Vault-13

RUNWAY GROWTH FINANCE CORP RWAY

COM · Common Stock · CUSIP 78163D100

97 institutional holders +14 vs Q1 2026
20,573,84020.6m shares reported held*
49.1% of all shares outstanding*
$115.4mreported value*
28 new 30 added 21 reduced 16 sold out net sold ≈ $2.4m (-424.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 41.9m as of 2026-08-03, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $5.61. Options: 2 managers hold calls ($72.4k notional), 2 hold puts ($127.3k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 36Q4 22: 47Q1 23: 50Q2 23: 50Q3 23: 55Q4 23: 71Q1 24: 69Q2 24: 65Q3 24: 65Q4 24: 82Q1 25: 86Q2 25: 79Q3 25: 89Q4 25: 84Q1 26: 83Q2 26: 9797Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202236
Q4 202247
Q1 202350
Q2 202350
Q3 202355
Q4 202371
Q1 202469
Q2 202465
Q3 202465
Q4 202482
Q1 202586
Q2 202579
Q3 202589
Q4 202584
Q1 202683
Q2 202697

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 36 bought or addedQ3 24: 29 cut or sold outQ4 24: 54 bought or addedQ4 24: 24 cut or sold outQ4 24Q1 25: 42 bought or addedQ1 25: 36 cut or sold outQ2 25: 44 bought or addedQ2 25: 42 cut or sold outQ2 25Q3 25: 47 bought or addedQ3 25: 33 cut or sold outQ4 25: 41 bought or addedQ4 25: 42 cut or sold outQ4 25Q1 26: 47 bought or addedQ1 26: 42 cut or sold outQ2 26: 58 bought or addedQ2 26: 37 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20243629
Q4 20245424
Q1 20254236
Q2 20254442
Q3 20254733
Q4 20254142
Q1 20264742
Q2 20265837

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 25 calls: $14.2kQ3 25 puts: $325.1kQ3 25P/C 22.86Q4 25 calls: $267.9kQ4 25 puts: $222.4kQ4 25P/C 0.83Q1 26 calls: $182.7kQ1 26 puts: $303.0kQ1 26P/C 1.66Q2 26 calls: $72.4kQ2 26 puts: $127.3kQ2 26P/C 1.76
Numbers
QuarterCallsPutsP/C
Q3 2025$14.2k$325.1k22.86
Q4 2025$267.9k$222.4k0.83
Q1 2026$182.7k$303.0k1.66
Q2 2026$72.4k$127.3k1.76

Biggest buyers

ARES MANAGEMENT LLC Added +339,356+339.4k
MORGAN STANLEY Added +276,118+276.1k
BANK OF AMERICA CORP /DE/ New +175,284+175.3k
Sound Income Strategies, LLC Added +159,810+159.8k
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Added +147,532+147.5k
MILLENNIUM MANAGEMENT LLC New +145,448+145.4k
CREDIT INDUSTRIEL ET COMMERCIAL New +82,759+82.8k
UMB Bank, n.a. Added +82,740+82.7k
SBE LLC DBA CEDAR COVE WEALTH PARTNERS Added +57,369+57.4k
Squarepoint Ops LLC New +42,843+42.8k

Biggest sellers

TWO SIGMA INVESTMENTS, LP Reduced -608,437-608.4k
North Ground Capital Reduced -233,326-233.3k
UBS Group AG Reduced -215,054-215.1k
MARSHALL WACE, LLP Reduced -208,815-208.8k
Bulldog Investors, LLP Reduced -181,075-181.1k
Alpine Global Management, LLC Reduced -181,059-181.1k
Jump Financial, LLC Reduced -118,412-118.4k
NORDEN GROUP LLC Reduced -80,027-80.0k
Schonfeld Strategic Advisors LLC Sold out -72,603-72.6k
Aquatic Capital Management LLC Sold out -70,585-70.6k

Biggest calls

CITADEL ADVISORS LLC Reduced $56.7k10.1k shares
SIMPLEX TRADING, LLC Unchanged $15.7k2.8k shares

Biggest puts

IMC-Chicago, LLC New $64.0k11.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $63.4k11.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
OCM Growth Holdings LLC 13D · may seek influence -2.9 pts · filed 2026-05-08 16.6% -2.9 pts 7.0m≈ $39.4m 2026-05-08

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q4 24: 2 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 2 buyingQ2 26: 0 sellingQ3 26: 4 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20242$309.6k0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20262$83.5k0——
Q3 20264$176.1k0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-09-22 Goldthorpe Edward J. Director Bought 6,251 $6.76 $42.3k6.3k shares +167%
2026-09-21 Goldthorpe Edward J. Director Bought 3,749 $6.72 $25.2k3.7k shares new
2026-09-09 Rovner Michael Co-Chief Executive Officer Bought 7,000 $6.57 $46.0k7.0k shares new
2026-08-14 SPRENG R DAVID President and Co-CEO, director Bought 1,000 $6.89 $6.9k1.0k shares +0%
2026-08-13 Thomson Carmela CFO, Treasurer and Secretary Bought 8,000 $6.97 $55.8k8.0k shares +165%
2026-05-20 Raterman Thomas B. CFO, COO Bought plan 7,000 $6.34 $44.4k7.0k shares +8%
2026-05-20 SPRENG R DAVID President and CEO, director Bought 3,000 $6.37 $19.1k3.0k shares +2%
2026-05-14 Raterman Thomas B. CFO, COO Bought plan 3,000 $6.67 $20.0k3.0k shares +3%
2026-04-09 Carlson Capital, L.P. +1 10% owner Sold 560,105 $6.59 $3.7m560.1k shares -13%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OAKTREE CAPITAL MANAGEMENT LP 0.74% of their portfolio LOS ANGELES, CA 7,029,6677.0m $39.4m $39.4m 0.74% Unchanged
2 Sound Income Strategies, LLC 0.50% of their portfolio FT LAUDERDALE, FL 2,003,0422.0m $11.2m $11.2m 0.50% Added +159.8k +159,810
3 ARES MANAGEMENT LLC 0.37% of their portfolio LOS ANGELES, CA 1,517,1791.5m $8.5m $8.5m 0.37% Added +339.4k +339,356
4 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 1,343,1311.3m $7.5m $7.5m 0.01% Reduced -51.4k -51,449
5 Bulldog Investors, LLP 1.26% of their portfolio SADDLE BROOK, NJ 1,019,0541.0m $5.7m $5.7m 1.26% Reduced -181.1k -181,075
6 North Ground Capital 4.90% of their portfolio Cohasset, MA 728,000728.0k $4.1m $4.1m 4.90% Reduced -233.3k -233,326
7 ALLIUM FINANCIAL ADVISORS, LLC 2.63% of their portfolio LAKE OSWEGO, OR 715,665715.7k $4.0m $4.0m 2.63% Reduced -60.1k -60,140
8 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 573,697573.7k $3.2m $3.2m 0.00% Added +33.9k +33,947
9 Summit Financial, LLC 0.03% of their portfolio PARSIPPANY, NJ 543,246543.2k $3.0m $3.0m 0.03% Added +15.3k +15,255
10 Alpine Global Management, LLC 0.46% of their portfolio NEW YORK, NY 500,192500.2k $2.8m $2.8m 0.46% Reduced -181.1k -181,059
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 486,912486.9k $2.7m $2.7m 0.00% Added +276.1k +276,118
12 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio Stamford, CT 431,542431.5k $2.4m $2.4m 0.01% Added +147.5k +147,532
13 Legal & General Group Plc 0.00% of their portfolio London, X0 278,034278.0k $1.6m $1.6m 0.00% Unchanged
14 SBE LLC DBA CEDAR COVE WEALTH PARTNERS 0.73% of their portfolio BLOOMINGTON, MN 275,536275.5k $1.5m $1.5m 0.73% Added +57.4k +57,369
15 Man Group plc 0.00% of their portfolio LONDON, X0 186,066186.1k $1.0m $1.0m 0.00% Added +30.8k +30,805
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 175,284175.3k $983.3k $983.3k 0.00% New
17 Crewe Advisors LLC 0.07% of their portfolio SALT LAKE CITY, UT 172,002172.0k $964.9k $964.9k 0.07% Unchanged
18 UMB Bank, n.a. 0.01% of their portfolio Kansas City, MO 156,944156.9k $880.5k $880.5k 0.01% Added +82.7k +82,740
19 Evanson Financial, LLC 0.04% of their portfolio MCLEAN, VA 150,467150.5k $844.1k $844.1k 0.04% First filing
20 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 145,448145.4k $816.0k $816.0k 0.00% New
21 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 141,904141.9k $796.1k $796.1k 0.00% Reduced -208.8k -208,815
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 128,176128.2k $719.1k $719.1k 0.00% Reduced -215.1k -215,054
23 Virtus Investment Advisers, LLC 0.16% of their portfolio HARTFORD, CT 121,023121.0k $678.9k $678.9k 0.16% Added +24.2k +24,174
24 BlackRock, Inc. 0.00% of their portfolio New York, NY 118,235118.2k $663.3k $663.3k 0.00% Added +16.0k +16,026
25 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 110,095110.1k $617.6k $617.6k 0.00% Reduced -15.1k -15,064
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 97,62297.6k $547.7k $547.7k 0.00% Added +6.4k +6,351
27 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 94,89194.9k $532.3k $532.3k 0.00% Added +18.3k +18,281
28 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 93,05093.0k $522.0k $522.0k 0.01% Reduced -3.0k -3,001
29 PVG ASSET MANAGEMENT CORP 0.29% of their portfolio GOLDEN, CO 90,20990.2k $506.1k $506.1k 0.29% Added +660 +660
30 CREDIT INDUSTRIEL ET COMMERCIAL 0.05% of their portfolio PARIS FRANCE, I0 82,75982.8k $464.3k $464.3k 0.05% New
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 75,25175.3k $422.2k $422.2k 0.00% Reduced -4.8k -4,750
32 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 73,71473.7k $414.0k $414.0k 0.00% Added +38.4k +38,385
33 Closed-End Fund Advisors, Inc. 0.39% of their portfolio RICHMOND, VA 70,58570.6k $396.0k $396.0k 0.39% Added +14.1k +14,085
34 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 70,47670.5k $395.4k $395.4k 0.00% Unchanged
35 Summit Trail Advisors, LLC 0.00% of their portfolio NEW YORK, NY 68,10468.1k $382.1k $382.1k 0.00% Unchanged
36 SMH CAPITAL ADVISORS INC 1.25% of their portfolio FORT WORTH, TX 56,77056.8k $318.5k $318.5k 1.25% Added +42.8k +42,770
37 Magnetar Financial LLC 0.00% of their portfolio EVANSTON, IL 48,75448.8k $273.5k $273.5k 0.00% Reduced -41.1k -41,122
38 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 42,84342.8k $240.3k $240.3k 0.00% New
39 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 37,04237.0k $207.8k $207.8k 0.00% Reduced -608.4k -608,437
40 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 36,63036.6k $205.5k $205.5k 0.00% Unchanged
41 Sunbeam Capital Management, LLC 0.08% of their portfolio ATLANTA, GA 32,57532.6k $182.7k $182.7k 0.08% Added +8.0k +8,000
42 ExodusPoint Capital Management, LP 0.00% of their portfolio NEW YORK, NY 30,65330.7k $172.0k $172.0k 0.00% New
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,46129.5k $165.3k $165.3k 0.00% Added +16.6k +16,634
44 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 29,45929.5k $165.3k $165.3k 0.00% Added +2.5k +2,537
45 STEEL GROVE CAPITAL ADVISORS, LLC 0.01% of their portfolio MEMPHIS, TN 28,10528.1k $157.7k $157.7k 0.01% Added +1.6k +1,592
46 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 26,72326.7k $149.9k $149.9k 0.00% New
47 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 22,00422.0k $123.4k $123.4k 0.00% Added +3.8k +3,751
48 Kingsbury Capital Investment Advisors LLC 0.10% of their portfolio Evanston, IL 21,04921.0k $118.1k $118.1k 0.10% Reduced -1.4k -1,426
49 KMT WEALTH MANAGEMENT, LLC 0.10% of their portfolio HERMOSA BEACH, CA 21,04921.0k $118.1k $118.1k 0.10% New
50 nVerses Capital, LLC 0.18% of their portfolio WELLINGTON, FL 20,34320.3k $114.1k $114.1k 0.18% Added +6.4k +6,406
51 NORDEN GROUP LLC 0.01% of their portfolio PROVO, UT 17,42017.4k $97.7k $97.7k 0.01% Reduced -80.0k -80,027
52 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 16,22716.2k $91.0k $91.0k 0.00% Reduced -5.7k -5,690
53 Blue Line Capital, LLC / IL 0.08% of their portfolio CHICAGO, IL 15,63815.6k $87.7k $87.7k 0.08% Added +750 +750
54 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,18715.2k $83.2k $83.2k 0.00% New
55 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,10115.1k $84.7k $84.7k 0.00% Added +2.7k +2,700
56 MGO ONE SEVEN LLC 0.00% of their portfolio Beachwood, OH 14,95415.0k $83.9k $83.9k 0.00% Added +8 +8
57 WINTON GROUP Ltd 0.00% of their portfolio LONDON, X0 14,94514.9k $83.8k $83.8k 0.00% New
