Vault-13

NEOS ETF TRUST SPYI

NEOS S&P 500 HI · ETP · CUSIP 78433H303

112 institutional holders +28 vs Q1 2024
4,314,1264.3m shares reported held*
$216.2mreported value*
35 new 56 added 9 reduced 9 sold out net bought ≈ $96.7m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.12. Options: 3 managers hold calls ($611.8k notional), 2 hold puts ($290.9k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 2Q4 22: 4Q1 23: 4Q2 23: 15Q3 23: 30Q4 23: 62Q1 24: 84Q2 24: 112112Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 20222
Q4 20224
Q1 20234
Q2 202315
Q3 202330
Q4 202362
Q1 202484
Q2 2024112

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 3 bought or addedQ4 22: 0 cut or sold outQ4 22Q1 23: 2 bought or addedQ1 23: 0 cut or sold outQ2 23: 10 bought or addedQ2 23: 2 cut or sold outQ2 23Q3 23: 22 bought or addedQ3 23: 5 cut or sold outQ4 23: 49 bought or addedQ4 23: 9 cut or sold outQ4 23Q1 24: 64 bought or addedQ1 24: 14 cut or sold outQ2 24: 91 bought or addedQ2 24: 18 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202230
Q1 202320
Q2 2023102
Q3 2023225
Q4 2023499
Q1 20246414
Q2 20249118

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $611.8kQ2 24 puts: $290.9kQ2 24P/C 0.48
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$611.8k$290.9k0.48

Biggest buyers

LEE JOHNSON CAPITAL MANAGEMENT, LLC New +641,783+641.8k
LPL Financial LLC Added +215,854+215.9k
MML INVESTORS SERVICES, LLC New +102,781+102.8k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +98,936+98.9k
Orion Porfolio Solutions, LLC New +79,379+79.4k
Orion Portfolio Solutions, LLC New +79,379+79.4k
Cascade Wealth Advisors, Inc Added +55,418+55.4k
Private Advisor Group, LLC Added +55,020+55.0k
Gradient Investments LLC Added +51,377+51.4k
SMITH, MOORE & CO. New +41,627+41.6k

Biggest sellers

JPMORGAN CHASE & CO Sold out -24,100-24.1k
Integrated Advisors Network LLC Sold out -7,946-7.9k
UBS Group AG Sold out -7,052-7.1k
AXXCESS WEALTH MANAGEMENT, LLC Reduced -6,588-6.6k
HighTower Advisors, LLC Reduced -6,217-6.2k
MERCER GLOBAL ADVISORS INC /ADV Sold out -5,090-5.1k
CITADEL ADVISORS LLC Sold out -4,164-4.2k
UNIQUE WEALTH, LLC Reduced -2,218-2.2k
CWM, LLC Reduced -2,074-2.1k
NewEdge Advisors, LLC Reduced -1,925-1.9k

Biggest calls

Belvedere Trading LLC New $501.5k10.0k shares
CITADEL ADVISORS LLC New $110.3k2.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

