS FALLS, NY 340340 $17.3k $17.3k 0.01% Added +5 +5
74 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 307307 $15.7k $15.7k 0.00% Unchanged
75 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 260260 $13.3k $13.3k 0.00% Unchanged
76 Northwest Financial Advisors 0.01% of their portfolio HERNDON, VA 231231 $11.8k $11.8k 0.01% First filing
77 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 223223 $11.4k $11.4k 0.00% New
78 MV CAPITAL MANAGEMENT, INC. 0.00% of their portfolio BETHESDA, MD 175175 $8.9k $8.9k 0.00% New
79 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 157157 $8.0k $8.0k 0.00% Unchanged
80 OLD SECOND NATIONAL BANK OF AURORA 0.00% of their portfolio AURORA, IL 150150 $7.7k $7.7k 0.00% Unchanged
81 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 144144 $7.3k $7.3k 0.00% Unchanged
82 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 100100 $5.1k $5.1k 0.00% Unchanged
83 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 100100 $5.2k $5.2k 0.00% Reduced -17.9k -17,947
84 MGB Wealth Management, LLC 0.00% of their portfolio ADDISON, TX 9393 $4.7k $4.7k 0.00% First filing
85 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 8585 $4.3k $4.3k 0.00% Added +1 +1
86 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 6969 $3.5k $3.5k 0.00% Unchanged
87 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $28 $28 0.00% Reduced -999 -999
88 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 11 $60 $60 0.00% Reduced -42 -42
89 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged