Vault-13

PROSHARES TR SH

SHORT S&P 500 NE · ETP · CUSIP 74347B425

159 institutional holders +18 vs Q2 2024
39,365,86139.4m shares reported held*
$429.5mreported value*
45 new 38 added 37 reduced 29 sold out net bought ≈ $213.3m (+19.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.91. Options: 5 managers hold calls ($6.6m notional), 4 hold puts ($621.7k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 253Q4 22: 254Q1 23: 221Q2 23: 209Q3 23: 205Q4 23: 192Q1 24: 160Q2 24: 141Q3 24: 159159Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022253
Q4 2022254
Q1 2023221
Q2 2023209
Q3 2023205
Q4 2023192
Q1 2024160
Q2 2024141
Q3 2024159

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 129 bought or addedQ4 22: 140 cut or sold outQ1 23: 106 bought or addedQ1 23: 137 cut or sold outQ1 23Q2 23: 76 bought or addedQ2 23: 125 cut or sold outQ3 23: 98 bought or addedQ3 23: 116 cut or sold outQ3 23Q4 23: 72 bought or addedQ4 23: 128 cut or sold outQ1 24: 69 bought or addedQ1 24: 106 cut or sold outQ1 24Q2 24: 52 bought or addedQ2 24: 82 cut or sold outQ3 24: 83 bought or addedQ3 24: 66 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022129140
Q1 2023106137
Q2 202376125
Q3 202398116
Q4 202372128
Q1 202469106
Q2 20245282
Q3 20248366

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ4 23 calls: $5.6mQ4 23 puts: $1.4mQ4 23P/C 0.24Q1 24 calls: $3.2mQ1 24 puts: $546.7kQ1 24P/C 0.17Q2 24 calls: $3.8mQ2 24 puts: $312.6kQ2 24P/C 0.08Q3 24 calls: $6.6mQ3 24 puts: $621.7kQ3 24P/C 0.09
Numbers
QuarterCallsPutsP/C
Q4 2023$5.6m$1.4m0.24
Q1 2024$3.2m$546.7k0.17
Q2 2024$3.8m$312.6k0.08
Q3 2024$6.6m$621.7k0.09

Biggest buyers

MORGAN STANLEY Added +11,588,065+11.6m
MARLIN SAMS CAPITAL MANAGEMENT LLC New +1,450,000+1.4m
EWG Elevate Inc. New +1,274,222+1.3m
FIRST NATIONAL CORP /MA/ /ADV Added +1,136,404+1.1m
Gunderson Capital Management LLC New +1,022,576+1.0m
Arete Wealth Advisors, LLC New +922,285+922.3k
Robinson Value Management, Ltd. New +807,915+807.9k
IMC-Chicago, LLC New +528,024+528.0k
GUARDIAN WEALTH ADVISORS, LLC / NC New +484,243+484.2k
Rothschild Capital Partners, LLC Added +415,072+415.1k

Biggest sellers

OAKWORTH CAPITAL, INC. Sold out -935,008-935.0k
SURIENCE PRIVATE WEALTH LLC Sold out -466,219-466.2k
CITADEL ADVISORS LLC Reduced -407,993-408.0k
STERLING INVESTMENT MANAGEMENT, LLC Sold out -375,130-375.1k
Beacon Pointe Advisors, LLC Sold out -310,849-310.8k
OPPENHEIMER & CO INC Reduced -282,732-282.7k
B. Riley Wealth Advisors, Inc. Reduced -269,933-269.9k
AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP Reduced -235,236-235.2k
Verity Asset Management, Inc. Sold out -221,184-221.2k
Quadrature Capital Ltd Sold out -134,583-134.6k

Biggest calls

JANE STREET GROUP, LLC New $3.5m322.4k shares
GTS SECURITIES LLC Added $2.3m208.8k shares
WOLVERINE TRADING, LLC Added $356.1k32.7k shares
CITADEL ADVISORS LLC Reduced $310.3k28.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $143.2k13.2k shares

