Vault-13

PRUDENTIAL PLC PUK

ADR · ADR · CUSIP 74435K204 · ISIN US74435K2042

British multinational life insurance and financial services company

174 institutional holders +6 vs Q1 2023
27,202,90127.2m shares reported held*
$771.3mreported value*
23 new 69 added 52 reduced 18 sold out net sold ≈ $52.9m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.35. Options: 2 managers hold calls ($76.5k notional), 2 hold puts ($19.8k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 144Q4 22: 165Q1 23: 168Q2 23: 174174Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022144
Q4 2022165
Q1 2023168
Q2 2023174

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 91 bought or addedQ4 22: 68 cut or sold outQ4 22Q1 23: 76 bought or addedQ1 23: 78 cut or sold outQ1 23Q2 23: 92 bought or addedQ2 23: 70 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229168
Q1 20237678
Q2 20239270

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $450.0kQ4 22 puts: $21.0kQ4 22P/C 0.05Q1 23 calls: $325.0kQ1 23 puts: $68.3kQ1 23P/C 0.21Q2 23 calls: $76.5kQ2 23 puts: $19.8kQ2 23P/C 0.26
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$450.0k$21.0k0.05
Q1 2023$325.0k$68.3k0.21
Q2 2023$76.5k$19.8k0.26

Biggest buyers

BlackRock Inc. Added +579,234+579.2k
GOLDMAN SACHS GROUP INC Added +162,986+163.0k
BANK OF AMERICA CORP /DE/ Added +130,153+130.2k
NATIXIS ADVISORS, LLC Added +71,242+71.2k
JPMORGAN CHASE & CO Added +51,670+51.7k
Credential Qtrade Securities Inc. Added +50,280+50.3k
ROYAL BANK OF CANADA Added +40,645+40.6k
D. E. Shaw & Co., Inc. New +36,317+36.3k
RAYMOND JAMES & ASSOCIATES Added +31,396+31.4k
Y-Intercept (Hong Kong) Ltd New +23,401+23.4k

