Vault-13

PIMCO ETF TR HYS

0-5 HIGH YIELD · ETP · CUSIP 72201R783

229 institutional holders +6 vs Q1 2023
7,219,3147.2m shares reported held*
$661.3mreported value*
27 new 75 added 82 reduced 21 sold out net sold ≈ $190.1m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($60.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $91.60.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 217Q4 22: 229Q1 23: 223Q2 23: 229229Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022217
Q4 2022229
Q1 2023223
Q2 2023229

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 102 bought or addedQ4 22: 107 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 109 cut or sold outQ1 23Q2 23: 102 bought or addedQ2 23: 103 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022102107
Q1 2023101109
Q2 2023102103

Biggest buyers

Ocean Park Asset Management, LLC New +204,100+204.1k
Gradient Investments LLC Added +192,755+192.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +123,375+123.4k
Allianz Asset Management GmbH Added +104,103+104.1k
Man Group plc New +83,399+83.4k
EXENCIAL WEALTH ADVISORS, LLC New +74,220+74.2k
CWM, LLC Added +54,718+54.7k
Robertson Stephens Wealth Management, LLC New +39,462+39.5k
LPL Financial LLC Added +26,674+26.7k
Atria Wealth Solutions, Inc. Added +25,772+25.8k

Biggest sellers

JPMORGAN CHASE & CO Sold out -1,541,585-1.5m
Cercano Management LLC Sold out -730,818-730.8k
BANK OF MONTREAL /CAN/ Reduced -304,377-304.4k
UBS Group AG Reduced -174,095-174.1k
BANK OF AMERICA CORP /DE/ Reduced -167,771-167.8k
Thrivent Financial for Lutherans Reduced -57,039-57.0k
Bellecapital International Ltd. Reduced -46,858-46.9k
WELLS FARGO & COMPANY/MN Reduced -45,780-45.8k
CAPE ANN SAVINGS BANK Reduced -36,046-36.0k
Advisors Preferred, LLC Sold out -25,580-25.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-04-23 6.0% new 949.9k≈ $88.8m 2025-04-23

