Vault-13

PIMCO DYNAMIC INCOME FD PDI

SHS · Closed-End Fund · CUSIP 72201Y101

244 institutional holders +5 vs Q1 2023
40,258,00940.3m shares reported held*
$759.0mreported value*
30 new 101 added 66 reduced 24 sold out net bought ≈ $22.6m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.85.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 221Q4 22: 239Q1 23: 239Q2 23: 244244Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022221
Q4 2022239
Q1 2023239
Q2 2023244

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 114 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 133 bought or addedQ1 23: 88 cut or sold outQ1 23Q2 23: 131 bought or addedQ2 23: 90 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211498
Q1 202313388
Q2 202313190

Biggest buyers

Atria Wealth Solutions, Inc. Added +562,343+562.3k
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +515,190+515.2k
SOL Capital Management CO Added +291,869+291.9k
Orion Porfolio Solutions, LLC Added +203,253+203.3k
Orion Portfolio Solutions, LLC Added +203,253+203.3k
Arcus Capital Partners, LLC Added +164,813+164.8k
AE Wealth Management LLC Added +157,635+157.6k
Dynamic Advisor Solutions LLC New +111,883+111.9k
LPL Financial LLC Added +110,690+110.7k
OSAIC HOLDINGS, INC. Added +105,798+105.8k

Biggest sellers

MORGAN STANLEY Reduced -372,386-372.4k
JANE STREET GROUP, LLC Sold out -339,562-339.6k
First Heartland Consultants, Inc. Sold out -332,919-332.9k
BANK OF AMERICA CORP /DE/ Reduced -260,150-260.1k
HRT FINANCIAL LP Sold out -194,763-194.8k
CAPTRUST FINANCIAL ADVISORS Reduced -133,276-133.3k
UBS Group AG Reduced -119,741-119.7k
MAS Advisors LLC Reduced -68,145-68.1k
HORIZON KINETICS ASSET MANAGEMENT LLC Reduced -64,956-65.0k
GOLDMAN SACHS GROUP INC Sold out -57,037-57.0k

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 1 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20210—0——
Q4 20210—0——
Q1 20220—0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20231$134.1k0——
Q2 20230—0——