Biggest sellers

FMR LLC Reduced -1,824,526-1.8m
Arete Wealth Advisors, LLC Sold out -248,560-248.6k
Optiver Holding B.V. Reduced -134,371-134.4k
OLD MISSION CAPITAL LLC Sold out -121,755-121.8k
BANK OF MONTREAL /CAN/ Reduced -119,759-119.8k
MARSHALL WACE, LLP Sold out -110,884-110.9k
UBS Group AG Reduced -110,790-110.8k
CANTOR FITZGERALD, L. P. Sold out -106,211-106.2k
DIMENSIONAL FUND ADVISORS LP Reduced -78,164-78.2k
JANE STREET GROUP, LLC Reduced -78,110-78.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $76.5k2.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $19.8k700 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 3,770,6763.8m $106.8m $106.8m 0.00% Added +579.2k +579,234
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,645,5253.6m $103.2m $103.2m 0.01% Added +130.2k +130,153
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,073,0172.1m $58.7m $58.7m 0.01% Added +10.9k +10,900
4 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,046,2832.0m $58.0m $58.0m 0.02% Added +40.6k +40,645
5 FMR LLC 0.00% of their portfolio BOSTON, MA 1,984,2162.0m $56.2m $56.2m 0.00% Reduced -1.8m -1,824,526
6 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,819,5451.8m $51.5m $51.5m 0.01% Added +163.0k +162,986
7 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,197,4911.2m $33.9m $33.9m 0.01% Reduced -36.5k -36,528
8 Credential Qtrade Securities Inc. 1.84% of their portfolio VANCOUVER, A1 1,031,0101.0m $29.2m $29.2m 1.84% Added +50.3k +50,280
9 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 981,173981.2k $27.8m $27.8m 0.01% Added +10.8k +10,760
10 CAUSEWAY CAPITAL MANAGEMENT LLC 0.70% of their portfolio LOS ANGELES, CA 935,054935.1k $26.5m $26.5m 0.70% Reduced -76.7k -76,672
11 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 829,951830.0k $24.2m $24.2m 0.01% Reduced -119.8k -119,759
12 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 639,576639.6k $18.1m $18.1m 0.01% Reduced -78.2k -78,164
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 581,981582.0k $16.5m $16.5m 0.00% Added +51.7k +51,670
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 554,589554.6k $15.7m $15.7m 0.01% Reduced -4.8k -4,803
15 NATIXIS ADVISORS, LLC 0.04% of their portfolio Boston, MA 478,928478.9k $13.6m $13.6m 0.04% Added +71.2k +71,242
16 Solel Partners LP 1.53% of their portfolio BOSTON, MA 339,824339.8k $9.6m $9.6m 1.53% Unchanged
17 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 306,817306.8k $8.6m $8.6m 0.01% Added +2.7k +2,699
18 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 262,841262.8k $7.4m $7.4m 0.01% Reduced -1.5k -1,531
19 Altrius Capital Management Inc 2.18% of their portfolio NEW BERN, NC 259,579259.6k $7.4m $7.4m 2.18% Added +113 +113
20 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 238,295238.3k $6.7m $6.7m 0.01% Added +31.4k +31,396
21 CIBC Asset Management Inc 0.03% of their portfolio TORONTO, Z4 226,970227.0k $6.4m $6.4m 0.03% Reduced -24.9k -24,867
22 THOMAS WHITE INTERNATIONAL LTD 1.33% of their portfolio CHICAGO, IL 226,395226.4k $6.4m $6.4m 1.33% Reduced -6.5k -6,533
23 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 218,191218.2k $6.2m $6.2m 0.01% Added +10.5k +10,493
24 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.20% of their portfolio BALA CYNWYD, PA 191,250191.2k $5.4m $5.4m 0.20% Unchanged
25 Optiver Holding B.V. 0.13% of their portfolio AMSTERDAM, P7 161,627161.6k $4.6m $4.6m 0.13% Reduced -134.4k -134,371
26 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 136,682136.7k $3.9m $3.9m 0.00% Added +13.7k +13,676
27 AMG National Trust Bank 0.12% of their portfolio GREENWOOD VILLAGE, CO 127,142127.1k $3.6m $3.6m 0.12% Reduced -2.8k -2,752
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 118,334118.3k $3.4m $3.4m 0.00% Added +7.2k +7,159
29 Madison Asset Management, LLC 0.04% of their portfolio MADISON, WI 108,240108.2k $3.1m $3.1m 0.04% Reduced -1.3k -1,337
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 81,08281.1k $2.3m $2.3m 0.00% Reduced -110.8k -110,790
31 Crossmark Global Holdings, Inc. 0.05% of their portfolio HOUSTON, TX 78,93678.9k $2.2m $2.2m 0.05% Reduced -5.8k -5,817
32 OPPENHEIMER ASSET MANAGEMENT INC. 0.03% of their portfolio NEW YORK, NY 77,52677.5k $2.2m $2.2m 0.03% Reduced -10.2k -10,210
33 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 60,53260.5k $1.7m $1.7m 0.00% Added +2.5k +2,497
34 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 59,62059.6k $1.7m $1.7m 0.01% Reduced -10.6k -10,605
35 Ethic Inc. 0.06% of their portfolio NEW YORK, NY 53,99054.0k $1.5m $1.5m 0.06% Reduced -7.2k -7,219
36 Bain Capital Public Equity Management II, LLC 0.08% of their portfolio Boston, MA 51,51351.5k $1.5m $1.5m 0.08% Reduced -8.4k -8,386
37 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 50,63150.6k $1.4m $1.4m 0.03% Reduced -924 -924
38 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 46,25946.3k $1.3m $1.3m 0.00% Reduced -8.0k -7,963
39 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 42,87242.9k $1.2m $1.2m 0.00% Added +12.5k +12,504
40 EARNEST PARTNERS LLC 0.01% of their portfolio ATLANTA, GA 38,65938.7k $1.1m $1.1m 0.01% Reduced -141 -141
41 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 38,57238.6k $1.1m $1.1m 0.00% Added +4.7k +4,687
42 Mariner, LLC 0.00% of their portfolio Overland Park, KS 36,39836.4k $1.0m $1.0m 0.00% Added +12.0k +11,957
43 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 36,31736.3k $1.0m $1.0m 0.00% New
44 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 33,20033.2k $940.2k $940.2k 0.01% Reduced -33.9k -33,900
45 First Trust Direct Indexing L.P. 0.10% of their portfolio Boston, MA 33,11133.1k $937.7k $937.7k 0.10% Added +3.3k +3,254
46 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 32,39232.4k $917.3k $917.3k 0.00% Reduced -4.4k -4,396
47 Legacy Wealth Asset Management, LLC 0.28% of their portfolio WOODBURY, MN 28,09828.1k $795.7k $795.7k 0.28% Reduced -15 -15