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ASSETMARK, INC 0.26% of their portfolio CONCORD, CA 738,448738.4k $67.3m $67.3m 0.26% Reduced -3.8k -3,832
2 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 548,870548.9k $50.1m $50.1m 0.02% Reduced -9.1k -9,109
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 426,412426.4k $38.9m $38.9m 0.00% Added +2.0k +2,050
4 Gradient Investments LLC 0.79% of their portfolio ARDEN HILLS, MN 334,304334.3k $30.5m $30.5m 0.79% Added +192.8k +192,755
5 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 292,581292.6k $26.7m $26.7m 0.02% Reduced -25.3k -25,268
6 Cetera Investment Advisers 0.18% of their portfolio SCHAUMBURG, IL 240,136240.1k $21.9m $21.9m 0.18% Added +1.5k +1,519
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 226,267226.3k $20.6m $20.6m 0.00% Reduced -167.8k -167,771
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 218,283218.3k $19.9m $19.9m 0.01% Reduced -174.1k -174,095
9 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 214,805214.8k $19.6m $19.6m 0.04% Added +123.4k +123,375
10 CWM, LLC 0.12% of their portfolio OMAHA, NE 207,149207.1k $18.9m $18.9m 0.12% Added +54.7k +54,718
11 Ocean Park Asset Management, LLC 0.64% of their portfolio SANTA MONICA, CA 204,100204.1k $18.6m $18.6m 0.64% New
12 Allianz Asset Management GmbH 0.03% of their portfolio MUNICH, 2M 186,871186.9k $17.0m $17.0m 0.03% Added +104.1k +104,103
13 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 185,795185.8k $16.9m $16.9m 0.03% Added +15.7k +15,740
14 Financial Management Professionals, Inc. 2.23% of their portfolio AUSTIN, TX 145,877145.9k $13.3m $13.3m 2.23% Added +18.2k +18,176
15 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 136,777136.8k $12.5m $12.5m 0.02% Added +6.9k +6,926
16 CONDOR CAPITAL MANAGEMENT 1.33% of their portfolio MARTINSVILLE, NJ 121,943121.9k $11.1m $11.1m 1.33% Added +1.9k +1,924
17 OneDigital Investment Advisors LLC 0.24% of their portfolio OVERLAND PARK, KS 120,788120.8k $11.0m $11.0m 0.24% Added +21.5k +21,499
18 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 102,137102.1k $9.3m $9.3m 0.01% Added +26.7k +26,674
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 101,327101.3k $9.2m $9.2m 0.00% Reduced -45.8k -45,780
20 FLOW TRADERS U.S. LLC 0.35% of their portfolio NEW YORK, NY 87,96088.0k $8.0m $8.0m 0.35% Reduced -20.6k -20,614
21 Man Group plc 0.02% of their portfolio LONDON, X0 83,39983.4k $7.6m $7.6m 0.02% New
22 RMR Wealth Builders 1.29% of their portfolio Montclair, NJ 82,99783.0k $7.6m $7.6m 1.29% Added +5.0k +4,988
23 Graves Light Lenhart Wealth, Inc. 0.96% of their portfolio HARRISONBURG, VA 77,62477.6k $7.1m $7.1m 0.96% Added +7.1k +7,141
24 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 74,60974.6k $6.8m $6.8m 0.05% Added +679 +679
25 EXENCIAL WEALTH ADVISORS, LLC 0.31% of their portfolio OKLAHOMA CITY, OK 74,22074.2k $6.8m $6.8m 0.31% New
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 73,71373.7k $6.7m $6.7m 0.00% Added +2.1k +2,102
27 Bellecapital International Ltd. 1.32% of their portfolio ZURICH, V8 59,95160.0k $5.5m $5.5m 1.32% Reduced -46.9k -46,858
28 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 58,73858.7k $5.4m $5.4m 0.07% Added +25.8k +25,772
29 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 54,68954.7k $5.0m $5.0m 0.00% Reduced -3.7k -3,664
30 Merit Financial Group, LLC 0.16% of their portfolio ALPHARETTA, GA 52,48452.5k $4.8m $4.8m 0.16% Added +19.1k +19,143
31 Atria Investments, Inc 0.08% of their portfolio Charlotte, NC 48,94348.9k $4.5m $4.5m 0.08% Added +10.7k +10,721
32 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 48,63148.6k $4.4m $4.4m 0.01% Added +4.9k +4,859
33 SAGE RHINO CAPITAL LLC 1.21% of their portfolio MENLO PARK, CA 47,45947.5k $4.3m $4.3m 1.21% Added +52 +52
