Vault-13

PROSHARES TR SMDV

RUSS 2000 DIVD · ETP · CUSIP 74347B698

131 institutional holders +0 vs Q4 2023
9,777,2449.8m shares reported held*
$626.7mreported value*
14 new 48 added 45 reduced 15 sold out net bought ≈ $35.6m (+554.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($285.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $64.10. Options: 2 managers hold calls ($838.7k notional), 1 hold puts ($435.3k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 116Q4 22: 129Q1 23: 127Q2 23: 127Q3 23: 128Q4 23: 131Q1 24: 131131Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022116
Q4 2022129
Q1 2023127
Q2 2023127
Q3 2023128
Q4 2023131
Q1 2024131

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 57 cut or sold outQ2 23Q3 23: 61 bought or addedQ3 23: 51 cut or sold outQ3 23Q4 23: 55 bought or addedQ4 23: 62 cut or sold outQ4 23Q1 24: 62 bought or addedQ1 24: 60 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226736
Q1 20236748
Q2 20236157
Q3 20236151
Q4 20235562
Q1 20246260

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ2 23 calls: $999.5kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $1.2mQ3 23 puts: $113.2kQ3 23P/C 0.09Q4 23 calls: $3.1mQ4 23 puts: $13.0kQ4 23P/C 0.00Q1 24 calls: $838.7kQ1 24 puts: $435.3kQ1 24P/C 0.52
Numbers
QuarterCallsPutsP/C
Q2 2023$999.5k$00.00
Q3 2023$1.2m$113.2k0.09
Q4 2023$3.1m$13.0k0.00
Q1 2024$838.7k$435.3k0.52

Biggest buyers

MORGAN STANLEY Added +760,889+760.9k
Capital Investment Advisors, LLC Added +97,604+97.6k
GOLDMAN SACHS GROUP INC New +44,972+45.0k
United Advisor Group, LLC New +35,800+35.8k
CITIGROUP INC Added +30,539+30.5k
TRUIST FINANCIAL CORP Added +15,529+15.5k
TOTH FINANCIAL ADVISORY CORP Added +12,902+12.9k
JANE STREET GROUP, LLC New +9,602+9.6k
Cetera Investment Advisers Added +8,785+8.8k
Raymond James Financial Services Advisors, Inc. Added +8,557+8.6k

Biggest sellers

LPL Financial LLC Reduced -68,287-68.3k
WELLS FARGO & COMPANY/MN Reduced -62,538-62.5k
AMERIPRISE FINANCIAL INC Reduced -54,305-54.3k
Arlington Partners LLC Sold out -47,244-47.2k
BANK OF AMERICA CORP /DE/ Reduced -37,598-37.6k
Hennion & Walsh Asset Management, Inc. Reduced -30,016-30.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -25,203-25.2k
WOLVERINE TRADING, LLC Sold out -21,485-21.5k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -20,216-20.2k
ROYAL BANK OF CANADA Reduced -17,323-17.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $729.8k11.4k shares
CITADEL ADVISORS LLC New $108.8k1.7k shares

Biggest puts

CITADEL ADVISORS LLC Added $435.3k6.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,780,7293.8m $242.0m $242.0m 0.01% Added +760.9k +760,889
2 Capital Investment Advisors, LLC 2.94% of their portfolio ATLANTA, GA 1,971,9642.0m $126.2m $126.2m 2.94% Added +97.6k +97,604
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 473,548473.5k $30.3m $30.3m 0.01% Reduced -62.5k -62,538
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 453,483453.5k $29.0m $29.0m 0.01% Reduced -8.6k -8,612
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 304,970305.0k $19.5m $19.5m 0.00% Reduced -37.6k -37,598
6 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 247,254247.3k $15.8m $15.8m 0.02% Added +8.6k +8,557
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 225,030225.0k $14.4m $14.4m 0.00% Reduced -17.3k -17,323
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 206,248206.2k $13.2m $13.2m 0.01% Reduced -68.3k -68,287
9 TOTH FINANCIAL ADVISORY CORP 1.54% of their portfolio LEESBURG, VA 191,886191.9k $12.3m $12.3m 1.54% Added +12.9k +12,902
10 Arlington Trust Co LLC 2.51% of their portfolio BIRMINGHAM, AL 152,340152.3k $9.8m $9.8m 2.51% Added +3.3k +3,320
11 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 119,957120.0k $7.7m $7.7m 0.02% Reduced -974 -974
12 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 98,77998.8k $6.3m $6.3m 0.01% Added +8.8k +8,785
13 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 88,07688.1k $5.6m $5.6m 0.01% Reduced -13.1k -13,056
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 78,77378.8k $5.0m $5.0m 0.01% Added +7.7k +7,739
15 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 67,39567.4k $4.3m $4.3m 0.01% Added +15.5k +15,529
16 ForthRight Wealth Management, LLC 1.54% of their portfolio ALPHARETTA, GA 66,96567.0k $4.3m $4.3m 1.54% Reduced -1.8k -1,771
17 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 61,07861.1k $3.9m $3.9m 0.02% Reduced -10.5k -10,467
18 IFG Advisory, LLC 0.24% of their portfolio ATLANTA, GA 50,48550.5k $3.2m $3.2m 0.24% Reduced -2.5k -2,473
19 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 49,11649.1k $3.1m $3.1m 0.00% Added +323 +323
20 SMITH, MOORE & CO. 0.33% of their portfolio CLAYTON, MO 48,88148.9k $3.1m $3.1m 0.33% Added +5.3k +5,263
21 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 44,97245.0k $2.9m $2.9m 0.00% New
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 44,67344.7k $2.9m $2.9m 0.00% Reduced -4.6k -4,590
23 Landmark Wealth Management, LLC 1.31% of their portfolio MELVILLE, NY 44,15844.2k $2.8m $2.8m 1.31% Added +1.4k +1,356
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 40,30640.3k $2.6m $2.6m 0.00% Reduced -458 -458
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 39,44839.4k $2.5m $2.5m 0.00% Reduced -25.2k -25,203
26 WBI INVESTMENTS, LLC 0.52% of their portfolio RED BANK, NJ 38,99039.0k $2.5m $2.5m 0.52% Added +2.0k +1,951
27 United Advisor Group, LLC 0.86% of their portfolio CINCINNATI, OH 35,80035.8k $2.3m $2.3m 0.86% New
28 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 34,84534.8k $2.2m $2.2m 0.00% Added +30.5k +30,539
29 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 31,56431.6k $2.0m $2.0m 0.03% Added +2.3k +2,346
30 Essex Financial Services, Inc. 0.16% of their portfolio ESSEX, CT 27,75227.8k $1.8m $1.8m 0.16% Reduced -582 -582
31 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 26,17426.2k $1.7m $1.7m 0.00% Reduced -54.3k -54,305
32 New England Private Wealth Advisors LLC 0.29% of their portfolio WELLESLEY, MA 25,82125.8k $1.6m $1.6m 0.29% Added +113 +113
33 Parcion Private Wealth LLC 0.14% of their portfolio BELLEVUE, WA 24,89324.9k $1.6m $1.6m 0.14% Unchanged
