ROYCE MICRO-CAP TR INC RMT
COM · Closed-End Fund · CUSIP 780915104
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.68.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 90 |
| Q4 2022 | 87 |
Biggest buyers
| Allspring Global Investments Holdings, LLC | Added | +359.0k |
| DFPG INVESTMENTS, LLC | New | +78.6k |
| Cetera Investment Advisers | Added | +72.6k |
| Apollon Wealth Management, LLC | New | +54.8k |
| Mraz, Amerine & Associates, Inc. | Added | +29.5k |
| CAPTRUST FINANCIAL ADVISORS | Added | +23.8k |
| NORTHERN TRUST CORP | New | +20.6k |
| Weiss Asset Management LP | New | +19.7k |
| ROYAL BANK OF CANADA | Added | +18.1k |
| BANK OF AMERICA CORP /DE/ | Added | +17.7k |
Biggest sellers
| Advisors Asset Management, Inc. | Reduced | -1.2m |
| MORGAN STANLEY | Reduced | -630.7k |
| Shaker Financial Services, LLC | Reduced | -589.8k |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | Reduced | -108.1k |
| 1607 Capital Partners, LLC | Reduced | -105.3k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | Sold out | -103.0k |
| WELLS FARGO & COMPANY/MN | Reduced | -96.2k |
| Prospera Financial Services Inc | Sold out | -54.9k |
| Cornerstone Advisors, LLC | Sold out | -47.3k |
| Karpus Management, Inc. | Reduced | -36.8k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
Saba Capital Management, L.P.
13D · may seek influence
+1.0 pts · filed 2026-08-05
Stated purposeNot Applicable. Full filing |
7.1% |
Fell to 5% or below in the last year: MORGAN STANLEY (4.8%, 2026-08-13)
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 1 | $9.3k | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 1 | $20.8k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2022-10-05 | Grisanti Christopher C. Director | Bought | $20.8k2.5k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 2.1m $17.9m | Reduced -630.7k |
| Allspring Global Investments Holdings, LLC 0.02% of their portfolio | 1.1m $9.9m | Added +359.0k |
| Advisors Asset Management, Inc. 0.18% of their portfolio | 989.5k $8.6m | Reduced -1.2m |
| UBS Group AG 0.00% of their portfolio | 963.2k $8.4m | Added +13.5k |
| 1607 Capital Partners, LLC 0.53% of their portfolio | 890.6k $7.7m | Reduced -105.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 771.1k $6.7m | Reduced -96.2k |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.23% of their portfolio | 412.3k $3.6m | Reduced -108.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 395.1k $3.4m | Added +17.7k |
| Mraz, Amerine & Associates, Inc. 0.77% of their portfolio | 377.9k $3.3m | Added +29.5k |
| FLAGSHIP HARBOR ADVISORS, LLC 0.33% of their portfolio | 371.0k $3.2m | Added +9.0k |
| 1832 Asset Management L.P. 0.01% of their portfolio | 302.5k $2.6m | Unchanged |
| FCA CORP /TX 0.99% of their portfolio | 285.0k $2.5m | Added +3.6k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 279.2k $2.4m | Added +15.9k |
| Family Firm, Inc. 0.65% of their portfolio | 256.5k $2.2m | Added +11.1k |
| BARD ASSOCIATES INC 0.89% of their portfolio | 239.0k $2.1m | Reduced -6.0k |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.60% of their portfolio | 211.4k $1.8m | Reduced -12.2k |
| Atlas Wealth LLC 0.48% of their portfolio | 203.4k $1.8m | First filing |
| LPL Financial LLC 0.00% of their portfolio | 176.1k $1.5m | Reduced -5.1k |
| Cetera Investment Advisers 0.01% of their portfolio | 156.8k $1.4m | Added +72.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 156.5k $1.4m | Added +18.1k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 153.9k $1.3m | Reduced -14.7k |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio | 143.6k $1.2m | Reduced -562 |
| CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio | 124.1k $1.1m | Added +23.8k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 120.6k $1.0m | Added +3.4k |
| Moors & Cabot, Inc. 0.06% of their portfolio | 98.0k $850.6k | Added +6.8k |
| Private Advisor Group, LLC 0.02% of their portfolio | 84.6k $697.2k | Reduced -9.6k |
| BROWN ADVISORY INC 0.00% of their portfolio | 78.7k $683.3k | Added +1.1k |
| DFPG INVESTMENTS, LLC 0.12% of their portfolio | 78.6k $728.2k | New |
| COHEN & STEERS, INC. 0.00% of their portfolio | 70.9k $615.0k | Unchanged |
| Shaker Financial Services, LLC 0.26% of their portfolio | 64.8k $562.6k | Reduced -589.8k |
| TWIN FOCUS CAPITAL PARTNERS, LLC 0.11% of their portfolio | 62.2k $539.6k | Unchanged |
| ROBERTS GLORE & CO INC /IL/ 0.17% of their portfolio | 57.8k $501.8k | Added +1.3k |
