Vault-13

PRINCIPAL EXCHANGE TRADED FD PSC

PRIN U S SMALL · ETP · CUSIP 74255Y607

91 institutional holders +8 vs Q4 2025
30,099,28830.1m shares reported held*
$1.7bnreported value*
17 new 49 added 14 reduced 11 sold out net bought ≈ $196.6m (+3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $57.31.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 16Q4 22: 13Q1 23: 13Q2 23: 10Q3 23: 12Q4 23: 17Q1 24: 21Q2 24: 23Q3 24: 26Q4 24: 41Q1 25: 47Q2 25: 59Q3 25: 67Q4 25: 83Q1 26: 9191Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202216
Q4 202213
Q1 202313
Q2 202310
Q3 202312
Q4 202317
Q1 202421
Q2 202423
Q3 202426
Q4 202441
Q1 202547
Q2 202559
Q3 202567
Q4 202583
Q1 202691

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 19 bought or addedQ2 24: 4 cut or sold outQ3 24: 20 bought or addedQ3 24: 6 cut or sold outQ3 24Q4 24: 33 bought or addedQ4 24: 5 cut or sold outQ1 25: 35 bought or addedQ1 25: 12 cut or sold outQ1 25Q2 25: 48 bought or addedQ2 25: 13 cut or sold outQ3 25: 50 bought or addedQ3 25: 18 cut or sold outQ3 25Q4 25: 62 bought or addedQ4 25: 14 cut or sold outQ1 26: 66 bought or addedQ1 26: 25 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024194
Q3 2024206
Q4 2024335
Q1 20253512
Q2 20254813
Q3 20255018
Q4 20256214
Q1 20266625

