Vault-13

REAVES UTIL INCOME FD UTG

COM SH BEN INT · Closed-End Fund · CUSIP 756158101

159 institutional holders +7 vs Q3 2022
7,077,5117.1m shares reported held*
$200.1mreported value*
20 new 50 added 46 reduced 13 sold out net bought ≈ $3.0m (+106.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.27.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 159159Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022152
Q4 2022159

Biggest buyers

Trek Financial, LLC Added +124,651+124.7k
Weiss Asset Management LP New +74,655+74.7k
BANK OF AMERICA CORP /DE/ Added +47,790+47.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +29,216+29.2k
OPPENHEIMER & CO INC Added +26,671+26.7k
Good Life Advisors, LLC Added +26,241+26.2k
Elequin Capital, LP New +21,695+21.7k
Cetera Advisor Networks LLC Added +20,049+20.0k
MORGAN STANLEY Added +17,321+17.3k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +15,660+15.7k

Biggest sellers

Paralel Advisors LLC Sold out -261,524-261.5k
BANK OF MONTREAL /CAN/ Sold out -18,525-18.5k
COHEN & STEERS, INC. Sold out -15,285-15.3k
LPL Financial LLC Reduced -12,423-12.4k
RITHOLTZ WEALTH MANAGEMENT Sold out -12,145-12.1k
Tradition Wealth Management, LLC Reduced -10,727-10.7k
Ahrens Investment Partners LLC Sold out -10,600-10.6k
Creative Planning Reduced -9,920-9.9k
All Season Financial Advisors, Inc. Reduced -9,767-9.8k
B. Riley Wealth Advisors, Inc. Sold out -9,324-9.3k