34 CAPSTONE INVESTMENT ADVISORS, LLC 0.12% of their portfolio NEW YORK, NY 46,20046.2k $4.2m $4.2m 0.12% Reduced -5.7k -5,700
35 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 44,53344.5k $4.1m $4.1m 0.01% Added +5.8k +5,766
36 BHK Investment Advisors, LLC 1.74% of their portfolio BIRMINGHAM, AL 44,48144.5k $4.1m $4.1m 1.74% Reduced -4.1k -4,100
37 Mariner, LLC 0.01% of their portfolio Overland Park, KS 40,04740.0k $3.7m $3.7m 0.01% Added +842 +842
38 Robertson Stephens Wealth Management, LLC 0.26% of their portfolio San Francisco, CA 39,46239.5k $3.6m $3.6m 0.26% New
39 MinichMacGregor Wealth Management, LLC 1.02% of their portfolio Saratoga Springs, NY 35,65535.7k $3.3m $3.3m 1.02% Added +3.8k +3,833
40 Financial Futures Ltd Liability Co. 2.49% of their portfolio BRIELLE, NJ 34,58734.6k $3.2m $3.2m 2.49% Reduced -886 -886
41 Coastline Trust Co 0.39% of their portfolio PROVIDENCE, RI 30,81530.8k $2.8m $2.8m 0.39% Unchanged
42 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 29,34529.3k $2.7m $2.7m 0.00% Reduced -1.4k -1,371
43 Compass Financial Group, Inc. 1.55% of their portfolio DEERFIELD BEACH, FL 27,76127.8k $2.5m $2.5m 1.55% Added +103 +103
44 Roundview Capital LLC 0.25% of their portfolio PRINCETON, NJ 27,70927.7k $2.5m $2.5m 0.25% Reduced -489 -489
45 HUNTINGTON NATIONAL BANK 0.02% of their portfolio COLUMBUS, OH 27,59027.6k $2.5m $2.5m 0.02% Reduced -213 -213
46 Jefferies Financial Group Inc. 0.05% of their portfolio NEW YORK, NY 27,42027.4k $2.5m $2.5m 0.05% Added +12.3k +12,320
47 Mechanics Financial Corp 1.36% of their portfolio Mansfield, OH 27,36527.4k $2.5m $2.5m 1.36% Reduced -109 -109
48 Aspen Investment Management Inc 1.45% of their portfolio GRAND RAPIDS, MI 26,83726.8k $2.4m $2.4m 1.45% Added +2.2k +2,152
49 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 26,50026.5k $2.4m $2.4m 0.00% Added +15.3k +15,334
50 LifePro Asset Management 1.85% of their portfolio San Diego, CA 26,28226.3k $2.4m $2.4m 1.85% Added +20.1k +20,107
51 TD PRIVATE CLIENT WEALTH LLC 0.10% of their portfolio NEW YORK, NY 26,18726.2k $2.4m $2.4m 0.10% Added +3.8k +3,827
52 CreativeOne Wealth, LLC 0.06% of their portfolio OVERLAND PARK, KS 26,01426.0k $2.4m $2.4m 0.06% Added +13.2k +13,179
53 Glass Jacobson Investment Advisors llc 1.08% of their portfolio OWINGS MILLS, MD 25,72725.7k $2.3m $2.3m 1.08% First filing
54 PFS INVESTMENTS INC. 0.04% of their portfolio DULUTH, GA 25,64025.6k $2.3m $2.3m 0.04% Added +269 +269
55 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 25,43825.4k $2.3m $2.3m 0.09% Added +19.7k +19,735
56 Financial & Tax Architects, LLC 0.70% of their portfolio ST LOUIS, MO 24,79124.8k $2.3m $2.3m 0.70% Reduced -5.4k -5,367
57 PEAPACK GLADSTONE FINANCIAL CORP 0.04% of their portfolio BEDMINSTER, NJ 23,66623.7k $2.2m $2.2m 0.04% Unchanged
58 Visionary Wealth Advisors 0.17% of their portfolio O'FALLON, IL 23,42723.4k $2.1m $2.1m 0.17% Added +845 +845
59 Crestone Asset Management LLC 0.44% of their portfolio BOULDER, CO 21,77921.8k $2.0m $2.0m 0.44% Reduced -1.5k -1,452
60 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 20,83120.8k $1.9m $1.9m 0.04% Reduced -1.7k -1,704
61 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 20,74120.7k $1.9m $1.9m 0.00% Reduced -948 -948
62 JMG Financial Group, Ltd. 0.08% of their portfolio DOWNERS GROVE, IL 19,47919.5k $1.8m $1.8m 0.08% Reduced -2.2k -2,219
63 Precision Wealth Strategies, LLC 2.78% of their portfolio SAINT LOUIS, MO 18,64018.6k $1.7m $1.7m 2.78% Reduced -6.2k -6,178
64 GeoWealth Management, LLC 0.18% of their portfolio CHICAGO, IL 18,28218.3k $1.7m $1.7m 0.18% Added +10.5k +10,478
65 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 17,90617.9k $1.6m $1.6m 0.00% Reduced -4.1k -4,115
66 Friedenthal Financial 1.08% of their portfolio MARLTON, NJ 17,69517.7k $1.6m $1.6m 1.08% Added +49 +49
67 Wealthspire Retirement, LLC 0.29% of their portfolio ALISO VIEJO, CA 16,98217.0k $1.5m $1.5m 0.29% Added +413 +413
68 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 16,74316.7k $1.5m $1.5m 0.02% Added +469 +469
69 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 15,70515.7k $1.4m $1.4m 0.04% Added +2.2k +2,192
70 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 15,29015.3k $1.4m $1.4m 0.01% Added +2.3k +2,332
71 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 15,28515.3k $1.4m $1.4m 0.00% Reduced -57.0k -57,039
72 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.06% of their portfolio Seattle, WA 15,17115.2k $1.4m $1.4m 0.06% Reduced -2.7k -2,664
73 IFG Advisory, LLC 0.12% of their portfolio ATLANTA, GA 14,44314.4k $1.3m $1.3m 0.12% Added +253 +253
74 CAPE ANN SAVINGS BANK 0.87% of their portfolio GLOUCESTER, MA 14,40214.4k $1.3m $1.3m 0.87% Reduced -36.0k -36,046
75 NewSquare Capital LLC 0.13% of their portfolio NEWTOWN SQUARE, PA 14,05614.1k $1.3m $1.3m 0.13% Added +1.1k +1,105
76 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 13,79013.8k $1.3m $1.3m 0.02% Added +11.1k +11,104
77 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 13,18313.2k $1.2m $1.2m 0.02% Unchanged
78 Argent Trust Co 0.06% of their portfolio NASHVILLE, TN 12,60712.6k $1.1m $1.1m 0.06% New
79 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 11,90511.9k $1.1m $1.1m 0.04% Reduced -1.5k -1,521
80 Barden Capital Management, Inc. 1.18% of their portfolio AUSTIN, TX 11,77711.8k $1.1m $1.1m 1.18% Reduced -4.2k -4,209
81 Arrowroot Family Office, LLC 0.81% of their portfolio MARINA DEL REY, CA 11,66811.7k $1.1m $1.1m 0.81% Reduced -873 -873
82 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 11,64011.6k $1.1m $1.1m 0.01% Added +6.8k +6,765
83 Beacon Bridge Wealth Partners, LLC 0.53% of their portfolio LOWER GWYNEDD, PA 11,32911.3k $1.0m $1.0m 0.53% Added +27 +27
84 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,29311.3k $1.0m $1.0m 0.00% First filing
85 Pinnacle Bancorp, Inc. 0.32% of their portfolio BEATRICE, NE 10,34510.3k $943.4k $943.4k 0.32% Added +11 +11
86 COMERICA SECURITIES,INC. 0.07% of their portfolio DETROIT, MI 10,34210.3k $943.1k $943.1k 0.07% Reduced -1.2k -1,162
87 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 10,09810.1k $920.8k $920.8k 0.01% Reduced -319 -319
88 Allianz Investment Management U.S. LLC 0.05% of their portfolio Minneapolis, MN 9,97710.0k $909.0k $909.0k 0.05% Unchanged
89 CKW FINANCIAL GROUP 0.13% of their portfolio HONOLULU, HI 9,3219.3k $850.0k $850.0k 0.13% Added +468 +468
90 Curtis Advisory Group, LLC 0.24% of their portfolio SANTA BARBARA, CA 8,1348.1k $741.7k $741.7k 0.24% Reduced -1.4k -1,362
91 COLUMBIA ADVISORY PARTNERS LLC 0.79% of their portfolio SPOKANE, WA 8,1328.1k $741.6k $741.6k 0.79% New
92 Crabel Capital Management, LLC 0.30% of their portfolio MILWAUKEE, WI 8,0708.1k $736.0k $736.0k 0.30% New
93 Ashton Thomas Private Wealth, LLC 0.05% of their portfolio SCOTTSDALE, AZ 7,8537.9k $716.1k $716.1k 0.05% Added +5.4k +5,416
94 MainStreet Investment Advisors LLC 0.08% of their portfolio CHICAGO, IL 7,8007.8k $711.3k $711.3k 0.08% Added +313 +313
95 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 7,5617.6k $689.5k $689.5k 0.00% Reduced -16.4k -16,389
96 ADAMSBROWN WEALTH CONSULTANTS LLC 0.36% of their portfolio WICHITA, KS 7,4127.4k $675.9k $675.9k 0.36% New
97 Per Stirling Capital Management, LLC. 0.14% of their portfolio AUSTIN, TX 7,2887.3k $664.6k $664.6k 0.14% Reduced -253 -253
98 CW Advisors, LLC 0.02% of their portfolio BOSTON, MA 7,2727.3k $663.1k $663.1k 0.02% Reduced -207 -207
99 Charter Oak Capital Management, LLC 0.09% of their portfolio PORTSMOUTH, NH 7,2487.2k $660.9k $660.9k 0.09% Reduced -164 -164
100 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 7,0257.0k $636.0k $636.0k 0.01% Added +160 +160