Vault-13

PIMCO INCOME STRATEGY FD II PFN

COM · Closed-End Fund · CUSIP 72201J104

111 institutional holders +1 vs Q2 2024
14,427,55814.4m shares reported held*
$109.8mreported value*
10 new 38 added 26 reduced 9 sold out net bought ≈ $3.5m (+468.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.61.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 99Q4 22: 102Q1 23: 102Q2 23: 104Q3 23: 109Q4 23: 106Q1 24: 106Q2 24: 110Q3 24: 111111Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202299
Q4 2022102
Q1 2023102
Q2 2023104
Q3 2023109
Q4 2023106
Q1 2024106
Q2 2024110
Q3 2024111

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 44 bought or addedQ4 22: 34 cut or sold outQ1 23: 40 bought or addedQ1 23: 35 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 36 cut or sold outQ3 23: 42 bought or addedQ3 23: 40 cut or sold outQ3 23Q4 23: 38 bought or addedQ4 23: 41 cut or sold outQ1 24: 41 bought or addedQ1 24: 44 cut or sold outQ1 24Q2 24: 49 bought or addedQ2 24: 28 cut or sold outQ3 24: 48 bought or addedQ3 24: 35 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224434
Q1 20234035
Q2 20233936
Q3 20234240
Q4 20233841
Q1 20244144
Q2 20244928
Q3 20244835

Biggest buyers

RIVERNORTH CAPITAL MANAGEMENT, LLC Added +513,824+513.8k
GUGGENHEIM CAPITAL LLC Added +270,453+270.5k
OSAIC HOLDINGS, INC. Added +137,248+137.2k
COHEN & STEERS, INC. Added +85,000+85.0k
MILLENNIUM MANAGEMENT LLC New +78,657+78.7k
PRIVATE TRUST CO NA Added +75,020+75.0k
Thrivent Financial for Lutherans New +75,000+75.0k
LPL Financial LLC Added +67,329+67.3k
AMERIPRISE FINANCIAL INC Added +64,705+64.7k
J.W. COLE ADVISORS, INC. Added +61,283+61.3k

Biggest sellers

Penserra Capital Management LLC Sold out -1,044,673-1.0m
WELLS FARGO & COMPANY/MN Reduced -131,020-131.0k
TRUIST FINANCIAL CORP Reduced -39,478-39.5k
GUNN & Co INVESTMENT MANAGEMENT, INC. Sold out -37,037-37.0k
ROYAL BANK OF CANADA Reduced -34,378-34.4k
B. Riley Wealth Advisors, Inc. Reduced -28,637-28.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -22,998-23.0k
HRT FINANCIAL LP Sold out -22,290-22.3k
GeoWealth Management, LLC Reduced -21,100-21.1k
HUB Investment Partners, LLC Reduced -19,661-19.7k

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.97% of their portfolio WEST PALM BEACH, FL 2,623,3072.6m $20.0m $20.0m 0.97% Added +513.8k +513,824
2 GUGGENHEIM CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 1,414,8071.4m $10.8m $10.8m 0.08% Added +270.5k +270,453
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 1,127,4011.1m $8.6m $8.6m 0.00% Added +67.3k +67,329
4 EverSource Wealth Advisors, LLC 0.40% of their portfolio BIRMINGHAM, AL 826,917826.9k $6.3m $6.3m 0.40% Added +28.4k +28,427
5 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 781,234781.2k $6.0m $6.0m 0.01% Added +85.0k +85,000
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 606,835606.8k $4.6m $4.6m 0.00% Added +51.5k +51,475
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 492,294492.3k $3.8m $3.8m 0.00% Added +2.7k +2,651
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 459,861459.9k $3.5m $3.5m 0.00% Added +64.7k +64,705
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 412,004412.0k $3.1m $3.1m 0.00% Added +40.2k +40,249
10 Thomas J. Herzfeld Advisors, Inc. 1.01% of their portfolio MIAMI BEACH, FL 399,172399.2k $3.0m $3.0m 1.01% Added +13.7k +13,706
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 364,646364.6k $2.8m $2.8m 0.00% Added +49.4k +49,388
12 Consolidated Portfolio Review Corp 0.59% of their portfolio WOODBURY, NY 349,736349.7k $2.7m $2.7m 0.59% Reduced -2.8k -2,846
13 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 339,917339.9k $2.6m $2.6m 0.00% Reduced -4.8k -4,783
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 339,087339.1k $2.6m $2.6m 0.00% Added +50.6k +50,623
15 HORIZON KINETICS ASSET MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 325,827325.8k $2.5m $2.5m 0.04% Added +49.3k +49,293
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 208,726208.7k $1.6m $1.6m 0.00% Reduced -131.0k -131,020
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 183,657183.7k $1.4m $1.4m 0.00% Added +137.2k +137,248
18 PRIVATE TRUST CO NA 0.14% of their portfolio CLEVELAND, OH 181,660181.7k $1.4m $1.4m 0.14% Added +75.0k +75,020
19 CoreCap Advisors, LLC 0.06% of their portfolio SOUTHFIELD, MI 173,400173.4k $1.3m $1.3m 0.06% Added +2.5k +2,550
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 111,962112.0k $853.2k $853.2k 0.00% Added +2 +2
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 111,283111.3k $848.0k $848.0k 0.00% Reduced -1.0k -1,032
22 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 105,608105.6k $804.7k $804.7k 0.03% Added +61.3k +61,283
23 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 102,070102.1k $777.8k $777.8k 0.01% Added +19.9k +19,929
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 94,52494.5k $720.3k $720.3k 0.00% Added +17.8k +17,773
25 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 94,18094.2k $717.7k $717.7k 0.01% Added +39.3k +39,262
26 HUB Investment Partners, LLC 0.03% of their portfolio AUSTIN, TX 89,26489.3k $680.2k $680.2k 0.03% Reduced -19.7k -19,661
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 86,93986.9k $662.5k $662.5k 0.00% Reduced -1.9k -1,850
28 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 80,89880.9k $616.4k $616.4k 0.00% Reduced -6.2k -6,200
29 LifePro Asset Management 0.38% of their portfolio San Diego, CA 80,42780.4k $612.9k $612.9k 0.38% Unchanged
30 Clear Creek Financial Management, LLC 0.07% of their portfolio SILVERDALE, WA 80,07880.1k $610.2k $610.2k 0.07% Added +105 +105
31 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 78,65778.7k $599.4k $599.4k 0.00% New
32 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 77,99278.0k $594.3k $594.3k 0.01% Added +5.3k +5,324
33 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 75,00075.0k $572.0k $572.0k 0.00% New
34 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 69,12169.1k $527.0k $527.0k 0.00% Reduced -5.0k -4,966
35 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 57,71957.7k $439.8k $439.8k 0.00% New
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 56,81956.8k $432.0k $432.0k 0.00% Reduced -34.4k -34,378
37 RS CRUM INC. 0.10% of their portfolio Newport Beach, CA 55,75055.8k $424.8k $424.8k 0.10% Unchanged
38 Addison Capital Co 0.16% of their portfolio Conshohocken, PA 52,33452.3k $398.8k $398.8k 0.16% Unchanged
39 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 51,97052.0k $375.7k $375.7k 0.01% Added +1.0k +1,000
40 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 50,48850.5k $384.7k $384.7k 0.00% Added +26.3k +26,257
41 Certified Advisory Corp 0.04% of their portfolio ALTAMONTE SPRINGS, FL 49,25849.3k $375.3k $375.3k 0.04% Reduced -473 -473
42 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 47,85347.9k $364.6k $364.6k 0.02% Added +226 +226
43 Main Street Financial Solutions, LLC 0.03% of their portfolio NEWTOWN, PA 47,25747.3k $360.1k $360.1k 0.03% Added +1.4k +1,355
44 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 47,15747.2k $359.3k $359.3k 0.01% Unchanged
45 Semus Wealth Partners LLC 0.25% of their portfolio Boca Raton, FL 46,14246.1k $351.6k $351.6k 0.25% Reduced -11.4k -11,442
46 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 43,50043.5k $331.0k $331.0k 0.00% New
47 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 41,68141.7k $312.2k $312.2k 0.00% Added +2.0k +1,971
48 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 37,47537.5k $286.0k $286.0k 0.00% Added +1.5k +1,500
49 SMITH CHAS P & ASSOCIATES PA CPAS 0.02% of their portfolio LAKELAND, FL 36,55336.6k $278.5k $278.5k 0.02% Reduced -484 -484