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 10,883,86210.9m $204.1m $204.1m 0.02% Reduced -372.4k -372,386
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,921,1161.9m $36.0m $36.0m 0.00% Reduced -260.1k -260,150
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 1.61% of their portfolio WEST PALM BEACH, FL 1,719,9951.7m $32.2m $32.2m 1.61% Added +515.2k +515,190
4 COHEN & STEERS, INC. 0.06% of their portfolio NEW YORK, NY 1,557,9201.6m $29.2m $29.2m 0.06% Added +17.0k +17,028
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,425,3951.4m $26.7m $26.7m 0.02% Added +110.7k +110,690
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,382,2141.4m $25.9m $25.9m 0.01% Reduced -119.7k -119,741
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,349,2991.3m $25.3m $25.3m 0.01% Reduced -6.6k -6,598
8 TD Waterhouse Canada Inc. 0.26% of their portfolio TORONTO, A6 1,211,7911.2m $25.9m $25.9m 0.26% Reduced -50.9k -50,942
9 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 1,149,2001.1m $21.5m $21.5m 0.04% Added +105.8k +105,798
10 Atria Wealth Solutions, Inc. 0.24% of their portfolio NEW YORK, NY 931,594931.6k $17.5m $17.5m 0.24% Added +562.3k +562,343
11 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 801,556801.6k $15.0m $15.0m 0.03% Added +22.1k +22,090
12 Cornerstone Advisory, LLC 2.25% of their portfolio HUNT VALLEY, MD 682,118682.1k $12.8m $12.8m 2.25% Reduced -17.2k -17,241
13 Penserra Capital Management LLC 0.25% of their portfolio ORINDA, CA 674,388674.4k $12.6m $12.6m 0.25% Added +42.0k +42,039
14 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 657,346657.3k $12.3m $12.3m 0.02% Added +94.8k +94,770
15 SOL Capital Management CO 1.74% of their portfolio ROCKVILLE, MD 612,075612.1k $11.5m $11.5m 1.74% Added +291.9k +291,869
16 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 531,145531.1k $10.0m $10.0m 0.05% Added +3.4k +3,373
17 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 528,923528.9k $9.9m $9.9m 0.00% Added +45.9k +45,891
18 Orion Porfolio Solutions, LLC 0.09% of their portfolio OMAHA, NE 460,373460.4k $8.6m $8.6m 0.09% Added +203.3k +203,253
19 Orion Portfolio Solutions, LLC 0.09% of their portfolio Omaha, NE 460,373460.4k $8.6m $8.6m 0.09% Added +203.3k +203,253
20 Wagner Wealth Management, LLC 3.15% of their portfolio GREENVILLE, SC 440,331440.3k $8.3m $8.3m 3.15% Added +83.6k +83,641
21 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 365,848365.8k $6.9m $6.9m 0.06% Added +10.4k +10,385
22 Arcus Capital Partners, LLC 2.01% of their portfolio ATLANTA, GA 358,413358.4k $6.7m $6.7m 2.01% Added +164.8k +164,813
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 331,404331.4k $6.2m $6.2m 0.00% Reduced -7.0k -7,031
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 298,548298.5k $5.6m $5.6m 0.00% Added +18.4k +18,443
25 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 292,832292.8k $5.5m $5.5m 0.03% Added +157.6k +157,635
26 BDO Wealth Advisors, LLC 0.61% of their portfolio JACKSONVILLE, FL 285,192285.2k $5.3m $5.3m 0.61% Added +10.1k +10,077
27 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 281,118281.1k $5.3m $5.3m 0.01% Added +6.2k +6,229
28 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 280,957281.0k $5.3m $5.3m 0.02% Reduced -8.9k -8,869
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 219,038219.0k $4.1m $4.1m 0.00% Added +59.6k +59,589
30 GILL CAPITAL PARTNERS, LLC 1.64% of their portfolio DENVER, CO 207,989208.0k $3.9m $3.9m 1.64% Reduced -224 -224
31 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 205,267205.3k $3.8m $3.8m 0.02% Reduced -133.3k -133,276
32 MEANS INVESTMENT CO., INC. 0.58% of their portfolio BANGOR, ME 193,855193.9k $3.6m $3.6m 0.58% Added +8.5k +8,517
33 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 182,808182.8k $3.4m $3.4m 0.03% Added +26.9k +26,888