58 Catalyst Capital Advisors LLC 0.00% of their portfolio San Juan, PR 14,00014.0k $78.5k $78.5k 0.00% Unchanged
59 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 13,75613.8k $77.2k $77.2k 0.00% Added +12.4k +12,436
60 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 11,74011.7k $65.9k $65.9k 0.00% New
61 IMC-Chicago, LLC 0.00% of their portfolio CHICAGO, IL 11,35411.4k $63.7k $63.7k 0.00% New
62 Jain Global LLC 0.00% of their portfolio NEW YORK, NY 10,90010.9k $61.1k $61.1k 0.00% New
63 Jump Financial, LLC 0.00% of their portfolio Chicago, IL 10,75810.8k $60.4k $60.4k 0.00% Reduced -118.4k -118,412
64 Perigon Wealth Management, LLC 0.00% of their portfolio SAN FRANCISCO, CA 10,00010.0k $56.1k $56.1k 0.00% Unchanged
65 Regatta Research & Money Management 0.05% of their portfolio METAIRIE, LA 8,7348.7k $49.0k $49.0k 0.05% First filing
66 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,8863.9k $21.8k $21.8k 0.00% Added +3.7k +3,701
67 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,5002.5k $14.0k $14.0k 0.00% New
68 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,3932.4k $13.4k $13.4k 0.00% Reduced -13.3k -13,336
69 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,9071.9k $10.7k $10.7k 0.00% Unchanged
70 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,5001.5k $8.4k $8.4k 0.00% Reduced -484 -484
71 State of Wyoming 0.00% of their portfolio CHEYENNE, WY 1,4441.4k $8.1k $8.1k 0.00% Reduced -13.5k -13,477
72 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 1,4221.4k $8.0k $8.0k 0.00% Added +742 +742
73 Key Capital Management, INC 0.00% of their portfolio HENDERSONVILLE, TN 37075, TN 1,2421.2k $7.0k $7.0k 0.00% Reduced -204 -204
74 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 878878 $4.9k $4.9k 0.00% Unchanged
75 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 830830 $4.7k $4.7k 0.00% New
76 Financial Network Wealth Advisors LLC 0.00% of their portfolio MURRAY, UT 751751 $4.2k $4.2k 0.00% Unchanged
77 Independence Bank of Kentucky 0.00% of their portfolio OWENSBORO, KY 548548 $3.1k $3.1k 0.00% Unchanged
78 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 546546 $3.1k $3.1k 0.00% New
79 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 498498 $2.8k $2.8k 0.00% New
80 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 468468 $2.6k $2.6k 0.00% Reduced -1.8k -1,847
81 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 394394 $2.2k $2.2k 0.00% New
82 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 332332 $1.9k $1.9k 0.00% First filing
83 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 293293 $1.6k $1.6k 0.00% New
84 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 184184 $1.0k $1.0k 0.00% New
85 Hilton Head Capital Partners, LLC 0.00% of their portfolio HILTON HEAD ISLAND, SC 7777 $432 $432 0.00% Unchanged
86 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 7676 $427 $427 0.00% Added +6 +6
87 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 7070 $394 $394 0.00% New
88 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 5050 $281 $281 0.00% Unchanged
89 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4444 $247 $247 0.00% New
90 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 3737 $208 $208 0.00% Unchanged
91 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 2626 $146 $146 0.00% New
92 Essential Partners LLC 0.00% of their portfolio RANCHO SANTA FE, CA 2525 $140 $140 0.00% New
93 Optiver Holding B.V. 0.00% of their portfolio AMSTERDAM, P7 1818 $101 $101 0.00% New
94 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 1111 $60 $60 0.00% New
95 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 1010 $56 $56 0.00% New
96 Fortitude Family Office, LLC 0.00% of their portfolio SCOTTSDALE, AZ 33 $17 $17 0.00% New
97 Covestor Ltd 0.00% of their portfolio LONDON, X0 11 $0 $0 0.00% New