Vault-13

PROSHARES TR NOBL

S&P 500 DV ARIST · ETP · CUSIP 74348A467

649 institutional holders +1 vs Q2 2023
56,147,52756.1m shares reported held*
$5.0bnreported value*
52 new 264 added 197 reduced 54 sold out net sold ≈ $18.7m (-196.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($528.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $88.57. Options: 4 managers hold calls ($9.0m notional), 3 hold puts ($2.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 571Q4 22: 633Q1 23: 639Q2 23: 648Q3 23: 649649Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022571
Q4 2022633
Q1 2023639
Q2 2023648
Q3 2023649

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 329 bought or addedQ4 22: 187 cut or sold outQ4 22Q1 23: 324 bought or addedQ1 23: 234 cut or sold outQ1 23Q2 23: 296 bought or addedQ2 23: 246 cut or sold outQ2 23Q3 23: 316 bought or addedQ3 23: 251 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022329187
Q1 2023324234
Q2 2023296246
Q3 2023316251

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 22 calls: $13.3mQ4 22 puts: $3.3mQ4 22P/C 0.25Q1 23 calls: $10.1mQ1 23 puts: $1.6mQ1 23P/C 0.16Q2 23 calls: $11.7mQ2 23 puts: $3.5mQ2 23P/C 0.30Q3 23 calls: $9.0mQ3 23 puts: $2.1mQ3 23P/C 0.23
Numbers
QuarterCallsPutsP/C
Q4 2022$13.3m$3.3m0.25
Q1 2023$10.1m$1.6m0.16
Q2 2023$11.7m$3.5m0.30
Q3 2023$9.0m$2.1m0.23