| WealthShield Partners, LLC 0.09% of their portfolio | 55.5k $481.5k | Added +114 |
| Apollon Wealth Management, LLC 0.03% of their portfolio | 54.8k $475.6k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 54.7k $474.0k | Added +1.9k |
| RESOLUTE FINANCIAL, LLC 0.39% of their portfolio | 53.5k $464.3k | Added +1.6k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 48.8k $424.0k | Reduced -686 |
| PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio | 46.4k $403.0k | Reduced -147 |
| Karpus Management, Inc. 0.01% of their portfolio | 43.5k $377.6k | Reduced -36.8k |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 42.7k $370.6k | Reduced -20.4k |
| Kingsview Wealth Management, LLC 0.01% of their portfolio | 38.0k $330.0k | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 36.7k $318.5k | Reduced -1.2k |
| Insight Folios Inc 0.13% of their portfolio | 33.7k $292.4k | Reduced -762 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 33.3k $289.3k | Reduced -16.2k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 32.4k $282.0k | Reduced -9.7k |
| M&T Bank Corp 0.00% of their portfolio | 31.0k $269.0k | Unchanged |
| NewEdge Advisors, LLC 0.01% of their portfolio | 28.4k $245.6k | Reduced -1.7k |
| Financial Advocates Investment Management 0.02% of their portfolio | 28.3k $245.3k | Added +883 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 28.0k $243.4k | Added +96 |
| Wealthcare Advisory Partners LLC 0.01% of their portfolio | 25.3k $219.6k | Added +9.8k |
| Institute for Wealth Management, LLC. 0.04% of their portfolio | 23.8k $206.3k | Unchanged |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 23.3k $202.0k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 20.6k $178.8k | New |
| Weiss Asset Management LP 0.01% of their portfolio | 19.7k $171.1k | New |
| Koshinski Asset Management, Inc. 0.02% of their portfolio | 18.8k $163.3k | Unchanged |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio | 16.4k $142.0k | New |
| DIVERSIFIED TRUST CO 0.01% of their portfolio | 16.0k $139.0k | Unchanged |
| DAVENPORT & Co LLC 0.00% of their portfolio | 16.0k $139.0k | Added +490 |
| 9258 Wealth Management, LLC 0.03% of their portfolio | 15.8k $137.4k | Added +497 |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 15.5k $134.4k | New |
| Elequin Capital, LP 0.04% of their portfolio | 15.3k $133.0k | New |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 14.7k $127.6k | Added +811 |
| Heron Bay Capital Management 0.08% of their portfolio | 14.6k $126.4k | Reduced -3.6k |
| Stratos Wealth Partners, LTD. 0.00% of their portfolio | 12.6k $109.7k | Added +394 |
| Soltis Investment Advisors LLC 0.01% of their portfolio | 12.4k $107.8k | Unchanged |
| FIRST FINANCIAL BANK - TRUST DIVISION 0.01% of their portfolio | 10.7k $93.0k | Unchanged |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.01% of their portfolio | 10.4k $90.5k | New |
| CAROLINAS WEALTH CONSULTING LLC 0.02% of their portfolio | 9.3k $81.1k | Unchanged |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 6.4k $55.2k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 4.2k $37.0k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 3.6k $31.6k | Added +1.1k |
| SITTNER & NELSON, LLC 0.02% of their portfolio | 3.5k $30.2k | Added +108 |
| Hanson & Doremus Investment Management 0.01% of their portfolio | 3.3k $29.0k | Added +45 |
| BARRETT & COMPANY, INC. 0.02% of their portfolio | 3.2k $28.2k | Unchanged |
| New Hampshire Trust 0.01% of their portfolio | 2.8k $24.1k | First filing |
| Advisory Services Network, LLC 0.00% of their portfolio | 2.5k $21.5k | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 2.4k $21.0k | Added +74 |
| Ancora Advisors LLC 0.00% of their portfolio | 2.3k $20.0k | Added +39 |
| Sandy Spring Bank 0.00% of their portfolio | 2.1k $18.2k | Unchanged |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 1.4k $12.3k | First filing |
| North Star Investment Management Corp. 0.00% of their portfolio | 1.2k $10.2k | Unchanged |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 169 $1.5k | Added +4 |
| IFP Advisors, Inc 0.00% of their portfolio | 103 $1.0k | Reduced -2 |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 81 $703 | Added +2 |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 64 $556 | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 1 $9 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |