Vault-13

PROSHARES TR SMDV

RUSS 2000 DIVD · ETP · CUSIP 74347B698

144 institutional holders +13 vs Q3 2024
5,624,2855.6m shares reported held*
$380.6mreported value*
16 new 50 added 43 reduced 7 sold out net sold ≈ $3.8m (-56.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $67.68. Options: 2 managers hold calls ($588.7k notional), 1 hold puts ($13.5k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 116Q4 22: 129Q1 23: 127Q2 23: 127Q3 23: 128Q4 23: 131Q1 24: 131Q2 24: 133Q3 24: 131Q4 24: 144144Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022116
Q4 2022129
Q1 2023127
Q2 2023127
Q3 2023128
Q4 2023131
Q1 2024131
Q2 2024133
Q3 2024131
Q4 2024144

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 67 bought or addedQ1 23: 48 cut or sold outQ2 23: 61 bought or addedQ2 23: 57 cut or sold outQ2 23Q3 23: 61 bought or addedQ3 23: 51 cut or sold outQ4 23: 55 bought or addedQ4 23: 62 cut or sold outQ4 23Q1 24: 62 bought or addedQ1 24: 60 cut or sold outQ2 24: 46 bought or addedQ2 24: 63 cut or sold outQ2 24Q3 24: 55 bought or addedQ3 24: 62 cut or sold outQ4 24: 66 bought or addedQ4 24: 50 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20236748
Q2 20236157
Q3 20236151
Q4 20235562
Q1 20246260
Q2 20244663
Q3 20245562
Q4 20246650

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ1 24 calls: $838.7kQ1 24 puts: $435.3kQ1 24P/C 0.52Q2 24 calls: $639.9kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $290.9kQ3 24 puts: $484.8kQ3 24P/C 1.67Q4 24 calls: $588.7kQ4 24 puts: $13.5kQ4 24P/C 0.02
Numbers
QuarterCallsPutsP/C
Q1 2024$838.7k$435.3k0.52
Q2 2024$639.9k$00.00
Q3 2024$290.9k$484.8k1.67
Q4 2024$588.7k$13.5k0.02

Biggest buyers

UBS Group AG Added +30,193+30.2k
&PARTNERS Added +27,269+27.3k
GOLDMAN SACHS GROUP INC New +19,860+19.9k
LPL Financial LLC Added +18,411+18.4k
TRUIST FINANCIAL CORP Added +7,605+7.6k
TWO SIGMA SECURITIES, LLC New +5,967+6.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +5,323+5.3k
United Advisor Group, LLC Added +4,893+4.9k
WELLS FARGO & COMPANY/MN Added +4,830+4.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +4,256+4.3k

Biggest sellers

Piedmont Capital Management, LLC Sold out -104,498-104.5k
JPMORGAN CHASE & CO Reduced -58,038-58.0k
PINNACLE ASSOCIATES LTD Reduced -15,605-15.6k
TWO SIGMA INVESTMENTS, LP Reduced -10,500-10.5k
Capital Investment Advisors, LLC Reduced -6,700-6.7k
Realta Investment Advisors Sold out -5,356-5.4k
Arlington Trust Co LLC Reduced -3,783-3.8k
JANE STREET GROUP, LLC Sold out -3,642-3.6k
NewEdge Advisors, LLC Reduced -3,003-3.0k
Private Advisor Group, LLC Reduced -2,484-2.5k

