Vault-13

PIMCO DYNAMIC INCOME FD PDI

SHS · Closed-End Fund · CUSIP 72201Y101

268 institutional holders +7 vs Q4 2023
65,452,54765.5m shares reported held*
$1.3bnreported value*
30 new 112 added 77 reduced 23 sold out net bought ≈ $283.2m (+14.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($426.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.30.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 221Q4 22: 239Q1 23: 239Q2 23: 244Q3 23: 256Q4 23: 261Q1 24: 268268Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022221
Q4 2022239
Q1 2023239
Q2 2023244
Q3 2023256
Q4 2023261
Q1 2024268

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 114 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 133 bought or addedQ1 23: 88 cut or sold outQ1 23Q2 23: 131 bought or addedQ2 23: 90 cut or sold outQ2 23Q3 23: 126 bought or addedQ3 23: 97 cut or sold outQ3 23Q4 23: 120 bought or addedQ4 23: 122 cut or sold outQ4 23Q1 24: 142 bought or addedQ1 24: 100 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202211498
Q1 202313388
Q2 202313190
Q3 202312697
Q4 2023120122
Q1 2024142100

Biggest buyers

MORGAN STANLEY Added +11,607,560+11.6m
PFG Investments, LLC New +903,964+904.0k
BANK OF AMERICA CORP /DE/ Added +683,475+683.5k
LPL Financial LLC Added +550,576+550.6k
INDEPENDENT FINANCIAL GROUP, LLC Added +375,717+375.7k
Cetera Investment Advisers Added +367,322+367.3k
Wealthcare Advisory Partners LLC New +266,715+266.7k
Atria Wealth Solutions, Inc. Added +256,399+256.4k
HARTLINE INVESTMENT CORP/ New +181,464+181.5k
Wagner Wealth Management, LLC Added +104,636+104.6k

Biggest sellers

Cetera Advisors LLC Sold out -191,800-191.8k
AE Wealth Management LLC Reduced -173,895-173.9k
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -165,540-165.5k
Cetera Advisor Networks LLC Sold out -145,515-145.5k
Significant Wealth Partners LLC Reduced -143,964-144.0k
Tennessee Valley Asset Management Partners Reduced -107,450-107.5k
Family Manage LLC Reduced -99,676-99.7k
Thrivent Financial for Lutherans Reduced -79,119-79.1k
PRINCIPAL SECURITIES, INC. Reduced -69,121-69.1k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -66,925-66.9k

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 1 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20231$134.1k0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 32,385,79232.4m $624.7m $624.7m 0.02% Added +11.6m +11,607,560
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,517,5452.5m $48.6m $48.6m 0.00% Added +683.5k +683,475
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,411,4832.4m $46.5m $46.5m 0.03% Added +550.6k +550,576
4 Atria Wealth Solutions, Inc. 0.30% of their portfolio NEW YORK, NY 1,358,7651.4m $26.2m $26.2m 0.30% Added +256.4k +256,399
5 COHEN & STEERS, INC. 0.05% of their portfolio NEW YORK, NY 1,349,9201.3m $26.0m $26.0m 0.05% Reduced -63.0k -63,000
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,347,2471.3m $26.0m $26.0m 0.01% Reduced -55.5k -55,522
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,321,7881.3m $25.5m $25.5m 0.01% Added +31.0k +31,036
8 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 1,218,3261.2m $23.5m $23.5m 0.05% Added +21.7k +21,652
9 SOL Capital Management CO 2.21% of their portfolio ROCKVILLE, MD 911,108911.1k $17.6m $17.6m 2.21% Added +31.4k +31,385
10 PFG Investments, LLC 1.05% of their portfolio WOODBURY, NY 903,964904.0k $17.4m $17.4m 1.05% New
11 TD Waterhouse Canada Inc. 0.13% of their portfolio TORONTO, A6 864,041864.0k $17.8m $17.8m 0.13% Added +51.3k +51,343
12 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 846,410846.4k $16.3m $16.3m 0.03% Added +63.8k +63,838
13 Penserra Capital Management LLC 0.20% of their portfolio ORINDA, CA 840,641840.6k $16.2m $16.2m 0.20% Added +71.6k +71,647
14 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.78% of their portfolio WEST PALM BEACH, FL 835,376835.4k $16.1m $16.1m 0.78% Reduced -165.5k -165,540
15 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 642,970643.0k $12.4m $12.4m 0.02% Added +40.5k +40,547
16 Cornerstone Advisory, LLC 1.73% of their portfolio HUNT VALLEY, MD 628,174628.2k $12.1m $12.1m 1.73% Reduced -4.4k -4,389
17 Wagner Wealth Management, LLC 3.60% of their portfolio GREENVILLE, SC 611,658611.7k $11.8m $11.8m 3.60% Added +104.6k +104,636
18 INDEPENDENT FINANCIAL GROUP, LLC 0.54% of their portfolio SAN DIEGO, CA 606,863606.9k $11.7m $11.7m 0.54% Added +375.7k +375,717
19 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 538,443538.4k $10.4m $10.4m 0.00% Reduced -9.8k -9,810
20 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 520,387520.4k $10.0m $10.0m 0.07% Added +54.9k +54,893
21 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 513,096513.1k $9.9m $9.9m 0.04% Added +4.7k +4,686
22 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 493,315493.3k $9.5m $9.5m 0.02% Added +367.3k +367,322
23 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 420,838420.8k $8.1m $8.1m 0.01% Added +44.0k +44,031
24 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 345,157345.2k $6.7m $6.7m 0.05% Added +83.3k +83,321
25 CHOREO, LLC 0.16% of their portfolio ROCKFORD, IL 317,457317.5k $6.1m $6.1m 0.16% Added +9.7k +9,692
26 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 315,789315.8k $6.1m $6.1m 0.02% Added +13.6k +13,604
27 AE Wealth Management LLC 0.06% of their portfolio TOPEKA, KS 273,667273.7k $5.3m $5.3m 0.06% Reduced -173.9k -173,895
28 Wealthcare Advisory Partners LLC 0.17% of their portfolio WEST CHESTER, PA 266,715266.7k $5.1m $5.1m 0.17% New
29 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 247,626247.6k $4.8m $4.8m 0.01% Added +10.6k +10,600
30 IFP Advisors, Inc 0.21% of their portfolio TAMPA, FL 244,769244.8k $4.7m $4.7m 0.21% Added +28.1k +28,066
31 PRINCIPAL SECURITIES, INC. 0.13% of their portfolio DES MOINES, IA 208,966209.0k $4.0m $4.0m 0.13% Reduced -69.1k -69,121
32 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 205,933205.9k $4.0m $4.0m 0.04% Reduced -27.0k -27,015
33 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 205,933205.9k $4.0m $4.0m 0.04% Reduced -27.0k -27,015
34 Beta Wealth Group, Inc. 1.90% of their portfolio SAN DIEGO, CA 202,840202.8k $3.9m $3.9m 1.90% Reduced -18.5k -18,511
35 MEANS INVESTMENT CO., INC. 0.50% of their portfolio BANGOR, ME 201,520201.5k $3.9m $3.9m 0.50% Added +3.2k +3,159
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 199,564199.6k $3.8m $3.8m 0.01% Added +47.9k +47,896
37 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 188,309188.3k $3.6m $3.6m 0.01% Reduced -79.1k -79,119
38 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 187,644187.6k $3.6m $3.6m 0.00% Reduced -29.2k -29,168
39 GILL CAPITAL PARTNERS, LLC 1.43% of their portfolio DENVER, CO 186,714186.7k $3.5m $3.5m 1.43% Reduced -2.0k -2,022
40 HARTLINE INVESTMENT CORP/ 0.62% of their portfolio WINNETKA, IL 181,464181.5k $3.5m $3.5m 0.62% New
41 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.62% of their portfolio CONCORD, MA 181,464181.5k $3.5m $3.5m 0.62% Reduced -7.7k -7,749
42 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 157,726157.7k $3.0m $3.0m 0.01% Added +8.2k +8,152
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 157,031157.0k $3.0m $3.0m 0.00% Added +8.1k +8,073
44 U.S. Capital Wealth Advisors, LLC 0.11% of their portfolio AUSTIN, TX 143,136143.1k $2.8m $2.8m 0.11% Added +5.6k +5,631
45 EVERGREEN CAPITAL MANAGEMENT LLC 0.10% of their portfolio Bellevue, WA 138,052138.1k $2.7m $2.7m 0.10% Reduced -6.6k -6,575
46 B. Riley Wealth Advisors, Inc. 0.06% of their portfolio MEMPHIS, TN 132,483132.5k $2.3m $2.3m 0.06% Added +4.6k +4,649
47 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 130,386130.4k $2.5m $2.5m 0.02% Added +2.8k +2,843
48 Williams Jones Wealth Management, LLC. 0.03% of their portfolio NEW YORK, NY 128,532128.5k $2.5m $2.5m 0.03% Reduced -7.7k -7,716
49 Prime Capital Investment Advisors, LLC 0.03% of their portfolio OVERLAND PARK, KS 119,959120.0k $2.3m $2.3m 0.03% Added +84.5k +84,522
50 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 118,318118.3k $2.3m $2.3m 0.01% Added +4.3k +4,330
51 Cyndeo Wealth Partners, LLC 0.19% of their portfolio ST. PETERSBURG, FL 117,435117.4k $2.3m $2.3m 0.19% Unchanged
52 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 115,163115.2k $2.2m $2.2m 0.01% Added +53.7k +53,680
53 Tennessee Valley Asset Management Partners 0.52% of their portfolio KNOXVILLE, TN 110,498110.5k $2.1m $2.1m 0.52% Reduced -107.5k -107,450
54 Wealthstar Advisors, LLC 0.74% of their portfolio Plano, TX 110,102110.1k $2.1m $2.1m 0.74% Added +23.0k +22,987
55 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 105,815105.8k $2.0m $2.0m 0.00% Reduced -2.8k -2,798
56 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 104,622104.6k $2.0m $2.0m 0.02% Reduced -7.2k -7,150
57 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 100,556100.6k $1.9m $1.9m 0.00% Reduced -1.7k -1,659
58 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 96,80796.8k $1.9m $1.9m 0.01% Reduced -59.4k -59,360
59 WEDBUSH SECURITIES INC 0.07% of their portfolio PASADENA, CA 93,50093.5k $1.8m $1.8m 0.07% Reduced -5.6k -5,601
60 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 91,52591.5k $1.8m $1.8m 0.00% Reduced -1.9k -1,878
61 FIRST FOUNDATION ADVISORS 0.07% of their portfolio Irvine, CA 90,59690.6k $1.7m $1.7m 0.07% Unchanged
62 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 90,30090.3k $1.7m $1.7m 0.01% Added +8.3k +8,304
63 Western Wealth Management, LLC 0.13% of their portfolio GOLDEN, CO 88,99489.0k $1.7m $1.7m 0.13% Reduced -15.6k -15,572
64 Venture Visionary Partners LLC 0.08% of their portfolio Sylvania, OH 87,33587.3k $1.7m $1.7m 0.08% Added +1.2k +1,246
65 MorganRosel Wealth Management, LLC 0.57% of their portfolio HIGHLANDS RANCH, CO 83,16783.2k $1.6m $1.6m 0.57% Reduced -61.3k -61,328
66 MAS Advisors LLC 1.79% of their portfolio Miami, FL 80,17980.2k $1.5m $1.5m 1.79% Added +13.5k +13,489
67 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 79,88179.9k $1.5m $1.5m 0.04% Reduced -2.9k -2,896
68 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 78,39678.4k $1.5m $1.5m 0.01% Reduced -544 -544
69 Significant Wealth Partners LLC 0.99% of their portfolio CARY, IL 77,85477.9k $1.5m $1.5m 0.99% Reduced -144.0k -143,964
70 Anfield Capital Management, LLC 0.69% of their portfolio IRVINE, CA 73,96174.0k $1.4m $1.4m 0.69% Added +5.1k +5,076
71 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 69,55569.6k $1.3m $1.3m 0.00% Added +6.1k +6,091
72 Parisi Gray Wealth Management 0.50% of their portfolio MENDHAM, NJ 69,00069.0k $1.3m $1.3m 0.50% Unchanged
73 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 66,30466.3k $1.3m $1.3m 0.01% Reduced -2.8k -2,782
74 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 63,64363.6k $1.2m $1.2m 0.04% Added +3.7k +3,651
75 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 63,26863.3k $1.2m $1.2m 0.00% Added +7.5k +7,513
76 COMERICA BANK 0.01% of their portfolio DALLAS, TX 63,07463.1k $1.2m $1.2m 0.01% Added +3.9k +3,937
77 Bensler, LLC 0.17% of their portfolio Bellevue, WA 61,22561.2k $1.2m $1.2m 0.17% Added +47.5k +47,465
78 Marks Group Wealth Management, Inc 0.12% of their portfolio MINNETONKA, MN 59,64259.6k $1.2m $1.2m 0.12% Unchanged
79 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 56,44856.4k $1.1m $1.1m 0.02% Reduced -248 -248
80 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 56,22056.2k $1.1m $1.1m 0.00% Unchanged
81 CoreCap Advisors, LLC 0.06% of their portfolio SOUTHFIELD, MI 55,67255.7k $1.1m $1.1m 0.06% Added +6.3k +6,255
82 Arcus Capital Partners, LLC 0.34% of their portfolio ATLANTA, GA 55,41655.4k $1.1m $1.1m 0.34% Added +860 +860
83 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 54,61254.6k $1.1m $1.1m 0.00% New
84 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 54,57854.6k $1.1m $1.1m 0.04% Added +437 +437
85 Tradition Wealth Management, LLC 0.10% of their portfolio EDINA, MN 53,30553.3k $1.0m $1.0m 0.10% Added +10.5k +10,485
86 Americana Partners, LLC 0.09% of their portfolio Houston, TX 52,87552.9k $1.0m $1.0m 0.09% Unchanged
87 Flagship Private Wealth, LLC 0.65% of their portfolio Woburn, MA 52,49252.5k $1.0m $1.0m 0.65% Added +3.1k +3,114
88 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 52,03652.0k $1.0m $1.0m 0.02% Added +1.5k +1,461
89 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 50,67250.7k $977.5k $977.5k 0.00% Reduced -6.6k -6,619
90 Kaizen Financial Strategies 0.66% of their portfolio CAMPBELL, CA 50,20250.2k $968.4k $968.4k 0.66% Added +1.6k +1,627
91 MRA Advisory Group 0.57% of their portfolio PARSIPPANY, NJ 49,68549.7k $958.4k $958.4k 0.57% Added +11.7k +11,655
92 HF Advisory Group, LLC 0.52% of their portfolio Annapolis, MD 48,37548.4k $933.1k $933.1k 0.52% Added +423 +423
93 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 48,20548.2k $929.9k $929.9k 0.01% Reduced -124 -124
94 Summit X, LLC 0.24% of their portfolio CHESTERFIELD, MO 48,19148.2k $929.7k $929.7k 0.24% Reduced -5.0k -5,006
95 Focus Financial Network, Inc. 0.04% of their portfolio MINNEAPOLIS, MN 46,18546.2k $858.1k $858.1k 0.04% First filing
96 Garden State Investment Advisory Services LLC 0.33% of their portfolio Red Bank, NJ 46,08546.1k $895.0k $895.0k 0.33% Reduced -501 -501
97 HUB Investment Partners, LLC 0.05% of their portfolio AUSTIN, TX 44,53044.5k $859.0k $859.0k 0.05% Added +10 +10
98 Stratos Wealth Advisors, LLC 0.05% of their portfolio BEACHWOOD, OH 44,36244.4k $855.8k $855.8k 0.05% Added +1.3k +1,288
99 ALEXANDER LABRUNERIE & CO., INC. 0.48% of their portfolio COLUMBIA, MO 44,33144.3k $855.2k $855.2k 0.48% First filing
100 CWM, LLC 0.00% of their portfolio OMAHA, NE 44,23044.2k $853.0k $853.0k 0.00% Added +36.6k +36,643