Vault-13

RBB FD INC TBIL

US TREAS 3 MNTH · ETP · CUSIP 74933W452

140 institutional holders +48 vs Q2 2023
16,524,36116.5m shares reported held*
$827.6mreported value*
57 new 55 added 17 reduced 11 sold out net bought ≈ $454.7m (+9.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.08. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 14Q4 22: 35Q1 23: 58Q2 23: 92Q3 23: 140140Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202214
Q4 202235
Q1 202358
Q2 202392
Q3 2023140

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 29 bought or addedQ4 22: 4 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 70 bought or addedQ2 23: 16 cut or sold outQ2 23Q3 23: 112 bought or addedQ3 23: 28 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022294
Q1 20234415
Q2 20237016
Q3 202311228

Biggest buyers

LPL Financial LLC Added +2,748,583+2.7m
MORGAN STANLEY Added +1,056,228+1.1m
HighTower Advisors, LLC Added +474,613+474.6k
STIFEL FINANCIAL CORP Added +377,332+377.3k
MML INVESTORS SERVICES, LLC Added +275,486+275.5k
ENVESTNET ASSET MANAGEMENT INC Added +258,736+258.7k
RENAISSANCE TECHNOLOGIES LLC Added +256,100+256.1k
Janney Montgomery Scott LLC Added +234,096+234.1k
B. Riley Wealth Advisors, Inc. Added +216,276+216.3k
Raymond James Financial Services Advisors, Inc. New +209,674+209.7k

