PIMCO DYNAMIC INCOME FD PDI
SHS · Closed-End Fund · CUSIP 72201Y101
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.11.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 221 |
| Q4 2022 | 239 |
| Q1 2023 | 239 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 114 | 98 |
| Q1 2023 | 133 | 88 |
Biggest buyers
| MORGAN STANLEY | Added | +1.5m |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Added | +891.3k |
| JANE STREET GROUP, LLC | Added | +316.7k |
| Raymond James Financial Services Advisors, Inc. | Added | +228.7k |
| Orion Portfolio Solutions, LLC | Added | +210.3k |
| HRT FINANCIAL LP | New | +194.8k |
| Arcus Capital Partners, LLC | New | +193.6k |
| CAPTRUST FINANCIAL ADVISORS | Added | +138.5k |
| TD Waterhouse Canada Inc. | Added | +135.4k |
| OSAIC HOLDINGS, INC. | Added | +120.1k |
Biggest sellers
| Invesco Ltd. | Sold out | -1.7m |
| HOWLAND CAPITAL MANAGEMENT LLC | Reduced | -712.9k |
| Atria Wealth Solutions, Inc. | Reduced | -657.7k |
| ROYAL BANK OF CANADA | Reduced | -366.1k |
| Janney Montgomery Scott LLC | Reduced | -94.8k |
| FIRST TRUST ADVISORS LP | Reduced | -87.8k |
| MONEY CONCEPTS CAPITAL CORP | Sold out | -64.5k |
| COHEN & STEERS, INC. | Reduced | -58.3k |
| UBS Group AG | Reduced | -52.4k |
| Parisi Gray Wealth Management | Reduced | -50.2k |
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 1 | $134.1k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-03-22 | FISHER DAVID NICHOLS III Director | Bought | $134.1k7.4k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.02% of their portfolio | 11.3m $202.8m | Added +1.5m |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 2.2m $39.3m | Added +66.6k |
| COHEN & STEERS, INC. 0.06% of their portfolio | 1.5m $27.8m | Reduced -58.3k |
| UBS Group AG 0.01% of their portfolio | 1.5m $27.1m | Reduced -52.4k |
| ROYAL BANK OF CANADA 0.01% of their portfolio | 1.4m $24.4m | Reduced -366.1k |
| LPL Financial LLC 0.02% of their portfolio | 1.3m $23.7m | Added +103.1k |
| TD Waterhouse Canada Inc. 0.27% of their portfolio | 1.3m $26.0m | Added +135.4k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 1.05% of their portfolio | 1.2m $21.7m | Added +891.3k |
| OSAIC HOLDINGS, INC. 0.04% of their portfolio | 1.0m $18.8m | Added +120.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio | 779.5k $14.0m | Added +30.7k |
| Cornerstone Advisory, LLC 2.27% of their portfolio | 699.4k $12.6m | Added +38.3k |
| Penserra Capital Management LLC 0.24% of their portfolio | 632.3k $11.4m | Added +52.0k |
| Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio | 562.6k $10.1m | Added +228.7k |
| Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio | 527.8k $9.5m | Added +63.2k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 483.0k $8.7m | Added +3.5k |
| Atria Wealth Solutions, Inc. 0.10% of their portfolio | 369.3k $6.7m | Reduced -657.7k |
| Wagner Wealth Management, LLC 2.92% of their portfolio | 356.7k $6.4m | Added +105.4k |
| Private Advisor Group, LLC 0.06% of their portfolio | 355.5k $6.4m | Added +26.3k |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 339.6k $6.1m | Added +316.7k |
| CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio | 338.5k $6.1m | Added +138.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 338.4k $6.1m | Added +12.8k |
