Vault-13

PROSHARES TR SMDV

RUSS 2000 DIVD · ETP · CUSIP 74347B698

131 institutional holders +3 vs Q3 2023
9,207,2049.2m shares reported held*
$598.4mreported value*
9 new 46 added 51 reduced 11 sold out net bought ≈ $88.2m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($257.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $64.99. Options: 1 managers hold calls ($3.1m notional), 1 hold puts ($13.0k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 116Q4 22: 129Q1 23: 127Q2 23: 127Q3 23: 128Q4 23: 131131Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022116
Q4 2022129
Q1 2023127
Q2 2023127
Q3 2023128
Q4 2023131

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 57 cut or sold outQ2 23Q3 23: 61 bought or addedQ3 23: 51 cut or sold outQ3 23Q4 23: 55 bought or addedQ4 23: 62 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226736
Q1 20236748
Q2 20236157
Q3 20236151
Q4 20235562

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 23 calls: $0Q1 23 puts: $18.3kQ1 23P/C —Q2 23 calls: $999.5kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $1.2mQ3 23 puts: $113.2kQ3 23P/C 0.09Q4 23 calls: $3.1mQ4 23 puts: $13.0kQ4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$0$18.3k—
Q2 2023$999.5k$00.00
Q3 2023$1.2m$113.2k0.09
Q4 2023$3.1m$13.0k0.00

Biggest buyers

MORGAN STANLEY Added +1,469,561+1.5m
Arlington Trust Co LLC Added +112,582+112.6k
Capital Investment Advisors, LLC Added +46,504+46.5k
Hennion & Walsh Asset Management, Inc. Added +37,155+37.2k
BANK OF AMERICA CORP /DE/ Added +30,108+30.1k
JPMORGAN CHASE & CO Added +22,823+22.8k
WOLVERINE TRADING, LLC New +21,485+21.5k
LPL Financial LLC Added +15,720+15.7k
Arlington Partners LLC Added +10,806+10.8k
ROYAL BANK OF CANADA Added +9,686+9.7k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -98,650-98.7k
Integrated Wealth Concepts LLC Sold out -66,976-67.0k
Sowell Financial Services LLC Sold out -41,017-41.0k
Cambridge Investment Research Advisors, Inc. Reduced -40,874-40.9k
CITADEL ADVISORS LLC Reduced -39,927-39.9k
Insight Advisors, LLC/ PA Sold out -27,219-27.2k
Raymond James Financial Services Advisors, Inc. Reduced -26,877-26.9k
WELLS FARGO & COMPANY/MN Reduced -19,287-19.3k
CFS Investment Advisory Services, LLC Reduced -17,044-17.0k
TWO SIGMA INVESTMENTS, LP Sold out -12,100-12.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.1m48.4k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $13.0k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,019,8403.0m $196.3m $196.3m 0.01% Added +1.5m +1,469,561
2 Capital Investment Advisors, LLC 3.06% of their portfolio ATLANTA, GA 1,874,3601.9m $121.9m $121.9m 3.06% Added +46.5k +46,504
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 536,086536.1k $34.9m $34.9m 0.01% Reduced -19.3k -19,287
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 462,095462.1k $30.0m $30.0m 0.01% Reduced -266 -266
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 342,568342.6k $22.3m $22.3m 0.00% Added +30.1k +30,108
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 274,535274.5k $17.8m $17.8m 0.01% Added +15.7k +15,720
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 242,353242.4k $15.8m $15.8m 0.00% Added +9.7k +9,686
8 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 238,697238.7k $15.5m $15.5m 0.03% Reduced -26.9k -26,877
9 TOTH FINANCIAL ADVISORY CORP 1.58% of their portfolio LEESBURG, VA 178,984179.0k $11.6m $11.6m 1.58% Reduced -887 -887
10 Arlington Trust Co LLC 2.71% of their portfolio BIRMINGHAM, AL 149,020149.0k $9.7m $9.7m 2.71% Added +112.6k +112,582
11 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 120,931120.9k $7.9m $7.9m 0.02% Added +1.5k +1,488
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 101,132101.1k $6.6m $6.6m 0.01% Reduced -7.7k -7,661
13 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 89,99490.0k $5.9m $5.9m 0.05% Added +659 +659
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 80,47980.5k $5.2m $5.2m 0.00% Reduced -98.7k -98,650
15 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 71,54571.5k $4.7m $4.7m 0.02% Reduced -40.9k -40,874
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 71,03471.0k $4.6m $4.6m 0.01% Added +1.1k +1,106
17 ForthRight Wealth Management, LLC 1.73% of their portfolio ALPHARETTA, GA 68,73668.7k $4.5m $4.5m 1.73% Added +138 +138
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 64,65164.7k $4.2m $4.2m 0.00% Added +4.3k +4,333
19 IFG Advisory, LLC 0.25% of their portfolio ATLANTA, GA 52,95853.0k $3.4m $3.4m 0.25% Added +1.6k +1,570
20 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 51,86651.9k $3.4m $3.4m 0.01% Reduced -752 -752
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 49,26349.3k $3.2m $3.2m 0.00% Reduced -1.9k -1,912
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 48,79348.8k $3.2m $3.2m 0.00% Added +805 +805
23 Hennion & Walsh Asset Management, Inc. 0.18% of their portfolio Parsippany, NJ 48,64148.6k $3.2m $3.2m 0.18% Added +37.2k +37,155
24 Arlington Partners LLC 0.88% of their portfolio BIRMINGHAM, AL 47,24447.2k $3.1m $3.1m 0.88% Added +10.8k +10,806
25 SMITH, MOORE & CO. 0.31% of their portfolio CLAYTON, MO 43,61843.6k $2.7m $2.7m 0.31% Reduced -3.9k -3,949
26 Landmark Wealth Management, LLC 1.37% of their portfolio MELVILLE, NY 42,80242.8k $2.8m $2.8m 1.37% Added +3.1k +3,105
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 40,76440.8k $2.7m $2.7m 0.00% Added +22.8k +22,823