Biggest calls

CITADEL ADVISORS LLC Added $311.3k4.6k shares
Belvedere Trading LLC New $277.4k4.1k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $13.5k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,138,2541.1m $77.0m $77.0m 0.01% Reduced -530 -530
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 459,939459.9k $31.1m $31.1m 0.01% Added +4.8k +4,830
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 445,065445.1k $30.1m $30.1m 0.01% Added +30.2k +30,193
4 Capital Investment Advisors, LLC 0.59% of their portfolio ATLANTA, GA 431,354431.4k $29.2m $29.2m 0.59% Reduced -6.7k -6,700
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 314,759314.8k $21.3m $21.3m 0.01% First filing
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 278,719278.7k $18.9m $18.9m 0.00% Reduced -783 -783
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 260,795260.8k $17.6m $17.6m 0.01% Added +18.4k +18,411
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 221,408221.4k $15.0m $15.0m 0.00% Reduced -711 -711
9 TOTH FINANCIAL ADVISORY CORP 1.53% of their portfolio LEESBURG, VA 192,528192.5k $13.0m $13.0m 1.53% Added +3.7k +3,664
10 Arlington Trust Co LLC 2.05% of their portfolio BIRMINGHAM, AL 144,219144.2k $9.8m $9.8m 2.05% Reduced -3.8k -3,783
11 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 124,819124.8k $8.4m $8.4m 0.02% Added +3.5k +3,535
12 &PARTNERS 0.09% of their portfolio NASHVILLE, TN 111,743111.7k $7.5m $7.5m 0.09% Added +27.3k +27,269
13 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 92,22392.2k $6.2m $6.2m 0.01% Reduced -1.1k -1,132
14 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 91,52591.5k $6.2m $6.2m 0.01% Added +7.6k +7,605
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 89,12189.1k $6.0m $6.0m 0.01% Added +4.3k +4,256
16 Landmark Wealth Management, LLC 2.07% of their portfolio MELVILLE, NY 68,86568.9k $4.7m $4.7m 2.07% Reduced -1.8k -1,788
17 ForthRight Wealth Management, LLC 1.54% of their portfolio ALPHARETTA, GA 68,25168.3k $4.6m $4.6m 1.54% Added +2.4k +2,384
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 61,69261.7k $4.2m $4.2m 0.01% Added +53 +53
19 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 54,55554.6k $3.8m $3.8m 0.02% Reduced -1.1k -1,094
20 SMITH, MOORE & CO. 0.33% of their portfolio CLAYTON, MO 53,48953.5k $3.6m $3.6m 0.33% Added +229 +229
21 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 49,72649.7k $3.4m $3.4m 0.00% Added +453 +453
22 United Advisor Group, LLC 0.62% of their portfolio CINCINNATI, OH 46,12546.1k $3.1m $3.1m 0.62% Added +4.9k +4,893
23 WBI INVESTMENTS, LLC 0.69% of their portfolio RED BANK, NJ 40,97541.0k $2.8m $2.8m 0.69% Added +3.3k +3,262
24 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 39,33239.3k $2.7m $2.7m 0.01% Added +3.1k +3,142
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 37,53237.5k $2.5m $2.5m 0.00% Reduced -2.1k -2,113
26 New England Private Wealth Advisors LLC 0.32% of their portfolio WELLESLEY, MA 30,02430.0k $2.0m $2.0m 0.32% Added +182 +182
27 Jacobi Capital Management LLC 0.15% of their portfolio PITTSTON, PA 29,82929.8k $2.0m $2.0m 0.15% Added +950 +950
28 Essex Financial Services, Inc. 0.12% of their portfolio ESSEX, CT 25,88625.9k $1.8m $1.8m 0.12% Reduced -1.2k -1,164
29 Parcion Private Wealth LLC 0.13% of their portfolio BELLEVUE, WA 24,89324.9k $1.7m $1.7m 0.13% Unchanged
30 PFG Investments, LLC 0.10% of their portfolio WOODBURY, NY 23,26523.3k $1.6m $1.6m 0.10% Added +395 +395
31 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 22,87922.9k $1.5m $1.5m 0.00% Added +1.8k +1,758
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 19,86019.9k $1.3m $1.3m 0.00% New
33 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 18,50018.5k $1.3m $1.3m 0.00% Reduced -10.5k -10,500
34 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 17,58617.6k $1.2m $1.2m 0.01% Added +462 +462
35 United Asset Strategies, Inc. 0.11% of their portfolio GARDEN CITY, NY 17,21717.2k $1.2m $1.2m 0.11% Added +261 +261
36 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 16,80316.8k $1.1m $1.1m 0.00% Reduced -844 -844
37 Trueblood Wealth Management, LLC 0.52% of their portfolio LIMA, OH 15,48115.5k $1.0m $1.0m 0.52% Added +192 +192
38 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 14,81014.8k $1.0m $1.0m 0.04% Reduced -276 -276
39 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.07% of their portfolio CEDAR RAPIDS, IA 13,89013.9k $939.9k $939.9k 0.07% Reduced -307 -307
40 Harvest Investment Services, LLC 0.23% of their portfolio Oakbrook Terrace, IL 13,82013.8k $935.2k $935.2k 0.23% Added +99 +99
41 Royal Capital Wealth Management, LLC 0.61% of their portfolio CARMEL, IN 12,82912.8k $868.1k $868.1k 0.61% Reduced -16 -16
42 Arkadios Wealth Advisors 0.05% of their portfolio ATLANTA, GA 12,65612.7k $856.4k $856.4k 0.05% Reduced -516 -516
43 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,58112.6k $851.4k $851.4k 0.00% Added +2.8k +2,837
44 WT Wealth Management 0.26% of their portfolio SCOTTSDALE, AZ 12,35412.4k $836.0k $836.0k 0.26% Reduced -442 -442
45 Northwest Financial Advisors 0.67% of their portfolio HERNDON, VA 12,03012.0k $814.1k $814.1k 0.67% Added +22 +22
46 Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio Parsippany, NJ 11,77611.8k $796.9k $796.9k 0.04% Added +321 +321
47 Cascade Financial Partners, LLC 0.10% of their portfolio SAN DIEGO, CA 11,69311.7k $791.3k $791.3k 0.10% Unchanged
48 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 10,01110.0k $677.4k $677.4k 0.01% Unchanged
49 Lewis Asset Management, LLC 0.50% of their portfolio LAFAYETTE, CA 9,6779.7k $654.9k $654.9k 0.50% Reduced -456 -456
50 COMERICA BANK 0.00% of their portfolio DALLAS, TX 9,4069.4k $636.5k $636.5k 0.00% Reduced -325 -325
51 CFS Investment Advisory Services, LLC 0.06% of their portfolio TOTOWA, NJ 9,3289.3k $631.0k $631.0k 0.06% Reduced -6 -6
52 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,1218.1k $549.5k $549.5k 0.00% Reduced -2.5k -2,484
53 L.M. KOHN & COMPANY 0.14% of their portfolio CINCINNATI, OH 8,0568.1k $545.1k $545.1k 0.14% Reduced -477 -477
54 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 7,9528.0k $538.1k $538.1k 0.01% Added +1 +1
55 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 7,2367.2k $489.7k $489.7k 0.00% Added +2.8k +2,842
56 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 7,1337.1k $482.7k $482.7k 0.02% Added +20 +20
57 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 7,1317.1k $482.6k $482.6k 0.02% Added +49 +49
58 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,0007.0k $473.7k $473.7k 0.00% Reduced -63 -63
59 Total Clarity Wealth Management, Inc. 0.15% of their portfolio ST. CHARLES, IL 6,7746.8k $458.4k $458.4k 0.15% Added +724 +724
60 CREATIVE FINANCIAL DESIGNS INC /ADV 0.04% of their portfolio KOKOMO, IN 6,7056.7k $453.7k $453.7k 0.04% Added +3.8k +3,793
61 Atlas Brown,Inc. 0.14% of their portfolio LOUISVILLE, KY 6,1086.1k $413.4k $413.4k 0.14% Added +236 +236
62 TWO SIGMA SECURITIES, LLC 0.07% of their portfolio NEW YORK, NY 5,9676.0k $403.8k $403.8k 0.07% New
63 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 5,9465.9k $402.4k $402.4k 0.00% Unchanged
64 Key Client Fiduciary Advisors, LLC 0.18% of their portfolio Fairfield, NJ 5,9175.9k $400.4k $400.4k 0.18% Unchanged
65 MWA Asset Management 0.26% of their portfolio DANVERS, MA 5,7415.7k $388.5k $388.5k 0.26% Added +195 +195
66 Creekside Partners 0.20% of their portfolio PETALUMA, CA 5,5875.6k $378.0k $378.0k 0.20% Added +1.4k +1,363