Biggest buyers

Cresset Asset Management, LLC Added +307,157+307.2k
LPL Financial LLC Added +220,263+220.3k
BANK OF AMERICA CORP /DE/ Added +191,431+191.4k
OSAIC HOLDINGS, INC. Added +182,581+182.6k
COMERICA BANK New +126,201+126.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +111,371+111.4k
MORGAN STANLEY Added +100,735+100.7k
Cypress Capital, LLC New +78,889+78.9k
HighTower Advisors, LLC Added +74,756+74.8k
WELLS FARGO & COMPANY/MN Added +74,326+74.3k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -481,717-481.7k
Cerity Partners LLC Sold out -359,538-359.5k
NATIONAL BANK OF CANADA /FI/ Reduced -174,187-174.2k
MONEY CONCEPTS CAPITAL CORP Reduced -170,159-170.2k
Paragon Capital Management Ltd Reduced -166,468-166.5k
CREDIT SUISSE AG/ Sold out -154,667-154.7k
Prism Advisors, Inc. Reduced -109,582-109.6k
J.P. Morgan Private Wealth Advisors LLC Reduced -87,151-87.2k
Apollon Wealth Management, LLC Reduced -84,800-84.8k
Bard Financial Services, Inc. Sold out -81,750-81.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $6.7m75.3k shares
CITADEL ADVISORS LLC Reduced $2.0m23.1k shares
WOLVERINE TRADING, LLC New $274.5k3.1k shares
Cutler Group LLC / CA Reduced $01.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.7m19.4k shares
CITADEL ADVISORS LLC Added $354.2k4.0k shares
Cutler Group LLC / CA Unchanged $0800 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.11% of their portfolio NEW YORK, NY 12,499,89612.5m $1.1bn $1.1bn 0.11% Added +100.7k +100,735
2 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 4,400,5434.4m $389.7m $389.7m 0.05% Added +191.4k +191,431
3 LPL Financial LLC 0.19% of their portfolio FORT MILL, SC 2,985,5433.0m $264.4m $264.4m 0.19% Added +220.3k +220,263
4 UBS Group AG 0.08% of their portfolio ZURICH, V8 2,028,9612.0m $179.7m $179.7m 0.08% Reduced -46.8k -46,770
5 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 1,932,8241.9m $171.2m $171.2m 0.05% Added +74.3k +74,326
6 Raymond James Financial Services Advisors, Inc. 0.25% of their portfolio ST. PETERSBURG, FL 1,568,4671.6m $138.9m $138.9m 0.25% Added +13.5k +13,460
7 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,524,7031.5m $135.0m $135.0m 0.04% Added +34.1k +34,122
8 Cresset Asset Management, LLC 0.79% of their portfolio Chicago, IL 1,291,4271.3m $114.4m $114.4m 0.79% Added +307.2k +307,157
9 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 2.93% of their portfolio MINNEAPOLIS, MN 1,183,9221.2m $104.8m $104.8m 2.93% Added +23.0k +23,029
10 COMMONWEALTH EQUITY SERVICES, LLC 0.22% of their portfolio WALTHAM, MA 1,179,9931.2m $104.5m $104.5m 0.22% Added +15.0k +14,979
11 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 1,064,7671.1m $94.3m $94.3m 0.14% Added +182.6k +182,581
12 IAM Advisory, LLC 28.85% of their portfolio EASTON, PA 932,712932.7k $82.6m $82.6m 28.85% Reduced -34.5k -34,503
13 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 846,764846.8k $75.1m $75.1m 0.02% Reduced -481.7k -481,717
14 J.P. Morgan Private Wealth Advisors LLC 0.17% of their portfolio SAN FRANCISCO, CA 687,558687.6k $60.9m $60.9m 0.17% Reduced -87.2k -87,151
15 Wealthspire Advisors, LLC 0.98% of their portfolio NEW YORK, NY 666,975667.0k $59.1m $59.1m 0.98% Reduced -18.3k -18,285
16 Cassaday & Co Wealth Management LLC 2.30% of their portfolio MCLEAN, VA 621,689621.7k $55.1m $55.1m 2.30% Reduced -6.3k -6,288
17 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 606,486606.5k $53.7m $53.7m 0.05% Reduced -20.3k -20,273
18 Janney Montgomery Scott LLC 0.17% of their portfolio PHILADELPHIA, PA 506,786506.8k $44.9m $44.9m 0.17% Added +3.8k +3,786
19 Cambridge Investment Research Advisors, Inc. 0.20% of their portfolio FAIRFIELD, IA 483,273483.3k $42.8m $42.8m 0.20% Reduced -24.5k -24,454
20 Strategic Wealth Investment Group, LLC 7.15% of their portfolio LOUISVILLE, KY 445,277445.3k $39.4m $39.4m 7.15% Added +20.5k +20,468
21 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 411,715411.7k $36.5m $36.5m 0.02% Added +18.3k +18,306
22 Brookstone Capital Management 0.66% of their portfolio WHEATON, IL 349,987350.0k $30.2m $30.2m 0.66% Added +56.6k +56,571
23 ForthRight Wealth Management, LLC 13.16% of their portfolio ALPHARETTA, GA 344,997345.0k $30.5m $30.5m 13.16% Reduced -3.9k -3,915
24 IFG Advisory, LLC 2.47% of their portfolio ATLANTA, GA 330,447330.4k $29.3m $29.3m 2.47% Added +10.6k +10,554
25 Baird Financial Group, Inc. 0.08% of their portfolio MILWAUKEE, WI 328,965329.0k $29.1m $29.1m 0.08% Added +2.4k +2,392