28 BENJAMIN F. EDWARDS & COMPANY, INC. 0.05% of their portfolio ST. LOUIS, MO 39,19439.2k $2.5m $2.5m 0.05% Reduced -3.4k -3,414
29 WBI INVESTMENTS, LLC 0.48% of their portfolio RED BANK, NJ 37,03937.0k $2.4m $2.4m 0.48% Reduced -9.1k -9,055
30 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 29,21829.2k $1.9m $1.9m 0.03% Added +4.5k +4,494
31 Essex Financial Services, Inc. 0.19% of their portfolio ESSEX, CT 28,33428.3k $1.8m $1.8m 0.19% Reduced -8 -8
32 New England Private Wealth Advisors LLC 0.31% of their portfolio WELLESLEY, MA 25,70825.7k $1.7m $1.7m 0.31% Added +221 +221
33 Parcion Private Wealth LLC 0.15% of their portfolio BELLEVUE, WA 24,89324.9k $1.6m $1.6m 0.15% Unchanged
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,23824.2k $1.6m $1.6m 0.00% Reduced -39.9k -39,927
35 Jacobi Capital Management LLC 0.15% of their portfolio PITTSTON, PA 22,84722.8k $1.5m $1.5m 0.15% Added +1.7k +1,727
36 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 21,48521.5k $1.4m $1.4m 0.01% New
37 PINNACLE ASSOCIATES LTD 0.02% of their portfolio NEW YORK, NY 18,87318.9k $1.2m $1.2m 0.02% Added +7.0k +7,000
38 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,46818.5k $1.2m $1.2m 0.00% Reduced -1.4k -1,370
39 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 18,03818.0k $1.2m $1.2m 0.01% Reduced -1.1k -1,128
40 PFG Investments, LLC 0.21% of their portfolio WOODBURY, NY 17,29017.3k $1.1m $1.1m 0.21% Reduced -33 -33
41 Royal Capital Wealth Management, LLC 0.95% of their portfolio CARMEL, IN 16,86516.9k $1.1m $1.1m 0.95% Reduced -78 -78
42 Visionary Wealth Advisors 0.08% of their portfolio O'FALLON, IL 16,39816.4k $1.1m $1.1m 0.08% Added +442 +442
43 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 15,84615.8k $1.0m $1.0m 0.05% Reduced -1.0k -1,005
44 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,72415.7k $1.0m $1.0m 0.00% Reduced -1.9k -1,887
45 WT Wealth Management 0.37% of their portfolio SCOTTSDALE, AZ 14,52214.5k $944.1k $944.1k 0.37% Added +826 +826
46 Trueblood Wealth Management, LLC 0.57% of their portfolio LIMA, OH 13,94813.9k $906.8k $906.8k 0.57% First filing
47 Northwest Financial Advisors 0.73% of their portfolio HERNDON, VA 13,29713.3k $864.4k $864.4k 0.73% First filing
48 Harvest Investment Services, LLC 0.37% of their portfolio Oakbrook Terrace, IL 12,21912.2k $794.3k $794.3k 0.37% Added +454 +454
49 COMERICA BANK 0.00% of their portfolio DALLAS, TX 11,94711.9k $776.7k $776.7k 0.00% Reduced -5.3k -5,330
50 United Asset Strategies, Inc. 0.09% of their portfolio GARDEN CITY, NY 11,90011.9k $773.6k $773.6k 0.09% Added +2.4k +2,384
51 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 11,23811.2k $730.6k $730.6k 0.01% Added +1.9k +1,888
52 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.07% of their portfolio CEDAR RAPIDS, IA 11,01811.0k $716.3k $716.3k 0.07% Reduced -9 -9
53 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 10,78210.8k $700.9k $700.9k 0.00% Reduced -319 -319
54 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,16910.2k $661.1k $661.1k 0.00% Reduced -490 -490
55 CFS Investment Advisory Services, LLC 0.12% of their portfolio TOTOWA, NJ 10,05310.1k $654.0k $654.0k 0.12% Reduced -17.0k -17,044
56 Lewis Asset Management, LLC 0.59% of their portfolio LAFAYETTE, CA 9,8819.9k $642.4k $642.4k 0.59% First filing
57 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 9,8209.8k $638.4k $638.4k 0.01% Reduced -1.2k -1,196
58 Lion Street Advisors, LLC 0.22% of their portfolio Austin, TX 8,3748.4k $544.4k $544.4k 0.22% Added +28 +28
59 L.M. KOHN & COMPANY 0.17% of their portfolio CINCINNATI, OH 8,3408.3k $542.2k $542.2k 0.17% Added +75 +75
60 Composition Wealth, LLC 0.01% of their portfolio LOS ANGELES, CA 8,0058.0k $520.4k $520.4k 0.01% New
61 KRAEMATON INVESTMENT ADVISORS, INC 0.56% of their portfolio BRAINTREE, MA 7,8947.9k $513.2k $513.2k 0.56% Reduced -2.9k -2,912
62 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 7,8397.8k $509.6k $509.6k 0.01% Added +233 +233
63 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,8157.8k $499.9k $499.9k 0.00% Reduced -284 -284