Biggest puts

JANE STREET GROUP, LLC New $211.6k19.5k shares
GTS SECURITIES LLC Added $187.7k17.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $121.5k11.2k shares
CITADEL ADVISORS LLC New $100.9k9.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 16,379,31916.4m $177.7m $177.7m 0.01% Added +11.6m +11,588,065
2 FIRST NATIONAL CORP /MA/ /ADV 3.77% of their portfolio ROCKLAND, MA 1,563,3611.6m $17.0m $17.0m 3.77% Added +1.1m +1,136,404
3 MARLIN SAMS CAPITAL MANAGEMENT LLC 8.22% of their portfolio New York, NY 1,450,0001.4m $15.7m $15.7m 8.22% New
4 Focus Partners Wealth 0.05% of their portfolio ST LOUIS, MO 1,436,9941.4m $15.6m $15.6m 0.05% Added +272.3k +272,326
5 EWG Elevate Inc. 5.55% of their portfolio ROSEVILLE, CA 1,274,2221.3m $13.8m $13.8m 5.55% New
6 Gunderson Capital Management LLC 4.70% of their portfolio Mt. Pleasant, SC 1,022,5761.0m $11.1m $11.1m 4.70% New
7 Mirador Capital Partners LP 1.97% of their portfolio PLEASANTON, CA 1,009,1351.0m $10.9m $10.9m 1.97% Added +346.1k +346,068
8 Arete Wealth Advisors, LLC 0.86% of their portfolio CHICAGO, IL 922,285922.3k $10.0m $10.0m 0.86% New
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 879,853879.9k $9.5m $9.5m 0.00% Reduced -50.6k -50,641
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 817,502817.5k $8.9m $8.9m 0.00% Added +349.0k +348,985
11 Robinson Value Management, Ltd. 5.69% of their portfolio SAN ANTONIO, TX 807,915807.9k $8.8m $8.8m 5.69% New
12 CPR Investments Inc. 7.91% of their portfolio Rochester, MI 771,847771.8k $8.4m $8.4m 7.91% Reduced -52.1k -52,071
13 AXXCESS WEALTH MANAGEMENT, LLC 0.20% of their portfolio CARLSBAD, CA 722,069722.1k $7.8m $7.8m 0.20% Added +113.5k +113,458
14 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 583,393583.4k $6.3m $6.3m 0.01% Added +86.2k +86,204
15 IMC-Chicago, LLC 0.17% of their portfolio CHICAGO, IL 528,024528.0k $5.7m $5.7m 0.17% New
16 GUARDIAN WEALTH ADVISORS, LLC / NC 0.57% of their portfolio RALEIGH, NC 484,243484.2k $5.3m $5.3m 0.57% New
17 TWO SIGMA SECURITIES, LLC 0.38% of their portfolio NEW YORK, NY 446,226446.2k $4.8m $4.8m 0.38% Added +399.1k +399,074
18 Rothschild Capital Partners, LLC 1.33% of their portfolio NEW YORK, NY 438,552438.6k $4.8m $4.8m 1.33% Added +415.1k +415,072
19 Capital Wealth Planning, LLC 0.04% of their portfolio NAPLES, FL 402,110402.1k $4.4m $4.4m 0.04% Added +27.3k +27,293
20 Freedom Investment Management, Inc. 0.32% of their portfolio SOUTH WINDSOR, CT 369,746369.7k $4.0m $4.0m 0.32% Added +268.5k +268,485
21 B. Riley Wealth Advisors, Inc. 0.11% of their portfolio MEMPHIS, TN 354,578354.6k $3.9m $3.9m 0.11% Reduced -269.9k -269,933
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 300,939300.9k $3.3m $3.3m 0.00% Added +5.7k +5,731
23 Vigilare Wealth Management 1.27% of their portfolio SCOTTSDALE, AZ 289,557289.6k $3.1m $3.1m 1.27% New
24 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 276,219276.2k $3.0m $3.0m 0.00% Reduced -408.0k -407,993
25 Tidal Investments LLC 0.03% of their portfolio Milwaukee, WI 256,177256.2k $2.8m $2.8m 0.03% Reduced -131.7k -131,736
26 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 242,763242.8k $2.6m $2.6m 0.01% Reduced -22.9k -22,882
27 Clear Creek Financial Management, LLC 0.30% of their portfolio SILVERDALE, WA 240,314240.3k $2.6m $2.6m 0.30% Added +903 +903
28 AXS Investments LLC 0.63% of their portfolio PORT CHESTER, NY 220,000220.0k $2.4m $2.4m 0.63% New
29 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 193,782193.8k $2.1m $2.1m 0.03% Reduced -282.7k -282,732
30 ORG Partners LLC 0.32% of their portfolio ROANOKE, IN 181,838181.8k $2.0m $2.0m 0.32% Added +5.0k +4,956
31 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 180,000180.0k $2.0m $2.0m 0.00% Unchanged
32 Jump Financial, LLC 0.04% of their portfolio Chicago, IL 174,003174.0k $1.9m $1.9m 0.04% New
33 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 157,590157.6k $1.7m $1.7m 0.02% New
34 Clarity Financial LLC 0.20% of their portfolio Houston, TX 155,443155.4k $1.7m $1.7m 0.20% New
35 Aviance Capital Partners, LLC 0.21% of their portfolio NAPLES, FL 144,700144.7k $1.6m $1.6m 0.21% Added +92.2k +92,200
36 Aveo Capital Partners, LLC 0.16% of their portfolio ENGLEWOOD, CO 142,146142.1k $1.5m $1.5m 0.16% Added +128.7k +128,727
37 Wakefield Asset Management LLLP 0.45% of their portfolio Englewood, CO 127,010127.0k $1.4m $1.4m 0.45% New
38 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 120,435120.4k $1.3m $1.3m 0.00% New
39 Virtue Capital Management, LLC 0.25% of their portfolio BRENTWOOD, TN 113,206113.2k $1.2m $1.2m 0.25% Added +71.7k +71,672
40 WEST MICHIGAN ADVISORS, LLC 0.36% of their portfolio HOLLAND, MI 109,339109.3k $1.2m $1.2m 0.36% New
41 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 107,789107.8k $1.2m $1.2m 0.00% New
42 AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP 0.78% of their portfolio HINGHAM, MA 107,536107.5k $1.2m $1.2m 0.78% Reduced -235.2k -235,236
43 Laidlaw Wealth Management LLC 0.54% of their portfolio NEW YORK CITY, NY 101,142101.1k $1.1m $1.1m 0.54% Added +76.1k +76,142
44 PGIM Custom Harvest LLC 0.02% of their portfolio NEWARK, NJ 101,142101.1k $1.1m $1.1m 0.02% New
45 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.64% of their portfolio JUPITER, FL 100,181100.2k $1.1m $1.1m 0.64% Reduced -5.6k -5,603
46 ARCADIA INVESTMENT MANAGEMENT CORP/MI 0.16% of their portfolio KALAMAZOO, MI 87,25087.2k $946.7k $946.7k 0.16% Added +425 +425
47 Kovack Advisors, Inc. 0.10% of their portfolio FT. LAUDERDALE, FL 86,18986.2k $935.2k $935.2k 0.10% Reduced -3.9k -3,900
48 Wealth Quarterback LLC 0.48% of their portfolio TOMS RIVER, NJ 85,43085.4k $926.9k $926.9k 0.48% New
49 Sugar Maple Asset Management, LLC 0.78% of their portfolio SISTER BAY, WI 82,77982.8k $898.2k $898.2k 0.78% Added +2.1k +2,070
50 Hilltop Holdings Inc. 0.05% of their portfolio DALLAS, TX 76,30676.3k $827.9k $827.9k 0.05% New
51 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 70,00070.0k $762.3k $762.3k 0.00% Reduced -1.5k -1,500
52 Discipline Wealth Solutions, LLC 0.39% of their portfolio GREENVILLE, SC 68,49368.5k $743.1k $743.1k 0.39% New
53 Nicholas Hoffman & Company, LLC. 0.03% of their portfolio ATLANTA, GA 66,89166.9k $725.8k $725.8k 0.03% Unchanged
54 Bedell Frazier Investment Counselling, LLC 0.17% of their portfolio Walnut Creek, CA 64,43564.4k $699.1k $699.1k 0.17% Reduced -2.9k -2,900
55 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 62,73762.7k $680.7k $680.7k 0.00% Added +12.7k +12,737
56 IQ EQ FUND MANAGEMENT (SINGAPORE) PRIVATE Ltd 0.98% of their portfolio SINGAPORE, U0 60,00060.0k $2.6m $2.6m 0.98% Unchanged
57 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 59,81259.8k $649.0k $649.0k 0.00% Added +39.2k +39,217
58 HBK Sorce Advisory LLC 0.02% of their portfolio ERIE, PA 56,21856.2k $610.0k $610.0k 0.02% Reduced -2.9k -2,880
59 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 54,41254.4k $590.0k $590.0k 0.00% Reduced -15.3k -15,337
60 RIA Advisory Group LLC 0.21% of their portfolio Des Moines, IA 53,77353.8k $583.4k $583.4k 0.21% First filing
61 TAP Consulting, LLC 0.11% of their portfolio KIRKWOOD, MO 53,08153.1k $575.9k $575.9k 0.11% Reduced -5.4k -5,387
62 Per Stirling Capital Management, LLC. 0.08% of their portfolio AUSTIN, TX 51,47451.5k $558.5k $558.5k 0.08% New
63 Select Asset Management & Trust 0.20% of their portfolio MECHANICSBURG, PA 50,00050.0k $543.0k $543.0k 0.20% New
64 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 49,43749.4k $536.4k $536.4k 0.02% New
65 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 49,40449.4k $536.0k $536.0k 0.01% Added +20.4k +20,402
66 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.01% of their portfolio TOKYO, M0 48,00048.0k $520.8k $520.8k 0.01% Unchanged