Biggest buyers

PRINCIPAL FINANCIAL GROUP INC Added +814,741+814.7k
RAYMOND JAMES FINANCIAL INC Added +460,552+460.6k
ENVESTNET ASSET MANAGEMENT INC Added +447,188+447.2k
MORGAN STANLEY Added +439,392+439.4k
AMERIPRISE FINANCIAL INC Added +406,119+406.1k
WELLS FARGO & COMPANY/MN Added +320,304+320.3k
LPL Financial LLC Added +265,917+265.9k
PRINCIPAL SECURITIES, INC. Added +216,897+216.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +157,076+157.1k
SAGESPRING WEALTH PARTNERS, LLC New +102,054+102.1k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -362,142-362.1k
HRT FINANCIAL LP Sold out -90,809-90.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -87,836-87.8k
Thrivent Financial for Lutherans Sold out -63,432-63.4k
&PARTNERS Reduced -56,527-56.5k
Kraft, Davis & Associates, LLC Sold out -36,007-36.0k
JANE STREET GROUP, LLC Sold out -35,130-35.1k
Veracity Capital LLC Reduced -26,015-26.0k
Turning Point Benefit Group, Inc. Reduced -19,657-19.7k
CREATIVE FINANCIAL DESIGNS INC /ADV Reduced -5,734-5.7k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRINCIPAL FINANCIAL GROUP INC 0.38% of their portfolio DES MOINES, IA 12,549,40412.5m $719.1m $719.1m 0.38% Added +814.7k +814,741
2 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,734,3132.7m $156.7m $156.7m 0.04% Added +447.2k +447,188
3 PRINCIPAL SECURITIES, INC. 2.13% of their portfolio DES MOINES, IA 2,536,3222.5m $145.4m $145.4m 2.13% Added +216.9k +216,897
4 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,212,1822.2m $126.8m $126.8m 0.03% Added +406.1k +406,119
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,691,2491.7m $96.9m $96.9m 0.01% Added +439.4k +439,392
6 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 1,401,1361.4m $80.3m $80.3m 0.02% Added +460.6k +460,552
7 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,351,0321.4m $77.4m $77.4m 0.02% Added +320.3k +320,304
8 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,076,3191.1m $61.7m $61.7m 0.02% Added +265.9k +265,917
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 433,869433.9k $25.1m $25.1m 0.06% Reduced -362.1k -362,142
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 406,744406.7k $23.3m $23.3m 0.00% Added +24.5k +24,468
11 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 338,542338.5k $19.4m $19.4m 0.03% Added +5.5k +5,497
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 252,845252.8k $14.5m $14.5m 0.01% Added +15.8k +15,834
13 Veracity Capital LLC 4.88% of their portfolio Atlanta, GA 238,497238.5k $13.7m $13.7m 4.88% Reduced -26.0k -26,015
14 Hudson Capital Management LLC 2.91% of their portfolio RAMSEY, NJ 196,714196.7k $11.3m $11.3m 2.91% Added +13.8k +13,823
15 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 194,189194.2k $11.1m $11.1m 0.02% Added +157.1k +157,076
16 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 179,376179.4k $10.3m $10.3m 0.01% Added +10.3k +10,280
17 Henderson Brothers Financial Partners, LLC 2.47% of their portfolio PITTSBURGH, PA 170,472170.5k $9.8m $9.8m 2.47% First filing
18 PSI Advisors, LLC 2.07% of their portfolio TAMPA, FL 150,561150.6k $8.6m $8.6m 2.07% Added +15.7k +15,713
19 &PARTNERS 0.04% of their portfolio NASHVILLE, TN 143,327143.3k $8.2m $8.2m 0.04% Reduced -56.5k -56,527
20 RFG - Bristol Wealth Advisors, LLC 2.16% of their portfolio TAUNTON, MA 139,728139.7k $8.0m $8.0m 2.16% Added +11.6k +11,594
21 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 129,907129.9k $7.4m $7.4m 0.01% Added +12.6k +12,631
22 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 122,268122.3k $7.0m $7.0m 0.01% Reduced -3.2k -3,159
23 SAGESPRING WEALTH PARTNERS, LLC 0.11% of their portfolio FRANKLIN, TN 102,054102.1k $5.9m $5.9m 0.11% New
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 99,47499.5k $5.5m $5.5m 0.00% New
25 GREAT VALLEY ADVISOR GROUP, INC. 0.08% of their portfolio WILMINGTON, DE 79,73979.7k $4.6m $4.6m 0.08% Added +6.7k +6,690
26 Wealth Advisors of Tampa Bay, LLC 1.41% of their portfolio TAMPA, FL 74,28474.3k $4.3m $4.3m 1.41% Reduced -1.3k -1,293
27 Advisory Services Network, LLC 0.05% of their portfolio ATLANTA, GA 68,04568.0k $3.9m $3.9m 0.05% Added +60.7k +60,711
28 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 67,57567.6k $3.9m $3.9m 0.01% Added +55.9k +55,902
29 Greenwich Wealth Management LLC 0.16% of their portfolio GREENWICH, CT 66,48466.5k $3.8m $3.8m 0.16% Added +23.3k +23,315
30 Arete Wealth Advisors, LLC 0.28% of their portfolio CHICAGO, IL 65,09365.1k $3.7m $3.7m 0.28% Added +2.7k +2,694
31 360 Financial, Inc. 0.91% of their portfolio WAYZATA, MN 52,87152.9k $3.0m $3.0m 0.91% Reduced -1.6k -1,596
32 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.89% of their portfolio GARDEN CITY, NY 48,33348.3k $2.8m $2.8m 0.89% New
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 43,86243.9k $2.5m $2.5m 0.00% Added +18.9k +18,850
34 Northwest Wealth Advisors, LLC 1.54% of their portfolio BELLINGHAM, WA 37,66137.7k $2.2m $2.2m 1.54% Added +4.5k +4,514
35 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 36,70536.7k $2.1m $2.1m 0.01% Added +5.0k +4,961
36 CREATIVE FINANCIAL DESIGNS INC /ADV 0.12% of their portfolio KOKOMO, IN 35,25635.3k $2.0m $2.0m 0.12% Reduced -5.7k -5,734
37 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 35,18435.2k $2.0m $2.0m 0.01% Reduced -2.1k -2,093
38 Integrity Financial Corp /WA 0.94% of their portfolio JACKSON, WY 32,84532.8k $1.9m $1.9m 0.94% Added +219 +219
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 31,78331.8k $1.8m $1.8m 0.00% Added +27.8k +27,781
40 GTS FINANCIAL, LLC 1.21% of their portfolio BLOOMINGTON, MN 31,51131.5k $1.5m $1.5m 1.21% First filing
41 WealthCare Investment Partners, LLC 0.45% of their portfolio PORTSMOUTH, RI 28,02928.0k $1.6m $1.6m 0.45% Added +11.0k +11,035
42 Capital Investment Advisory Services, LLC 0.12% of their portfolio RALEIGH, NC 27,95428.0k $1.6m $1.6m 0.12% Added +4.6k +4,601
43 Brookwood Investment Group LLC 0.18% of their portfolio PHOENIX, AZ 24,06924.1k $1.4m $1.4m 0.18% Added +6.9k +6,887
44 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 22,51922.5k $1.3m $1.3m 0.04% Added +1.2k +1,202
45 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 22,30822.3k $1.3m $1.3m 0.00% Added +2.7k +2,672
46 Round Rock Advisors LLC 0.19% of their portfolio WILTON, CT 21,49221.5k $1.2m $1.2m 0.19% Added +16.8k +16,753
47 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 20,73220.7k $1.2m $1.2m 0.00% Added +3.2k +3,227
48 Smartleaf Asset Management LLC 0.04% of their portfolio BOSTON, MA 20,63220.6k $1.1m $1.1m 0.04% Added +1.9k +1,864
49 Spartan Wealth Advisory Services LLC 0.10% of their portfolio BINGHAM FARMS, MI 20,58520.6k $1.2m $1.2m 0.10% First filing
50 Walleye Partners, LLC 1.43% of their portfolio MADISON, WI 20,36720.4k $1.2m $1.2m 1.43% New
51 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 19,98320.0k $1.1m $1.1m 0.01% Reduced -5.4k -5,441
52 Venture Visionary Partners LLC 0.03% of their portfolio Sylvania, OH 17,86617.9k $1.0m $1.0m 0.03% Added +5.5k +5,520
53 Ameritas Investment Partners, Inc. 0.03% of their portfolio LINCOLN, NE 16,99517.0k $974.2k $974.2k 0.03% New
54 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 16,69716.7k $957.0k $957.0k 0.00% New
55 Cornerstone Wealth Management, LLC 0.05% of their portfolio ST. PETERS, MO 16,35516.4k $937.5k $937.5k 0.05% Added +220 +220
56 SHEETS SMITH WEALTH MANAGEMENT 0.08% of their portfolio WINSTON-SALEM, NC 12,81912.8k $734.8k $734.8k 0.08% Added +942 +942
57 Turning Point Benefit Group, Inc. 0.46% of their portfolio FREDERICK, MD 12,51612.5k $729.4k $729.4k 0.46% Reduced -19.7k -19,657
58 COZAD ASSET MANAGEMENT INC 0.05% of their portfolio CHAMPAIGN, IL 11,75111.8k $673.6k $673.6k 0.05% Added +5.4k +5,422
59 KPP Advisory Services LLC 0.09% of their portfolio Louisville, KY 11,23411.2k $644.0k $644.0k 0.09% Added +6.1k +6,064
60 Stonebridge Financial Group, LLC / MO 0.51% of their portfolio ST. LOUIS, MO 10,48210.5k $600.9k $600.9k 0.51% Unchanged
61 Gilliland Jeter Wealth Management LLC 0.16% of their portfolio LITTLE ROCK, AR 9,2789.3k $531.9k $531.9k 0.16% Added +22 +22
62 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 6,9466.9k $398.2k $398.2k 0.04% Reduced -51 -51
63 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 6,6336.6k $382.9k $382.9k 0.00% Added +654 +654
64 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 6,3986.4k $366.8k $366.8k 0.00% New
65 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 6,0516.1k $346.9k $346.9k 0.03% Reduced -1.8k -1,764
66 truNorth Financial Services, Inc. 0.32% of their portfolio Chambersburg, PA 5,4345.4k $311.5k $311.5k 0.32% Added +1.3k +1,347
67 Redwood Financial Network Corp 0.20% of their portfolio SOLON, OH 5,4235.4k $310.9k $310.9k 0.20% Added +1.6k +1,648
68 Mariner, LLC 0.00% of their portfolio Overland Park, KS 4,6774.7k $268.1k $268.1k 0.00% Reduced -12 -12
69 Perennial Investment Advisors, LLC 0.02% of their portfolio Los Angeles, CA 4,3994.4k $252.2k $252.2k 0.02% Unchanged
70 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 3,1233.1k $179.0k $179.0k 0.00% New
71 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,9401.9k $111.2k $111.2k 0.00% Reduced -436 -436
72 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,9391.9k $111.2k $111.2k 0.00% Added +64 +64
73 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,2351.2k $71.0k $71.0k 0.00% Unchanged
74 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 612612 $35.1k $35.1k 0.00% New
75 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 504504 $28.9k $28.9k 0.00% New
76 FMR LLC 0.00% of their portfolio BOSTON, MA 273273 $15.6k $15.6k 0.00% Added +261 +261
77 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 254254 $14.6k $14.6k 0.00% Added +20 +20
78 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 225225 $12.9k $12.9k 0.00% New
79 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 213213 $12.2k $12.2k 0.00% Unchanged
80 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 164164 $9.4k $9.4k 0.00% New
81 Pinnacle Bancorp, Inc. 0.00% of their portfolio BEATRICE, NE 124124 $7.1k $7.1k 0.00% Added +7 +7
82 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 100100 $5.7k $5.7k 0.00% Unchanged
83 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 8484 $4.7k $4.7k 0.00% New
84 UBS Group AG 0.00% of their portfolio ZURICH, V8 8181 $4.6k $4.6k 0.00% New
85 VANGUARD ADVISERS INC 0.00% of their portfolio Malvern, PA 4848 $2.8k $2.8k 0.00% First filing
86 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 4747 $2.7k $2.7k 0.00% Unchanged
87 Silver Grove Financial Group, Inc. 0.00% of their portfolio ORCHARD PARK, NY 4242 $2.4k $2.4k 0.00% New
88 CVA Family Office, LLC 0.00% of their portfolio DENVER, CO 4141 $2.4k $2.4k 0.00% New
89 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 1313 $745 $745 0.00% New
90 MCGUIRE CAPITAL ADVISORS INC 0.00% of their portfolio BETHANY, OK 88 $459 $459 0.00% Unchanged
91 Investment Research & Advisory Group, Inc. 0.00% of their portfolio ATLANTA, GA 33 $172 $172 0.00% Added +1 +1