Belvedere Trading LLC New $180.5k3.6k shares
CITADEL ADVISORS LLC New $110.3k2.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 671,598671.6k $33.7m $33.7m 0.02% Added +215.9k +215,854
2 LEE JOHNSON CAPITAL MANAGEMENT, LLC 16.42% of their portfolio FORT WORTH, TX 641,783641.8k $32.2m $32.2m 16.42% New
3 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 400,979401.0k $20.1m $20.1m 0.02% Added +3.3k +3,325
4 Gradient Investments LLC 0.39% of their portfolio ARDEN HILLS, MN 350,375350.4k $17.6m $17.6m 0.39% Added +51.4k +51,377
5 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 225,600225.6k $11.3m $11.3m 0.02% Added +5.0k +5,000
6 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.68% of their portfolio ORLANDO, FL 145,046145.0k $7.3m $7.3m 0.68% Added +98.9k +98,936
7 Cascade Wealth Advisors, Inc 4.48% of their portfolio WENATCHEE, WA 122,901122.9k $6.1m $6.1m 4.48% Added +55.4k +55,418
8 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 102,781102.8k $5.2m $5.2m 0.02% New
9 UNIQUE WEALTH, LLC 1.31% of their portfolio TAMPA, FL 99,64899.6k $5.0m $5.0m 1.31% Reduced -2.2k -2,218
10 Camarda Financial Advisors, LLC 1.60% of their portfolio FLEMING ISLAND, FL 81,37081.4k $4.1m $4.1m 1.60% Reduced -857 -857
11 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 79,37979.4k $4.0m $4.0m 0.04% New
12 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 79,37979.4k $4.0m $4.0m 0.04% New
13 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 65,73665.7k $3.3m $3.3m 0.02% Added +55.0k +55,020
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 49,29649.3k $2.5m $2.5m 0.00% Added +36.7k +36,663
15 Aptus Capital Advisors, LLC 0.04% of their portfolio FAIRHOPE, AL 44,10144.1k $2.2m $2.2m 0.04% Added +4.3k +4,253
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 42,41742.4k $2.1m $2.1m 0.00% Added +20.7k +20,661
17 SMITH, MOORE & CO. 0.22% of their portfolio CLAYTON, MO 41,62741.6k $2.1m $2.1m 0.22% New
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 39,86439.9k $2.0m $2.0m 0.00% Added +39.8k +39,849
19 Delta Investment Management, LLC 0.44% of their portfolio SAN FRANCISCO, CA 39,78439.8k $2.0m $2.0m 0.44% Added +9.1k +9,064
20 Guardian Financial Partners, LLC 1.28% of their portfolio ORANGE, CA 38,61338.6k $1.9m $1.9m 1.28% Added +2.8k +2,807
21 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 35,31035.3k $1.8m $1.8m 0.00% Added +8.1k +8,052
22 CASCADE INVESTMENT GROUP, INC. 1.36% of their portfolio Colorado Springs, CO 34,80534.8k $1.7m $1.7m 1.36% Added +10.1k +10,075
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 34,68634.7k $1.7m $1.7m 0.00% Added +24.8k +24,834
24 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 34,63534.6k $1.7m $1.7m 0.01% New
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 34,29234.3k $1.7m $1.7m 0.00% Added +23.3k +23,313
26 U.S. Capital Wealth Advisors, LLC 0.06% of their portfolio AUSTIN, TX 32,33532.3k $1.6m $1.6m 0.06% Added +13.7k +13,680
27 Waverly Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 28,43328.4k $1.4m $1.4m 0.03% New
28 Crescent Grove Advisors, LLC 0.16% of their portfolio LAKE FOREST, IL 28,32528.3k $1.4m $1.4m 0.16% Added +9.0k +9,020
29 BROWN, LISLE/CUMMINGS, INC. 0.46% of their portfolio PROVIDENCE, RI 27,87527.9k $1.4m $1.4m 0.46% Added +1.2k +1,225
30 Triumph Capital Management 0.54% of their portfolio DENVER, CO 27,68027.7k $1.4m $1.4m 0.54% Added +3.2k +3,236
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,60526.6k $1.3m $1.3m 0.00% Added +12.1k +12,114
32 Compass Ion Advisors, LLC 0.19% of their portfolio CONSHOHOCKEN, PA 26,32326.3k $1.3m $1.3m 0.19% Unchanged
33 Fortress Wealth Management, Inc. 0.60% of their portfolio Culver City, CA 23,25923.3k $1.2m $1.2m 0.60% Added +1.4k +1,350
34 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 22,73622.7k $1.1m $1.1m 0.01% Added +15.6k +15,640
35 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 20,79020.8k $1.0m $1.0m 0.04% Added +10.9k +10,862
36 High Net Worth Advisory Group LLC 0.31% of their portfolio NAPLES, FL 20,35120.4k $1.0m $1.0m 0.31% Added +11.6k +11,554
37 Gainplan LLC 0.49% of their portfolio BLOOMFIELD HILLS, MI 20,17020.2k $1.0m $1.0m 0.49% Added +5.4k +5,404
38 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 20,15020.1k $1.0m $1.0m 0.00% Added +10.3k +10,312
39 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 19,87419.9k $996.7k $996.7k 0.03% New
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 18,60618.6k $933.0k $933.0k 0.00% Added +17.5k +17,537
41 WILLNER & HELLER, LLC 0.89% of their portfolio ENCINO, CA 18,58218.6k $931.9k $931.9k 0.89% Added +952 +952
42 Jupiter Wealth Management LLC 0.43% of their portfolio GLENDALE, CO 16,29916.3k $818.5k $818.5k 0.43% Unchanged
43 CAP Partners, LLC 0.65% of their portfolio FRANKLIN, TN 16,00616.0k $802.7k $802.7k 0.65% Added +6.9k +6,898
44 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 15,75015.8k $789.9k $789.9k 0.00% New
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 15,40215.4k $773.0k $773.0k 0.00% Reduced -6.2k -6,217
46 Claro Advisors Inc. 0.12% of their portfolio BOSTON, MA 15,28815.3k $766.7k $766.7k 0.12% Added +182 +182
47 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 13,90013.9k $697.1k $697.1k 0.00% Added +4.9k +4,900
48 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.03% of their portfolio RICHMOND, VA 13,88613.9k $696.4k $696.4k 0.03% New
49 HBW ADVISORY SERVICES LLC 0.12% of their portfolio SIMI VALLEY, CA 13,86113.9k $695.1k $695.1k 0.12% Added +3.0k +3,031
50 PFG Investments, LLC 0.05% of their portfolio WOODBURY, NY 12,76912.8k $640.4k $640.4k 0.05% New
51 Arete Wealth Advisors, LLC 0.05% of their portfolio CHICAGO, IL 12,55412.6k $630.0k $630.0k 0.05% Added +937 +937
52 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 12,47512.5k $625.6k $625.6k 0.01% Added +156 +156
53 Moloney Securities Asset Management, LLC 0.09% of their portfolio MANCHESTER, MO 11,77811.8k $590.7k $590.7k 0.09% Added +600 +600
54 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 11,02611.0k $553.0k $553.0k 0.00% New
55 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 10,06510.1k $504.8k $504.8k 0.01% New
56 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 10,00010.0k $501.9k $501.9k 0.00% New
57 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 9,7469.7k $488.8k $488.8k 0.02% New
58 ELCO Management Co., LLC 0.28% of their portfolio New York, NY 9,4509.4k $473.9k $473.9k 0.28% Added +150 +150
59 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 8,8658.9k $444.6k $444.6k 0.01% Reduced -6.6k -6,588
60 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 8,7188.7k $437.2k $437.2k 0.00% Added +8.6k +8,618
61 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 8,6998.7k $436.2k $436.2k 0.00% Added +2.7k +2,736
62 Mattson Financial Services, LLC 0.15% of their portfolio KENTWOOD, MI 8,2798.3k $415.2k $415.2k 0.15% First filing
63 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 7,9017.9k $396.2k $396.2k 0.01% Added +1.6k +1,558
64 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 7,7697.8k $390.0k $390.0k 0.00% New
65 CoreCap Advisors, LLC 0.04% of their portfolio SOUTHFIELD, MI 7,5797.6k $380.1k $380.1k 0.04% Added +5.1k +5,149
66 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 7,3667.4k $369.4k $369.4k 0.01% Added +2.8k +2,819
67 PDS Planning, Inc 0.04% of their portfolio DUBLIN, OH 7,2017.2k $361.1k $361.1k 0.04% New
68 Traynor Capital Management, Inc. 0.03% of their portfolio MALVERN, PA 6,6176.6k $331.8k $331.8k 0.03% Added +167 +167
69 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 6,1726.2k $309.5k $309.5k 0.02% Reduced -1.5k -1,465
70 KINGSWOOD WEALTH ADVISORS, LLC 0.03% of their portfolio SAN DIEGO, CA 5,7485.7k $288.3k $288.3k 0.03% New
71 DIVERSIFY WEALTH MANAGEMENT, LLC 0.03% of their portfolio SANDY, UT 5,6715.7k $268.9k $268.9k 0.03% First filing
72 Intrua Financial, LLC 0.05% of their portfolio Houston, TX 5,6115.6k $281.4k $281.4k 0.05% New
73 Brown Financial Advisors 0.12% of their portfolio MILFORD, OH 5,5625.6k $278.9k $278.9k 0.12% First filing
74 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 5,5605.6k $278.9k $278.9k 0.00% New
75 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 5,2035.2k $260.9k $260.9k 0.01% Added +10 +10
76 Novak & Powell Financial Services, Inc. 0.16% of their portfolio ST. PETERSBURG, FL 5,1005.1k $255.8k $255.8k 0.16% New
77 PFG Advisors 0.02% of their portfolio Phoenix, AZ 4,8934.9k $245.4k $245.4k 0.02% New
78 CAROLINAS WEALTH CONSULTING LLC 0.05% of their portfolio CHARLOTTE, NC 4,7914.8k $240.2k $240.2k 0.05% New
79 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 4,7694.8k $239.2k $239.2k 0.04% Unchanged
80 Empower Advisory Group, LLC 0.00% of their portfolio Greenwood Village, CO 4,5504.5k $228.2k $228.2k 0.00% New
81 Realta Investment Advisors 0.04% of their portfolio WILMINGTON, DE 4,0144.0k $201.3k $201.3k 0.04% New
82 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,0104.0k $201.1k $201.1k 0.00% New
83 Castleview Partners, LLC 0.08% of their portfolio DALLAS, TX 2,7952.8k $140.2k $140.2k 0.08% Added +219 +219
84 MGB Wealth Management, LLC 0.05% of their portfolio ADDISON, TX 2,5002.5k $127.7k $127.7k 0.05% New
85 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 2,1702.2k $108.8k $108.8k 0.01% Added +600 +600
86 ATTICUS WEALTH MANAGEMENT, LLC 0.03% of their portfolio Palm Beach Gardens, FL 2,0312.0k $101.9k $101.9k 0.03% New
87 HBC Financial Services, PLLC 0.06% of their portfolio SEATTLE, WA 1,9001.9k $94.0k $94.0k 0.06% Reduced -900 -900
88 NFSG Corp 0.03% of their portfolio BOCA RATON, FL 1,5671.6k $78.6k $78.6k 0.03% Added +155 +155
89 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,4141.4k $70.9k $70.9k 0.00% Added +1.1k +1,119
90 Belvedere Trading LLC 0.00% of their portfolio CHICAGO, IL 1,4111.4k $70.8k $70.8k 0.00% New
91 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,3571.4k $68.7k $68.7k 0.00% Unchanged
92 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,2661.3k $63.5k $63.5k 0.00% Added +1.3k +1,264
93 Triad Wealth Partners, LLC 0.03% of their portfolio LAWRENCE, KS 1,0181.0k $51.1k $51.1k 0.03% New
94 AlphaMark Advisors, LLC 0.02% of their portfolio FT. WRIGHT, KY 875875 $44.0k $44.0k 0.02% New
95 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 870870 $43.6k $43.6k 0.00% Reduced -1.9k -1,925
96 Centennial Bank/AR/ 0.02% of their portfolio CONWAY, AR 864864 $43.3k $43.3k 0.02% Added +567 +567
97 Heck Capital Advisors, LLC 0.00% of their portfolio Rhinelander, WI 714714 $35.8k $35.8k 0.00% Added +662 +662
98 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 650650 $32.6k $32.6k 0.00% Unchanged
99 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 401401 $20.1k $20.1k 0.00% Unchanged
100 Glassman Wealth Services 0.00% of their portfolio VIENNA, VA 300300 $15.0k $15.0k 0.00% Added +140 +140