67 Global Assets Advisory, LLC 0.26% of their portfolio ORLANDO, FL 42,98843.0k $470.7k $470.7k 0.26% New
68 BlueChip Wealth Advisors LLC 0.24% of their portfolio Milton, GA 42,40942.4k $460.1k $460.1k 0.24% Reduced -12.0k -12,031
69 Joule Financial, LLC 0.17% of their portfolio Lexington, KY 42,17742.2k $457.6k $457.6k 0.17% New
70 Fox Hill Wealth Management 0.23% of their portfolio DEDHAM, MA 38,79038.8k $420.9k $420.9k 0.23% Reduced -1.7k -1,697
71 ELKHORN PARTNERS LIMITED PARTNERSHIP 0.26% of their portfolio OMAHA, NE 37,60037.6k $408.0k $408.0k 0.26% Reduced -400 -400
72 COMERICA BANK 0.00% of their portfolio DALLAS, TX 36,92336.9k $400.6k $400.6k 0.00% Added +4.3k +4,270
73 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 36,77636.8k $399.0k $399.0k 0.01% Added +12.8k +12,801
74 J. Safra Sarasin Holding AG 0.01% of their portfolio BASEL, V8 35,46935.5k $384.8k $384.8k 0.01% Reduced -3.9k -3,858
75 SAYBROOK CAPITAL /NC 0.11% of their portfolio SAG HARBOR, NY 34,50034.5k $374.3k $374.3k 0.11% Added +5.0k +5,000
76 Advanced Asset Management Advisors Inc 0.10% of their portfolio DUBLIN, OH 34,00034.0k $387.9k $387.9k 0.10% Unchanged
77 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 33,00033.0k $376.5k $376.5k 0.01% Unchanged
78 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 32,20032.2k $349.4k $349.4k 0.01% Reduced -127.6k -127,610
79 WT Wealth Management 0.11% of their portfolio SCOTTSDALE, AZ 31,78731.8k $339.5k $339.5k 0.11% Unchanged
80 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,00631.0k $336.4k $336.4k 0.00% Added +15.0k +14,984
81 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 30,00030.0k $325.5k $325.5k 0.00% Unchanged
82 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 28,21328.2k $306.1k $306.1k 0.02% Reduced -4.0k -4,024
83 Oxbow Advisors, LLC 0.03% of their portfolio Austin, TX 28,19028.2k $305.9k $305.9k 0.03% Reduced -13.4k -13,445
84 Sepio Capital, LP 0.02% of their portfolio Salt Lake City, UT 28,00028.0k $303.8k $303.8k 0.02% Unchanged
85 Town & Country Bank & Trust CO dba First Bankers Trust CO 0.11% of their portfolio Louisville, KY 26,31026.3k $285.5k $285.5k 0.11% New
86 VISTA FINANCE, LLC 0.37% of their portfolio Clayton, MO 25,48525.5k $276.5k $276.5k 0.37% Reduced -8.1k -8,104
87 Coppell Advisory Solutions LLC 0.04% of their portfolio COPPELL, TX 24,83524.8k $270.5k $270.5k 0.04% Reduced -11.4k -11,437
88 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 23,55323.6k $255.6k $255.6k 0.01% Reduced -603 -603
89 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 22,42022.4k $244.2k $244.2k 0.00% Unchanged
90 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 22,41622.4k $243.2k $243.2k 0.02% New
91 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 21,50221.5k $233.3k $233.3k 0.00% New
92 Intellectus Partners, LLC 0.06% of their portfolio SAN FRANCISCO, CA 21,25421.3k $233.6k $233.6k 0.06% Added +10.0k +10,028
93 Van Hulzen Asset Management, LLC 0.02% of their portfolio EL DORADO HILLS, CA 19,23019.2k $209.0k $209.0k 0.02% Reduced -7.2k -7,153
94 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 19,18019.2k $208.1k $208.1k 0.00% Added +180 +180
95 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 18,66518.7k $202.5k $202.5k 0.00% Added +600 +600
96 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 18,39218.4k $199.6k $199.6k 0.01% New
97 Integrated Advisors Network LLC 0.01% of their portfolio DALLAS, TX 18,29118.3k $198.5k $198.5k 0.01% Reduced -2.3k -2,333
98 Financial Sense Advisors, Inc. 0.05% of their portfolio SAN DIEGO, CA 18,00018.0k $195.3k $195.3k 0.05% New
99 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 17,98618.0k $195.1k $195.1k 0.00% New
100 JOHNSON INVESTMENT COUNSEL INC 0.00% of their portfolio Cincinnati, OH 15,90015.9k $172.5k $172.5k 0.00% Unchanged