PUTNAM MUN OPPORTUNITIES TR PMO
SH BEN INT · Closed-End Fund · CUSIP 746922103
67
institutional holders
-7 vs Q3 2022
4.3m
shares reported held*
$47.0mreported value*
5 new
19 added
21 reduced
10 sold out
net sold ≈ $465.2k (-33.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.84.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 74 |
| Q4 2022 | 67 |
Biggest buyers
| AMERIPRISE FINANCIAL INC | Added | +318.0k |
| LPL Financial LLC | Added | +91.3k |
| MORGAN STANLEY | Added | +73.1k |
| BANK OF AMERICA CORP /DE/ | Added | +71.9k |
| VAN ECK ASSOCIATES CORP | Added | +18.2k |
| OPPENHEIMER & CO INC | Added | +16.7k |
| AlphaCentric Advisors LLC | New | +14.8k |
| Capital Analysts, LLC | New | +14.3k |
| STIFEL FINANCIAL CORP | New | +14.1k |
| OSAIC HOLDINGS, INC. | Added | +11.7k |
Biggest sellers
| Fiera Capital Corp | Sold out | -330.3k |
| Advisors Asset Management, Inc. | Sold out | -92.6k |
| 1ST SOURCE BANK | Reduced | -51.0k |
| Invesco Ltd. | Reduced | -34.0k |
| Snowden Capital Advisors LLC | Sold out | -27.3k |
| BANK OF MONTREAL /CAN/ | Sold out | -23.7k |
| Avior Wealth Management, LLC | Reduced | -22.2k |
| Creative Planning | Sold out | -15.4k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -15.3k |
| INDEPENDENT FINANCIAL GROUP, LLC | Reduced | -14.9k |
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 2 | $2.0k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2022-12-01 | Sutphen Mona Director · Closed-end Fund | Bought | $1.0k89 shares |
| 2022-10-10 | Pillai Marie Director · Closed-end Fund | Bought | $1,000100 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 703.6k $7.6m | Added +318.0k |
| MELFA WEALTH MANAGEMENT, INC. 5.44% of their portfolio | 479.6k $5.2m | First filing |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 415.8k $4.5m | Reduced -15.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 285.4k $3.1m | Added +71.9k |
| MORGAN STANLEY 0.00% of their portfolio | 252.7k $2.7m | Added +73.1k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 189.0k $2.1m | Added +8.8k |
| LPL Financial LLC 0.00% of their portfolio | 122.3k $1.3m | Added +91.3k |
| Capital Investment Advisors, LLC 0.04% of their portfolio | 118.6k $1.3m | Reduced -6.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 117.2k $1.3m | Added +11.7k |
| Invesco Ltd. 0.00% of their portfolio | 114.3k $1.2m | Reduced -34.0k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 109.1k $1.2m | Added +18.2k |
| Nova R Wealth, Inc. 0.80% of their portfolio | 100.7k $1.1m | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 97.6k $1.1m | Reduced -332 |
| 1ST SOURCE BANK 0.06% of their portfolio | 87.5k $949.1k | Reduced -51.0k |
| UBS Group AG 0.00% of their portfolio | 83.9k $910.7k | Reduced -2.3k |
| SMITH, MOORE & CO. 0.12% of their portfolio | 81.6k $885.2k | Added +7.0k |
| OPPENHEIMER & CO INC 0.02% of their portfolio | 65.4k $709.3k | Added +16.7k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 64.0k $694.8k | Added +14 |
| NewEdge Advisors, LLC 0.01% of their portfolio | 54.3k $490.5k | Added +11.0k |
| GOODWIN DANIEL L 0.29% of their portfolio | 51.9k $562.7k | Unchanged |
| IFP Advisors, Inc 0.02% of their portfolio | 49.6k $578.0k | Reduced -14.3k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 49.3k $535.0k | Reduced -3.7k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 46.4k $503.0k | Reduced -242 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 43.7k $474.0k | Added +5.4k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.04% of their portfolio | 41.9k $455.0k | Reduced -14.9k |