26 HANTZ FINANCIAL SERVICES, INC. 0.74% of their portfolio SOUTHFIELD, MI 327,586327.6k $29.0m $29.0m 0.74% Reduced -6.6k -6,562
27 AVANTAX ADVISORY SERVICES, INC. 0.32% of their portfolio DALLAS, TX 325,076325.1k $28.8m $28.8m 0.32% Added +24.2k +24,158
28 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 324,569324.6k $28.7m $28.7m 0.04% Reduced -9.7k -9,723
29 Landmark Wealth Management, LLC 13.23% of their portfolio MELVILLE, NY 262,985263.0k $23.3m $23.3m 13.23% Reduced -6.5k -6,539
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 261,015261.0k $23.1m $23.1m 0.03% Added +53.6k +53,643
31 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 251,017251.0k $22.2m $22.2m 0.04% Added +20.0k +19,953
32 QUEST INVESTMENT MANAGEMENT LLC 3.04% of their portfolio LAKE OSWEGO, OR 242,948242.9k $21.5m $21.5m 3.04% Added +14.6k +14,581
33 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 240,278240.3k $21.3m $21.3m 0.13% Reduced -29.1k -29,063
34 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 235,388235.4k $20.8m $20.8m 0.04% Added +74.8k +74,756
35 Financial Partners Group, Inc 4.16% of their portfolio Overland Park, KS 233,219233.2k $20.2m $20.2m 4.16% Reduced -9.5k -9,484
36 Summit Financial Wealth Advisors, LLC 4.85% of their portfolio Lafayette, LA 226,267226.3k $19.7m $19.7m 4.85% Added +9.6k +9,555
37 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 207,523207.5k $18.4m $18.4m 0.10% Added +22.8k +22,797
38 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 207,408207.4k $18.4m $18.4m 0.07% Added +47.9k +47,868
39 Prime Capital Investment Advisors, LLC 0.33% of their portfolio OVERLAND PARK, KS 182,455182.5k $16.2m $16.2m 0.33% Added +2.2k +2,156
40 TOTH FINANCIAL ADVISORY CORP 2.30% of their portfolio LEESBURG, VA 170,505170.5k $15.1m $15.1m 2.30% Reduced -4.3k -4,338
41 Prism Advisors, Inc. 4.93% of their portfolio STUDIO CITY, CA 159,126159.1k $14.1m $14.1m 4.93% Reduced -109.6k -109,582
42 Essex Financial Services, Inc. 1.62% of their portfolio ESSEX, CT 157,958158.0k $14.0m $14.0m 1.62% Reduced -7.2k -7,212
43 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 151,730151.7k $13.4m $13.4m 0.12% Added +12.7k +12,690
44 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 149,040149.0k $13.0m $13.0m 0.02% Reduced -174.2k -174,187
45 SMITH, MOORE & CO. 1.69% of their portfolio CLAYTON, MO 147,847147.8k $12.8m $12.8m 1.69% Added +2.5k +2,453
46 TD Waterhouse Canada Inc. 0.18% of their portfolio TORONTO, A6 147,179147.2k $17.2m $17.2m 0.18% Reduced -62 -62
47 Glen Eagle Advisors, LLC 2.94% of their portfolio KINGSTON, NJ 142,969143.0k $12.7m $12.7m 2.94% Reduced -32.1k -32,085
48 Avidian Wealth Enterprises, LLC 0.87% of their portfolio Houston, TX 140,088140.1k $12.4m $12.4m 0.87% Reduced -17.7k -17,701
49 D.A. DAVIDSON & CO. 0.13% of their portfolio GREAT FALLS, MT 139,251139.3k $12.3m $12.3m 0.13% Added +4.6k +4,639
50 Centennial Bank/AR/ 7.90% of their portfolio CONWAY, AR 129,110129.1k $11.4m $11.4m 7.90% Reduced -7.4k -7,355
51 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 129,070129.1k $11.4m $11.4m 0.00% Added +8.4k +8,360
52 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 128,468128.5k $11.4m $11.4m 0.03% Added +35.8k +35,757
53 COMERICA BANK 0.06% of their portfolio DALLAS, TX 126,201126.2k $11.2m $11.2m 0.06% New
54 CFS Investment Advisory Services, LLC 1.78% of their portfolio TOTOWA, NJ 126,117126.1k $11.2m $11.2m 1.78% Added +15.7k +15,748
55 Equitable Holdings, Inc. 0.16% of their portfolio NEW YORK, NY 122,337122.3k $10.8m $10.8m 0.16% Reduced -4.3k -4,334
56 KPP Advisory Services LLC 3.46% of their portfolio Louisville, KY 118,279118.3k $10.5m $10.5m 3.46% First filing
57 SMITH SHELLNUT WILSON LLC /ADV 6.35% of their portfolio Ridgeland, MS 117,264117.3k $10.4m $10.4m 6.35% Reduced -357 -357
58 Mariner, LLC 0.03% of their portfolio Overland Park, KS 116,898116.9k $10.4m $10.4m 0.03% Added +5.0k +4,959
59 NewEdge Advisors, LLC 0.11% of their portfolio NEW ORLEANS, LA 116,036116.0k $10.3m $10.3m 0.11% Added +54.8k +54,822
60 Veltria Advisors Corp. 4.04% of their portfolio MIAMI, FL 115,879115.9k $10.3m $10.3m 4.04% Unchanged
61 Financial & Tax Architects, LLC 3.17% of their portfolio ST LOUIS, MO 115,096115.1k $10.2m $10.2m 3.17% Added +22.6k +22,621
62 Pacific Wealth Strategies Group, Inc. 10.73% of their portfolio SANTA BARBARA, CA 114,974115.0k $10.2m $10.2m 10.73% Added +13.9k +13,911