Biggest sellers

Madrona Financial Services, LLC Sold out -75,899-75.9k
Stegent Equity Advisors, Inc. Reduced -71,240-71.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -31,814-31.8k
Orion Porfolio Solutions, LLC Sold out -22,961-23.0k
Orion Portfolio Solutions, LLC Sold out -22,961-23.0k
DONALDSON CAPITAL MANAGEMENT, LLC Sold out -15,171-15.2k
SIGNET FINANCIAL MANAGEMENT, LLC Reduced -11,832-11.8k
BRIGHTON JONES LLC Sold out -5,092-5.1k
PRELUDE CAPITAL MANAGEMENT, LLC Sold out -5,000-5.0k
Hamilton Wealth, LLC Reduced -4,354-4.4k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.16% of their portfolio FORT MILL, SC 4,480,3664.5m $224.3m $224.3m 0.16% Added +2.7m +2,748,583
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,101,4461.1m $55.1m $55.1m 0.01% Added +1.1m +1,056,228
3 RENAISSANCE TECHNOLOGIES LLC 0.07% of their portfolio NEW YORK, NY 862,700862.7k $43.2m $43.2m 0.07% Added +256.1k +256,100
4 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 724,574724.6k $36.3m $36.3m 0.05% Added +377.3k +377,332
5 HighTower Advisors, LLC 0.07% of their portfolio CHICAGO, IL 716,394716.4k $36.1m $36.1m 0.07% Added +474.6k +474,613
6 GRIES FINANCIAL LLC 7.98% of their portfolio Cleveland, OH 591,370591.4k $29.6m $29.6m 7.98% Added +20.7k +20,738
7 Janney Montgomery Scott LLC 0.11% of their portfolio PHILADELPHIA, PA 566,420566.4k $28.4m $28.4m 0.11% Added +234.1k +234,096
8 Wealthquest Corp 2.73% of their portfolio CINCINNATI, OH 444,993445.0k $22.3m $22.3m 2.73% Added +99.1k +99,092
9 MML INVESTORS SERVICES, LLC 0.12% of their portfolio SPRINGFIELD, MA 431,425431.4k $21.6m $21.6m 0.12% Added +275.5k +275,486
10 ADIRONDACK RETIREMENT SPECIALISTS, INC. 15.72% of their portfolio QUEENSBURY, NY 403,937403.9k $20.2m $20.2m 15.72% Added +160.8k +160,765
11 Lido Advisors, LLC 0.22% of their portfolio Los Angeles, CA 398,915398.9k $20.0m $20.0m 0.22% Reduced -452 -452
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 358,986359.0k $18.0m $18.0m 0.01% Added +258.7k +258,736
13 B. Riley Wealth Advisors, Inc. 0.44% of their portfolio MEMPHIS, TN 322,276322.3k $16.1m $16.1m 0.44% Added +216.3k +216,276
14 Moloney Securities Asset Management, LLC 2.15% of their portfolio MANCHESTER, MO 238,254238.3k $11.9m $11.9m 2.15% Added +98.8k +98,790
15 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 233,043233.0k $11.7m $11.7m 0.02% Added +129.0k +129,026
16 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 209,674209.7k $10.5m $10.5m 0.02% New
17 Cetera Advisors LLC 0.16% of their portfolio DENVER, CO 209,474209.5k $10.5m $10.5m 0.16% Added +25.5k +25,518
18 FLPUTNAM INVESTMENT MANAGEMENT CO 0.28% of their portfolio PORTLAND, ME 199,007199.0k $10.0m $10.0m 0.28% Added +84.6k +84,643
19 Oxbow Advisors, LLC 1.47% of their portfolio Austin, TX 186,404186.4k $9.3m $9.3m 1.47% New
20 Compton Financial Group, LLC 3.48% of their portfolio TOWSON, MD 182,788182.8k $9.2m $9.2m 3.48% New
21 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 175,925175.9k $8.8m $8.8m 0.01% Added +148.6k +148,560
22 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 157,961158.0k $7.9m $7.9m 0.07% Added +39.3k +39,304
23 DENVER WEALTH MANAGEMENT, INC. 4.86% of their portfolio DENVER, CO 150,201150.2k $7.5m $7.5m 4.86% Added +113.6k +113,621
24 F/m Investments LLC 5.12% of their portfolio WASHINGTON, DC 137,154137.2k $6.9m $6.9m 5.12% Added +103.7k +103,727
25 Integrated Wealth Concepts LLC 0.12% of their portfolio WALTHAM, MA 133,965134.0k $6.7m $6.7m 0.12% Added +92.8k +92,751
26 INDEPENDENT FINANCIAL GROUP, LLC 0.43% of their portfolio SAN DIEGO, CA 130,888130.9k $6.6m $6.6m 0.43% Added +47.7k +47,661
27 SCOTIA CAPITAL INC. 0.05% of their portfolio TORONTO, A6 128,387128.4k $6.4m $6.4m 0.05% Added +75.4k +75,434
28 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 109,271109.3k $5.5m $5.5m 0.05% Added +105.0k +105,035