34 Jacobi Capital Management LLC 0.14% of their portfolio PITTSTON, PA 24,04124.0k $1.5m $1.5m 0.14% Added +1.2k +1,194
35 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,75620.8k $1.3m $1.3m 0.00% Added +2.3k +2,288
36 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 18,97819.0k $1.2m $1.2m 0.02% Reduced -20.2k -20,216
37 Hennion & Walsh Asset Management, Inc. 0.06% of their portfolio Parsippany, NJ 18,62518.6k $1.2m $1.2m 0.06% Reduced -30.0k -30,016
38 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 18,16418.2k $1.2m $1.2m 0.01% Added +126 +126
39 Visionary Wealth Advisors 0.08% of their portfolio O'FALLON, IL 17,78217.8k $1.1m $1.1m 0.08% Added +1.4k +1,384
40 PFG Investments, LLC 0.07% of their portfolio WOODBURY, NY 17,49017.5k $1.1m $1.1m 0.07% Added +200 +200
41 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 15,17015.2k $971.0k $971.0k 0.04% Reduced -676 -676
42 Royal Capital Wealth Management, LLC 0.72% of their portfolio CARMEL, IN 14,22714.2k $910.7k $910.7k 0.72% Reduced -2.6k -2,638
43 Trueblood Wealth Management, LLC 0.51% of their portfolio LIMA, OH 13,94813.9k $892.9k $892.9k 0.51% Unchanged
44 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.07% of their portfolio CEDAR RAPIDS, IA 13,51313.5k $865.0k $865.0k 0.07% Added +2.5k +2,495
45 Northwest Financial Advisors 0.93% of their portfolio HERNDON, VA 13,22313.2k $846.5k $846.5k 0.93% Reduced -74 -74
46 United Asset Strategies, Inc. 0.08% of their portfolio GARDEN CITY, NY 12,50012.5k $800.2k $800.2k 0.08% Added +600 +600
47 Harvest Investment Services, LLC 0.32% of their portfolio Oakbrook Terrace, IL 12,35612.4k $791.0k $791.0k 0.32% Added +137 +137
48 Cascade Financial Partners, LLC 0.10% of their portfolio SAN DIEGO, CA 11,69311.7k $704.5k $704.5k 0.10% First filing
49 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 11,25111.3k $720.3k $720.3k 0.01% Added +13 +13
50 CFS Investment Advisory Services, LLC 0.12% of their portfolio TOTOWA, NJ 10,95311.0k $701.0k $701.0k 0.12% Added +900 +900
51 Lewis Asset Management, LLC 0.58% of their portfolio LAFAYETTE, CA 10,91910.9k $699.0k $699.0k 0.58% Added +1.0k +1,038
52 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,73510.7k $687.2k $687.2k 0.00% Reduced -13.5k -13,503
53 WT Wealth Management 0.24% of their portfolio SCOTTSDALE, AZ 10,50610.5k $672.5k $672.5k 0.24% Reduced -4.0k -4,016
54 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,06310.1k $644.2k $644.2k 0.00% Reduced -1.9k -1,884
55 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 9,8209.8k $628.6k $628.6k 0.01% Unchanged
56 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 9,6029.6k $614.7k $614.7k 0.00% New
57 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 8,9078.9k $570.2k $570.2k 0.00% Added +1.1k +1,092
58 L.M. KOHN & COMPANY 0.15% of their portfolio CINCINNATI, OH 8,3798.4k $536.4k $536.4k 0.15% Added +39 +39
59 Lion Street Advisors, LLC 0.22% of their portfolio Austin, TX 8,3748.4k $544.4k $544.4k 0.22% Unchanged
60 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 7,8007.8k $499.3k $499.3k 0.00% New
61 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 7,6067.6k $430.4k $430.4k 0.01% Reduced -233 -233
62 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,4127.4k $474.5k $474.5k 0.00% Added +756 +756
63 Total Clarity Wealth Management, Inc. 0.16% of their portfolio ST. CHARLES, IL 7,2657.3k $465.1k $465.1k 0.16% Reduced -174 -174
64 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 7,0927.1k $454.0k $454.0k 0.02% Added +157 +157
65 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 7,0537.1k $451.5k $451.5k 0.02% Added +16 +16
66 KRAEMATON INVESTMENT ADVISORS, INC 0.43% of their portfolio BRAINTREE, MA 6,6696.7k $426.9k $426.9k 0.43% Reduced -1.2k -1,225
