Vault-13

RETAIL OPPORTUNITY INVTS COR ROIC

COM · REIT · CUSIP 76131N101

231 institutional holders +4 vs Q1 2024
125,989,984126.0m shares reported held*
$1.6bnreported value*
28 new 93 added 84 reduced 25 sold out net sold ≈ $75.9m (-6.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.40. Options: 2 managers hold calls ($41.0k notional), 3 hold puts ($74.2k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 232Q1 23: 221Q2 23: 209Q3 23: 217Q4 23: 221Q1 24: 227Q2 24: 231231Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022226
Q4 2022232
Q1 2023221
Q2 2023209
Q3 2023217
Q4 2023221
Q1 2024227
Q2 2024231

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 123 bought or addedQ4 22: 101 cut or sold outQ4 22Q1 23: 107 bought or addedQ1 23: 117 cut or sold outQ2 23: 106 bought or addedQ2 23: 109 cut or sold outQ2 23Q3 23: 101 bought or addedQ3 23: 103 cut or sold outQ4 23: 92 bought or addedQ4 23: 112 cut or sold outQ4 23Q1 24: 106 bought or addedQ1 24: 104 cut or sold outQ2 24: 121 bought or addedQ2 24: 109 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022123101
Q1 2023107117
Q2 2023106109
Q3 2023101103
Q4 202392112
Q1 2024106104
Q2 2024121109

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25k$50k$75k$100kQ3 23 calls: $82.9kQ3 23 puts: $5.0kQ3 23P/C 0.06Q4 23 calls: $65.5kQ4 23 puts: $59.5kQ4 23P/C 0.91Q1 24 calls: $42.0kQ1 24 puts: $72.9kQ1 24P/C 1.73Q2 24 calls: $41.0kQ2 24 puts: $74.2kQ2 24P/C 1.81
Numbers
QuarterCallsPutsP/C
Q3 2023$82.9k$5.0k0.06
Q4 2023$65.5k$59.5k0.91
Q1 2024$42.0k$72.9k1.73
Q2 2024$41.0k$74.2k1.81

Biggest buyers

Balyasny Asset Management L.P. New +1,620,610+1.6m
PRINCIPAL FINANCIAL GROUP INC Added +1,020,314+1.0m
LASALLE INVESTMENT MANAGEMENT SECURITIES LLC Added +428,303+428.3k
GOLDMAN SACHS GROUP INC Added +365,775+365.8k
CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC Added +360,236+360.2k
Verition Fund Management LLC Added +301,348+301.3k
ExodusPoint Capital Management, LP New +236,813+236.8k
CITADEL ADVISORS LLC Added +207,394+207.4k
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Added +166,996+167.0k
CENTERSQUARE INVESTMENT MANAGEMENT LLC Added +143,175+143.2k

Biggest sellers

MORGAN STANLEY Reduced -3,167,806-3.2m
MILLENNIUM MANAGEMENT LLC Reduced -950,241-950.2k
JENNISON ASSOCIATES LLC Reduced -902,442-902.4k
MARSHALL WACE, LLP Reduced -729,134-729.1k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Reduced -704,150-704.1k
EASTERLY INVESTMENT PARTNERS LLC Sold out -605,642-605.6k
PRUDENTIAL FINANCIAL INC Reduced -586,932-586.9k
APG Asset Management US Inc. Sold out -486,657-486.7k
BlackRock Inc. Reduced -343,355-343.4k
NISA INVESTMENT ADVISORS, LLC Reduced -334,801-334.8k