67 KRAEMATON INVESTMENT ADVISORS, INC 0.37% of their portfolio BRAINTREE, MA 5,5685.6k $376.8k $376.8k 0.37% Reduced -422 -422
68 WESBANCO BANK INC 0.01% of their portfolio WHEELING, WV 5,4335.4k $367.7k $367.7k 0.01% Unchanged
69 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,4135.4k $366.3k $366.3k 0.00% Reduced -3.0k -3,003
70 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 5,3235.3k $360.2k $360.2k 0.00% New
71 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 5,2385.2k $354.5k $354.5k 0.01% Reduced -963 -963
72 Lion Street Advisors, LLC 0.11% of their portfolio Austin, TX 5,1295.1k $347.1k $347.1k 0.11% Added +8 +8
73 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 5,0985.1k $345.0k $345.0k 0.00% Unchanged
74 Acorn Wealth Advisors, LLC 0.14% of their portfolio Grand Blanc, MI 5,0705.1k $343.1k $343.1k 0.14% Reduced -565 -565
75 Trilogy Capital Inc. 0.02% of their portfolio IRVINE, CA 5,0195.0k $339.6k $339.6k 0.02% Reduced -182 -182
76 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,9525.0k $335.1k $335.1k 0.00% Added +22 +22
77 Capital Advisors, Ltd. LLC 0.04% of their portfolio SHAKER HEIGHTS, OH 4,5664.6k $309.0k $309.0k 0.04% Unchanged
78 Peak Planning Group, LLC 0.13% of their portfolio CENTENNIAL, CO 4,4524.5k $301.3k $301.3k 0.13% Reduced -1.5k -1,454
79 Heritage Wealth Management, Inc. 0.10% of their portfolio CINCINNATI, OH 4,4224.4k $299.2k $299.2k 0.10% Unchanged
80 Bay Capital Advisors, LLC 0.24% of their portfolio VIRGINIA BEACH, VA 4,4004.4k $297.7k $297.7k 0.24% First filing
81 Round Rock Advisors LLC 0.06% of their portfolio WILTON, CT 4,2764.3k $289.3k $289.3k 0.06% Unchanged
82 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 4,2504.2k $287.6k $287.6k 0.00% Reduced -606 -606
83 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,1934.2k $283.7k $283.7k 0.00% Reduced -837 -837
84 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 4,1734.2k $282.4k $282.4k 0.02% Reduced -173 -173
85 Legacy Trust 0.06% of their portfolio GRAND RAPIDS, MI 3,8803.9k $262.6k $262.6k 0.06% Unchanged
86 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 3,8263.8k $258.9k $258.9k 0.00% Unchanged
87 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,7383.7k $252.9k $252.9k 0.00% Reduced -2 -2
88 KPP Advisory Services LLC 0.06% of their portfolio Louisville, KY 3,6993.7k $250.3k $250.3k 0.06% Added +1 +1
89 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 3,6913.7k $249.8k $249.8k 0.01% New
90 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 3,6623.7k $247.8k $247.8k 0.00% Added +436 +436
91 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 3,6123.6k $244.4k $244.4k 0.01% Added +49 +49
92 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 3,5773.6k $242.1k $242.1k 0.01% Added +222 +222
93 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 3,4943.5k $236.5k $236.5k 0.01% Reduced -72 -72
94 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 3,4823.5k $236.0k $236.0k 0.00% Reduced -179 -179
95 Capstone Wealth Management Group LLC 0.18% of their portfolio Bend, OR 3,4773.5k $235.3k $235.3k 0.18% First filing
96 Jackson, Grant Investment Advisers, Inc. 0.09% of their portfolio STAMFORD, CT 3,4513.5k $233.5k $233.5k 0.09% Added +4 +4
97 Anson Capital, Inc. 0.19% of their portfolio TYRONE, GA 3,2943.3k $222.9k $222.9k 0.19% Reduced -9 -9
98 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 3,2683.3k $221.1k $221.1k 0.00% Reduced -15.6k -15,605
99 CWC Advisors, LLC. 0.22% of their portfolio LAKE OSWEGO, OR 3,2503.2k $219.9k $219.9k 0.22% Unchanged
100 MONETA GROUP INVESTMENT ADVISORS LLC 0.00% of their portfolio ST LOUIS, MO 3,2273.2k $218.4k $218.4k 0.00% New