| TECTONIC ADVISORS LLC 0.06% of their portfolio | 37.8k $409.7k | Unchanged |
| Relative Value Partners Group, LLC 0.03% of their portfolio | 36.0k $390.6k | Reduced -5.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 33.6k $364.0k | Reduced -55 |
| GILL CAPITAL PARTNERS, LLC 0.17% of their portfolio | 32.2k $349.7k | Unchanged |
| TWIN FOCUS CAPITAL PARTNERS, LLC 0.07% of their portfolio | 31.3k $339.5k | Unchanged |
| Avior Wealth Management, LLC 0.02% of their portfolio | 19.2k $208.4k | Reduced -22.2k |
| Ellis Investment Partners, LLC 0.05% of their portfolio | 17.7k $192.6k | Reduced -4.2k |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 15.5k $168.7k | Added +581 |
| Wealthcare Advisory Partners LLC 0.01% of their portfolio | 15.4k $167.1k | Unchanged |
| Collaborative Wealth Managment Inc. 0.11% of their portfolio | 15.3k $166.3k | Unchanged |
| AlphaCentric Advisors LLC 0.16% of their portfolio | 14.8k $160.8k | New |
| Successful Portfolios LLC 0.10% of their portfolio | 14.4k $157.0k | Unchanged |
| Capital Analysts, LLC 0.01% of their portfolio | 14.3k $155.0k | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 14.1k $152.8k | New |
| IHT Wealth Management, LLC 0.01% of their portfolio | 13.9k $150.5k | Added +149 |
| STALEY CAPITAL ADVISERS INC 0.01% of their portfolio | 12.5k $136.0k | Reduced -12.5k |
| Americana Partners, LLC 0.02% of their portfolio | 12.5k $135.6k | Reduced -9.0k |
| Cetera Investment Advisers 0.00% of their portfolio | 12.4k $134.3k | Added +585 |
| DRIVE WEALTH MANAGEMENT, LLC 0.07% of their portfolio | 12.3k $134.4k | Added +15 |
| Moors & Cabot, Inc. 0.01% of their portfolio | 12.2k $132.9k | Added +135 |
| Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio | 12.0k $130.2k | Unchanged |
| Private Wealth Advisors, LLC 0.05% of their portfolio | 11.8k $127.8k | Unchanged |
| IBEX WEALTH ADVISORS 0.03% of their portfolio | 11.3k $122.0k | Reduced -2.7k |
| Olde Wealth Management, LLC 0.07% of their portfolio | 11.2k $122.1k | Reduced -4.1k |
| RFG Advisory, LLC 0.01% of their portfolio | 11.2k $131.4k | Unchanged |
| Dynamic Advisor Solutions LLC 0.01% of their portfolio | 11.1k $120.9k | Unchanged |
| Seelaus Asset Management LLC 0.09% of their portfolio | 10.5k $114.0k | New |
| Sonora Investment Management Group, LLC 0.01% of their portfolio | 10.0k $108.5k | Unchanged |
| BlackRock Inc. 0.00% of their portfolio | 9.2k $99.5k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 6.3k $67.9k | Reduced -365 |
| Worth Asset Management, LLC 0.05% of their portfolio | 6.2k $67.4k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 4.5k $49.3k | Unchanged |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 2.5k $27.5k | Reduced -396 |
| CWM, LLC 0.00% of their portfolio | 2.1k $23.0k | Added +240 |
| Cullen/Frost Bankers, Inc. 0.00% of their portfolio | 1.9k $20.4k | Unchanged |
| Mascoma Wealth Management LLC 0.00% of their portfolio | 1.2k $12.9k | Unchanged |
| Anchor Investment Management, LLC 0.00% of their portfolio | 1.0k $10.8k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 700 $7.0k | Added +300 |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 521 $5.7k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 500 $5.4k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 0 $0 | Reduced -1.2k |