Vault-13

PIMCO ETF TR HYS

0-5 HIGH YIELD · ETP · CUSIP 72201R783

225 institutional holders -5 vs Q4 2023
12,570,34112.6m shares reported held*
$1.1bnreported value*
21 new 80 added 84 reduced 25 sold out net bought ≈ $187.9m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $89.44.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 217Q4 22: 229Q1 23: 223Q2 23: 229Q3 23: 237Q4 23: 230Q1 24: 225225Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022217
Q4 2022229
Q1 2023223
Q2 2023229
Q3 2023237
Q4 2023230
Q1 2024225

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 102 bought or addedQ4 22: 107 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 109 cut or sold outQ1 23Q2 23: 102 bought or addedQ2 23: 103 cut or sold outQ2 23Q3 23: 120 bought or addedQ3 23: 95 cut or sold outQ3 23Q4 23: 95 bought or addedQ4 23: 115 cut or sold outQ4 23Q1 24: 101 bought or addedQ1 24: 109 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022102107
Q1 2023101109
Q2 2023102103
Q3 202312095
Q4 202395115
Q1 2024101109

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $78.5kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$78.5k—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

JPMORGAN CHASE & CO Added +1,268,064+1.3m
MORGAN STANLEY Added +607,393+607.4k
Lloyd Advisory Services, LLC. New +541,524+541.5k
Global Assets Advisory, LLC New +263,696+263.7k
BANK OF NOVA SCOTIA New +137,101+137.1k
Strategic Advocates LLC Added +76,017+76.0k
Tidal Investments LLC New +70,476+70.5k
UBS Group AG Added +61,067+61.1k
Cetera Investment Advisers Added +55,229+55.2k
Man Group plc Added +38,566+38.6k

Biggest sellers

JANE STREET GROUP, LLC Reduced -184,854-184.9k
OSAIC HOLDINGS, INC. Reduced -158,179-158.2k
Cetera Advisor Networks LLC Sold out -76,275-76.3k
Allianz Asset Management GmbH Reduced -72,860-72.9k
ASSETMARK, INC Reduced -38,916-38.9k
CWM, LLC Reduced -33,602-33.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -33,294-33.3k
ROGCO, LP Reduced -32,318-32.3k
AMERIPRISE FINANCIAL INC Reduced -31,758-31.8k
ROYAL BANK OF CANADA Reduced -19,563-19.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-04-23 6.0% new 949.9k≈ $88.8m 2025-04-23

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,617,8962.6m $244.7m $244.7m 0.01% Added +1.3m +1,268,064
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,800,4231.8m $168.3m $168.3m 0.00% Added +607.4k +607,393
3 ASSETMARK, INC 0.20% of their portfolio CONCORD, CA 660,233660.2k $61.7m $61.7m 0.20% Reduced -38.9k -38,916
4 Lloyd Advisory Services, LLC. 4.35% of their portfolio SUWANEE, GA 541,524541.5k $20.4m $20.4m 4.35% New
5 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 529,759529.8k $49.5m $49.5m 0.02% Reduced -33.3k -33,294
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 463,404463.4k $43.3m $43.3m 0.01% Added +61.1k +61,067
7 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 409,673409.7k $38.3m $38.3m 0.06% Reduced -902 -902
8 Gradient Investments LLC 0.69% of their portfolio ARDEN HILLS, MN 319,266319.3k $29.8m $29.8m 0.69% Reduced -6.6k -6,599
9 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 286,763286.8k $26.8m $26.8m 0.06% Added +55.2k +55,229
10 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 271,495271.5k $25.4m $25.4m 0.02% Added +2.5k +2,492
11 Global Assets Advisory, LLC 0.11% of their portfolio ORLANDO, FL 263,696263.7k $2.8k $2.8k 0.11% New
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 221,410221.4k $20.7m $20.7m 0.00% Added +4.4k +4,421
13 Financial Management Professionals, Inc. 2.46% of their portfolio AUSTIN, TX 178,298178.3k $16.7m $16.7m 2.46% Added +5.2k +5,209
14 Allianz Asset Management GmbH 0.03% of their portfolio MUNICH, 2M 175,581175.6k $16.4m $16.4m 0.03% Reduced -72.9k -72,860
15 CWM, LLC 0.07% of their portfolio OMAHA, NE 145,263145.3k $13.6m $13.6m 0.07% Reduced -33.6k -33,602
16 OneDigital Investment Advisors LLC 0.20% of their portfolio OVERLAND PARK, KS 139,304139.3k $13.0m $13.0m 0.20% Added +9.3k +9,275
17 BANK OF NOVA SCOTIA 0.03% of their portfolio TORONTO, A6 137,101137.1k $12.8m $12.8m 0.03% New
18 CONDOR CAPITAL MANAGEMENT 1.16% of their portfolio MARTINSVILLE, NJ 126,306126.3k $11.8m $11.8m 1.16% Added +10.6k +10,606
19 Man Group plc 0.03% of their portfolio LONDON, X0 124,147124.1k $11.6m $11.6m 0.03% Added +38.6k +38,566
20 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 116,911116.9k $10.9m $10.9m 0.01% Reduced -8.4k -8,370
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 116,356116.4k $10.8m $10.8m 0.00% Reduced -31.8k -31,758
22 RMR Wealth Builders 1.19% of their portfolio Montclair, NJ 105,519105.5k $9.9m $9.9m 1.19% Added +11.2k +11,217
23 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 101,011101.0k $9.4m $9.4m 0.02% Reduced -158.2k -158,179
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 99,37499.4k $9.3m $9.3m 0.00% Added +5.2k +5,174
25 Graves Light Lenhart Wealth, Inc. 1.05% of their portfolio HARRISONBURG, VA 97,21797.2k $9.1m $9.1m 1.05% Added +10.3k +10,288
26 TD PRIVATE CLIENT WEALTH LLC 0.27% of their portfolio NEW YORK, NY 88,37788.4k $8.3m $8.3m 0.27% Added +29.5k +29,494
27 Capital Management Associates, Inc 6.02% of their portfolio MINNEAPOLIS, MN 87,48487.5k $8.2m $8.2m 6.02% Added +23.5k +23,466
28 Strategic Advocates LLC 2.99% of their portfolio SACRAMENTO, CA 83,04683.0k $7.8m $7.8m 2.99% Added +76.0k +76,017
29 Financial Futures Ltd Liability Co. 4.96% of their portfolio BRIELLE, NJ 80,06180.1k $7.5m $7.5m 4.96% Added +17.9k +17,895
30 EXENCIAL WEALTH ADVISORS, LLC 0.26% of their portfolio OKLAHOMA CITY, OK 74,75974.8k $7.0m $7.0m 0.26% Added +1.6k +1,579
31 Tidal Investments LLC 0.11% of their portfolio Milwaukee, WI 70,47670.5k $6.6m $6.6m 0.11% New
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 65,83265.8k $6.2m $6.2m 0.00% Reduced -19.6k -19,563
33 West Financial Advisors, LLC 1.32% of their portfolio DES MOINES, IA 65,80565.8k $6.2m $6.2m 1.32% Added +1.3k +1,303
34 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 64,60064.6k $6.0m $6.0m 0.00% Added +15.1k +15,100
35 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 62,05962.1k $5.8m $5.8m 0.01% Added +16.3k +16,340
36 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 58,47758.5k $5.5m $5.5m 0.06% Reduced -4.7k -4,718
37 MinichMacGregor Wealth Management, LLC 1.32% of their portfolio Saratoga Springs, NY 55,84955.8k $5.2m $5.2m 1.32% Added +12.8k +12,790
38 SAGE RHINO CAPITAL LLC 1.10% of their portfolio MENLO PARK, CA 50,06650.1k $4.7m $4.7m 1.10% Added +2.0k +1,956
39 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 45,14345.1k $4.2m $4.2m 0.01% Reduced -1.1k -1,138
40 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 44,48344.5k $4.2m $4.2m 0.00% Reduced -1.1k -1,126
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 44,14344.1k $4.1m $4.1m 0.00% Reduced -8.4k -8,371
42 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 44,06644.1k $4.1m $4.1m 0.06% Added +2.7k +2,658
43 Mariner, LLC 0.01% of their portfolio Overland Park, KS 43,37343.4k $4.1m $4.1m 0.01% Added +820 +820
44 Alternative Investment Advisors, LLC. 2.35% of their portfolio Maitland, FL 42,19642.2k $3.9m $3.9m 2.35% Reduced -957 -957
45 CreativeOne Wealth, LLC 0.14% of their portfolio OVERLAND PARK, KS 38,01538.0k $3.6m $3.6m 0.14% Added +14.6k +14,580
46 Merit Financial Group, LLC 0.08% of their portfolio ALPHARETTA, GA 37,37337.4k $3.5m $3.5m 0.08% Added +30.3k +30,309
47 BHK Investment Advisors, LLC 1.29% of their portfolio BIRMINGHAM, AL 36,00036.0k $3.4m $3.4m 1.29% Added +18.9k +18,950
48 HUNTINGTON NATIONAL BANK 0.03% of their portfolio COLUMBUS, OH 35,73735.7k $3.3m $3.3m 0.03% Reduced -682 -682
49 Glass Jacobson Investment Advisors llc 1.13% of their portfolio OWINGS MILLS, MD 32,25932.3k $3.0m $3.0m 1.13% Added +1.5k +1,466
50 GM Advisory Group, LLC 0.21% of their portfolio MELVILLE, NY 31,34831.3k $2.9m $2.9m 0.21% Added +6.1k +6,115
51 Coastline Trust Co 0.35% of their portfolio PROVIDENCE, RI 30,82130.8k $2.9m $2.9m 0.35% Added +6 +6
52 Compass Financial Group, Inc. 1.40% of their portfolio DEERFIELD BEACH, FL 28,12328.1k $2.6m $2.6m 1.40% Reduced -8 -8
53 Financial & Tax Architects, LLC 0.72% of their portfolio ST LOUIS, MO 27,93427.9k $2.6m $2.6m 0.72% Added +2.1k +2,139
54 Wealthspire Retirement, LLC 0.22% of their portfolio ALISO VIEJO, CA 27,75527.8k $2.6m $2.6m 0.22% Added +436 +436
55 Aspen Investment Management Inc 1.31% of their portfolio GRAND RAPIDS, MI 27,49927.5k $2.6m $2.6m 1.31% Reduced -56 -56
56 MainStreet Investment Advisors LLC 0.31% of their portfolio CHICAGO, IL 27,39427.4k $2.6m $2.6m 0.31% Reduced -625 -625
57 Bellecapital International Ltd. 0.56% of their portfolio ZURICH, V8 27,12327.1k $2.5m $2.5m 0.56% Reduced -3.8k -3,843
58 SEAMOUNT FINANCIAL GROUP INC 2.20% of their portfolio COLORADO SPRINGS, CO 26,82626.8k $2.5m $2.5m 2.20% Added +486 +486
59 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 25,14325.1k $2.4m $2.4m 0.00% Added +9.3k +9,332
60 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 24,85324.9k $2.3m $2.3m 0.00% Added +3.9k +3,923
61 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 24,81724.8k $2.3m $2.3m 0.01% Added +4.5k +4,513
62 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 23,58923.6k $2.2m $2.2m 0.04% Reduced -167 -167
63 Hamilton Wealth, LLC 0.68% of their portfolio LOS ANGELES, CA 23,42323.4k $2.2m $2.2m 0.68% New
64 Jefferies Financial Group Inc. 0.04% of their portfolio NEW YORK, NY 22,85422.9k $2.1m $2.1m 0.04% Reduced -1.1k -1,125
65 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 20,58520.6k $1.9m $1.9m 0.00% Added +2.6k +2,575
66 PEAPACK GLADSTONE FINANCIAL CORP 0.03% of their portfolio BEDMINSTER, NJ 19,96120.0k $1.9m $1.9m 0.03% Unchanged
67 GeoWealth Management, LLC 0.07% of their portfolio CHICAGO, IL 19,81819.8k $1.9m $1.9m 0.07% Added +3.8k +3,813
68 CKW FINANCIAL GROUP 0.23% of their portfolio HONOLULU, HI 19,03719.0k $1.8m $1.8m 0.23% Reduced -78 -78
69 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 18,59618.6k $1.7m $1.7m 0.04% Added +103 +103
70 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.05% of their portfolio Seattle, WA 18,24518.2k $1.7m $1.7m 0.05% Reduced -1.4k -1,422
71 Friedenthal Financial 1.05% of their portfolio MARLTON, NJ 18,20418.2k $1.7m $1.7m 1.05% Added +421 +421
72 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 18,14318.1k $1.7m $1.7m 0.00% Reduced -4.5k -4,493
73 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,26617.3k $1.6m $1.6m 0.00% Added +14.4k +14,446
74 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 16,66516.7k $1.6m $1.6m 0.01% Added +104 +104
75 MassMutual Private Wealth & Trust, FSB 0.05% of their portfolio Windsor, CT 15,68915.7k $1.5m $1.5m 0.05% Reduced -9.1k -9,051
76 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 15,50615.5k $1.4m $1.4m 0.00% Added +1.1k +1,059
77 Hoxton Planning & Management, LLC 0.69% of their portfolio SHEPHERDSTOWN, WV 15,49515.5k $1.4m $1.4m 0.69% Reduced -494 -494
78 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 14,70614.7k $1.4m $1.4m 0.02% Added +1.1k +1,086
79 NewSquare Capital LLC 0.12% of their portfolio NEWTOWN SQUARE, PA 14,10314.1k $1.3m $1.3m 0.12% Reduced -543 -543
80 Concurrent Investment Advisors, LLC 0.05% of their portfolio Tampa, FL 14,04014.0k $1.3m $1.3m 0.05% Added +6.9k +6,936
81 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 14,02214.0k $1.3m $1.3m 0.03% Reduced -18.4k -18,405
82 PAX Financial Group, LLC 0.25% of their portfolio SAN ANTONIO, TX 13,58913.6k $1.3m $1.3m 0.25% Reduced -1.4k -1,449
83 Concord Investment Counsel Inc. 0.45% of their portfolio IRVINE, CA 13,27813.3k $1.2m $1.2m 0.45% First filing
84 Visionary Wealth Advisors 0.08% of their portfolio O'FALLON, IL 13,24713.2k $1.2m $1.2m 0.08% Reduced -3.5k -3,533
85 Barden Capital Management, Inc. 1.15% of their portfolio AUSTIN, TX 12,72712.7k $1.2m $1.2m 1.15% Reduced -3.2k -3,195
86 IFG Advisory, LLC 0.11% of their portfolio ATLANTA, GA 12,01912.0k $1.5m $1.5m 0.11% Reduced -2.0k -1,981
87 &PARTNERS 0.15% of their portfolio NASHVILLE, TN 11,92011.9k $1.1m $1.1m 0.15% Added +4.2k +4,228
88 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 11,56311.6k $1.1m $1.1m 0.01% Reduced -1.0k -1,020
89 JMG Financial Group, Ltd. 0.04% of their portfolio DOWNERS GROVE, IL 10,32910.3k $965.6k $965.6k 0.04% Reduced -4.1k -4,121
90 ADAMSBROWN WEALTH CONSULTANTS LLC 0.39% of their portfolio WICHITA, KS 10,31510.3k $964.3k $964.3k 0.39% Reduced -1.1k -1,134
91 Pinnacle Bancorp, Inc. 0.28% of their portfolio BEATRICE, NE 10,18210.2k $951.8k $951.8k 0.28% Added +540 +540
92 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 10,10110.1k $944.2k $944.2k 0.02% Reduced -291 -291
93 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,06810.1k $941.2k $941.2k 0.00% Reduced -184.9k -184,854
94 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 10,00810.0k $935.5k $935.5k 0.01% Added +802 +802
95 Allianz Investment Management U.S. LLC 0.06% of their portfolio Minneapolis, MN 9,97710.0k $932.6k $932.6k 0.06% Unchanged
96 RICHARDSON FINANCIAL SERVICES INC. 0.63% of their portfolio MEDWAY, MA 9,5969.6k $897.1k $897.1k 0.63% Reduced -1.5k -1,543
97 Argent Trust Co 0.04% of their portfolio NASHVILLE, TN 9,5799.6k $895.4k $895.4k 0.04% Added +90 +90
98 Mechanics Financial Corp 0.44% of their portfolio Mansfield, OH 9,0429.0k $845.2k $845.2k 0.44% Reduced -18.6k -18,570
99 SOL Capital Management CO 0.10% of their portfolio ROCKVILLE, MD 8,8938.9k $831.0k $831.0k 0.10% Added +125 +125
100 FINANCIAL COUNSELORS INC 0.01% of their portfolio Overland Park, KS 8,7758.8k $820.3k $820.3k 0.01% Reduced -48 -48