48 Quantinno Capital Management LP 0.04% of their portfolio NEW YORK, NY 27,17527.2k $770.0k $770.0k 0.04% Added +10.8k +10,845
49 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 24,41324.4k $691.4k $691.4k 0.00% Reduced -14.0k -14,045
50 HIGHLAND CAPITAL MANAGEMENT, LLC 0.04% of their portfolio MEMPHIS, TN 24,22424.2k $686.0k $686.0k 0.04% Added +2.3k +2,325
51 Y-Intercept (Hong Kong) Ltd 0.07% of their portfolio HONG KONG, K3 23,40123.4k $662.7k $662.7k 0.07% New
52 YOUSIF CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BLOOMFIELD HILLS, MI 23,22123.2k $657.6k $657.6k 0.01% Added +149 +149
53 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 21,94421.9k $621.5k $621.5k 0.01% Reduced -2.0k -1,966
54 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 21,94421.9k $621.5k $621.5k 0.01% Reduced -2.0k -1,966
55 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 21,24221.2k $601.6k $601.6k 0.00% Reduced -4 -4
56 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 21,20821.2k $600.6k $600.6k 0.00% Added +3.9k +3,850
57 Covenant Partners, LLC 0.20% of their portfolio Nashville, TN 19,31819.3k $547.1k $547.1k 0.20% Reduced -11.8k -11,796
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,29219.3k $547.0k $547.0k 0.00% New
59 WEALTH ALLIANCE, LLC 0.08% of their portfolio MELLVILLE, NY 19,08719.1k $540.5k $540.5k 0.08% Added +654 +654
60 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 18,36418.4k $520.1k $520.1k 0.00% Unchanged
61 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 18,35118.4k $519.7k $519.7k 0.00% Added +6.3k +6,270
62 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 18,03418.0k $510.7k $510.7k 0.00% Reduced -63.9k -63,908
63 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 18,01518.0k $510.2k $510.2k 0.00% New
64 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 17,74417.7k $502.5k $502.5k 0.00% Reduced -1.8k -1,795
65 Pinnacle Wealth Planning Services, Inc. 0.08% of their portfolio MANSFIELD, OH 17,57917.6k $497.8k $497.8k 0.08% Reduced -1.7k -1,717
66 Naviter Wealth, LLC 0.13% of their portfolio LITTLE ROCK, AR 17,48217.5k $495.1k $495.1k 0.13% Added +2.3k +2,301
67 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 17,43117.4k $493.6k $493.6k 0.00% Added +9.9k +9,936
68 Susquehanna International Group Ltd. 0.40% of their portfolio DUBLIN, L2 17,39817.4k $492.7k $492.7k 0.40% New
69 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 17,18917.2k $486.8k $486.8k 0.00% Added +12.8k +12,842
70 TD PRIVATE CLIENT WEALTH LLC 0.02% of their portfolio NEW YORK, NY 16,91916.9k $479.1k $479.1k 0.02% Added +3.9k +3,881
71 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 16,42616.4k $465.2k $465.2k 0.00% Reduced -170 -170
72 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 16,36216.4k $463.0k $463.0k 0.00% Added +2.5k +2,542
73 Vanguard Personalized Indexing Management, LLC 0.01% of their portfolio OAKLAND, CA 16,08716.1k $455.6k $455.6k 0.01% Added +3.5k +3,536
74 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 15,90415.9k $450.0k $450.0k 0.00% New
75 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,69314.7k $416.0k $416.0k 0.00% Added +2.9k +2,876
76 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,56314.6k $412.4k $412.4k 0.00% Added +3.3k +3,272
77 Vestmark Advisory Solutions, Inc. 0.02% of their portfolio Wakefield, MA 14,46414.5k $409.6k $409.6k 0.02% Added +1.1k +1,064
78 ADVISOR PARTNERS II, LLC 0.02% of their portfolio WALNUT CREEK, CA 13,77913.8k $390.2k $390.2k 0.02% Added +1.2k +1,177
79 44 WEALTH MANAGEMENT LLC 0.12% of their portfolio EUGENE, OR 12,56112.6k $355.7k $355.7k 0.12% Added +3.5k +3,487
80 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 11,89811.9k $337.0k $337.0k 0.00% Added +1.2k +1,248
81 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 11,58111.6k $328.0k $328.0k 0.01% Reduced -625 -625
82 Vident Investment Advisory, LLC 0.01% of their portfolio Alpharetta, GA 11,50711.5k $325.8k $325.8k 0.01% Added +3.4k +3,425
83 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 11,39611.4k $322.7k $322.7k 0.00% New
84 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 11,32411.3k $321.0k $321.0k 0.01% Added +2.6k +2,598
85 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 11,10611.1k $314.5k $314.5k 0.00% Added +84 +84
86 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 10,75010.8k $304.4k $304.4k 0.01% Added +617 +617
87 Ellevest, Inc. 0.02% of their portfolio NEW YORK, NY 10,68610.7k $302.6k $302.6k 0.02% Reduced -2.3k -2,338
88 COURIER CAPITAL LLC 0.02% of their portfolio BUFFALO, NY 10,61610.6k $300.6k $300.6k 0.02% Unchanged
89 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 9,3619.4k $265.1k $265.1k 0.01% New
90 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,3329.3k $264.3k $264.3k 0.00% Reduced -31 -31
91 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 9,3169.3k $263.8k $263.8k 0.00% Reduced -124 -124
92 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 9,2209.2k $261.1k $261.1k 0.00% New
93 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 9,1579.2k $259.0k $259.0k 0.00% Reduced -503 -503
94 SYSTM Wealth Solutions LLC 0.03% of their portfolio Chicago, IL 8,9358.9k $253.0k $253.0k 0.03% Reduced -966 -966
95 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 8,7628.8k $248.9k $248.9k 0.00% Added +2 +2
96 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 8,7308.7k $247.2k $247.2k 0.00% Added +10 +10
97 Quantamental Technologies LLC 0.10% of their portfolio WHITE PLAINS, NY 8,5388.5k $241.8k $241.8k 0.10% Reduced -7.5k -7,509
98 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 8,4488.4k $239.2k $239.2k 0.00% New
99 Regal Investment Advisors LLC 0.02% of their portfolio KENTWOOD, MI 8,3548.4k $236.6k $236.6k 0.02% Unchanged
100 Gallacher Capital Management LLC 0.13% of their portfolio LONE TREE, CO 8,0688.1k $228.5k $228.5k 0.13% Added +673 +673