Vault-13

RIVIAN AUTOMOTIVE INC RIVN 4.625 03.15.29

NOTE 4.625% 3/1 · US DOMESTIC · CUSIP 76954AAB9

77 institutional holders +9 vs Q1 2024
18,493,50018.5m shares reported held*
$1.5bnreported value*
17 new 17 added 29 reduced 8 sold out net sold ≈ $1.2m (-6.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $79.04.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q1 24: 68Q2 24: 7777Q1 24Q2 24
Numbers
QuarterHolders
Q1 202468
Q2 202477

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $2.3mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$2.3m$00.00
Q2 2024$0$0—

Biggest buyers

ADVENT CAPITAL MANAGEMENT /DE/ New +31,187,000+31.2m
PRICE T ROWE ASSOCIATES INC /MD/ Added +25,736,000+25.7m
LMR Partners LLP Added +24,500,000+24.5m
Calamos Advisors LLC Added +18,942,000+18.9m
BlackRock Inc. Added +18,730,000+18.7m
Allianz Asset Management GmbH New +15,800,000+15.8m
Lombard Odier Asset Management (USA) Corp New +15,000,000+15.0m
WOLVERINE ASSET MANAGEMENT LLC Added +14,500,000+14.5m
SCHRODER INVESTMENT MANAGEMENT GROUP New +13,700,000+13.7m
Murchinson Ltd. New +11,500,000+11.5m

Biggest sellers

MORGAN STANLEY Reduced -32,224,000-32.2m
BANK OF AMERICA CORP /DE/ Sold out -28,614,000-28.6m
Paloma Partners Management Co Sold out -21,500,000-21.5m
TWO SIGMA INVESTMENTS, LP Reduced -17,000,000-17.0m
Balyasny Asset Management L.P. Reduced -17,000,000-17.0m
Aequim Alternative Investments LP Sold out -15,000,000-15.0m
JPMORGAN CHASE & CO Sold out -12,632,000-12.6m
Portman Square Capital LLP Reduced -12,500,000-12.5m
ROYAL BANK OF CANADA Reduced -12,414,000-12.4m
Sculptor Capital LP Reduced -12,000,000-12.0m

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SOROS FUND MANAGEMENT LLC 4.38% of their portfolio NEW YORK, NY 198,436,000198.4m $194.9m $194.9m 4.38% Added +7.0m +7,000,000
2 Davidson Kempner Capital Management LP 1.78% of their portfolio New York, NY 110,000,000110.0m $107.6m $107.6m 1.78% Reduced -5.0m -5,000,000
3 LAZARD ASSET MANAGEMENT LLC 0.12% of their portfolio NEW YORK, NY 95,852,00095.9m $93.3m $93.3m 0.12% Unchanged
4 Calamos Advisors LLC 0.45% of their portfolio NAPERVILLE, IL 95,134,00095.1m $93.7m $93.7m 0.45% Added +18.9m +18,942,000
5 Sculptor Capital LP 1.78% of their portfolio New York, NY 87,625,00087.6m $86.3m $86.3m 1.78% Reduced -12.0m -12,000,000
6 WOLVERINE ASSET MANAGEMENT LLC 1.49% of their portfolio CHICAGO, IL 81,000,00081.0m $79.1m $79.1m 1.49% Added +14.5m +14,500,000
7 MILLENNIUM MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 60,690,00060.7m $59.6m $59.6m 0.05% Added +2.2m +2,250,000
8 LMR Partners LLP 1.09% of their portfolio LONDON, X0 52,000,00052.0m $51.0m $51.0m 1.09% Added +24.5m +24,500,000
9 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 46,497,00046.5m $45.5m $45.5m 0.01% Added +25.7m +25,736,000
10 BlackRock Inc. 0.00% of their portfolio New York, NY 36,220,00036.2m $35.1m $35.1m 0.00% Added +18.7m +18,730,000
11 TWO SIGMA INVESTMENTS, LP 0.08% of their portfolio NEW YORK, NY 36,100,00036.1m $35.0m $35.0m 0.08% Reduced -17.0m -17,000,000
12 D. E. Shaw & Co., Inc. 0.05% of their portfolio New York, NY 35,000,00035.0m $34.4m $34.4m 0.05% Added +8.5m +8,500,000
13 Balyasny Asset Management L.P. 0.09% of their portfolio Chicago, IL 34,000,00034.0m $33.3m $33.3m 0.09% Reduced -17.0m -17,000,000
14 ADVENT CAPITAL MANAGEMENT /DE/ 0.75% of their portfolio NEW YORK, NY 31,187,00031.2m $30.8m $30.8m 0.75% New
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.05% of their portfolio BALA CYNWYD, PA 30,753,00030.8m $30.3m $30.3m 0.05% Reduced -8.0m -8,000,000
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 30,300,00030.3m $30.2m $30.2m 0.00% Added +5.5m +5,500,000
17 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 22,389,00022.4m $21.7m $21.7m 0.02% Reduced -8.0m -8,017,000
18 AVIVA PLC 0.05% of their portfolio LONDON, X0 20,000,00020.0m $19.5m $19.5m 0.05% Reduced -10.9m -10,900,000
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 19,808,00019.8m $19.2m $19.2m 0.00% Reduced -32.2m -32,224,000
20 Portman Square Capital LLP 6.50% of their portfolio London, X0 19,700,00019.7m $19.3m $19.3m 6.50% Reduced -12.5m -12,500,000
21 FMR LLC 0.00% of their portfolio BOSTON, MA 18,896,00018.9m $18.3m $18.3m 0.00% Reduced -1.2m -1,200,000
22 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 17,500,00017.5m $17.0m $17.0m 0.02% Added +7.5m +7,500,000
23 MacKay Shields LLC 0.48% of their portfolio New York, NY 16,081,00016.1m $15.7m $15.7m 0.48% Reduced -41.0k -41,000
24 Allianz Asset Management GmbH 0.02% of their portfolio MUNICH, 2M 15,800,00015.8m $15.4m $15.4m 0.02% New
25 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 15,204,00015.2m $14.9m $14.9m 0.02% Reduced -4.4m -4,400,000
26 Lombard Odier Asset Management (USA) Corp 5.58% of their portfolio New York, NY 15,000,00015.0m $14.8m $14.8m 5.58% New
27 Point72 Asset Management, L.P. 0.05% of their portfolio STAMFORD, CT 15,000,00015.0m $14.7m $14.7m 0.05% Added +1.5m +1,500,000
28 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.02% of their portfolio FRANKFURT AM MAIN, 2M 14,750,00014.8m $14.4m $14.4m 0.02% Unchanged
29 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 13,700,00013.7m $13.4m $13.4m 0.01% New
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,500,00012.5m $12.1m $12.1m 0.00% Unchanged
31 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 12,500,00012.5m $12.3m $12.3m 0.01% Reduced -2.5m -2,500,000
32 AXA S.A. 0.02% of their portfolio PARIS, I0 11,800,00011.8m $11.6m $11.6m 0.02% Added +5.6m +5,600,000
33 Murchinson Ltd. 2.42% of their portfolio TORONTO, A6 11,500,00011.5m $11.3m $11.3m 2.42% New
34 READYSTATE ASSET MANAGEMENT LP 0.53% of their portfolio CHICAGO, IL 11,500,00011.5m $11.2m $11.2m 0.53% Reduced -5.0m -5,000,000
35 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 11,275,00011.3m $10.9m $10.9m 0.00% Added +1.4m +1,375,000
36 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 9,485,0009.5m $9.3m $9.3m 0.00% Added +6.2m +6,150,000