Biggest calls

CITADEL ADVISORS LLC Added $41.0k3.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $47.2k3.8k shares
SIMPLEX TRADING, LLC Unchanged $27.0k2.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.01% of their portfolio New York, NY 23,175,74523.2m $288.1m $288.1m 0.01% Reduced -343.4k -343,355
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 19,583,83619.6m $243.4m $243.4m 0.00% Reduced -232.1k -232,058
3 CENTERSQUARE INVESTMENT MANAGEMENT LLC 1.27% of their portfolio CONSHOHOCKEN, PA 9,462,2889.5m $117.6m $117.6m 1.27% Added +143.2k +143,175
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 7,407,2847.4m $93.2m $93.2m 0.00% Reduced -71.5k -71,522
5 PRINCIPAL FINANCIAL GROUP INC 0.04% of their portfolio DES MOINES, IA 6,031,7906.0m $75.0m $75.0m 0.04% Added +1.0m +1,020,314
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,572,9644.6m $56.8m $56.8m 0.00% Reduced -32.8k -32,814
7 FEDERATED HERMES, INC. 0.13% of their portfolio PITTSBURGH, PA 4,557,6464.6m $56.7m $56.7m 0.13% Added +127.8k +127,799
8 LASALLE INVESTMENT MANAGEMENT SECURITIES LLC 2.17% of their portfolio BALTIMORE, MD 4,077,4854.1m $50.7m $50.7m 2.17% Added +428.3k +428,303
9 Sumitomo Mitsui Trust Group, Inc. 0.03% of their portfolio CHIYODA-KU, TOKYO, M0 3,300,3173.3m $41.0m $41.0m 0.03% Added +118.8k +118,766
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 3,266,5523.3m $40.6m $40.6m 0.00% Added +111.8k +111,760
11 CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC 0.60% of their portfolio RADNOR, PA 2,620,2442.6m $32.6m $32.6m 0.60% Added +360.2k +360,236
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 2,262,0812.3m $28.1m $28.1m 0.01% Added +84.5k +84,473
13 SCHRODER INVESTMENT MANAGEMENT GROUP 0.03% of their portfolio London, X0 2,054,2712.1m $25.5m $25.5m 0.03% Added +45.1k +45,117
14 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,834,1241.8m $22.8m $22.8m 0.01% Added +40.0k +39,980
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,694,6181.7m $21.1m $21.1m 0.00% Reduced -3.2m -3,167,806
16 Balyasny Asset Management L.P. 0.05% of their portfolio Chicago, IL 1,620,6101.6m $20.1m $20.1m 0.05% New
17 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,399,6901.4m $17.4m $17.4m 0.00% Reduced -20.6k -20,582
18 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,306,8661.3m $16.2m $16.2m 0.00% Added +13.9k +13,883
19 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,289,1191.3m $16.0m $16.0m 0.00% Added +365.8k +365,775
20 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 1,156,6871.2m $14.4m $14.4m 0.01% Added +106.1k +106,067
21 Legal & General Group Plc 0.00% of their portfolio London, X0 1,050,0781.1m $13.1m $13.1m 0.00% Reduced -76.3k -76,336
22 Allianz Asset Management GmbH 0.02% of their portfolio MUNICH, 2M 904,967905.0k $11.2m $11.2m 0.02% Reduced -96.1k -96,082
23 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 788,039788.0k $9.8m $9.8m 0.00% Added +42.2k +42,211
24 RBO & CO LLC 1.69% of their portfolio ST HELENA, CA 761,126761.1k $9.5m $9.5m 1.69% Reduced -6.0k -5,984
25 State of New Jersey Common Pension Fund D 0.04% of their portfolio TRENTON, NJ 687,030687.0k $8.5m $8.5m 0.04% Reduced -317.1k -317,132
26 NORGES BANK 0.00% of their portfolio OSLO, Q8 636,010636.0k $7.9m $7.9m 0.00% Reduced -173.4k -173,426
27 JENNISON ASSOCIATES LLC 0.00% of their portfolio NEW YORK, NY 624,831624.8k $7.8m $7.8m 0.00% Reduced -902.4k -902,442
28 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 618,743618.7k $7.7m $7.7m 0.01% Reduced -729.1k -729,134
29 Verition Fund Management LLC 0.05% of their portfolio GREENWICH, CT 560,544560.5k $7.0m $7.0m 0.05% Added +301.3k +301,348
30 STRATEGY ASSET MANAGERS LLC 1.67% of their portfolio PASADENA, CA 555,659555.7k $7.5m $7.5m 1.67% Reduced -320.5k -320,520
31 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 535,273535.3k $6.7m $6.7m 0.00% Reduced -21.5k -21,494
32 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 532,882532.9k $6.6m $6.6m 0.01% Added +19.1k +19,142
33 Phocas Financial Corp. 0.74% of their portfolio ALAMEDA, CA 519,455519.5k $6.5m $6.5m 0.74% Reduced -19.2k -19,163
34 Davis Selected Advisers 0.00% of their portfolio Tucson, AZ 499,455499.5k $0 $0 0.00% Reduced -64.4k -64,390
35 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 459,697459.7k $5.7m $5.7m 0.01% Reduced -177.1k -177,100
36 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 455,674455.7k $5.7m $5.7m 0.01% Added +207.4k +207,394
37 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 428,775428.8k $5.3m $5.3m 0.01% Added +4.7k +4,718
38 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 390,231390.2k $4.9m $4.9m 0.03% Reduced -19.9k -19,901
39 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.12% of their portfolio CHICAGO, IL 339,896339.9k $4.2m $4.2m 0.12% Added +167.0k +166,996
40 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 332,532332.5k $4.1m $4.1m 0.00% Added +2.6k +2,562
41 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 318,228318.2k $4.0m $4.0m 0.00% Added +32.6k +32,581
42 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 318,213318.2k $4.0m $4.0m 0.00% Reduced -950.2k -950,241
43 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 310,755310.8k $3.9m $3.9m 0.01% Added +33.6k +33,591
44 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 305,000305.0k $3.8m $3.8m 0.01% Reduced -183.3k -183,300
45 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 285,352285.4k $3.5m $3.5m 0.01% Reduced -87.2k -87,244
46 Public Sector Pension Investment Board 0.02% of their portfolio MONTREAL, A8 280,448280.4k $3.5m $3.5m 0.02% Added +22.2k +22,180
47 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 263,437263.4k $3.3m $3.3m 0.01% Reduced -306.3k -306,342
48 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.07% of their portfolio HOUSTON, TX 257,559257.6k $3.2m $3.2m 0.07% Unchanged
49 Swiss National Bank 0.00% of their portfolio ZURICH, V8 249,800249.8k $3.1m $3.1m 0.00% Added +1.4k +1,400
50 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 240,417240.4k $3.0m $3.0m 0.00% Reduced -704.1k -704,150
51 ExodusPoint Capital Management, LP 0.03% of their portfolio NEW YORK, NY 236,813236.8k $2.9m $2.9m 0.03% New
52 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 232,270232.3k $2.9m $2.9m 0.00% Added +30.8k +30,797
53 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 216,903216.9k $2.7m $2.7m 0.00% Added +14.7k +14,744
54 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 215,539215.5k $2.7m $2.7m 0.00% Added +72.7k +72,718
55 WOLVERINE ASSET MANAGEMENT LLC 0.05% of their portfolio CHICAGO, IL 206,218206.2k $2.6m $2.6m 0.05% Added +116.8k +116,797
56 GSI Capital Advisors LLC 1.50% of their portfolio Newport Beach, CA 205,101205.1k $2.5m $2.5m 1.50% Added +1.9k +1,950
57 STABLEFORD CAPITAL II LLC 1.08% of their portfolio SCOTTSDALE, AZ 203,861203.9k $2.7m $2.7m 1.08% Added +78.6k +78,598
58 AlphaQuest LLC 0.34% of their portfolio New York, NY 203,406203.4k $2.5m $2.5m 0.34% Added +100.9k +100,912
59 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 202,040202.0k $2.5m $2.5m 0.00% Reduced -75.4k -75,366
60 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 193,573193.6k $2.4m $2.4m 0.01% Reduced -5.7k -5,700
61 Asset Management One Co., Ltd. 0.01% of their portfolio TOKYO, M0 188,348188.3k $2.3m $2.3m 0.01% Added +2.5k +2,505
62 Cubist Systematic Strategies, LLC 0.04% of their portfolio STAMFORD, CT 186,937186.9k $2.3m $2.3m 0.04% Reduced -259.1k -259,119
63 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 185,236185.2k $2.3m $2.3m 0.00% Added +25.6k +25,574
64 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.01% of their portfolio COLUMBUS, OH 182,380182.4k $2.3m $2.3m 0.01% Added +612 +612
65 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 177,862177.9k $2.2m $2.2m 0.00% Reduced -188 -188