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

DateInsiderTradeSharesPrice ValueTheir holding
2022-10-04 Rhame Joseph Burns III Officer of Investment Advisor · Reaves Utility Income Fund Bought 400 $28.24 $11.3k400 shares +8%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 747,187747.2k $21.1m $21.1m 0.00% Added +47.8k +47,790
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 651,814651.8k $18.4m $18.4m 0.00% Added +17.3k +17,321
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 442,811442.8k $12.5m $12.5m 0.00% Added +1.6k +1,614
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 392,044392.0k $11.1m $11.1m 0.00% Added +7.0k +6,993
5 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 362,221362.2k $10.2m $10.2m 0.02% Added +8.7k +8,664
6 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 290,908290.9k $8.2m $8.2m 0.01% Added +4.9k +4,871
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 289,587289.6k $8.2m $8.2m 0.00% Reduced -9.2k -9,201
8 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 231,635231.6k $6.5m $6.5m 0.02% Added +1.5k +1,468
9 Trek Financial, LLC 0.65% of their portfolio Scottsdale, AZ 230,978231.0k $6.5m $6.5m 0.65% Added +124.7k +124,651
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 191,228191.2k $5.4m $5.4m 0.00% Reduced -12.4k -12,423
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 183,386183.4k $5.2m $5.2m 0.00% Reduced -7.7k -7,686
12 Private Advisor Group, LLC 0.15% of their portfolio MORRISTOWN, NJ 181,559181.6k $5.1m $5.1m 0.15% Added +8.5k +8,484
13 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 142,570142.6k $4.0m $4.0m 0.01% Reduced -6.1k -6,058
14 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 133,666133.7k $3.8m $3.8m 0.01% Reduced -178 -178
15 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 132,581132.6k $3.7m $3.7m 0.03% Added +9.0k +8,984
16 HBW ADVISORY SERVICES LLC 0.78% of their portfolio SIMI VALLEY, CA 102,318102.3k $2.9m $2.9m 0.78% Added +4.6k +4,603
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 101,572101.6k $2.9m $2.9m 0.01% Added +15.4k +15,438
18 REAVES W H & CO INC 0.09% of their portfolio JERSEY CITY, NJ 92,53092.5k $2.6m $2.6m 0.09% Reduced -1.1k -1,102
19 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.29% of their portfolio CEDAR RAPIDS, IA 89,84989.8k $2.5m $2.5m 0.29% Reduced -7.7k -7,677
20 Focused Wealth Management, Inc 0.51% of their portfolio Newburgh, NY 89,04689.0k $2.5m $2.5m 0.51% Reduced -428 -428
21 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 86,21186.2k $2.4m $2.4m 0.02% Added +20.0k +20,049
22 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 85,31685.3k $2.4m $2.4m 0.01% Reduced -1.1k -1,059
23 Magnus Financial Group LLC 0.38% of their portfolio NEW YORK, NY 82,81382.8k $2.3m $2.3m 0.38% Added +5.2k +5,169
24 Weiss Asset Management LP 0.10% of their portfolio BOSTON, MA 74,65574.7k $2.1m $2.1m 0.10% New
25 Sowell Financial Services LLC 0.14% of their portfolio NORTH LITTLE ROCK, AR 74,63674.6k $2.1m $2.1m 0.14% Added +15.1k +15,078
26 Good Life Advisors, LLC 0.27% of their portfolio READING, PA 69,32269.3k $2.0m $2.0m 0.27% Added +26.2k +26,241
27 Tradition Wealth Management, LLC 0.26% of their portfolio EDINA, MN 64,72064.7k $1.8m $1.8m 0.26% Reduced -10.7k -10,727
28 IBEX WEALTH ADVISORS 0.33% of their portfolio BEDMINSTER, NJ 51,07651.1k $1.4m $1.4m 0.33% Reduced -2.1k -2,124
29 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 47,33647.3k $1.3m $1.3m 0.02% Reduced -1.1k -1,059
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 41,33341.3k $1.2m $1.2m 0.00% Reduced -1.6k -1,649
31 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 40,68640.7k $1.2m $1.2m 0.03% Added +26.7k +26,671
32 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 40,67740.7k $1.1m $1.1m 0.01% Reduced -4.8k -4,807
33 Wealthspire Advisors, LLC 0.02% of their portfolio NEW YORK, NY 40,34140.3k $1.1m $1.1m 0.02% Reduced -2.1k -2,069
34 Semus Wealth Partners LLC 1.16% of their portfolio Boca Raton, FL 33,77233.8k $954.7k $954.7k 1.16% First filing
35 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 31,25931.3k $883.7k $883.7k 0.01% Reduced -2.8k -2,758
36 StoneX Group Inc. 0.10% of their portfolio NEW YORK, NY 31,05331.1k $883.7k $883.7k 0.10% Reduced -82 -82
37 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 30,97031.0k $875.5k $875.5k 0.00% Reduced -3.1k -3,126
38 Claybrook Capital, LLC 0.53% of their portfolio WELLESLEY, MA 30,42530.4k $860.1k $860.1k 0.53% Added +13.4k +13,410
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,21629.2k $825.9k $825.9k 0.00% New
40 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 28,38828.4k $802.5k $802.5k 0.01% Added +2.2k +2,239
41 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 26,18426.2k $763.3k $763.3k 0.02% Added +2.8k +2,838
42 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 25,71725.7k $727.0k $727.0k 0.01% Added +8.6k +8,613
43 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 25,69725.7k $726.5k $726.5k 0.00% Added +9.4k +9,417
44 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 24,90124.9k $704.0k $704.0k 0.00% Reduced -1.5k -1,500
45 Kovack Advisors, Inc. 0.10% of their portfolio FT. LAUDERDALE, FL 24,61424.6k $695.8k $695.8k 0.10% Added +7 +7
46 J.W. COLE ADVISORS, INC. 0.05% of their portfolio TAMPA, FL 24,30224.3k $687.0k $687.0k 0.05% Added +3.2k +3,208
47 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 23,36123.4k $660.4k $660.4k 0.03% Added +521 +521
48 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 23,31323.3k $659.1k $659.1k 0.02% Added +2.1k +2,079
49 Atlas Brown,Inc. 0.31% of their portfolio LOUISVILLE, KY 22,14322.1k $626.0k $626.0k 0.31% Added +106 +106
