Vault-13

PROMIS NEUROSCIENCES INC PMN

COM NEW · Common Stock · CUSIP 74346M406

0 institutional holders -23 vs Q3 2025
—reported value*
0 new 0 added 0 reduced 23 sold out net sold ≈ $4.2m (-10.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 14Q4 22: 14Q1 23: 13Q2 23: 14Q3 23: 15Q4 23: 16Q1 24: 17Q2 24: 17Q3 24: 19Q4 24: 19Q1 25: 18Q2 25: 20Q3 25: 23Q4 25: 00Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202214
Q4 202214
Q1 202313
Q2 202314
Q3 202315
Q4 202316
Q1 202417
Q2 202417
Q3 202419
Q4 202419
Q1 202518
Q2 202520
Q3 202523
Q4 20250

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 24: 5 bought or addedQ1 24: 7 cut or sold outQ2 24: 2 bought or addedQ2 24: 5 cut or sold outQ2 24Q3 24: 9 bought or addedQ3 24: 4 cut or sold outQ4 24: 2 bought or addedQ4 24: 7 cut or sold outQ4 24Q1 25: 4 bought or addedQ1 25: 7 cut or sold outQ2 25: 8 bought or addedQ2 25: 8 cut or sold outQ2 25Q3 25: 12 bought or addedQ3 25: 5 cut or sold outQ4 25: 0 bought or addedQ4 25: 23 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 202457
Q2 202425
Q3 202494
Q4 202427
Q1 202547
Q2 202588
Q3 2025125
Q4 2025023

Biggest buyers

None

Biggest sellers

Ally Bridge Group (NY) LLC Sold out -6,233,497-6.2m
ARMISTICE CAPITAL, LLC Sold out -2,974,518-3.0m
SPHERA FUNDS MANAGEMENT LTD. Sold out -295,187-295.2k
CITADEL ADVISORS LLC Sold out -170,079-170.1k
HRT FINANCIAL LP Sold out -68,057-68.1k
XTX Topco Ltd Sold out -67,687-67.7k
BANK OF MONTREAL /CAN/ Sold out -30,366-30.4k
Fiduciary Trust Co Sold out -28,583-28.6k
HOWARD FINANCIAL SERVICES, LTD. Sold out -26,042-26.0k
IEQ CAPITAL, LLC Sold out -26,042-26.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Sclar Jeremy M. 13G · passive investor filed 2025-10-15 16.9% 9.5m 2025-10-15
ABG Management Ltd. 13D · may seek influence no change · filed 2026-02-02
Stated purposeItem 4 is amended and supplemented by the following. JANUARY 2026 SECURITIES PURCHASE AGREEMENT On January 29, 2026, Ally Bridge MedAlpha Master Fund L.P., ABG V-SIV IX Limited and ABG V-SIV X Limited (together, the "Ally Bridge Purchasers"), together with certain other investors, entered into a Securities Purchase Agreement (the "Securities Purchase Agreement") with the Issuer, pursuant to which the Issuer agreed to sell approximately $75 million in securities (the "Offering"). Pursuant to the terms of the Securities Purchase Agreement, the Ally Bridge Purchasers agreed to purchase from the Issuer an aggregate of (i) 700,741 common shares, no par value (the "Common Shares") and (ii) Common Share purchase warrants (the "Common Share Warrants") to purchase 700,741 Common Shares (the "Com… Full filing
 11.3% no change 6.1m 2026-02-02
Shaf QIC LLC 13G · passive investor filed 2025-07-31 10.0% 10.5m 2025-07-31
GREAT POINT PARTNERS LLC 13G · passive investor no change · filed 2025-11-14 10.0% no change 6.0m 2025-11-14
SPHERA FUNDS MANAGEMENT LTD. 13G · passive investor +2.3 pts · filed 2026-02-05 7.8% +2.3 pts 180.7k 2026-02-05

Fell to 5% or below in the last year: GORDON MICHAEL S (2.0%, 2026-05-07), ARMISTICE CAPITAL, LLC (0.9%, 2026-02-17)

Insider purchases and sales in Q4 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 2 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 1 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25Q3 25: 0 buyingQ3 25: 0 sellingQ4 25: 0 buyingQ4 25: 0 sellingQ4 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20240—0——
Q2 20240—0——
Q3 20242$268.1k0——
Q4 20240—0——
Q1 20251$14.6k0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-10-03 Milbury Max A. Principal Accounting Officer Bought 30,392 — —30.4k shares +203%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change