50 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 34,86334.9k $265.7k $265.7k 0.00% Added +606 +606
51 TNF LLC 0.09% of their portfolio BILLINGS, MT 34,17534.2k $255.3k $255.3k 0.09% Unchanged
52 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 33,16933.2k $252.7k $252.7k 0.00% New
53 Vanguard Capital Wealth Advisors 0.24% of their portfolio DENVER, CO 30,00030.0k $228.6k $228.6k 0.24% Unchanged
54 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 29,24729.2k $222.9k $222.9k 0.01% Added +58 +58
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 28,79528.8k $219.4k $219.4k 0.00% Reduced -39.5k -39,478
56 Sonora Investment Management Group, LLC 0.02% of their portfolio TUCSON, AZ 28,66028.7k $218.4k $218.4k 0.02% Unchanged
57 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 28,41128.4k $216.5k $216.5k 0.00% Reduced -2.6k -2,575
58 WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 0.08% of their portfolio HIGHLAND PARK, IL 27,80027.8k $211.8k $211.8k 0.08% Unchanged
59 SHUFRO ROSE & CO LLC 0.02% of their portfolio NEW YORK, NY 27,40027.4k $196.5k $196.5k 0.02% Unchanged
60 Focus Financial Network, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 25,10925.1k $193.1k $193.1k 0.01% Added +140 +140
61 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 24,01924.0k $172.2k $172.2k 0.00% Unchanged
62 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 23,37823.4k $178.1k $178.1k 0.00% Unchanged
63 Financial Alternatives, Inc 0.12% of their portfolio LA JOLLA, CA 22,59322.6k $172.2k $172.2k 0.12% Reduced -1.7k -1,655
64 St. Louis Financial Planners Asset Management, LLC 0.13% of their portfolio CHESTERFIELD, MO 21,74221.7k $167.9k $167.9k 0.13% Reduced -29 -29
65 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 21,46421.5k $163.6k $163.6k 0.01% Added +601 +601
66 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 20,96921.0k $159.8k $159.8k 0.00% Reduced -2.6k -2,569
67 Asset Allocation & Management Company, LLC 0.08% of their portfolio CHICAGO, IL 17,50017.5k $133.0k $133.0k 0.08% Unchanged
68 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 16,31716.3k $124.3k $124.3k 0.01% Reduced -15.0k -14,976
69 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 16,25316.3k $125.3k $125.3k 0.00% Reduced -28.6k -28,637
70 RAYMOND JAMES TRUST N.A. 0.00% of their portfolio ST. PETERSBURG, FL 15,93515.9k $121.4k $121.4k 0.00% Unchanged
71 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 15,67315.7k $119.0k $119.0k 0.00% Unchanged
72 BURNS J W & CO INC/NY 0.02% of their portfolio DEWITT, NY 15,60015.6k $118.9k $118.9k 0.02% Unchanged
73 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 15,32515.3k $116.8k $116.8k 0.00% Reduced -21.1k -21,100
74 CONNING INC. 0.00% of their portfolio HARTFORD, CT 13,66613.7k $104.1k $104.1k 0.00% Unchanged
75 GREAT VALLEY ADVISOR GROUP, INC. 0.00% of their portfolio WILMINGTON, DE 13,61913.6k $104.2k $104.2k 0.00% Added +1.3k +1,276
76 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 13,59113.6k $103.8k $103.8k 0.00% Reduced -2.5k -2,501
77 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 13,41613.4k $102.2k $102.2k 0.00% Unchanged
78 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 13,25013.2k $100.7k $100.7k 0.00% Unchanged
79 Shaker Financial Services, LLC 0.04% of their portfolio Arlington, VA 12,82512.8k $98.8k $98.8k 0.04% Reduced -2.0k -2,024
80 INDEPENDENT FINANCIAL GROUP, LLC 0.00% of their portfolio SAN DIEGO, CA 12,68812.7k $96.7k $96.7k 0.00% Added +420 +420
81 Wealth Alliance Advisory Group, LLC 0.02% of their portfolio Wichita, KS 12,00012.0k $91.4k $91.4k 0.02% Unchanged
82 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 11,72111.7k $89.3k $89.3k 0.01% Unchanged
83 Amplius Wealth Advisors, LLC 0.01% of their portfolio BLUE BELL, PA 11,00011.0k $83.8k $83.8k 0.01% Unchanged
84 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 7,6207.6k $1.0k $1.0k 0.00% Added +6.6k +6,620
85 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,0176.0k $45.9k $45.9k 0.00% New
86 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 5,1055.1k $38.9k $38.9k 0.00% Unchanged
87 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 4,8134.8k $36.7k $36.7k 0.00% Reduced -867 -867
88 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 4,7864.8k $36.5k $36.5k 0.00% Unchanged
89 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,0003.0k $22.9k $22.9k 0.00% Reduced -550 -550
90 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.01% of their portfolio INDIANAPOLIS, IN 2,8962.9k $22.1k $22.1k 0.01% New
91 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,3402.3k $17.8k $17.8k 0.00% Unchanged
92 JNBA Financial Advisors 0.00% of their portfolio BLOOMINGTON, MN 2,1622.2k $16.5k $16.5k 0.00% Added +63 +63
93 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 2,1002.1k $16.0k $16.0k 0.00% Unchanged
94 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,0002.0k $15.2k $15.2k 0.00% Reduced -250 -250
95 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 1,9001.9k $14.5k $14.5k 0.00% Unchanged
96 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 1,9001.9k $14.5k $14.5k 0.00% Unchanged
97 Salomon & Ludwin, LLC 0.00% of their portfolio RICHMOND, VA 1,4501.4k $11.0k $11.0k 0.00% Unchanged
98 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 1,2001.2k $9.0k $9.0k 0.00% New
99 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,0001.0k $8.0k $8.0k 0.00% Unchanged
100 GS Investments, Inc. 0.00% of their portfolio Eagan, MN 1,0001.0k $7.6k $7.6k 0.00% Unchanged