| First Heartland Consultants, Inc. 0.90% of their portfolio | 332.9k $6.0m | Added +50.6k |
| SOL Capital Management CO 0.95% of their portfolio | 320.2k $5.8m | Added +42.4k |
| Janney Montgomery Scott LLC 0.02% of their portfolio | 289.8k $5.2m | Reduced -94.8k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 280.1k $5.0m | Added +13.3k |
| BDO Wealth Advisors, LLC 0.61% of their portfolio | 275.1k $5.0m | Added +9.0k |
| Thrivent Financial for Lutherans 0.01% of their portfolio | 274.9k $5.0m | Reduced -5.5k |
| Orion Porfolio Solutions, LLC 0.06% of their portfolio | 257.1k $4.6m | Added +48.5k |
| Orion Portfolio Solutions, LLC 0.06% of their portfolio | 257.1k $4.6m | Added +210.3k |
| GILL CAPITAL PARTNERS, LLC 1.68% of their portfolio | 208.2k $3.8m | Reduced -338 |
| HRT FINANCIAL LP 0.04% of their portfolio | 194.8k $3.5m | New |
| Arcus Capital Partners, LLC 1.19% of their portfolio | 193.6k $3.5m | New |
| MEANS INVESTMENT CO., INC. 0.59% of their portfolio | 185.3k $3.3m | Added +14.5k |
| Cetera Advisors LLC 0.05% of their portfolio | 167.2k $3.0m | Added +7.9k |
| MorganRosel Wealth Management, LLC 1.28% of their portfolio | 167.0k $3.0m | Added +18.5k |
| EVERGREEN CAPITAL MANAGEMENT LLC 0.13% of their portfolio | 160.0k $2.9m | Reduced -2.6k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 159.4k $2.9m | Added +49.7k |
| GUGGENHEIM CAPITAL LLC 0.02% of their portfolio | 155.9k $2.8m | Reduced -1.3k |
| U.S. Capital Wealth Advisors, LLC 0.13% of their portfolio | 151.8k $2.7m | Reduced -19.4k |
| FIRST FOUNDATION ADVISORS 0.13% of their portfolio | 151.2k $2.7m | Added +35.0k |
| B. Riley Wealth Advisors, Inc. 0.07% of their portfolio | 148.3k $2.7m | Added +5.0k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.21% of their portfolio | 143.1k $2.6m | Added +78.4k |
| Sigma Planning Corp 0.08% of their portfolio | 141.8k $2.6m | Reduced -1.5k |
| AE Wealth Management LLC 0.02% of their portfolio | 135.2k $2.4m | Added +34.4k |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.05% of their portfolio | 131.4k $2.4m | Reduced -21.9k |
| MAS Advisors LLC 2.31% of their portfolio | 131.3k $2.4m | Reduced -920 |
| Cetera Advisor Networks LLC 0.02% of their portfolio | 126.8k $2.3m | Reduced -1.2k |
| MML INVESTORS SERVICES, LLC 0.02% of their portfolio | 123.7k $2.2m | Reduced -5.4k |
| AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio | 117.6k $2.1m | Added +6.3k |
| CIBC WORLD MARKET INC. 0.01% of their portfolio | 115.9k $2.1m | Reduced -5.7k |
| NewEdge Advisors, LLC 0.03% of their portfolio | 115.0k $2.1m | Reduced -10.4k |
| HighTower Advisors, LLC 0.00% of their portfolio | 114.5k $2.1m | Added +4.1k |
| Anfield Capital Management, LLC 0.93% of their portfolio | 112.0k $2.0m | Added +7.2k |
| Western Wealth Management, LLC 0.17% of their portfolio | 103.0k $1.9m | Added +3.6k |
| DAVENPORT & Co LLC 0.01% of their portfolio | 98.6k $1.8m | Reduced -9.5k |
| Cetera Investment Advisers 0.02% of their portfolio | 97.2k $1.8m | Added +6.2k |
| Cyndeo Wealth Partners, LLC 0.18% of their portfolio | 95.2k $1.7m | Added +40.2k |
| Merit Financial Group, LLC 0.06% of their portfolio | 93.1k $1.7m | Reduced -32.7k |
| WEDBUSH SECURITIES INC 0.08% of their portfolio | 91.4k $1.6m | Reduced -7.5k |
| Wealthstar Advisors, LLC 0.68% of their portfolio | 89.2k $1.6m | Added +4.3k |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.41% of their portfolio | 86.1k $1.6m | Added +3.5k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 86.0k $1.6m | Added +4.9k |
| Marks Group Wealth Management, Inc 0.20% of their portfolio | 84.9k $1.5m | Added +13.4k |
| Aviance Capital Partners, LLC 0.34% of their portfolio | 83.9k $1.5m | Added +4.4k |
| Tennessee Valley Asset Management Partners 0.48% of their portfolio | 81.8k $1.5m | Added +2.4k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 80.5k $1.5m | Unchanged |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 79.7k $1.4m | Added +7.3k |
| Venture Visionary Partners LLC 0.09% of their portfolio | 77.6k $1.4m | Added +2.4k |
| Retirement Group, LLC 0.61% of their portfolio | 73.9k $1.3m | Reduced -28.0k |
| ACT Advisors, LLC. 0.84% of their portfolio | 72.7k $1.3m | Added +2.5k |
| Parisi Gray Wealth Management 0.81% of their portfolio | 72.3k $1.3m | Reduced -50.2k |
| Snowden Capital Advisors LLC 0.05% of their portfolio | 71.3k $1.3m | Added +9.2k |
| Beta Wealth Group, Inc. 0.73% of their portfolio | 70.5k $1.3m | Added +11.7k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 66.7k $1.2m | Reduced -1.5k |
| SCOTIA CAPITAL INC. 0.01% of their portfolio | 62.5k $1.1m | Added +4.2k |
| Mariner, LLC 0.00% of their portfolio | 60.7k $1.1m | Added +24.5k |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 60.1k $1.1m | Added +3.6k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 57.0k $1.0m | New |
| Cresset Asset Management, LLC 0.02% of their portfolio | 56.8k $1.0m | Reduced -9.8k |
| Stratos Wealth Partners, LTD. 0.03% of their portfolio | 56.4k $1.0m | Reduced -7.4k |
| Summit X, LLC 0.26% of their portfolio | 55.1k $993.3k | Added +5.1k |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 53.8k $969.9k | Reduced -2.7k |
| E&G Advisors, LLC 0.35% of their portfolio | 52.6k $948.2k | Reduced -409 |
| Equitable Holdings, Inc. 0.02% of their portfolio | 52.5k $945.7k | Reduced -3.7k |
| PFG Investments, LLC 0.19% of their portfolio | 51.9k $935.0k | First filing |
| Spire Wealth Management 0.04% of their portfolio | 50.9k $917.7k | Added +22.7k |
| Kaizen Financial Strategies 0.90% of their portfolio | 50.6k $912.2k | Reduced -1.7k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 48.9k $881.6k | Reduced -14.6k |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 47.6k $856.0k | Added +8.1k |
| Icon Wealth Partners, LLC 0.09% of their portfolio | 46.4k $836.6k | First filing |
| M Holdings Securities, Inc. 0.08% of their portfolio | 45.6k $821.0k | New |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 44.9k $808.9k | Reduced -3.7k |
| Savant Capital, LLC 0.01% of their portfolio | 44.6k $804.1k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 44.6k $803.9k | Reduced -7.0k |
| NewEdge Wealth, LLC 0.03% of their portfolio | 44.5k $801.3k | Added +6.1k |
| Garden State Investment Advisory Services LLC 0.39% of their portfolio | 43.1k $776.0k | Added +417 |
| Flagship Private Wealth, LLC 0.68% of their portfolio | 42.0k $757.1k | Added +31 |
| HF Advisory Group, LLC 0.66% of their portfolio | 41.3k $743.4k | Added +2.5k |
| ASSET MANAGEMENT CORP /IL/ /ADV 0.56% of their portfolio | 39.4k $709.2k | Reduced -12.0k |
| Claybrook Capital, LLC 0.38% of their portfolio | 37.4k $673.6k | Unchanged |