Vault-13

ROYCE MICRO-CAP TR INC RMT

COM · Closed-End Fund · CUSIP 780915104

91 institutional holders +1 vs Q1 2024
15,078,46715.1m shares reported held*
$138.5mreported value*
7 new 35 added 25 reduced 8 sold out net sold ≈ $24.7m (-2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.19.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 90Q4 22: 87Q1 23: 88Q2 23: 86Q3 23: 84Q4 23: 89Q1 24: 90Q2 24: 9191Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202290
Q4 202287
Q1 202388
Q2 202386
Q3 202384
Q4 202389
Q1 202490
Q2 202491

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 43 bought or addedQ4 22: 39 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 34 cut or sold outQ2 23: 38 bought or addedQ2 23: 35 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 32 cut or sold outQ4 23: 42 bought or addedQ4 23: 32 cut or sold outQ4 23Q1 24: 38 bought or addedQ1 24: 39 cut or sold outQ2 24: 42 bought or addedQ2 24: 33 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224339
Q1 20234034
Q2 20233835
Q3 20233932
Q4 20234232
Q1 20243839
Q2 20244233

Biggest buyers

Clearstead Advisors, LLC New +256,864+256.9k
Atlas Wealth LLC New +138,590+138.6k
WOLVERINE ASSET MANAGEMENT LLC Added +109,516+109.5k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Added +89,882+89.9k
AQR Arbitrage LLC Added +87,143+87.1k
Shaker Financial Services, LLC Added +85,571+85.6k
CWM, LLC New +47,000+47.0k
Saba Capital Management, L.P. New +46,749+46.7k
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Added +45,627+45.6k
Quantedge Capital Pte Ltd New +44,797+44.8k

Biggest sellers

MORGAN STANLEY Reduced -3,069,150-3.1m
Allspring Global Investments Holdings, LLC Reduced -310,032-310.0k
Advisors Asset Management, Inc. Reduced -140,446-140.4k
1607 Capital Partners, LLC Reduced -129,269-129.3k
OSAIC HOLDINGS, INC. Reduced -78,051-78.1k
Janney Montgomery Scott LLC Sold out -24,998-25.0k
RAYMOND JAMES & ASSOCIATES Reduced -21,147-21.1k
COHEN & STEERS, INC. Reduced -20,000-20.0k
Fisher Asset Management, LLC Sold out -16,724-16.7k
Financial Advocates Investment Management Reduced -16,351-16.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Saba Capital Management, L.P. 13D · may seek influence +1.0 pts · filed 2026-08-05
Stated purposeNot Applicable. Full filing
 7.1% +1.0 pts 3.8m≈ $55.4m 2026-08-05