67 Round Rock Advisors LLC 0.10% of their portfolio WILTON, CT 6,5606.6k $419.9k $419.9k 0.10% Unchanged
68 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 6,3906.4k $409.1k $409.1k 0.02% Reduced -865 -865
69 Acorn Wealth Advisors, LLC 0.21% of their portfolio Grand Blanc, MI 6,3596.4k $407.1k $407.1k 0.21% Reduced -140 -140
70 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 6,3136.3k $404.1k $404.1k 0.01% Added +5.8k +5,792
71 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 6,2356.2k $399.1k $399.1k 0.00% Unchanged
72 Key Client Fiduciary Advisors, LLC 0.20% of their portfolio Fairfield, NJ 5,9175.9k $378.8k $378.8k 0.20% Added +1.2k +1,172
73 Atlas Brown,Inc. 0.14% of their portfolio LOUISVILLE, KY 5,8435.8k $374.0k $374.0k 0.14% Added +474 +474
74 Trilogy Capital Inc. 0.02% of their portfolio IRVINE, CA 5,5675.6k $356.4k $356.4k 0.02% Added +108 +108
75 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,5255.5k $352.0k $352.0k 0.00% Reduced -342 -342
76 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 5,5025.5k $352.0k $352.0k 0.00% Reduced -10.2k -10,222
77 Realta Investment Advisors 0.07% of their portfolio WILMINGTON, DE 5,3725.4k $343.9k $343.9k 0.07% Reduced -30 -30
78 SageView Advisory Group, LLC 0.05% of their portfolio Newport Beach, CA 4,9775.0k $1.0m $1.0m 0.05% New
79 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 4,9505.0k $316.9k $316.9k 0.00% Reduced -679 -679
80 Duncan Williams Asset Management, LLC 0.28% of their portfolio MEMPHIS, TN 4,9114.9k $314.0k $314.0k 0.28% First filing
81 HOWE & RUSLING INC 0.03% of their portfolio ROCHESTER, NY 4,8684.9k $311.6k $311.6k 0.03% Reduced -149 -149
82 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 4,6334.6k $296.6k $296.6k 0.01% Added +600 +600
83 Capital Advisors, Ltd. LLC 0.04% of their portfolio SHAKER HEIGHTS, OH 4,5664.6k $292.0k $292.0k 0.04% Unchanged
84 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 4,3294.3k $277.1k $277.1k 0.02% Added +10 +10
85 Benedetti & Gucer, Inc. 0.13% of their portfolio ATLANTA, GA 4,2224.2k $270.0k $270.0k 0.13% Reduced -433 -433
86 KPP Advisory Services LLC 0.07% of their portfolio Louisville, KY 4,1364.1k $264.7k $264.7k 0.07% New
87 MWA Asset Management 0.19% of their portfolio DANVERS, MA 4,0364.0k $258.3k $258.3k 0.19% Reduced -320 -320
88 World Investment Advisors 0.06% of their portfolio LINCROFT, NJ 4,0154.0k $452.3k $452.3k 0.06% Reduced -2.6k -2,650
89 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 4,0054.0k $256.4k $256.4k 0.00% New
90 Legacy Trust 0.06% of their portfolio GRAND RAPIDS, MI 3,8803.9k $248.4k $248.4k 0.06% Unchanged
91 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 3,8623.9k $247.2k $247.2k 0.01% Reduced -1.8k -1,824
92 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 3,8303.8k $245.2k $245.2k 0.01% Reduced -63 -63
93 tru Independence LLC 0.07% of their portfolio PORTLAND, OR 3,7693.8k $241.3k $241.3k 0.07% Reduced -1.2k -1,157
94 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 3,7683.8k $241.2k $241.2k 0.00% Reduced -15.1k -15,105
95 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 3,6263.6k $232.1k $232.1k 0.00% New
96 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 3,6233.6k $232.0k $232.0k 0.01% Added +297 +297
97 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 3,5143.5k $225.0k $225.0k 0.00% Reduced -1.2k -1,190
98 Jackson, Grant Investment Advisers, Inc. 0.09% of their portfolio STAMFORD, CT 3,4443.4k $220.5k $220.5k 0.09% Added +2 +2
99 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 3,1663.2k $203.0k $203.0k 0.02% New
100 Anson Capital, Inc. 0.29% of their portfolio TYRONE, GA 3,1353.1k $200.7k $200.7k 0.29% New