Vault-13

NEOS ETF TRUST CSHI

NEOS ENH INC 1-3 · ETP · CUSIP 78433H501

51 institutional holders +17 vs Q3 2023
2,723,4542.7m shares reported held*
$136.0mreported value*
19 new 20 added 6 reduced 2 sold out net bought ≈ $65.2m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.93.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 1Q4 22: 2Q1 23: 9Q2 23: 21Q3 23: 34Q4 23: 5151Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 20221
Q4 20222
Q1 20239
Q2 202321
Q3 202334
Q4 202351

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 1 bought or addedQ4 22: 0 cut or sold outQ4 22Q1 23: 5 bought or addedQ1 23: 1 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 29 bought or addedQ3 23: 8 cut or sold outQ3 23Q4 23: 39 bought or addedQ4 23: 8 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210
Q1 202351
Q2 2023154
Q3 2023298
Q4 2023398

Biggest buyers

ATTICUS WEALTH MANAGEMENT, LLC Added +522,635+522.6k
Precision Wealth Strategies, LLC Added +254,562+254.6k
FLOW TRADERS U.S. LLC New +74,643+74.6k
Gradient Investments LLC New +71,795+71.8k
Great Lakes Retirement, Inc. New +64,121+64.1k
LPL Financial LLC New +63,133+63.1k
Cambridge Investment Research Advisors, Inc. Added +52,000+52.0k
Dynamic Advisor Solutions LLC Added +25,098+25.1k
Latitude Advisors, LLC New +24,400+24.4k
Worth Asset Management, LLC New +24,352+24.4k

Biggest sellers

AXXCESS WEALTH MANAGEMENT, LLC Reduced -36,550-36.5k
CITADEL ADVISORS LLC Sold out -6,619-6.6k
Claro Advisors Inc. Reduced -5,603-5.6k
OSAIC HOLDINGS, INC. Reduced -3,750-3.8k
Kingsview Wealth Management, LLC Reduced -2,731-2.7k
MGO ONE SEVEN LLC Reduced -2,180-2.2k
JANE STREET GROUP, LLC Reduced -1,314-1.3k
Bradley & Co. Private Wealth Management, LLC Sold out -1-1