50 Elequin Capital, LP 0.17% of their portfolio NEW YORK, NY 21,69521.7k $613.3k $613.3k 0.17% New
51 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 21,68121.7k $613.0k $613.0k 0.01% Added +16 +16
52 Valeo Financial Advisors, LLC 0.03% of their portfolio CARMEL, IN 20,51820.5k $580.0k $580.0k 0.03% Unchanged
53 Merrion Investment Management Co, LLC 0.53% of their portfolio Cranford, NJ 20,00020.0k $565.4k $565.4k 0.53% Reduced -5.0k -5,000
54 Future Financial Wealth Managment LLC 0.64% of their portfolio CINCINNATI, OH 19,89219.9k $562.3k $562.3k 0.64% Reduced -3.6k -3,600
55 Welch Group, LLC 0.03% of their portfolio BIRMINGHAM, AL 19,65819.7k $555.7k $555.7k 0.03% Added +2.7k +2,731
56 Biechele Royce Advisors 0.23% of their portfolio FISHERS, IN 19,53019.5k $552.0k $552.0k 0.23% Unchanged
57 Certified Advisory Corp 0.11% of their portfolio ALTAMONTE SPRINGS, FL 19,24219.2k $544.0k $544.0k 0.11% Reduced -1.2k -1,240
58 Sound View Wealth Advisors Group, LLC 0.05% of their portfolio SAVANNAH, GA 18,62218.6k $497.9k $497.9k 0.05% Reduced -3.1k -3,110
59 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 18,49818.5k $522.9k $522.9k 0.03% Reduced -704 -704
60 HUDSON EDGE INVESTMENT PARTNERS INC. 0.17% of their portfolio JERSEY CITY, NJ 17,70717.7k $501.0k $501.0k 0.17% Unchanged
61 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 17,28117.3k $489.0k $489.0k 0.05% Reduced -2.5k -2,467
62 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 16,71616.7k $472.6k $472.6k 0.00% Added +150 +150
63 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 16,36316.4k $462.6k $462.6k 0.03% Reduced -943 -943
64 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 15,67215.7k $443.0k $443.0k 0.01% Added +6.5k +6,505
65 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.07% of their portfolio Englewood, NJ 15,66015.7k $442.7k $442.7k 0.07% New
66 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 15,60715.6k $441.0k $441.0k 0.00% Reduced -1.5k -1,495
67 AVALON CAPITAL MANAGEMENT 0.22% of their portfolio Port Of Redwood City, CA 15,37515.4k $434.7k $434.7k 0.22% Unchanged
68 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 15,26215.3k $431.5k $431.5k 0.01% Unchanged
69 BerganKDV Wealth Management, LLC 0.05% of their portfolio BLOOMINGTON, MN 15,00015.0k $424.1k $424.1k 0.05% Unchanged
70 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 13,05713.1k $369.0k $369.0k 0.01% Unchanged
71 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,03913.0k $369.0k $369.0k 0.00% Added +1 +1
72 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 12,70312.7k $359.1k $359.1k 0.02% Reduced -3.6k -3,584
73 All Season Financial Advisors, Inc. 0.31% of their portfolio DENVER, CO 12,26112.3k $346.6k $346.6k 0.31% Reduced -9.8k -9,767
74 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 12,01212.0k $340.0k $340.0k 0.01% New
75 Armor Investment Advisors, LLC 0.20% of their portfolio RALEIGH, NC 11,83411.8k $334.5k $334.5k 0.20% Reduced -1.6k -1,581
76 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 11,46611.5k $324.1k $324.1k 0.00% Reduced -1.3k -1,300
77 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 11,36211.4k $321.0k $321.0k 0.02% Reduced -742 -742
78 GRAYBILL WEALTH MANAGEMENT, LTD. 0.17% of their portfolio ELMHURST, IL 11,20911.2k $316.9k $316.9k 0.17% Added +73 +73
79 TIEMANN INVESTMENT ADVISORS, LLC 0.18% of their portfolio MENLO PARK, CA 10,77310.8k $304.6k $304.6k 0.18% Added +49 +49
80 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,75210.8k $304.0k $304.0k 0.00% Added +2.1k +2,056
81 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 10,68610.7k $302.1k $302.1k 0.03% Reduced -8.7k -8,666
82 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 10,46310.5k $295.8k $295.8k 0.03% Unchanged
83 NEVILLE RODIE & SHAW INC 0.03% of their portfolio NEW YORK, NY 10,21810.2k $289.0k $289.0k 0.03% Reduced -3.2k -3,200
84 Patriot Financial Group Insurance Agency, LLC 0.07% of their portfolio Westborough, MA 10,20610.2k $288.5k $288.5k 0.07% Added +265 +265
85 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,05510.1k $284.3k $284.3k 0.00% Unchanged
86 Navis Wealth Advisors, LLC 0.40% of their portfolio RYE BROOK, NY 10,00010.0k $282.7k $282.7k 0.40% Unchanged
87 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 9,8909.9k $279.6k $279.6k 0.00% Added +1.2k +1,155
88 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 9,6899.7k $273.9k $273.9k 0.00% Reduced -9.0k -8,998
89 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 9,5709.6k $270.5k $270.5k 0.04% Added +1.2k +1,200
90 INGALLS & SNYDER LLC 0.01% of their portfolio NEW YORK, NY 9,3789.4k $265.0k $265.0k 0.01% Reduced -667 -667
91 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 9,2029.2k $260.1k $260.1k 0.02% Reduced -288 -288
92 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 9,0529.1k $256.0k $256.0k 0.01% Added +339 +339
93 HANCOCK WHITNEY CORP 0.01% of their portfolio GULFPORT, MS 8,8988.9k $252.0k $252.0k 0.01% Unchanged
94 Wellington Shields & Co., LLC 0.05% of their portfolio NEW YORK, NY 8,5398.5k $241.4k $241.4k 0.05% Reduced -100 -100
95 Lowe Wealth Advisors, LLC 0.13% of their portfolio COLUMBIA, MD 8,2008.2k $231.8k $231.8k 0.13% Unchanged
96 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,1638.2k $231.0k $231.0k 0.00% Reduced -116 -116
97 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,9017.9k $223.5k $223.5k 0.00% Reduced -9.9k -9,920
98 MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio PALM BEACH GARDENS, FL 7,8497.8k $221.9k $221.9k 0.01% New
99 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,7917.8k $220.3k $220.3k 0.00% New
100 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 7,7227.7k $218.3k $218.3k 0.02% New