34 MorganRosel Wealth Management, LLC 1.34% of their portfolio HIGHLANDS RANCH, CO 175,560175.6k $3.3m $3.3m 1.34% Added +8.6k +8,588
35 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 172,629172.6k $3.2m $3.2m 0.02% Added +48.9k +48,933
36 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 167,596167.6k $3.1m $3.1m 0.05% Added +416 +416
37 INDEPENDENT FINANCIAL GROUP, LLC 0.21% of their portfolio SAN DIEGO, CA 160,121160.1k $3.0m $3.0m 0.21% Added +17.0k +16,980
38 EVERGREEN CAPITAL MANAGEMENT LLC 0.13% of their portfolio Bellevue, WA 158,514158.5k $3.0m $3.0m 0.13% Reduced -1.5k -1,495
39 FIRST FOUNDATION ADVISORS 0.12% of their portfolio Irvine, CA 151,249151.2k $2.8m $2.8m 0.12% Added +23 +23
40 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.65% of their portfolio CONCORD, MA 144,581144.6k $2.7m $2.7m 0.65% Added +58.5k +58,472
41 U.S. Capital Wealth Advisors, LLC 0.12% of their portfolio AUSTIN, TX 140,335140.3k $2.6m $2.6m 0.12% Reduced -11.4k -11,447
42 Sigma Planning Corp 0.09% of their portfolio ANN ARBOR, MI 140,093140.1k $2.6m $2.6m 0.09% Reduced -1.8k -1,756
43 B. Riley Wealth Advisors, Inc. 0.06% of their portfolio MEMPHIS, TN 131,034131.0k $2.5m $2.5m 0.06% Reduced -17.2k -17,247
44 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 130,657130.7k $2.4m $2.4m 0.03% Added +13.1k +13,064
45 Parisi Gray Wealth Management 1.05% of their portfolio MENDHAM, NJ 127,350127.3k $2.3m $2.3m 1.05% Added +55.0k +55,000
46 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 125,192125.2k $2.3m $2.3m 0.02% Reduced -1.6k -1,562
47 Anfield Capital Management, LLC 1.01% of their portfolio IRVINE, CA 123,875123.9k $2.3m $2.3m 1.01% Added +11.8k +11,844
48 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 119,803119.8k $2.2m $2.2m 0.03% Added +4.8k +4,804
49 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 118,279118.3k $2.2m $2.2m 0.00% Added +3.8k +3,783
50 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 112,027112.0k $2.1m $2.1m 0.02% Added +14.8k +14,821
51 Dynamic Advisor Solutions LLC 0.11% of their portfolio PHOENIX, AZ 111,883111.9k $2.1m $2.1m 0.11% New
52 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 106,147106.1k $2.0m $2.0m 0.01% Reduced -9.7k -9,734
53 Western Wealth Management, LLC 0.17% of their portfolio GOLDEN, CO 104,373104.4k $2.0m $2.0m 0.17% Added +1.3k +1,337
54 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 102,670102.7k $1.9m $1.9m 0.01% First filing
55 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 96,00496.0k $1.8m $1.8m 0.06% Added +2.9k +2,922
56 Aviance Capital Partners, LLC 0.37% of their portfolio NAPLES, FL 93,21493.2k $1.7m $1.7m 0.37% Added +9.3k +9,298
57 Cyndeo Wealth Partners, LLC 0.18% of their portfolio ST. PETERSBURG, FL 91,89291.9k $1.7m $1.7m 0.18% Reduced -3.3k -3,299
58 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 91,86991.9k $1.7m $1.7m 0.00% Added +5.9k +5,916
59 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 90,65790.7k $1.7m $1.7m 0.01% Reduced -7.9k -7,907
60 Wealthstar Advisors, LLC 0.69% of their portfolio Plano, TX 87,61187.6k $1.6m $1.6m 0.69% Reduced -1.6k -1,597
61 Tennessee Valley Asset Management Partners 0.53% of their portfolio KNOXVILLE, TN 87,54087.5k $1.6m $1.6m 0.53% Added +5.7k +5,691
62 WEDBUSH SECURITIES INC 0.08% of their portfolio PASADENA, CA 85,54885.5k $1.6m $1.6m 0.08% Reduced -5.8k -5,829
63 Marks Group Wealth Management, Inc 0.19% of their portfolio MINNETONKA, MN 84,88784.9k $1.6m $1.6m 0.19% Unchanged
64 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 84,65884.7k $1.6m $1.6m 0.00% Added +5.0k +4,955
65 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 81,26981.3k $1.5m $1.5m 0.05% Added +10.0k +9,975
66 Venture Visionary Partners LLC 0.09% of their portfolio Sylvania, OH 80,71080.7k $1.5m $1.5m 0.09% Added +3.1k +3,080
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 80,47680.5k $1.5m $1.5m 0.00% Unchanged
68 ACT Advisors, LLC. 0.93% of their portfolio ASHEVILLE, NC 74,91074.9k $1.4m $1.4m 0.93% Added +2.2k +2,173
69 Beta Wealth Group, Inc. 0.80% of their portfolio SAN DIEGO, CA 74,08674.1k $1.4m $1.4m 0.80% Added +3.6k +3,626
70 Retirement Group, LLC 0.58% of their portfolio SAN DIEGO, CA 73,84673.8k $1.4m $1.4m 0.58% Reduced -101 -101
71 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 73,38073.4k $1.4m $1.4m 0.01% Added +13.3k +13,299
72 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 70,10070.1k $1.3m $1.3m 0.01% Added +13.3k +13,300
73 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 69,75569.8k $1.3m $1.3m 0.00% Added +3.0k +3,022
74 HORIZON KINETICS ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 66,41366.4k $1.2m $1.2m 0.03% Reduced -65.0k -64,956
75 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 64,27664.3k $1.2m $1.2m 0.01% Added +1.7k +1,734
76 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 63,59863.6k $1.2m $1.2m 0.03% Added +7.2k +7,174
77 MAS Advisors LLC 1.65% of their portfolio Miami, FL 63,12863.1k $1.2m $1.2m 1.65% Reduced -68.1k -68,145
78 PFG Investments, LLC 0.21% of their portfolio WOODBURY, NY 62,22562.2k $1.2m $1.2m 0.21% Added +10.3k +10,340
79 SteelPeak Wealth, LLC 0.07% of their portfolio WOODLAND HILLS, CA 59,14259.1k $1.1m $1.1m 0.07% New
80 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 56,55856.6k $1.1m $1.1m 0.00% Added +11.9k +11,948
81 Summit X, LLC 0.25% of their portfolio CHESTERFIELD, MO 55,17355.2k $1.0m $1.0m 0.25% Added +51 +51
82 CoreCap Advisors, LLC 0.07% of their portfolio SOUTHFIELD, MI 54,90354.9k $1.0m $1.0m 0.07% First filing
83 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 52,14452.1k $977.7k $977.7k 0.01% Reduced -1.7k -1,678
84 E&G Advisors, LLC 0.34% of their portfolio HOUSTON, TX 51,70951.7k $969.5k $969.5k 0.34% Reduced -911 -911
85 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 51,41851.4k $964.1k $964.1k 0.00% Added +2.5k +2,495
86 Kaizen Financial Strategies 0.83% of their portfolio CAMPBELL, CA 51,21551.2k $969.5k $969.5k 0.83% Added +596 +596
87 Garden State Investment Advisory Services LLC 0.41% of their portfolio Red Bank, NJ 49,43349.4k $926.9k $926.9k 0.41% Added +6.4k +6,367
88 Icon Wealth Partners, LLC 0.09% of their portfolio HOUSTON, TX 47,17447.2k $884.5k $884.5k 0.09% Added +750 +750
89 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 46,97447.0k $880.8k $880.8k 0.01% Added +2.3k +2,349
90 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 46,27446.3k $867.6k $867.6k 0.03% Reduced -4.7k -4,651
91 HF Advisory Group, LLC 0.66% of their portfolio Annapolis, MD 44,40644.4k $832.6k $832.6k 0.66% Added +3.2k +3,151
92 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 42,86442.9k $803.7k $803.7k 0.04% New
93 Flagship Private Wealth, LLC 0.65% of their portfolio Woburn, MA 42,03642.0k $788.2k $788.2k 0.65% Added +20 +20
94 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 41,99442.0k $786.5k $786.5k 0.00% Reduced -5.6k -5,573
95 M Holdings Securities, Inc. 0.15% of their portfolio PORTLAND, OR 39,25039.2k $736.0k $736.0k 0.15% Reduced -6.3k -6,321
96 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 39,23839.2k $735.7k $735.7k 0.02% Reduced -5.2k -5,229
97 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 37,80237.8k $708.8k $708.8k 0.01% Reduced -14.7k -14,677
98 Mariner, LLC 0.00% of their portfolio Overland Park, KS 37,74637.7k $707.9k $707.9k 0.00% Reduced -23.0k -22,975
99 Claybrook Capital, LLC 0.37% of their portfolio WELLESLEY, MA 37,38337.4k $700.9k $700.9k 0.37% Unchanged
100 Gateway Advisory, LLC 0.15% of their portfolio WESTFIELD, NJ 36,83536.8k $690.7k $690.7k 0.15% Added +456 +456