29 Stratos Wealth Partners, LTD. 0.12% of their portfolio BEACHWOOD, OH 107,592107.6k $5.4m $5.4m 0.12% New
30 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 105,752105.8k $5.3m $5.3m 0.01% Added +86.3k +86,299
31 Inspire Advisors, LLC 0.93% of their portfolio Meridian, ID 104,636104.6k $5.2m $5.2m 0.93% Added +58.0k +58,047
32 Knowledge Leaders Capital, LLC 7.65% of their portfolio Denver, CO 103,652103.7k $5.2m $5.2m 7.65% Reduced -432 -432
33 First Heartland Consultants, Inc. 0.63% of their portfolio LAKE ST. LOUIS, MO 99,977100.0k $5.0m $5.0m 0.63% New
34 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 86,66486.7k $4.3m $4.3m 0.02% Added +31.5k +31,532
35 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 81,87681.9k $4.1m $4.1m 0.04% Added +43.9k +43,904
36 Stegent Equity Advisors, Inc. 4.86% of their portfolio HOUSTON, TX 76,84076.8k $3.8m $3.8m 4.86% Reduced -71.2k -71,240
37 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 76,02476.0k $3.8m $3.8m 0.01% Added +25.4k +25,376
38 Wealthstar Advisors, LLC 1.59% of their portfolio Plano, TX 72,98873.0k $3.7m $3.7m 1.59% New
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 68,00168.0k $3.4m $3.4m 0.00% Added +67.4k +67,401
40 Ashton Thomas Private Wealth, LLC 0.24% of their portfolio SCOTTSDALE, AZ 64,95665.0k $3.3m $3.3m 0.24% New
41 Ameritas Advisory Services, LLC 0.16% of their portfolio Lincoln, NE 62,41362.4k $3.1m $3.1m 0.16% New
42 Mariner, LLC 0.01% of their portfolio Overland Park, KS 57,55057.5k $2.9m $2.9m 0.01% Added +28.5k +28,475
43 DRIVE WEALTH MANAGEMENT, LLC 1.02% of their portfolio LEHI, UT 56,00056.0k $2.8m $2.8m 1.02% New
44 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 53,24853.2k $2.7m $2.7m 0.04% Added +31.6k +31,580
45 PITCAIRN CO 0.22% of their portfolio CONSHOHOCKEN, PA 51,75551.8k $2.6m $2.6m 0.22% Added +7.7k +7,722
46 Householder Group Estate & Retirement Specialist, LLC 0.92% of their portfolio SCOTTSDALE, AZ 51,03351.0k $2.6m $2.6m 0.92% First filing
47 WEALTHSOURCE PARTNERS, LLC 0.17% of their portfolio SAN LUIS OBISPO, CA 50,62450.6k $2.5m $2.5m 0.17% New
48 All Season Financial Advisors, Inc. 2.52% of their portfolio DENVER, CO 49,63649.6k $2.5m $2.5m 2.52% New
49 Meridian Wealth Management, LLC 0.14% of their portfolio LEXINGTON, KY 46,65146.7k $2.3m $2.3m 0.14% Added +36.3k +36,296
50 DAVENPORT & Co LLC 0.02% of their portfolio RICHMOND, VA 43,65543.7k $2.2m $2.2m 0.02% Reduced -1.3k -1,252
51 MANCHESTER FINANCIAL INC 0.64% of their portfolio Westlake Village, CA 43,64343.6k $2.2m $2.2m 0.64% Added +2.3k +2,271
52 Farther Finance Advisors, LLC 0.34% of their portfolio SAN FRANCISCO, CA 42,80842.8k $2.1m $2.1m 0.34% Added +32.8k +32,808
53 Wayfinding Financial, LLC 1.38% of their portfolio LYNNWOOD, WA 36,36036.4k $1.8m $1.8m 1.38% New
54 Balefire, LLC 0.75% of their portfolio DALLAS, TX 34,71834.7k $1.7m $1.7m 0.75% Added +12.8k +12,849
55 WBI INVESTMENTS, LLC 0.33% of their portfolio RED BANK, NJ 33,16433.2k $1.7m $1.7m 0.33% Reduced -743 -743
56 1834 INVESTMENT ADVISORS CO 0.20% of their portfolio Milwaukee, WI 32,21132.2k $1.6m $1.6m 0.20% Unchanged
57 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 32,11332.1k $1.6m $1.6m 0.00% Added +31.8k +31,813
58 Granite Bay Wealth Management, LLC 0.01% of their portfolio PORTSMOUTH, NH 29,24429.2k $1.5m $1.5m 0.01% New
59 Perigon Wealth Management, LLC 0.06% of their portfolio SAN FRANCISCO, CA 27,50027.5k $1.4m $1.4m 0.06% Reduced -830 -830
60 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.31% of their portfolio CONCORD, MA 26,12226.1k $1.3m $1.3m 0.31% New
61 Glass Jacobson Investment Advisors llc 0.57% of their portfolio OWINGS MILLS, MD 24,92924.9k $1.2m $1.2m 0.57% Reduced -1.6k -1,611
62 Formidable Asset Management, LLC 0.27% of their portfolio CINCINNATI, OH 24,53024.5k $1.2m $1.2m 0.27% Added +15.1k +15,060
63 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 22,68222.7k $1.1m $1.1m 0.01% Added +9.7k +9,716