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9,070,0009.1m $8.9m $8.9m 0.00% Reduced -12.4m -12,414,000
38 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 7,594,0007.6m $7.4m $7.4m 0.01% Reduced -2.7m -2,700,000
39 RWC Asset Management LLP 0.47% of their portfolio LONDON, X0 6,800,0006.8m $6.6m $6.6m 0.47% Added +1.5m +1,500,000
40 ZAZOVE ASSOCIATES LLC 0.34% of their portfolio INCLINE VILLAGE, NV 6,000,0006.0m $5.9m $5.9m 0.34% Unchanged
41 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 5,000,0005.0m $4.9m $4.9m 0.01% Unchanged
42 BOOTHBAY FUND MANAGEMENT, LLC 0.15% of their portfolio NEW YORK, NY 4,937,0004.9m $4.9m $4.9m 0.15% New
43 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 4,750,0004.8m $4.6m $4.6m 0.00% Reduced -52.0k -52,000
44 Man Group plc 0.01% of their portfolio LONDON, X0 4,560,0004.6m $4.5m $4.5m 0.01% Reduced -1.1m -1,090,000
45 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 4,037,0004.0m $4.0m $4.0m 0.00% Unchanged
46 Amundi 0.00% of their portfolio Paris, I0 4,000,0004.0m $4.1m $4.1m 0.00% Unchanged
47 Flow State Investments, L.P. 1.24% of their portfolio CHICAGO, IL 4,000,0004.0m $3.9m $3.9m 1.24% New
48 LORD, ABBETT & CO. LLC 0.00% of their portfolio JERSEY CITY, NJ 3,116,0003.1m $3.0m $3.0m 0.00% New
49 Crystalline Management Inc. 3.45% of their portfolio Montreal, Quebec, Z4 3,000,0003.0m $3.0m $3.0m 3.45% New
50 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 2,550,0002.5m $2.5m $2.5m 0.01% New
51 Walleye Capital LLC 0.03% of their portfolio NEW YORK, NY 2,500,0002.5m $2.4m $2.4m 0.03% Reduced -1.0m -1,000,000
52 Jefferies Financial Group Inc. 0.05% of their portfolio NEW YORK, NY 2,391,0002.4m $2.3m $2.3m 0.05% Reduced -6.6m -6,573,000
53 SSI INVESTMENT MANAGEMENT LLC 0.15% of their portfolio Los Angeles, CA 2,044,0002.0m $2.0m $2.0m 0.15% New
54 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 1,800,0001.8m $1.8m $1.8m 0.00% Unchanged
55 PALISADE CAPITAL MANAGEMENT, LP 0.05% of their portfolio FORT LEE, NJ 1,749,0001.7m $1.7m $1.7m 0.05% Unchanged
56 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 1,654,0001.7m $1.6m $1.6m 0.00% New
57 Nicholas Investment Partners, LP 0.13% of their portfolio RANCHO SANTA FE, CA 1,250,0001.2m $1.2m $1.2m 0.13% New
58 SHENKMAN CAPITAL MANAGEMENT INC 0.09% of their portfolio NEW YORK, NY 1,067,0001.1m $1.1m $1.1m 0.09% Reduced -1.0m -1,000,000
59 CSS LLC/IL 0.07% of their portfolio CHICAGO, IL 1,000,0001.0m $981.6k $981.6k 0.07% Reduced -2.0m -2,000,000
60 Skaana Management L.P. 0.37% of their portfolio BROOKLYN, NY 1,000,0001.0m $968.5k $968.5k 0.37% Reduced -2.0m -2,000,000
61 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 948,000948.0k $946.3k $946.3k 0.00% Reduced -235.0k -235,000
62 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 700,000700.0k $684.3k $684.3k 0.00% Reduced -1.3m -1,341,000
63 ABN AMRO INVESTMENT SOLUTIONS 0.01% of their portfolio PARIS CEDEX 008, I0 500,000500.0k $486.8k $486.8k 0.01% Reduced -100.0k -100,000
64 KBC Group NV 0.00% of their portfolio Brussels, C9 400,000400.0k $397.0k $397.0k 0.00% Unchanged
65 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 300,000300.0k $295.7k $295.7k 0.00% New
66 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 200,000200.0k $196.3k $196.3k 0.00% Unchanged
67 EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio CHAMBESY, V8 200,000200.0k $197.0k $197.0k 0.00% Reduced -2.4m -2,374,000
68 Calamos Wealth Management LLC 0.01% of their portfolio NAPERVILLE, IL 175,000175.0k $172.3k $172.3k 0.01% New
69 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 131,000131.0k $126.9k $126.9k 0.00% Unchanged
70 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 35,00035.0k $35.4k $35.4k 0.00% New
71 Context Capital Management, LLC 1.01% of their portfolio LAJOLLA, CA 28,97529.0k $28.2m $28.2m 1.01% Added +6.7k +6,690
72 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 14,00014.0k $13.6k $13.6k 0.00% New
73 Virtus Investment Advisers, LLC 0.01% of their portfolio HARTFORD, CT 12,00012.0k $11.6k $11.6k 0.01% Unchanged
74 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 9,3009.3k $912.0k $912.0k 0.01% Reduced -1.5k -1,500
75 Alpine Global Management, LLC 1.30% of their portfolio NEW YORK, NY 7,5007.5k $7.5m $7.5m 1.30% Added +1.5k +1,500
76 Candriam S.C.A. 0.00% of their portfolio STRASSEN, N4 650650 $644.4k $644.4k 0.00% Reduced -200 -200
77 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged