ROCKET COS INC RKT
COM CL A · Common Stock · CUSIP 77311W101 · ISIN US77311W1018
Detroit-based, publicly-traded home ownership and fintech company focused on mortgages and financial freedom
- SectorFinancials
- IndustryMortgage Bankers & Loan Correspondents
- HeadquartersDetroit, MI
- Websiterocket.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($633.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $8.96. Options: 17 managers hold calls ($40.2m notional), 19 hold puts ($29.5m).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 219 |
| Q4 2022 | 239 |
| Q1 2023 | 244 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 112 | 101 |
| Q1 2023 | 116 | 99 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $34.5m | $51.4m | 1.49 |
| Q4 2022 | $45.7m | $47.3m | 1.03 |
| Q1 2023 | $40.2m | $29.5m | 0.73 |
Biggest buyers
| FMR LLC | Added | +20.5m |
| Balyasny Asset Management L.P. | New | +2.0m |
| Capital World Investors | Added | +1.2m |
| ENVESTNET ASSET MANAGEMENT INC | Added | +811.1k |
| NORTHERN TRUST CORP | Added | +454.3k |
| STRS OHIO | New | +259.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +245.8k |
| Greylin Investment Management, Inc | Added | +224.7k |
| CREDIT SUISSE AG/ | Added | +217.5k |
| SOROS FUND MANAGEMENT LLC | New | +200.0k |
Biggest sellers
| Caledonia (Private) Investments Pty Ltd | Reduced | -5.3m |
| Junto Capital Management LP | Sold out | -1.9m |
| ALLIANCEBERNSTEIN L.P. | Reduced | -1.7m |
| Invesco Ltd. | Reduced | -964.6k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -952.3k |
| Sculptor Capital LP | Reduced | -511.5k |
| MORGAN STANLEY | Reduced | -496.2k |
| HSBC HOLDINGS PLC | Reduced | -451.5k |
| BANK OF AMERICA CORP /DE/ | Reduced | -450.5k |
| BOOTHBAY FUND MANAGEMENT, LLC | Reduced | -387.1k |
Biggest calls
| SOROS FUND MANAGEMENT LLC | Unchanged | $9.1m1.0m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $8.6m947.1k shares |
| CITADEL ADVISORS LLC | Reduced | $6.2m686.2k shares |
| SIMPLEX TRADING, LLC | Reduced | $4.6m506.1k shares |
| PEAK6 Investments LLC | Added | $2.8m305.5k shares |
| JANE STREET GROUP, LLC | Reduced | $2.3m250.0k shares |
| GROUP ONE TRADING LLC | Reduced | $1.6m178.1k shares |
| IMC-Chicago, LLC | Added | $1.5m170.5k shares |
| WOLVERINE TRADING, LLC | Reduced | $1.4m160.4k shares |
| Walleye Trading LLC | Reduced | $1.1m126.4k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $10.1m1.1m shares |
| Walleye Trading LLC | Added | $3.2m350.8k shares |
| JANE STREET GROUP, LLC | Reduced | $2.7m299.0k shares |
| NATIONAL BANK OF CANADA /FI/ | Added | $2.7m2.9k shares |
| Sculptor Capital LP | Reduced | $2.6m285.5k shares |
| CITADEL ADVISORS LLC | Reduced | $2.1m233.6k shares |
| SIMPLEX TRADING, LLC | Reduced | $1.6m180.6k shares |
| GROUP ONE TRADING LLC | Reduced | $1.2m128.4k shares |
| IMC-Chicago, LLC | Added | $1.1m121.2k shares |
| WOLVERINE TRADING, LLC | Reduced | $845.0k96.1k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Gilbert Daniel B 13D · may seek influence -19.3 pts · filed 2025-10-15 | 57.1% |
| Capital World Investors 13G · institution new · filed 2026-08-12 | 7.1% |
| PRICE T ROWE ASSOCIATES INC /MD/ 13G · institution new · filed 2026-08-14 | 5.6% |
| FMR LLC 13G · institution +3.1 pts · filed 2026-08-06 | 5.4% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-30 | 5.0% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27; now reported by VANGUARD CAPITAL MANAGEMENT LLC), Boston Partners (1.4%, 2026-01-16)
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 1 | $199.3k | 0 | — | — |
| Q2 2022 | 2 | $12.6m | 0 | — | — |
| Q3 2022 | 2 | $14.0m | 0 | — | — |
| Q4 2022 | 2 | $12.1m | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| FMR LLC 0.01% of their portfolio | 22.4m $203.4m | Added +20.5m |
| VANGUARD GROUP INC 0.00% of their portfolio | 10.9m $98.7m | Added +40.9k |
| BlackRock Inc. 0.00% of their portfolio | 5.5m $49.8m | Reduced -130.8k |
| Caledonia (Private) Investments Pty Ltd 1.08% of their portfolio | 5.3m $48.0m | Reduced -5.3m |
| Invesco Ltd. 0.01% of their portfolio | 5.2m $46.9m | Reduced -964.6k |
| Technology Crossover Management X, Ltd. 6.15% of their portfolio | 4.5m $40.3m | Unchanged |
| Capital World Investors 0.01% of their portfolio | 3.6m $32.9m | Added +1.2m |
| Davis Selected Advisers 0.22% of their portfolio | 3.6m $32.7m | Reduced -152.4k |
| MORGAN STANLEY 0.00% of their portfolio | 2.9m $26.2m | Reduced -496.2k |
| FIRST TRUST ADVISORS LP 0.02% of their portfolio | 2.2m $20.4m | Added +103.6k |
| STATE STREET CORP 0.00% of their portfolio | 2.0m $17.9m | Added +26.4k |
| Balyasny Asset Management L.P. 0.06% of their portfolio | 2.0m $17.9m | New |
| RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio | 1.9m $17.0m | Reduced -297.3k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 1.8m $7.0m | Added +811.1k |
| BRUNI J V & CO /CO 2.10% of their portfolio | 1.7m $15.2m | Reduced -1.6k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.6m $14.4m | Added +53.5k |
| Retirement Systems of Alabama 0.06% of their portfolio | 1.4m $13.1m | Unchanged |
| HILLMAN CO 5.62% of their portfolio | 1.3m $11.4m | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 919.5k $8.3m | Added +454.3k |
| FEDERATED HERMES, INC. 0.02% of their portfolio | 810.6k $7.3m | Added +40.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio | 764.2k $6.9m | Added +245.8k |
| Wealthspire Advisors, LLC 0.12% of their portfolio | 740.4k $6.7m | Unchanged |
| CREDIT SUISSE AG/ 0.01% of their portfolio | 738.6k $6.7m | Added +217.5k |
| Schonfeld Strategic Advisors LLC 0.06% of their portfolio | 735.3k $6.7m | Reduced -236.0k |
| MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio | 702.6k $6.4m | Reduced -28.0k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 641.2k $5.8m | Reduced -997 |
| Patient Capital Management, LLC 2.05% of their portfolio | 507.7k $4.6m | Unchanged |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 487.4k $4.4m | Added +138.5k |
| VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio | 455.1k $4.1m | Reduced -25.1k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.11% of their portfolio | 453.0k $4.1m | Reduced -101.9k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 452.2k $4.1m | Reduced -50.9k |
| Legal & General Group Plc 0.00% of their portfolio | 408.3k $3.7m | Added +33.1k |
| JUPITER ASSET MANAGEMENT LTD 0.05% of their portfolio | 375.1k $3.4m | Reduced -27.5k |
| CAPITAL FUND MANAGEMENT S.A. 0.06% of their portfolio | 349.1k $3.2m | Added +52.0k |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 300.3k $2.7m | Reduced -451.5k |
| NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio | 296.3k $2.7m | Added +82.2k |
| Sculptor Capital LP 0.06% of their portfolio | 285.5k $2.6m | Reduced -511.5k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 264.8k $2.4m | Added +12.3k |
| Swiss National Bank 0.00% of their portfolio | 262.8k $2.4m | Reduced -18.3k |
| STRS OHIO 0.00% of their portfolio | 259.1k $2.3m | New |
| Greylin Investment Management, Inc 0.41% of their portfolio | 248.9k $2.3m | Added +224.7k |
| NOMURA HOLDINGS INC 0.02% of their portfolio | 247.5k $2.2m | Added +149.7k |
| Gotham Asset Management, LLC 0.05% of their portfolio | 242.7k $2.2m | Added +48.6k |
| Allianz Asset Management GmbH 0.00% of their portfolio | 241.3k $2.2m | Unchanged |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 241.3k $2.2m | Added +2.4k |
| Zweig-DiMenna Associates LLC 0.26% of their portfolio | 214.9k $1.9m | Unchanged |
| SOROS FUND MANAGEMENT LLC 0.03% of their portfolio | 200.0k $1.8m | New |
| LifePro Asset Management 0.99% of their portfolio | 195.3k $1.4m | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 170.6k $1.5m | Reduced -450.5k |
| LPL Financial LLC 0.00% of their portfolio | 167.0k $1.5m | Added +49.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 154.9k $1.4m | Added +29.7k |
| Kingfisher Capital LLC 0.36% of their portfolio | 152.3k $1.4m | Added +472 |