Fell to 5% or below in the last year: MORGAN STANLEY (4.8%, 2026-08-13)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 1 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 2 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20221$20.8k0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20242$92.5k0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,001,9632.0m $18.4m $18.4m 0.00% Reduced -3.1m -3,069,150
2 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 1,121,2931.1m $10.3m $10.3m 0.02% Reduced -310.0k -310,032
3 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.60% of their portfolio EDINA, MN 1,102,6141.1m $10.1m $10.1m 0.60% Added +45.6k +45,627
4 Alexander Randolph Advisory, Inc. 8.58% of their portfolio MCLEAN, VA 996,865996.9k $9.2m $9.2m 8.58% Added +2.3k +2,309
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 985,530985.5k $9.1m $9.1m 0.00% Added +10.2k +10,169
6 Advisors Asset Management, Inc. 0.14% of their portfolio Monument, CO 801,631801.6k $7.4m $7.4m 0.14% Reduced -140.4k -140,446
7 Shaker Financial Services, LLC 2.13% of their portfolio Arlington, VA 574,290574.3k $5.3m $5.3m 2.13% Added +85.6k +85,571
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 514,492514.5k $4.7m $4.7m 0.00% Added +24.8k +24,809
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 458,540458.5k $4.2m $4.2m 0.00% Added +8.3k +8,345
10 Mraz, Amerine & Associates, Inc. 0.76% of their portfolio Modesto, CA 402,102402.1k $3.7m $3.7m 0.76% Reduced -14.8k -14,780
11 FLAGSHIP HARBOR ADVISORS, LLC 0.21% of their portfolio BOSTON, MA 388,991389.0k $3.6m $3.6m 0.21% Added +27.4k +27,431
12 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.60% of their portfolio BLUE BELL, PA 318,672318.7k $2.9m $2.9m 0.60% Added +89.9k +89,882
13 1607 Capital Partners, LLC 0.26% of their portfolio Richmond, VA 316,001316.0k $2.9m $2.9m 0.26% Reduced -129.3k -129,269
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 298,224298.2k $2.7m $2.7m 0.00% Added +10.1k +10,115
15 FCA CORP /TX 0.87% of their portfolio HOUSTON, TX 296,801296.8k $2.7m $2.7m 0.87% Added +2.7k +2,665
16 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 291,075291.1k $2.7m $2.7m 0.01% Added +14.1k +14,079
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 283,422283.4k $2.6m $2.6m 0.00% Reduced -21.1k -21,147
18 Family Firm, Inc. 0.54% of their portfolio BETHESDA, MD 262,532262.5k $2.4m $2.4m 0.54% Added +10.4k +10,439
19 Clearstead Advisors, LLC 0.04% of their portfolio CLEVELAND, OH 256,864256.9k $2.4m $2.4m 0.04% New
20 AQR Arbitrage LLC 0.06% of their portfolio Greenwich, CT 247,197247.2k $2.3m $2.3m 0.06% Added +87.1k +87,143
21 BARD ASSOCIATES INC 0.64% of their portfolio CHICAGO, IL 182,501182.5k $1.7m $1.7m 0.64% Reduced -6.0k -6,000
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 162,786162.8k $1.5m $1.5m 0.00% Added +8.8k +8,799
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 142,679142.7k $1.3m $1.3m 0.00% Reduced -1.4k -1,371
24 Atlas Wealth LLC 0.15% of their portfolio CINCINNATI, OH 138,590138.6k $1.3m $1.3m 0.15% New
25 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 138,500138.5k $1.3m $1.3m 0.02% Reduced -1.2k -1,215
26 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.10% of their portfolio Englewood, NJ 129,900129.9k $1.2m $1.2m 0.10% Added +44.7k +44,724
27 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 128,426128.4k $1.2m $1.2m 0.02% Added +109.5k +109,516
28 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 124,229124.2k $1.1m $1.1m 0.01% First filing
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 107,814107.8k $990.8k $990.8k 0.00% Reduced -78.1k -78,051
30 Moors & Cabot, Inc. 0.05% of their portfolio BOSTON, MA 107,199107.2k $985.2k $985.2k 0.05% Added +2.1k +2,064
31 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 100,992101.0k $928.1k $928.1k 0.00% Reduced -97 -97
32 SAPIENT CAPITAL LLC 0.02% of their portfolio INDIANAPOLIS, IN 95,29595.3k $875.8k $875.8k 0.02% Added +8.0k +8,003
33 NWF Advisory Services Inc. 0.13% of their portfolio Los Angeles, CA 88,93288.9k $817.3k $817.3k 0.13% Added +541 +541
34 ROBERTS GLORE & CO INC /IL/ 0.24% of their portfolio DEERFIELD, IL 86,49286.5k $794.9k $794.9k 0.24% Reduced -544 -544
35 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 84,39584.4k $775.6k $775.6k 0.01% Reduced -793 -793
36 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 83,69983.7k $769.2k $769.2k 0.00% Unchanged
37 Diversify Advisory Services, LLC 0.03% of their portfolio SANDY, UT 68,59768.6k $631.8k $631.8k 0.03% Reduced -2.5k -2,457
38 TWIN FOCUS CAPITAL PARTNERS, LLC 0.09% of their portfolio Boston, MA 62,16162.2k $571.3k $571.3k 0.09% Unchanged
39 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 60,05860.1k $552.0k $552.0k 0.00% Added +1.5k +1,503
40 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 58,52458.5k $537.8k $537.8k 0.00% Added +13.0k +12,980
41 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 55,18555.2k $507.2k $507.2k 0.01% Added +991 +991
42 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 54,65254.7k $502.0k $502.0k 0.00% Added +5.6k +5,602
43 CWM, LLC 0.00% of their portfolio OMAHA, NE 47,00047.0k $432.0k $432.0k 0.00% New
44 Saba Capital Management, L.P. 0.01% of their portfolio NEW YORK, NY 46,74946.7k $429.6k $429.6k 0.01% New
45 Quantedge Capital Pte Ltd 0.15% of their portfolio Singapore, U0 44,79744.8k $411.7k $411.7k 0.15% New
46 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 43,63543.6k $401.0k $401.0k 0.01% Reduced -6.0k -5,984
47 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 41,38741.4k $380.3k $380.3k 0.00% Added +3.0k +2,984
48 WealthShield Partners, LLC 0.06% of their portfolio CARY, NC 40,24640.2k $369.9k $369.9k 0.06% Reduced -875 -875
49 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 39,85139.9k $366.2k $366.2k 0.00% Reduced -2.9k -2,898
50 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 39,43839.4k $362.4k $362.4k 0.00% Added +18.7k +18,661
51 Hara Capital LLC 0.22% of their portfolio BELLEVUE, WA 37,76037.8k $347.0k $347.0k 0.22% Unchanged
52 Logan Stone Capital, LLC 0.09% of their portfolio CHICAGO, IL 37,53437.5k $344.9k $344.9k 0.09% Added +16.7k +16,725
53 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 35,24635.2k $323.9k $323.9k 0.00% Added +7.2k +7,156
54 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 33,50433.5k $307.9k $307.9k 0.01% Reduced -821 -821
55 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 30,88430.9k $284.0k $284.0k 0.00% Reduced -20.0k -20,000
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 28,84828.8k $265.1k $265.1k 0.00% Added +6.3k +6,317
57 Karpus Management, Inc. 0.01% of their portfolio Pittsford, NY 28,00028.0k $257.3k $257.3k 0.01% Reduced -8.1k -8,054
58 Prairie Sky Financial Group LLC 0.15% of their portfolio Lake Bluff, IL 26,67626.7k $245.1k $245.1k 0.15% Unchanged
59 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 24,47124.5k $224.9k $224.9k 0.00% Added +825 +825
60 ARK & TLK INVESTMENTS, LLC 0.08% of their portfolio OKLAHOMA CITY, OK 22,81722.8k $209.7k $209.7k 0.08% Unchanged
61 Institute for Wealth Management, LLC. 0.03% of their portfolio DENVER, CO 20,70020.7k $190.2k $190.2k 0.03% Unchanged
62 PEAPACK GLADSTONE FINANCIAL CORP 0.00% of their portfolio BEDMINSTER, NJ 19,09719.1k $176.0k $176.0k 0.00% Reduced -362 -362
63 RAYMOND JAMES TRUST N.A. 0.00% of their portfolio ST. PETERSBURG, FL 17,32217.3k $159.2k $159.2k 0.00% Unchanged
64 DIVERSIFIED TRUST CO 0.00% of their portfolio MEMPHIS, TN 16,39416.4k $150.7k $150.7k 0.00% Unchanged
65 Financial Advocates Investment Management 0.01% of their portfolio OLYMPIA, WA 14,88314.9k $136.8k $136.8k 0.01% Reduced -16.4k -16,351
66 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 14,76714.8k $136.4k $136.4k 0.00% Added +14.7k +14,749
67 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 13,89013.9k $127.6k $127.6k 0.00% Unchanged
68 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 13,28613.3k $122.1k $122.1k 0.00% Added +33 +33
69 Hunter Perkins Capital Management, LLC 0.03% of their portfolio LOMBARD, IL 13,09313.1k $120.0k $120.0k 0.03% Reduced -3.3k -3,258
70 Soltis Investment Advisors LLC 0.01% of their portfolio ST. GEORGE, UT 11,92911.9k $109.6k $109.6k 0.01% Added +8 +8
71 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 10,82810.8k $99.5k $99.5k 0.00% Unchanged
72 Jaffetilchin Investment Partners, LLC 0.01% of their portfolio TAMPA, FL 10,78810.8k $99.1k $99.1k 0.01% Reduced -15.7k -15,683
73 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,76810.8k $99.0k $99.0k 0.00% Added +111 +111
74 FIRST FINANCIAL BANK - TRUST DIVISION 0.01% of their portfolio HAMILTON, OH 10,74110.7k $98.7k $98.7k 0.01% Unchanged
75 EHRLICH FINANCIAL GROUP 0.08% of their portfolio LAGUNA NIGUEL, CA 10,47610.5k $96.3k $96.3k 0.08% Unchanged
76 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 9,8909.9k $90.9k $90.9k 0.00% Reduced -1.7k -1,735
77 CAROLINAS WEALTH CONSULTING LLC 0.02% of their portfolio CHARLOTTE, NC 9,3429.3k $85.9k $85.9k 0.02% Unchanged
78 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 4,4964.5k $41.3k $41.3k 0.00% Unchanged
79 SITTNER & NELSON, LLC 0.02% of their portfolio EUGENE, OR 3,9343.9k $36.2k $36.2k 0.02% Added +76 +76
80 BARRETT & COMPANY, INC. 0.01% of their portfolio PROVIDENCE, RI 3,2503.2k $29.9k $29.9k 0.01% Unchanged
81 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 2,6072.6k $24.0k $24.0k 0.00% New
82 Sandy Spring Bank 0.00% of their portfolio Olney, MD 2,0962.1k $19.3k $19.3k 0.00% Unchanged
83 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 1,3021.3k $12.9k $12.9k 0.00% Unchanged
84 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 1,1761.2k $10.8k $10.8k 0.00% Unchanged
85 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 1,0361.0k $9.5k $9.5k 0.00% First filing
86 Great Lakes Retirement, Inc. 0.00% of their portfolio SANDUSKY, OH 560560 $5.1k $5.1k 0.00% New
87 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 174174 $1.6k $1.6k 0.00% Added +1 +1
88 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7777 $710 $710 0.00% Unchanged
89 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 1616 $147 $147 0.00% Unchanged
90 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11 $9 $9 0.00% Unchanged
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged