Vault-13

PIMCO DYNAMIC INCOME FD PDI

SHS · Closed-End Fund · CUSIP 72201Y101

261 institutional holders +5 vs Q3 2023
50,682,86750.7m shares reported held*
$911.8mreported value*
27 new 93 added 93 reduced 29 sold out net bought ≈ $179.4m (+10.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($301.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $17.99.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 221Q4 22: 239Q1 23: 239Q2 23: 244Q3 23: 256Q4 23: 261261Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022221
Q4 2022239
Q1 2023239
Q2 2023244
Q3 2023256
Q4 2023261

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 114 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 133 bought or addedQ1 23: 88 cut or sold outQ1 23Q2 23: 131 bought or addedQ2 23: 90 cut or sold outQ2 23Q3 23: 126 bought or addedQ3 23: 97 cut or sold outQ3 23Q4 23: 120 bought or addedQ4 23: 122 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211498
Q1 202313388
Q2 202313190
Q3 202312697
Q4 2023120122

Biggest buyers

MORGAN STANLEY Added +9,935,632+9.9m
LPL Financial LLC Added +409,648+409.6k
CHOREO, LLC New +307,765+307.8k
SOL Capital Management CO Added +216,125+216.1k
Beta Wealth Group, Inc. Added +142,553+142.6k
HighTower Advisors, LLC Added +123,126+123.1k
Atria Wealth Solutions, Inc. Added +119,953+120.0k
Tennessee Valley Asset Management Partners Added +119,055+119.1k
Family Manage LLC New +116,025+116.0k
AE Wealth Management LLC Added +88,874+88.9k

Biggest sellers

TD Waterhouse Canada Inc. Reduced -381,495-381.5k
Arcus Capital Partners, LLC Reduced -315,558-315.6k
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -251,383-251.4k
OSAIC HOLDINGS, INC. Reduced -189,469-189.5k
Dynamic Advisor Solutions LLC Sold out -100,656-100.7k
UBS Group AG Reduced -99,497-99.5k
AVANTAX ADVISORY SERVICES, INC. Reduced -95,439-95.4k
ROYAL BANK OF CANADA Reduced -84,010-84.0k
BANK OF AMERICA CORP /DE/ Reduced -81,821-81.8k
PFG Investments, LLC Sold out -62,421-62.4k

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 1 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20220—0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20231$134.1k0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 20,778,23220.8m $373.0m $373.0m 0.02% Added +9.9m +9,935,632
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,860,9071.9m $33.4m $33.4m 0.02% Added +409.6k +409,648
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,834,0701.8m $32.9m $32.9m 0.00% Reduced -81.8k -81,821
4 COHEN & STEERS, INC. 0.05% of their portfolio NEW YORK, NY 1,412,9201.4m $25.4m $25.4m 0.05% Reduced -30.0k -30,000
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,402,7691.4m $25.2m $25.2m 0.01% Reduced -99.5k -99,497
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,290,7521.3m $23.2m $23.2m 0.01% Reduced -84.0k -84,010
7 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 1,196,6741.2m $21.5m $21.5m 0.04% Reduced -189.5k -189,469
8 Atria Wealth Solutions, Inc. 0.25% of their portfolio NEW YORK, NY 1,102,3661.1m $19.8m $19.8m 0.25% Added +120.0k +119,953
9 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.86% of their portfolio WEST PALM BEACH, FL 1,000,9161.0m $18.0m $18.0m 0.86% Reduced -251.4k -251,383
10 SOL Capital Management CO 2.14% of their portfolio ROCKVILLE, MD 879,723879.7k $15.8m $15.8m 2.14% Added +216.1k +216,125
11 TD Waterhouse Canada Inc. 0.14% of their portfolio TORONTO, A6 812,698812.7k $15.5m $15.5m 0.14% Reduced -381.5k -381,495
12 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 782,572782.6k $14.0m $14.0m 0.03% Reduced -38.0k -37,995
13 Penserra Capital Management LLC 0.26% of their portfolio ORINDA, CA 768,994769.0k $13.8m $13.8m 0.26% Added +53.2k +53,228
14 Cornerstone Advisory, LLC 1.77% of their portfolio HUNT VALLEY, MD 632,563632.6k $11.4m $11.4m 1.77% Added +62.1k +62,081
15 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 602,423602.4k $10.8m $10.8m 0.02% Reduced -37.3k -37,347
16 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 548,253548.3k $9.8m $9.8m 0.00% Added +14.7k +14,709
17 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 508,410508.4k $9.1m $9.1m 0.04% Reduced -30.2k -30,240
18 Wagner Wealth Management, LLC 3.06% of their portfolio GREENVILLE, SC 507,022507.0k $9.1m $9.1m 3.06% Added +62.2k +62,241
19 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 465,494465.5k $8.4m $8.4m 0.06% Added +41.0k +40,956
20 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 447,562447.6k $8.4m $8.4m 0.04% Added +88.9k +88,874
21 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 376,807376.8k $6.8m $6.8m 0.01% Added +38.6k +38,565
22 CHOREO, LLC 0.15% of their portfolio ROCKFORD, IL 307,765307.8k $5.6m $5.6m 0.15% New
23 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 302,185302.2k $5.4m $5.4m 0.02% Added +12.6k +12,588
24 PRINCIPAL SECURITIES, INC. 0.19% of their portfolio DES MOINES, IA 278,087278.1k $5.0m $5.0m 0.19% First filing
25 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 267,428267.4k $4.8m $4.8m 0.01% Added +17.6k +17,576
26 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 261,836261.8k $4.7m $4.7m 0.04% Added +39.4k +39,381
27 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 237,026237.0k $4.3m $4.3m 0.01% Added +123.1k +123,126
28 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 232,948232.9k $4.3m $4.3m 0.05% Added +14.8k +14,783
29 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 232,948232.9k $4.3m $4.3m 0.05% Added +14.8k +14,783
30 INDEPENDENT FINANCIAL GROUP, LLC 0.22% of their portfolio SAN DIEGO, CA 231,146231.1k $4.1m $4.1m 0.22% Added +54.2k +54,168
31 Significant Wealth Partners LLC 2.90% of their portfolio CARY, IL 221,818221.8k $4.0m $4.0m 2.90% First filing
32 Beta Wealth Group, Inc. 2.08% of their portfolio SAN DIEGO, CA 221,351221.4k $4.0m $4.0m 2.08% Added +142.6k +142,553
33 Tennessee Valley Asset Management Partners 0.53% of their portfolio KNOXVILLE, TN 217,948217.9k $3.9m $3.9m 0.53% Added +119.1k +119,055
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 216,812216.8k $3.9m $3.9m 0.00% Reduced -9.2k -9,156
35 IFP Advisors, Inc 0.18% of their portfolio TAMPA, FL 216,703216.7k $3.9m $3.9m 0.18% Added +64.2k +64,186
36 MEANS INVESTMENT CO., INC. 0.51% of their portfolio BANGOR, ME 198,361198.4k $3.6m $3.6m 0.51% Added +3.4k +3,409
37 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 191,800191.8k $3.4m $3.4m 0.05% Added +13.5k +13,485
38 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.67% of their portfolio CONCORD, MA 189,213189.2k $3.4m $3.4m 0.67% Added +37.1k +37,056
39 GILL CAPITAL PARTNERS, LLC 1.43% of their portfolio DENVER, CO 188,736188.7k $3.4m $3.4m 1.43% Reduced -14.0k -14,004
40 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 156,167156.2k $2.8m $2.8m 0.01% Reduced -14.0k -13,991
41 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 151,668151.7k $2.7m $2.7m 0.01% Reduced -29.6k -29,640
42 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 149,574149.6k $2.7m $2.7m 0.01% Reduced -11.0k -11,009
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 148,958149.0k $2.7m $2.7m 0.00% Reduced -15.9k -15,920
44 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 145,515145.5k $2.6m $2.6m 0.01% Added +10.1k +10,066
45 EVERGREEN CAPITAL MANAGEMENT LLC 0.11% of their portfolio Bellevue, WA 144,627144.6k $2.6m $2.6m 0.11% Reduced -8.1k -8,094
46 MorganRosel Wealth Management, LLC 1.00% of their portfolio HIGHLANDS RANCH, CO 144,495144.5k $2.6m $2.6m 1.00% Reduced -42.1k -42,082
47 U.S. Capital Wealth Advisors, LLC 0.10% of their portfolio AUSTIN, TX 137,505137.5k $2.5m $2.5m 0.10% Reduced -2.8k -2,830
48 Williams Jones Wealth Management, LLC. 0.03% of their portfolio NEW YORK, NY 136,248136.2k $2.4m $2.4m 0.03% Reduced -4.9k -4,919
49 B. Riley Wealth Advisors, Inc. 0.06% of their portfolio MEMPHIS, TN 127,834127.8k $2.3m $2.3m 0.06% Reduced -4.6k -4,649
50 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 127,543127.5k $2.3m $2.3m 0.02% Reduced -95.4k -95,439
51 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 125,993126.0k $2.3m $2.3m 0.02% Added +11.6k +11,572
52 Cyndeo Wealth Partners, LLC 0.20% of their portfolio ST. PETERSBURG, FL 117,435117.4k $2.1m $2.1m 0.20% Added +25.5k +25,543
53 Family Manage LLC 0.43% of their portfolio NEW YORK, NY 116,025116.0k $2.1m $2.1m 0.43% New
54 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 113,988114.0k $2.0m $2.0m 0.01% Added +9.5k +9,508
55 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 111,772111.8k $2.1m $2.1m 0.02% Added +6.9k +6,901
56 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 108,613108.6k $1.9m $1.9m 0.00% Added +9.3k +9,338
57 Western Wealth Management, LLC 0.14% of their portfolio GOLDEN, CO 104,566104.6k $1.9m $1.9m 0.14% Reduced -1.6k -1,638
58 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 102,215102.2k $1.8m $1.8m 0.00% Added +24.6k +24,623
59 WEDBUSH SECURITIES INC 0.08% of their portfolio PASADENA, CA 99,10199.1k $1.8m $1.8m 0.08% Added +331 +331
60 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 93,40393.4k $1.7m $1.7m 0.00% Reduced -6.7k -6,670
61 FIRST FOUNDATION ADVISORS 0.07% of their portfolio Irvine, CA 90,59690.6k $1.6m $1.6m 0.07% Reduced -9.9k -9,909
62 Wealthstar Advisors, LLC 0.58% of their portfolio Plano, TX 87,11587.1k $1.6m $1.6m 0.58% Added +123 +123
63 Venture Visionary Partners LLC 0.08% of their portfolio Sylvania, OH 86,08986.1k $1.5m $1.5m 0.08% Added +2.1k +2,117
64 Merit Financial Group, LLC 0.05% of their portfolio ALPHARETTA, GA 82,77782.8k $1.5m $1.5m 0.05% Reduced -6.4k -6,354
65 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 81,99682.0k $1.5m $1.5m 0.01% Added +11.2k +11,163
66 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 80,05080.0k $1.4m $1.4m 0.00% Added +3.0k +3,025
67 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 78,94078.9k $1.4m $1.4m 0.01% Reduced -8.5k -8,531
68 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 69,08669.1k $1.2m $1.2m 0.01% Added +2.1k +2,052
69 Parisi Gray Wealth Management 0.50% of their portfolio MENDHAM, NJ 69,00069.0k $1.2m $1.2m 0.50% Added +9.0k +9,000
70 Anfield Capital Management, LLC 0.67% of their portfolio IRVINE, CA 68,88568.9k $1.2m $1.2m 0.67% Reduced -53.7k -53,721
71 Ausdal Financial Partners, Inc. 0.15% of their portfolio Davenport, IA 68,08768.1k $1.2m $1.2m 0.15% Unchanged
72 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.11% of their portfolio Englewood, NJ 66,92566.9k $1.2m $1.2m 0.11% New
73 MAS Advisors LLC 1.55% of their portfolio Miami, FL 66,69066.7k $1.2m $1.2m 1.55% Added +3.6k +3,562
74 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 63,46463.5k $1.1m $1.1m 0.00% Reduced -14.7k -14,689
75 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 61,48361.5k $1.1m $1.1m 0.01% Reduced -3.6k -3,600
76 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 59,99260.0k $1.1m $1.1m 0.04% Added +3.9k +3,949
77 Marks Group Wealth Management, Inc 0.12% of their portfolio MINNETONKA, MN 59,64259.6k $1.1m $1.1m 0.12% New
78 COMERICA BANK 0.00% of their portfolio DALLAS, TX 59,13759.1k $1.1m $1.1m 0.00% Reduced -805 -805
79 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 57,29157.3k $1.0m $1.0m 0.00% Reduced -3.1k -3,134
80 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 56,69656.7k $1.0m $1.0m 0.02% Reduced -9.7k -9,650
81 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 56,22056.2k $1.0m $1.0m 0.00% Reduced -24.2k -24,200
82 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 55,75555.8k $1.0m $1.0m 0.00% Added +14.3k +14,313
83 Arcus Capital Partners, LLC 0.34% of their portfolio ATLANTA, GA 54,55654.6k $979.3k $979.3k 0.34% Reduced -315.6k -315,558
84 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 54,14154.1k $971.8k $971.8k 0.04% Added +8.6k +8,639
85 Summit X, LLC 0.27% of their portfolio CHESTERFIELD, MO 53,19753.2k $954.9k $954.9k 0.27% Added +1.4k +1,429
86 Americana Partners, LLC 0.09% of their portfolio Houston, TX 52,87552.9k $949.1k $949.1k 0.09% Unchanged
87 Mesirow Financial Investment Management, Inc. 0.03% of their portfolio CHICAGO, IL 51,76951.8k $929.3k $929.3k 0.03% New
88 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 50,57550.6k $907.8k $907.8k 0.02% Added +13.0k +13,006
89 M Holdings Securities, Inc. 0.10% of their portfolio PORTLAND, OR 50,49350.5k $906.0k $906.0k 0.10% Reduced -16.5k -16,540
90 CoreCap Advisors, LLC 0.06% of their portfolio SOUTHFIELD, MI 49,41749.4k $887.0k $887.0k 0.06% Reduced -1.8k -1,782
91 Flagship Private Wealth, LLC 0.68% of their portfolio Woburn, MA 49,37849.4k $886.3k $886.3k 0.68% Added +1.1k +1,148
92 Kaizen Financial Strategies 0.66% of their portfolio CAMPBELL, CA 48,57548.6k $871.9k $871.9k 0.66% Reduced -2.4k -2,403
93 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 48,32948.3k $867.5k $867.5k 0.01% Added +1.7k +1,659
94 HF Advisory Group, LLC 0.55% of their portfolio Annapolis, MD 47,95248.0k $860.7k $860.7k 0.55% Added +1.2k +1,230
95 Moloney Securities Asset Management, LLC 0.14% of their portfolio MANCHESTER, MO 47,56947.6k $853.9k $853.9k 0.14% New
96 Garden State Investment Advisory Services LLC 0.34% of their portfolio Red Bank, NJ 46,58646.6k $836.2k $836.2k 0.34% Reduced -3.0k -3,000
97 HUB Investment Partners, LLC 0.06% of their portfolio AUSTIN, TX 44,52044.5k $799.1k $799.1k 0.06% Reduced -4.3k -4,273
98 ACT Advisors, LLC. 0.44% of their portfolio ASHEVILLE, NC 43,41243.4k $779.2k $779.2k 0.44% Reduced -24.6k -24,570
99 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 43,07443.1k $773.2k $773.2k 0.04% Added +1.3k +1,331
100 Tradition Wealth Management, LLC 0.08% of their portfolio EDINA, MN 42,82042.8k $769.0k $769.0k 0.08% Added +28.1k +28,118