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 113,920113.9k $10.1m $10.1m 0.00% Reduced -8.8k -8,789
64 Apexium Financial, LP 1.00% of their portfolio Dallas, TX 113,077113.1k $10.0m $10.0m 1.00% Reduced -822 -822
65 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 111,371111.4k $9.9m $9.9m 0.03% New
66 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 110,394110.4k $9.8m $9.8m 0.08% Reduced -32.0k -31,955
67 OPPENHEIMER & CO INC 0.20% of their portfolio NEW YORK, NY 109,908109.9k $9.7m $9.7m 0.20% Added +1.2k +1,218
68 Kraft, Davis & Associates, LLC 3.46% of their portfolio St. Louis, MO 105,759105.8k $9.2m $9.2m 3.46% Reduced -5.2k -5,219
69 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 103,422103.4k $9.2m $9.2m 0.09% Added +5.9k +5,944
70 InterOcean Capital Group, LLC 0.27% of their portfolio NASHVILLE, TN 100,815100.8k $8.9m $8.9m 0.27% Reduced -1.4k -1,422
71 Ted Buchan & Co 7.15% of their portfolio San Diego, CA 100,500100.5k $8.9m $8.9m 7.15% Reduced -1.7k -1,748
72 Coston, McIsaac & Partners 3.36% of their portfolio BAR HARBOR, ME 100,165100.2k $8.9m $8.9m 3.36% Added +5.1k +5,079
73 First Personal Financial Services 2.26% of their portfolio CHARLOTTE, NC 98,22898.2k $8.7m $8.7m 2.26% Reduced -1.3k -1,318
74 Legacy Private Trust Co. 0.74% of their portfolio NEENAH, WI 97,66297.7k $8.6m $8.6m 0.74% Reduced -5.8k -5,775
75 Grayhawk Investment Strategies Inc. 5.64% of their portfolio Calgary, A0 94,86194.9k $8.4m $8.4m 5.64% Added +2.2k +2,200
76 Sanchez Wealth Management Group 3.36% of their portfolio JACKSONVILLE, FL 93,96094.0k $8.3m $8.3m 3.36% Added +1.8k +1,754
77 Paragon Capital Management Ltd 1.87% of their portfolio DENVER, CO 93,89593.9k $8.3m $8.3m 1.87% Reduced -166.5k -166,468
78 BENJAMIN F. EDWARDS & COMPANY, INC. 0.31% of their portfolio ST. LOUIS, MO 90,75890.8k $8.0m $8.0m 0.31% Added +207 +207
79 Koshinski Asset Management, Inc. 0.87% of their portfolio DECATUR, IL 85,30385.3k $7.6m $7.6m 0.87% Added +2.0k +2,026
80 MYCIO WEALTH PARTNERS, LLC 2.24% of their portfolio PHILADELPHIA, PA 84,50984.5k $7.5m $7.5m 2.24% Reduced -6.9k -6,913
81 Ratio Wealth Group 1.85% of their portfolio DENVER, CO 83,51983.5k $7.4m $7.4m 1.85% Reduced -10.6k -10,646
82 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 82,36882.4k $7.3m $7.3m 0.10% Added +3.9k +3,898
83 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 81,17981.2k $7.2m $7.2m 0.01% Reduced -1.7k -1,701
84 Fulton Bank, N.A. 0.34% of their portfolio Lancaster, PA 79,86979.9k $7.1m $7.1m 0.34% Unchanged
85 Cetera Advisors LLC 0.11% of their portfolio DENVER, CO 79,26079.3k $7.0m $7.0m 0.11% Added +4.6k +4,559
86 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 79,10779.1k $7.0m $7.0m 0.01% Reduced -2.5k -2,490
87 Cypress Capital, LLC 2.05% of their portfolio FRANKLIN, TN 78,88978.9k $7.0m $7.0m 2.05% New
88 Performance Wealth Partners, LLC 0.34% of their portfolio HINSDALE, IL 78,04378.0k $6.9m $6.9m 0.34% Added +11.6k +11,561
89 THOROUGHBRED FINANCIAL SERVICES, LLC 0.67% of their portfolio BRENTWOOD, TN 77,28777.3k $6.8m $6.8m 0.67% Added +12.2k +12,181
90 Newman Dignan & Sheerar, Inc. 2.22% of their portfolio PROVIDENCE, RI 76,45276.5k $6.8m $6.8m 2.22% Added +4.3k +4,308
91 DAGCO, INC. 2.04% of their portfolio WESTLAKE, OH 75,65075.7k $4.0m $4.0m 2.04% Added +72.1k +72,115
92 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 75,13375.1k $6.7m $6.7m 0.01% Added +8.3k +8,309
93 Jacobi Capital Management LLC 0.75% of their portfolio PITTSTON, PA 74,58174.6k $6.6m $6.6m 0.75% Reduced -1.1k -1,061
94 Allen Capital Group, LLC 1.20% of their portfolio GRAND ISLAND, NE 74,38474.4k $6.5m $6.5m 1.20% Reduced -42.0k -42,014
95 Connecticut Wealth Management, LLC 0.45% of their portfolio FARMINGTON, CT 74,33474.3k $6.6m $6.6m 0.45% Reduced -2.0k -2,019
96 TRANSCEND CAPITAL ADVISORS, LLC 0.63% of their portfolio MADISON, NJ 73,25973.3k $6.5m $6.5m 0.63% Added +5.0k +5,043
97 LMG Wealth Partners, LLC 1.93% of their portfolio SHREVEPORT, LA 71,36771.4k $6.3m $6.3m 1.93% Added +578 +578
98 Joseph P. Lucia & Associates, LLC 4.38% of their portfolio Yorktown Heights, NY 70,70270.7k $6.3m $6.3m 4.38% Reduced -359 -359
99 Estate Counselors, LLC 0.83% of their portfolio Thiensville, WI 70,56370.6k $6.2m $6.2m 0.83% Reduced -6.4k -6,430
100 Spire Wealth Management 0.24% of their portfolio MCLEAN, VA 70,46970.5k $6.2m $6.2m 0.24% Added +3.7k +3,721