64 Total Clarity Wealth Management, Inc. 0.20% of their portfolio ST. CHARLES, IL 7,4397.4k $483.6k $483.6k 0.20% Added +354 +354
65 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 7,2557.3k $471.6k $471.6k 0.03% Added +1.1k +1,070
66 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 7,2367.2k $470.4k $470.4k 0.01% Reduced -96 -96
67 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 7,0377.0k $443.1k $443.1k 0.02% Reduced -165 -165
68 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 6,9356.9k $450.9k $450.9k 0.02% Added +3 +3
69 World Investment Advisors 0.06% of their portfolio LINCROFT, NJ 6,6656.7k $433.3k $433.3k 0.06% New
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 6,6566.7k $432.7k $432.7k 0.00% Added +2.2k +2,183
71 Koshinski Asset Management, Inc. 0.07% of their portfolio DECATUR, IL 6,5906.6k $428.4k $428.4k 0.07% Reduced -539 -539
72 Round Rock Advisors LLC 0.11% of their portfolio WILTON, CT 6,5606.6k $426.4k $426.4k 0.11% Reduced -238 -238
73 Acorn Wealth Advisors, LLC 0.25% of their portfolio Grand Blanc, MI 6,4996.5k $422.5k $422.5k 0.25% Reduced -1 -1
74 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 6,2356.2k $405.3k $405.3k 0.00% Unchanged
75 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,8675.9k $380.0k $380.0k 0.00% Added +282 +282
76 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 5,6865.7k $369.6k $369.6k 0.01% Reduced -283 -283
77 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 5,6295.6k $366.0k $366.0k 0.00% Reduced -367 -367
78 Trilogy Capital Inc. 0.02% of their portfolio IRVINE, CA 5,4595.5k $354.9k $354.9k 0.02% Reduced -1.2k -1,193
79 Realta Investment Advisors 0.08% of their portfolio WILMINGTON, DE 5,4025.4k $351.2k $351.2k 0.08% Reduced -394 -394
80 Atlas Brown,Inc. 0.14% of their portfolio LOUISVILLE, KY 5,3695.4k $349.0k $349.0k 0.14% Added +205 +205
81 HOWE & RUSLING INC 0.03% of their portfolio ROCHESTER, NY 5,0175.0k $326.1k $326.1k 0.03% Reduced -219 -219
82 tru Independence LLC 0.10% of their portfolio PORTLAND, OR 4,9264.9k $320.3k $320.3k 0.10% Reduced -177 -177
83 Key Client Fiduciary Advisors, LLC 0.18% of their portfolio Fairfield, NJ 4,7454.7k $308.5k $308.5k 0.18% Unchanged
84 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 4,7044.7k $306.0k $306.0k 0.00% Added +90 +90
85 Scissortail Wealth Management, LLC 0.09% of their portfolio TULSA, OK 4,6924.7k $299.0k $299.0k 0.09% New
86 Benedetti & Gucer, Inc. 0.16% of their portfolio ATLANTA, GA 4,6554.7k $302.6k $302.6k 0.16% Reduced -357 -357
87 Capital Advisors, Ltd. LLC 0.04% of their portfolio SHAKER HEIGHTS, OH 4,5664.6k $297.0k $297.0k 0.04% Reduced -2.7k -2,695
88 FOUNDERS FINANCIAL SECURITIES LLC 0.03% of their portfolio TOWSON, MD 4,4654.5k $290.3k $290.3k 0.03% New
89 MWA Asset Management 0.23% of their portfolio DANVERS, MA 4,3564.4k $283.2k $283.2k 0.23% Reduced -111 -111
90 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 4,3194.3k $280.8k $280.8k 0.02% Added +19 +19
91 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 4,3104.3k $280.2k $280.2k 0.01% Unchanged
92 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,3064.3k $280.0k $280.0k 0.00% Added +4 +4
93 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 4,0334.0k $262.2k $262.2k 0.01% Reduced -599 -599
94 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 3,8933.9k $253.1k $253.1k 0.01% Reduced -66 -66
95 Legacy Trust 0.07% of their portfolio GRAND RAPIDS, MI 3,8803.9k $252.2k $252.2k 0.07% Unchanged
96 Jackson, Grant Investment Advisers, Inc. 0.10% of their portfolio STAMFORD, CT 3,4423.4k $223.8k $223.8k 0.10% Reduced -253 -253
97 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 3,3263.3k $216.2k $216.2k 0.01% New
98 Palisade Asset Management, LLC 0.02% of their portfolio MINNEAPOLIS, MN 3,1003.1k $201.5k $201.5k 0.02% New
99 Paladin Advisory Group, LLC 0.16% of their portfolio CLIVE, IA 3,0513.1k $198.3k $198.3k 0.16% Unchanged
100 HARBOR INVESTMENT ADVISORY, LLC 0.02% of their portfolio LUTHERVILLE, MD 2,7802.8k $180.7k $180.7k 0.02% Unchanged