| CANTOR FITZGERALD, L. P. 0.03% of their portfolio | 147.1k $1.3m | New |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.03% of their portfolio | 140.6k $1.3m | Reduced -206.8k |
| BROOKTREE CAPITAL MANAGEMENT 0.94% of their portfolio | 132.6k $1.2m | Added +41.8k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 130.7k $1.2m | Reduced -952.3k |
| Holocene Advisors, LP 0.01% of their portfolio | 128.8k $1.2m | New |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 121.1k $1.1m | Reduced -1.7m |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 118.6k $1.1m | Reduced -560 |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 117.7k $1.1m | Added +58.6k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 112.6k $1.0m | Reduced -2.5k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 112.2k $1.0m | Added +8.2k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 109.8k $994.4k | Reduced -34.8k |
| TUDOR INVESTMENT CORP ET AL 0.02% of their portfolio | 106.0k $960.0k | Reduced -206.1k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 105.6k $957.1k | Added +2.8k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 104.8k $949.5k | Unchanged |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio | 101.9k $923.3k | Unchanged |
| MARSHALL WACE, LLP 0.00% of their portfolio | 101.4k $918.8k | Reduced -226.6k |
| IEQ CAPITAL, LLC 0.02% of their portfolio | 100.0k $906.0k | Unchanged |
| SEI INVESTMENTS CO 0.00% of their portfolio | 94.3k $854.6k | Added +22.6k |
| CIBC Private Wealth Group LLC 0.00% of their portfolio | 89.6k $811.6k | Added +45.5k |
| Keebeck Wealth Management 0.12% of their portfolio | 83.0k $752.0k | Added +43.0k |
| USS Investment Management Ltd 0.01% of their portfolio | 82.8k $749.5k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 81.6k $739.5k | Added +45.9k |
| Quinn Opportunity Partners LLC 0.08% of their portfolio | 80.1k $725.8k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 80.1k $725.0k | Added +40.9k |
| Aspen Grove Capital, LLC 0.32% of their portfolio | 80.0k $724.8k | Unchanged |
| HCR Wealth Advisors 0.14% of their portfolio | 79.2k $717.6k | Reduced -1.1k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 78.0k $706.6k | Reduced -295.4k |
| BARCLAYS PLC 0.00% of their portfolio | 74.1k $671.5k | Reduced -312.2k |
| Quadrature Capital Ltd 0.02% of their portfolio | 73.2k $662.5k | New |
| CITIGROUP INC 0.00% of their portfolio | 71.4k $647.0k | Added +60.2k |
| HighTower Advisors, LLC 0.00% of their portfolio | 64.4k $584.0k | Added +2.1k |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 63.4k $574.4k | Added +14.0k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 63.4k $574.0k | Added +2.4k |
| Creative Planning 0.00% of their portfolio | 61.1k $553.2k | New |
| Global Retirement Partners, LLC 0.03% of their portfolio | 59.0k $509.6k | Reduced -13.1k |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio | 56.4k $511.0k | Reduced -1.8k |
| Belpointe Asset Management LLC 0.03% of their portfolio | 56.2k $509.2k | Added +37.6k |
| Aigen Investment Management, LP 0.07% of their portfolio | 55.9k $506.7k | New |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 55.3k $500.8k | Added +27.9k |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 55.2k $500.3k | Reduced -1.5k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 54.7k $496.0k | Reduced -2.7k |
| Integrated Investment Consultants, LLC 0.15% of their portfolio | 54.5k $493.3k | Added +651 |
| Treasurer of the State of North Carolina 0.00% of their portfolio | 49.6k $449.0k | Added +350 |
| Intrinsic Value Partners, LLC 0.51% of their portfolio | 41.6k $377.3k | Reduced -7.6k |
| GROUP ONE TRADING LLC 0.02% of their portfolio | 37.5k $339.5k | New |
| Missouri Trust & Investment Co 0.22% of their portfolio | 37.5k $339.5k | Reduced -6.2k |
| Kula Investments, LLC 0.08% of their portfolio | 37.0k $334.8k | Reduced -59.2k |
| ExodusPoint Capital Management, LP 0.00% of their portfolio | 36.3k $329.0k | New |