Vault-13

PIMCO DYNAMIC INCOME FD PDI

SHS · Closed-End Fund · CUSIP 72201Y101

239 institutional holders +0 vs Q4 2022
38,926,20638.9m shares reported held*
$705.1mreported value*
25 new 108 added 62 reduced 26 sold out net bought ≈ $22.3m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.11.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 221Q4 22: 239Q1 23: 239239Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022221
Q4 2022239
Q1 2023239

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 114 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 133 bought or addedQ1 23: 88 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211498
Q1 202313388

Biggest buyers

MORGAN STANLEY Added +1,538,056+1.5m
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +891,268+891.3k
JANE STREET GROUP, LLC Added +316,680+316.7k
Raymond James Financial Services Advisors, Inc. Added +228,703+228.7k
Orion Portfolio Solutions, LLC Added +210,303+210.3k
HRT FINANCIAL LP New +194,763+194.8k
Arcus Capital Partners, LLC New +193,600+193.6k
CAPTRUST FINANCIAL ADVISORS Added +138,461+138.5k
TD Waterhouse Canada Inc. Added +135,401+135.4k
OSAIC HOLDINGS, INC. Added +120,147+120.1k

Biggest sellers

Invesco Ltd. Sold out -1,664,926-1.7m
HOWLAND CAPITAL MANAGEMENT LLC Reduced -712,915-712.9k
Atria Wealth Solutions, Inc. Reduced -657,664-657.7k
ROYAL BANK OF CANADA Reduced -366,131-366.1k
Janney Montgomery Scott LLC Reduced -94,845-94.8k
FIRST TRUST ADVISORS LP Reduced -87,751-87.8k
MONEY CONCEPTS CAPITAL CORP Sold out -64,475-64.5k
COHEN & STEERS, INC. Reduced -58,334-58.3k
UBS Group AG Reduced -52,430-52.4k
Parisi Gray Wealth Management Reduced -50,249-50.2k

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 21: 0 buyingQ2 21: 0 sellingQ3 21: 0 buyingQ3 21: 0 sellingQ3 21Q4 21: 0 buyingQ4 21: 0 sellingQ1 22: 0 buyingQ1 22: 0 sellingQ1 22Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 1 buyingQ1 23: 0 sellingQ1 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20220—0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20231$134.1k0——
DateInsiderTradeSharesPrice ValueTheir holding
2023-03-22 FISHER DAVID NICHOLS III Director Bought 7,376 $18.18 $134.1k7.4k shares +116%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 11,256,24811.3m $202.8m $202.8m 0.02% Added +1.5m +1,538,056
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,181,2662.2m $39.3m $39.3m 0.00% Added +66.6k +66,619
3 COHEN & STEERS, INC. 0.06% of their portfolio NEW YORK, NY 1,540,8921.5m $27.8m $27.8m 0.06% Reduced -58.3k -58,334
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,501,9551.5m $27.1m $27.1m 0.01% Reduced -52.4k -52,430
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,355,8971.4m $24.4m $24.4m 0.01% Reduced -366.1k -366,131
6 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,314,7051.3m $23.7m $23.7m 0.02% Added +103.1k +103,131
7 TD Waterhouse Canada Inc. 0.27% of their portfolio TORONTO, A6 1,262,7331.3m $26.0m $26.0m 0.27% Added +135.4k +135,401
8 RIVERNORTH CAPITAL MANAGEMENT, LLC 1.05% of their portfolio WEST PALM BEACH, FL 1,204,8051.2m $21.7m $21.7m 1.05% Added +891.3k +891,268
9 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 1,043,4021.0m $18.8m $18.8m 0.04% Added +120.1k +120,147
10 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 779,466779.5k $14.0m $14.0m 0.03% Added +30.7k +30,731
11 Cornerstone Advisory, LLC 2.27% of their portfolio HUNT VALLEY, MD 699,359699.4k $12.6m $12.6m 2.27% Added +38.3k +38,307
12 Penserra Capital Management LLC 0.24% of their portfolio ORINDA, CA 632,349632.3k $11.4m $11.4m 0.24% Added +52.0k +51,954
13 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 562,576562.6k $10.1m $10.1m 0.02% Added +228.7k +228,703
14 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 527,772527.8k $9.5m $9.5m 0.05% Added +63.2k +63,157
15 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 483,032483.0k $8.7m $8.7m 0.00% Added +3.5k +3,452
16 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 369,251369.3k $6.7m $6.7m 0.10% Reduced -657.7k -657,664
17 Wagner Wealth Management, LLC 2.92% of their portfolio GREENVILLE, SC 356,690356.7k $6.4m $6.4m 2.92% Added +105.4k +105,444
18 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 355,463355.5k $6.4m $6.4m 0.06% Added +26.3k +26,346
19 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 339,562339.6k $6.1m $6.1m 0.01% Added +316.7k +316,680
20 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 338,543338.5k $6.1m $6.1m 0.03% Added +138.5k +138,461
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 338,435338.4k $6.1m $6.1m 0.00% Added +12.8k +12,799
22 First Heartland Consultants, Inc. 0.90% of their portfolio LAKE ST. LOUIS, MO 332,919332.9k $6.0m $6.0m 0.90% Added +50.6k +50,612
23 SOL Capital Management CO 0.95% of their portfolio ROCKVILLE, MD 320,206320.2k $5.8m $5.8m 0.95% Added +42.4k +42,366
24 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 289,826289.8k $5.2m $5.2m 0.02% Reduced -94.8k -94,845
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 280,105280.1k $5.0m $5.0m 0.00% Added +13.3k +13,315
26 BDO Wealth Advisors, LLC 0.61% of their portfolio JACKSONVILLE, FL 275,115275.1k $5.0m $5.0m 0.61% Added +9.0k +8,989
27 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 274,889274.9k $5.0m $5.0m 0.01% Reduced -5.5k -5,455
28 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 257,120257.1k $4.6m $4.6m 0.06% Added +48.5k +48,463
29 Orion Portfolio Solutions, LLC 0.06% of their portfolio Omaha, NE 257,120257.1k $4.6m $4.6m 0.06% Added +210.3k +210,303
30 GILL CAPITAL PARTNERS, LLC 1.68% of their portfolio DENVER, CO 208,213208.2k $3.8m $3.8m 1.68% Reduced -338 -338
31 HRT FINANCIAL LP 0.04% of their portfolio NEW YORK, NY 194,763194.8k $3.5m $3.5m 0.04% New
32 Arcus Capital Partners, LLC 1.19% of their portfolio ATLANTA, GA 193,600193.6k $3.5m $3.5m 1.19% New
33 MEANS INVESTMENT CO., INC. 0.59% of their portfolio BANGOR, ME 185,338185.3k $3.3m $3.3m 0.59% Added +14.5k +14,532
34 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 167,180167.2k $3.0m $3.0m 0.05% Added +7.9k +7,908
35 MorganRosel Wealth Management, LLC 1.28% of their portfolio HIGHLANDS RANCH, CO 166,972167.0k $3.0m $3.0m 1.28% Added +18.5k +18,472
36 EVERGREEN CAPITAL MANAGEMENT LLC 0.13% of their portfolio Bellevue, WA 160,009160.0k $2.9m $2.9m 0.13% Reduced -2.6k -2,593
37 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 159,449159.4k $2.9m $2.9m 0.00% Added +49.7k +49,655
38 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 155,920155.9k $2.8m $2.8m 0.02% Reduced -1.3k -1,287
39 U.S. Capital Wealth Advisors, LLC 0.13% of their portfolio AUSTIN, TX 151,782151.8k $2.7m $2.7m 0.13% Reduced -19.4k -19,384
40 FIRST FOUNDATION ADVISORS 0.13% of their portfolio Irvine, CA 151,226151.2k $2.7m $2.7m 0.13% Added +35.0k +34,988
41 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 148,281148.3k $2.7m $2.7m 0.07% Added +5.0k +5,016
42 INDEPENDENT FINANCIAL GROUP, LLC 0.21% of their portfolio SAN DIEGO, CA 143,141143.1k $2.6m $2.6m 0.21% Added +78.4k +78,400
43 Sigma Planning Corp 0.08% of their portfolio ANN ARBOR, MI 141,849141.8k $2.6m $2.6m 0.08% Reduced -1.5k -1,538
44 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 135,197135.2k $2.4m $2.4m 0.02% Added +34.4k +34,358
45 HORIZON KINETICS ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 131,369131.4k $2.4m $2.4m 0.05% Reduced -21.9k -21,872
46 MAS Advisors LLC 2.31% of their portfolio Miami, FL 131,273131.3k $2.4m $2.4m 2.31% Reduced -920 -920
47 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 126,754126.8k $2.3m $2.3m 0.02% Reduced -1.2k -1,196
48 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 123,696123.7k $2.2m $2.2m 0.02% Reduced -5.4k -5,411
49 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 117,593117.6k $2.1m $2.1m 0.03% Added +6.3k +6,324
50 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 115,881115.9k $2.1m $2.1m 0.01% Reduced -5.7k -5,683
51 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 114,999115.0k $2.1m $2.1m 0.03% Reduced -10.4k -10,437
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 114,496114.5k $2.1m $2.1m 0.00% Added +4.1k +4,149
53 Anfield Capital Management, LLC 0.93% of their portfolio IRVINE, CA 112,031112.0k $2.0m $2.0m 0.93% Added +7.2k +7,191
54 Western Wealth Management, LLC 0.17% of their portfolio GOLDEN, CO 103,036103.0k $1.9m $1.9m 0.17% Added +3.6k +3,629
55 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 98,56498.6k $1.8m $1.8m 0.01% Reduced -9.5k -9,524
56 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 97,20697.2k $1.8m $1.8m 0.02% Added +6.2k +6,194
57 Cyndeo Wealth Partners, LLC 0.18% of their portfolio ST. PETERSBURG, FL 95,19195.2k $1.7m $1.7m 0.18% Added +40.2k +40,242
58 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 93,08293.1k $1.7m $1.7m 0.06% Reduced -32.7k -32,731
59 WEDBUSH SECURITIES INC 0.08% of their portfolio PASADENA, CA 91,37791.4k $1.6m $1.6m 0.08% Reduced -7.5k -7,478
60 Wealthstar Advisors, LLC 0.68% of their portfolio Plano, TX 89,20889.2k $1.6m $1.6m 0.68% Added +4.3k +4,347
61 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.41% of their portfolio CONCORD, MA 86,10986.1k $1.6m $1.6m 0.41% Added +3.5k +3,529
62 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 85,95386.0k $1.6m $1.6m 0.00% Added +4.9k +4,915
63 Marks Group Wealth Management, Inc 0.20% of their portfolio MINNETONKA, MN 84,88784.9k $1.5m $1.5m 0.20% Added +13.4k +13,407
64 Aviance Capital Partners, LLC 0.34% of their portfolio NAPLES, FL 83,91683.9k $1.5m $1.5m 0.34% Added +4.4k +4,367
65 Tennessee Valley Asset Management Partners 0.48% of their portfolio KNOXVILLE, TN 81,84981.8k $1.5m $1.5m 0.48% Added +2.4k +2,409
66 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 80,47680.5k $1.5m $1.5m 0.00% Unchanged
67 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 79,70379.7k $1.4m $1.4m 0.00% Added +7.3k +7,314
68 Venture Visionary Partners LLC 0.09% of their portfolio Sylvania, OH 77,63077.6k $1.4m $1.4m 0.09% Added +2.4k +2,426
69 Retirement Group, LLC 0.61% of their portfolio SAN DIEGO, CA 73,94773.9k $1.3m $1.3m 0.61% Reduced -28.0k -28,034
70 ACT Advisors, LLC. 0.84% of their portfolio ASHEVILLE, NC 72,73772.7k $1.3m $1.3m 0.84% Added +2.5k +2,490
71 Parisi Gray Wealth Management 0.81% of their portfolio MENDHAM, NJ 72,35072.3k $1.3m $1.3m 0.81% Reduced -50.2k -50,249
72 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 71,29471.3k $1.3m $1.3m 0.05% Added +9.2k +9,245
73 Beta Wealth Group, Inc. 0.73% of their portfolio SAN DIEGO, CA 70,46070.5k $1.3m $1.3m 0.73% Added +11.7k +11,730
74 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 66,73366.7k $1.2m $1.2m 0.00% Reduced -1.5k -1,537
75 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 62,54262.5k $1.1m $1.1m 0.01% Added +4.2k +4,206
76 Mariner, LLC 0.00% of their portfolio Overland Park, KS 60,72160.7k $1.1m $1.1m 0.00% Added +24.5k +24,535
77 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 60,08160.1k $1.1m $1.1m 0.01% Added +3.6k +3,616
78 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 57,03757.0k $1.0m $1.0m 0.00% New
79 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 56,80056.8k $1.0m $1.0m 0.02% Reduced -9.8k -9,820
80 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 56,42456.4k $1.0m $1.0m 0.03% Reduced -7.4k -7,408
81 Summit X, LLC 0.26% of their portfolio CHESTERFIELD, MO 55,12255.1k $993.3k $993.3k 0.26% Added +5.1k +5,142
82 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 53,82253.8k $969.9k $969.9k 0.01% Reduced -2.7k -2,685
83 E&G Advisors, LLC 0.35% of their portfolio HOUSTON, TX 52,62052.6k $948.2k $948.2k 0.35% Reduced -409 -409
84 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 52,47952.5k $945.7k $945.7k 0.02% Reduced -3.7k -3,745
85 PFG Investments, LLC 0.19% of their portfolio WOODBURY, NY 51,88551.9k $935.0k $935.0k 0.19% First filing
86 Spire Wealth Management 0.04% of their portfolio MCLEAN, VA 50,92550.9k $917.7k $917.7k 0.04% Added +22.7k +22,706
87 Kaizen Financial Strategies 0.90% of their portfolio CAMPBELL, CA 50,61950.6k $912.2k $912.2k 0.90% Reduced -1.7k -1,692
88 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 48,92348.9k $881.6k $881.6k 0.00% Reduced -14.6k -14,569
89 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 47,56747.6k $856.0k $856.0k 0.00% Added +8.1k +8,122
90 Icon Wealth Partners, LLC 0.09% of their portfolio HOUSTON, TX 46,42446.4k $836.6k $836.6k 0.09% First filing
91 M Holdings Securities, Inc. 0.08% of their portfolio PORTLAND, OR 45,57145.6k $821.0k $821.0k 0.08% New
92 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 44,89144.9k $808.9k $808.9k 0.01% Reduced -3.7k -3,712
93 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 44,62544.6k $804.1k $804.1k 0.01% New
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 44,61044.6k $803.9k $803.9k 0.00% Reduced -7.0k -7,029
95 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 44,46744.5k $801.3k $801.3k 0.03% Added +6.1k +6,147
96 Garden State Investment Advisory Services LLC 0.39% of their portfolio Red Bank, NJ 43,06643.1k $776.0k $776.0k 0.39% Added +417 +417
97 Flagship Private Wealth, LLC 0.68% of their portfolio Woburn, MA 42,01642.0k $757.1k $757.1k 0.68% Added +31 +31
98 HF Advisory Group, LLC 0.66% of their portfolio Annapolis, MD 41,25541.3k $743.4k $743.4k 0.66% Added +2.5k +2,483
99 ASSET MANAGEMENT CORP /IL/ /ADV 0.56% of their portfolio NORTHBROOK, IL 39,35439.4k $709.2k $709.2k 0.56% Reduced -12.0k -11,986
100 Claybrook Capital, LLC 0.38% of their portfolio WELLESLEY, MA 37,38337.4k $673.6k $673.6k 0.38% Unchanged