66 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 157,900157.9k $2.0m $2.0m 0.01% Added +11.0k +11,000
67 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 152,648152.6k $1.9m $1.9m 0.00% Reduced -148.8k -148,804
68 Sapience Investments, LLC 0.94% of their portfolio Irvine, CA 147,446147.4k $1.8m $1.8m 0.94% Reduced -94.5k -94,450
69 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 144,846144.8k $1.8m $1.8m 0.00% Reduced -586.9k -586,932
70 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 138,983139.0k $1.7m $1.7m 0.00% New
71 FMR LLC 0.00% of their portfolio BOSTON, MA 137,910137.9k $1.7m $1.7m 0.00% Added +79.2k +79,159
72 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 137,040137.0k $1.7m $1.7m 0.00% Added +4.0k +4,006
73 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 135,213135.2k $1.7m $1.7m 0.00% Added +84.2k +84,214
74 State of Alaska, Department of Revenue 0.02% of their portfolio JUNEAU, AK 134,308134.3k $1.7m $1.7m 0.02% Reduced -618 -618
75 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 134,121134.1k $1.7m $1.7m 0.00% Reduced -6.3k -6,343
76 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 123,667123.7k $1.5m $1.5m 0.00% Reduced -2.0k -2,034
77 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 115,715115.7k $1.4m $1.4m 0.00% Added +7.6k +7,587
78 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 115,143115.1k $1.4m $1.4m 0.00% Added +1.0k +1,039
79 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 113,195113.2k $1.4m $1.4m 0.00% Reduced -7.2k -7,242
80 UBS Group AG 0.00% of their portfolio ZURICH, V8 109,505109.5k $1.4m $1.4m 0.00% Reduced -1.4k -1,443
81 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 108,595108.6k $1.3m $1.3m 0.00% Reduced -2.3k -2,264
82 WESTPAC BANKING CORP 0.11% of their portfolio SYDNEY, C3 106,607106.6k $1.3m $1.3m 0.11% Added +3.4k +3,427
83 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 103,085103.1k $1.3m $1.3m 0.00% Added +14.5k +14,515
84 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 99,48199.5k $1.2m $1.2m 0.00% Added +182 +182
85 ALLSTATE CORP 0.10% of their portfolio NORTHBROOK, IL 98,59298.6k $1.2m $1.2m 0.10% Unchanged
86 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 96,18096.2k $1.2m $1.2m 0.00% Added +4.2k +4,241
87 THIRD AVENUE MANAGEMENT LLC 0.19% of their portfolio NEW YORK, NY 90,00090.0k $1.1m $1.1m 0.19% Unchanged
88 Amundi 0.00% of their portfolio Paris, I0 87,44687.4k $1.1m $1.1m 0.00% Reduced -10.1k -10,121
89 Nebula Research & Development LLC 0.17% of their portfolio New York, NY 85,33685.3k $1.1m $1.1m 0.17% Added +63.9k +63,872
90 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 82,60682.6k $1.0m $1.0m 0.00% Added +7.6k +7,595
91 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 79,77779.8k $991.6k $991.6k 0.00% New
92 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 75,60075.6k $939.7k $939.7k 0.00% Unchanged
93 MetLife Investment Management, LLC 0.01% of their portfolio Whippany, NJ 74,69274.7k $928.4k $928.4k 0.01% Added +9.2k +9,189
94 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 72,04872.0k $895.6k $895.6k 0.00% First filing
95 Illinois Municipal Retirement Fund 0.01% of their portfolio OAK BROOK, IL 69,61369.6k $865.3k $865.3k 0.01% Reduced -3.3k -3,304
96 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 67,44867.4k $838.4k $838.4k 0.00% Added +3.5k +3,512
97 Ensign Peak Advisors, Inc 0.00% of their portfolio SALT LAKE CITY, UT 65,38465.4k $812.7k $812.7k 0.00% Unchanged
98 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 64,80264.8k $805.5k $805.5k 0.00% Added +2.2k +2,209
99 Y-Intercept (Hong Kong) Ltd 0.04% of their portfolio HONG KONG, K3 64,68764.7k $804.1k $804.1k 0.04% Added +26.8k +26,817
100 Louisiana State Employees Retirement System 0.02% of their portfolio BATON ROUGE, LA 64,10064.1k $796.8k $796.8k 0.02% Added +1.7k +1,700