64 PFG Advisors 0.10% of their portfolio Phoenix, AZ 22,21122.2k $1.1m $1.1m 0.10% New
65 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 21,61821.6k $1.1m $1.1m 0.03% New
66 Global Assets Advisory, LLC 0.95% of their portfolio ORLANDO, FL 21,45021.4k $1.1m $1.1m 0.95% New
67 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 21,43321.4k $1.1m $1.1m 0.01% Added +15.1k +15,103
68 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 20,49520.5k $1.0m $1.0m 0.02% Added +254 +254
69 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 19,90519.9k $996.6k $996.6k 0.01% Added +14.7k +14,733
70 Koshinski Asset Management, Inc. 0.11% of their portfolio DECATUR, IL 18,67718.7k $935.2k $935.2k 0.11% New
71 Hamilton Wealth, LLC 0.33% of their portfolio LOS ANGELES, CA 18,58018.6k $930.3k $930.3k 0.33% Reduced -4.4k -4,354
72 CENTAURUS FINANCIAL, INC. 0.07% of their portfolio ANAHEIM, CA 15,78315.8k $790.0k $790.0k 0.07% Added +5.4k +5,357
73 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 15,19515.2k $759.9k $759.9k 0.02% New
74 PRIVATE TRUST CO NA 0.10% of their portfolio CLEVELAND, OH 14,45314.5k $723.7k $723.7k 0.10% New
75 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 14,24014.2k $713.0k $713.0k 0.05% Unchanged
76 MONEY CONCEPTS CAPITAL CORP 0.07% of their portfolio PALM BEACH GARDENS, FL 13,86413.9k $694.2k $694.2k 0.07% Added +4.7k +4,680
77 Spinnaker Investment Group, LLC 0.21% of their portfolio Newport Beach, CA 12,58412.6k $630.1k $630.1k 0.21% Reduced -180 -180
78 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 12,41312.4k $621.5k $621.5k 0.02% New
79 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 12,28012.3k $614.9k $614.9k 0.02% New
80 Empirical Asset Management, LLC 0.51% of their portfolio WELLESLEY, MA 11,71111.7k $586.4k $586.4k 0.51% Reduced -10 -10
81 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,30111.3k $566.0k $566.0k 0.00% New
82 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 10,66510.7k $534.0k $534.0k 0.01% New
83 Hennion & Walsh Asset Management, Inc. 0.03% of their portfolio Parsippany, NJ 10,12010.1k $506.7k $506.7k 0.03% New
84 Financial Guidance Group, Inc. 0.38% of their portfolio Palm Harbor, FL 10,00010.0k $500.7k $500.7k 0.38% New
85 SIGNET FINANCIAL MANAGEMENT, LLC 0.08% of their portfolio PARSIPPANY, NJ 9,6189.6k $481.6k $481.6k 0.08% Reduced -11.8k -11,832
86 Crew Capital Management, Ltd 0.51% of their portfolio CINCINNATI, OH 9,4589.5k $473.6k $473.6k 0.51% Reduced -60 -60
87 SILVERLAKE WEALTH MANAGEMENT LLC 0.27% of their portfolio WILLISTON, VT 9,4439.4k $472.8k $472.8k 0.27% New
88 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 8,9759.0k $449.0k $449.0k 0.02% New
89 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 8,9498.9k $448.1k $448.1k 0.03% Added +936 +936
90 Truadvice, LLC 0.17% of their portfolio SARASOTA, FL 8,6688.7k $433.0k $433.0k 0.17% New
91 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 8,3218.3k $416.6k $416.6k 0.04% New
92 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 8,1378.1k $407.4k $407.4k 0.02% New
93 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,8067.8k $390.8k $390.8k 0.00% New
94 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,1747.2k $359.2k $359.2k 0.00% New
95 Tactive Advisors, LLC 0.30% of their portfolio Jacksonville, FL 7,0007.0k $350.5k $350.5k 0.30% Unchanged
96 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 6,4636.5k $323.6k $323.6k 0.00% Added +4.5k +4,540
97 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 6,3186.3k $316.3k $316.3k 0.00% Added +238 +238
98 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 6,0486.0k $302.8k $302.8k 0.02% New
99 Bridgeworth, LLC 0.03% of their portfolio BIRMINGHAM, AL 5,9305.9k $296.9k $296.9k 0.03% New
100 Sovereign Financial Group, Inc. 0.10% of their portfolio STAMFORD, CT 5,8545.9k $293.1k $293.1k 0.10% New