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ATTICUS WEALTH MANAGEMENT, LLC 9.27% of their portfolio Palm Beach Gardens, FL 526,295526.3k $26.3m $26.3m 9.27% Added +522.6k +522,635
2 Precision Wealth Strategies, LLC 17.39% of their portfolio SAINT LOUIS, MO 358,446358.4k $17.9m $17.9m 17.39% Added +254.6k +254,562
3 Paragon Wealth Strategies, LLC 4.77% of their portfolio JACKSONVILLE, FL 347,387347.4k $17.3m $17.3m 4.77% Added +12.3k +12,321
4 WT Wealth Management 4.74% of their portfolio SCOTTSDALE, AZ 240,449240.4k $12.0m $12.0m 4.74% Added +5.7k +5,699
5 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 232,420232.4k $11.6m $11.6m 0.02% Reduced -3.8k -3,750
6 Camarda Financial Advisors, LLC 2.06% of their portfolio FLEMING ISLAND, FL 95,93895.9k $4.8m $4.8m 2.06% Added +817 +817
7 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 75,35475.4k $3.8m $3.8m 0.02% Added +52.0k +52,000
8 FLOW TRADERS U.S. LLC 0.11% of their portfolio NEW YORK, NY 74,64374.6k $3.7m $3.7m 0.11% New
9 AXXCESS WEALTH MANAGEMENT, LLC 0.11% of their portfolio CARLSBAD, CA 72,35272.4k $3.6m $3.6m 0.11% Reduced -36.5k -36,550
10 Gradient Investments LLC 0.09% of their portfolio ARDEN HILLS, MN 71,79571.8k $3.6m $3.6m 0.09% New
11 Great Lakes Retirement, Inc. 0.53% of their portfolio SANDUSKY, OH 64,12164.1k $3.2m $3.2m 0.53% New
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 63,13363.1k $3.2m $3.2m 0.00% New
13 Compound Planning, Inc. 0.33% of their portfolio NEW YORK, NY 47,16147.2k $2.4m $2.4m 0.33% Added +14.6k +14,600
14 Gainplan LLC 1.11% of their portfolio BLOOMFIELD HILLS, MI 42,49442.5k $2.1m $2.1m 1.11% Added +10.3k +10,346
15 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 40,35040.4k $2.0m $2.0m 0.06% Reduced -2.7k -2,731
16 Dynamic Advisor Solutions LLC 0.06% of their portfolio PHOENIX, AZ 32,87232.9k $1.6m $1.6m 0.06% Added +25.1k +25,098
17 Madison Wealth Partners, Inc 0.62% of their portfolio MADISON, WI 31,47231.5k $1.6m $1.6m 0.62% Added +12.4k +12,430
18 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 27,14727.1k $1.4m $1.4m 0.00% Reduced -1.3k -1,314
19 Latitude Advisors, LLC 0.86% of their portfolio YORKVILLE, IL 24,40024.4k $1.2m $1.2m 0.86% New
20 Worth Asset Management, LLC 0.87% of their portfolio DALLAS, TX 24,35224.4k $1.2m $1.2m 0.87% New
21 CAPITAL INSIGHT PARTNERS, LLC 0.24% of their portfolio SCOTTSDALE, AZ 23,46423.5k $1.2m $1.2m 0.24% Added +272 +272
22 NFSG Corp 0.56% of their portfolio BOCA RATON, FL 23,05123.1k $1.2m $1.2m 0.56% Added +10.7k +10,694
23 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 18,84818.8k $941.0k $941.0k 0.01% New
24 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,70616.7k $834.0k $834.0k 0.00% New
25 MGO ONE SEVEN LLC 0.05% of their portfolio Beachwood, OH 15,73715.7k $785.7k $785.7k 0.05% Reduced -2.2k -2,180
26 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 14,46614.5k $722.2k $722.2k 0.02% New
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,97014.0k $697.5k $697.5k 0.00% New
28 Capital Investment Advisory Services, LLC 0.06% of their portfolio RALEIGH, NC 12,33012.3k $615.6k $615.6k 0.06% New
29 SILVER OAK SECURITIES, INCORPORATED 0.08% of their portfolio JACKSON, TN 12,16012.2k $607.1k $607.1k 0.08% New
30 Claro Advisors Inc. 0.13% of their portfolio BOSTON, MA 11,96712.0k $597.4k $597.4k 0.13% Reduced -5.6k -5,603
31 Empire Financial Management Company, LLC 0.18% of their portfolio NEW YORK, NY 9,4069.4k $469.6k $469.6k 0.18% Unchanged
32 Moloney Securities Asset Management, LLC 0.07% of their portfolio MANCHESTER, MO 8,2058.2k $409.6k $409.6k 0.07% Added +3.7k +3,710
33 Delta Investment Management, LLC 0.09% of their portfolio SAN FRANCISCO, CA 7,1717.2k $358.0k $358.0k 0.09% Added +3.0k +3,021
34 Tactive Advisors, LLC 0.21% of their portfolio Jacksonville, FL 6,5976.6k $329.4k $329.4k 0.21% New
35 Secure Asset Management, LLC 0.08% of their portfolio Troy, MI 6,2596.3k $312.5k $312.5k 0.08% Added +2.2k +2,183
36 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 5,7305.7k $286.0k $286.0k 0.00% Added +865 +865
37 Heck Capital Advisors, LLC 0.04% of their portfolio Rhinelander, WI 5,2775.3k $263.5k $263.5k 0.04% Added +2.9k +2,858
38 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 4,9434.9k $247.2k $247.2k 0.01% Added +96 +96
39 Fiduciary Group, LLC 0.03% of their portfolio SAVANNAH, GA 4,9194.9k $245.6k $245.6k 0.03% New
40 Derbend Asset Management 0.13% of their portfolio Peachtree City, GA 4,5104.5k $225.2k $225.2k 0.13% New
41 Castleview Partners, LLC 0.11% of their portfolio DALLAS, TX 3,0873.1k $154.1k $154.1k 0.11% Added +3.0k +2,974
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 614614 $30.7k $30.7k 0.00% New
43 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 600600 $30.0k $30.0k 0.00% Unchanged
44 Balefire, LLC 0.01% of their portfolio DALLAS, TX 369369 $18.4k $18.4k 0.01% Added +356 +356
45 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 302302 $15.1k $15.1k 0.00% New
46 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 148148 $7.0k $7.0k 0.00% Unchanged
47 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2020 $999 $999 0.00% New
48 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1010 $499 $499 0.00% Unchanged
49 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 55 $250 $250 0.00% Unchanged
50 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22 $118 $118 0.00% New
51 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged