Vault-13

PIMCO INCOME STRATEGY FD II PFN

COM · Closed-End Fund · CUSIP 72201J104

110 institutional holders +4 vs Q1 2024
13,958,99014.0m shares reported held*
$100.1mreported value*
11 new 38 added 21 reduced 7 sold out net bought ≈ $2.7m (+377.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.17.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 99Q4 22: 102Q1 23: 102Q2 23: 104Q3 23: 109Q4 23: 106Q1 24: 106Q2 24: 110110Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202299
Q4 2022102
Q1 2023102
Q2 2023104
Q3 2023109
Q4 2023106
Q1 2024106
Q2 2024110

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 44 bought or addedQ4 22: 34 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 35 cut or sold outQ2 23: 39 bought or addedQ2 23: 36 cut or sold outQ2 23Q3 23: 42 bought or addedQ3 23: 40 cut or sold outQ4 23: 38 bought or addedQ4 23: 41 cut or sold outQ4 23Q1 24: 41 bought or addedQ1 24: 44 cut or sold outQ2 24: 49 bought or addedQ2 24: 28 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224434
Q1 20234035
Q2 20233936
Q3 20234240
Q4 20233841
Q1 20244144
Q2 20244928

Biggest buyers

RIVERNORTH CAPITAL MANAGEMENT, LLC Added +629,551+629.6k
GUGGENHEIM CAPITAL LLC Added +296,161+296.2k
Thomas J. Herzfeld Advisors, Inc. Added +191,122+191.1k
WELLS FARGO & COMPANY/MN Added +56,662+56.7k
RS CRUM INC. New +55,750+55.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +53,480+53.5k
ENVESTNET ASSET MANAGEMENT INC Added +46,693+46.7k
STIFEL FINANCIAL CORP Added +40,064+40.1k
GUNN & Co INVESTMENT MANAGEMENT, INC. New +37,037+37.0k
EverSource Wealth Advisors, LLC Added +36,192+36.2k

Biggest sellers

MORGAN STANLEY Reduced -660,665-660.7k
PFG Investments, LLC Sold out -376,751-376.8k
Moors & Cabot, Inc. Reduced -83,478-83.5k
JANE STREET GROUP, LLC Sold out -50,889-50.9k
SYNOVUS FINANCIAL CORP Reduced -30,562-30.6k
Invesco Ltd. Reduced -24,709-24.7k
Consolidated Portfolio Review Corp Reduced -24,169-24.2k
Edge Wealth Management LLC Sold out -19,800-19.8k
Atria Wealth Solutions, Inc. Reduced -13,842-13.8k
Private Advisor Group, LLC Sold out -11,852-11.9k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.71% of their portfolio WEST PALM BEACH, FL 2,109,4832.1m $15.1m $15.1m 0.71% Added +629.6k +629,551
2 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 1,144,3541.1m $8.2m $8.2m 0.06% Added +296.2k +296,161
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 1,060,0721.1m $7.6m $7.6m 0.00% Added +1.4k +1,356
4 Penserra Capital Management LLC 0.09% of their portfolio ORINDA, CA 1,044,6731.0m $7.5m $7.5m 0.09% Added +23.2k +23,215
5 EverSource Wealth Advisors, LLC 0.38% of their portfolio BIRMINGHAM, AL 798,490798.5k $5.8m $5.8m 0.38% Added +36.2k +36,192
6 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 696,234696.2k $5.0m $5.0m 0.01% Unchanged
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 555,360555.4k $4.0m $4.0m 0.00% Reduced -24.7k -24,709
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 489,643489.6k $3.5m $3.5m 0.00% Added +15.6k +15,590
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 395,156395.2k $2.8m $2.8m 0.00% Added +32.1k +32,076
10 Thomas J. Herzfeld Advisors, Inc. 0.97% of their portfolio MIAMI BEACH, FL 385,466385.5k $2.8m $2.8m 0.97% Added +191.1k +191,122
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 371,755371.8k $2.7m $2.7m 0.00% Reduced -660.7k -660,665
12 Consolidated Portfolio Review Corp 0.59% of their portfolio WOODBURY, NY 352,582352.6k $2.5m $2.5m 0.59% Reduced -24.2k -24,169
13 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 344,700344.7k $2.5m $2.5m 0.00% Added +53.5k +53,480
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 339,746339.7k $2.4m $2.4m 0.00% Added +56.7k +56,662
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 315,258315.3k $2.3m $2.3m 0.00% Added +46.7k +46,693
16 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 288,464288.5k $2.1m $2.1m 0.00% Added +6.2k +6,200
17 HORIZON KINETICS ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 276,534276.5k $2.0m $2.0m 0.03% Reduced -3.2k -3,200
18 CoreCap Advisors, LLC 0.13% of their portfolio SOUTHFIELD, MI 170,850170.8k $1.2m $1.2m 0.13% Added +8.2k +8,200
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 112,315112.3k $805.3k $805.3k 0.00% Added +1.8k +1,808
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 111,960112.0k $802.8k $802.8k 0.00% Added +8.8k +8,773
21 HUB Investment Partners, LLC 0.04% of their portfolio AUSTIN, TX 108,925108.9k $781.0k $781.0k 0.04% Added +7.2k +7,172
22 PRIVATE TRUST CO NA 0.08% of their portfolio CLEVELAND, OH 106,640106.6k $764.6k $764.6k 0.08% Added +2.8k +2,794
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 91,19791.2k $654.0k $654.0k 0.00% Added +862 +862
24 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 88,78988.8k $636.6k $636.6k 0.00% Added +3 +3
25 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 87,09887.1k $624.5k $624.5k 0.00% Reduced -11.1k -11,110
26 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 82,14182.1k $589.0k $589.0k 0.01% Reduced -50 -50
27 LifePro Asset Management 0.41% of their portfolio San Diego, CA 80,42780.4k $576.7k $576.7k 0.41% Unchanged
28 Clear Creek Financial Management, LLC 0.07% of their portfolio SILVERDALE, WA 79,97380.0k $573.4k $573.4k 0.07% Added +81 +81
29 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 76,75176.8k $550.3k $550.3k 0.00% Added +40.1k +40,064
30 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 74,08774.1k $531.0k $531.0k 0.00% Added +1.8k +1,774
31 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 72,66872.7k $521.0k $521.0k 0.01% Added +8.0k +7,958
32 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 68,27368.3k $489.5k $489.5k 0.00% Added +7.5k +7,513
33 Semus Wealth Partners LLC 0.32% of their portfolio Boca Raton, FL 57,58457.6k $412.9k $412.9k 0.32% Reduced -3.9k -3,915
34 RS CRUM INC. 0.10% of their portfolio Newport Beach, CA 55,75055.8k $399.7k $399.7k 0.10% New
35 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 54,91854.9k $393.8k $393.8k 0.01% Reduced -30.6k -30,562
36 Addison Capital Co 0.16% of their portfolio Conshohocken, PA 52,33452.3k $375.2k $375.2k 0.16% Reduced -4.5k -4,500
37 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 50,97051.0k $365.5k $365.5k 0.01% Reduced -500 -500
38 Certified Advisory Corp 0.04% of their portfolio ALTAMONTE SPRINGS, FL 49,73149.7k $356.6k $356.6k 0.04% Added +352 +352
39 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 47,62747.6k $341.5k $341.5k 0.03% Added +5.6k +5,611
40 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 47,15747.2k $338.1k $338.1k 0.01% Unchanged
41 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 46,40946.4k $332.8k $332.8k 0.00% Reduced -8.8k -8,838
42 Main Street Financial Solutions, LLC 0.03% of their portfolio NEWTOWN, PA 45,90245.9k $329.1k $329.1k 0.03% Added +2.2k +2,232
43 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 44,89044.9k $325.1k $325.1k 0.01% Added +6.0k +6,019
44 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 44,32544.3k $317.8k $317.8k 0.01% Added +19.8k +19,836
45 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 39,71039.7k $286.7k $286.7k 0.00% First filing
46 SMITH CHAS P & ASSOCIATES PA CPAS 0.02% of their portfolio LAKELAND, FL 37,03737.0k $265.6k $265.6k 0.02% Reduced -964 -964
47 GUNN & Co INVESTMENT MANAGEMENT, INC. 0.02% of their portfolio JACKSONVILLE, FL 37,03737.0k $265.6k $265.6k 0.02% New
48 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 36,42536.4k $261.2k $261.2k 0.01% Unchanged
49 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 35,97536.0k $258.0k $258.0k 0.00% Added +5.4k +5,400
50 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 34,25734.3k $245.6k $245.6k 0.00% New
51 TNF LLC 0.09% of their portfolio BILLINGS, MT 34,17534.2k $243.3k $243.3k 0.09% Unchanged
52 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 31,29331.3k $224.4k $224.4k 0.01% Reduced -83.5k -83,478
53 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 30,98631.0k $222.2k $222.2k 0.00% Reduced -977 -977
54 Vanguard Capital Wealth Advisors 0.15% of their portfolio DENVER, CO 30,00030.0k $215.1k $215.1k 0.15% Unchanged
55 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 29,18929.2k $209.3k $209.3k 0.01% Added +5.2k +5,215
56 Sonora Investment Management Group, LLC 0.02% of their portfolio TUCSON, AZ 28,66028.7k $213.8k $213.8k 0.02% Unchanged
57 WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 0.08% of their portfolio HIGHLAND PARK, IL 27,80027.8k $199.3k $199.3k 0.08% Added +100 +100
58 SHUFRO ROSE & CO LLC 0.02% of their portfolio NEW YORK, NY 27,40027.4k $196.5k $196.5k 0.02% Unchanged
59 Focus Financial Network, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 24,96925.0k $176.8k $176.8k 0.01% Unchanged
60 Financial Alternatives, Inc 0.13% of their portfolio LA JOLLA, CA 24,24824.2k $173.9k $173.9k 0.13% Reduced -2.7k -2,729
61 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 24,23124.2k $173.7k $173.7k 0.00% Reduced -2.9k -2,887
62 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 24,01924.0k $172.2k $172.2k 0.00% Reduced -3.6k -3,645
63 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 23,53823.5k $170.6k $170.6k 0.00% Added +3.8k +3,837
64 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 23,37823.4k $167.6k $167.6k 0.00% Unchanged
65 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,99823.0k $164.9k $164.9k 0.00% New
66 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 22,29022.3k $159.0k $159.0k 0.00% Added +5.7k +5,651
67 St. Louis Financial Planners Asset Management, LLC 0.13% of their portfolio CHESTERFIELD, MO 21,77121.8k $156.1k $156.1k 0.13% Reduced -623 -623
68 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 20,86320.9k $149.6k $149.6k 0.01% Added +3.3k +3,306
69 Keudell/Morrison Wealth Management 0.04% of their portfolio Salem, OR 18,75018.8k $134.4k $134.4k 0.04% New
70 Asset Allocation & Management Company, LLC 0.08% of their portfolio CHICAGO, IL 17,50017.5k $125.0k $125.0k 0.08% Unchanged
71 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 16,09216.1k $115.7k $115.7k 0.00% Reduced -13.8k -13,842
72 RAYMOND JAMES TRUST N.A. 0.00% of their portfolio ST. PETERSBURG, FL 15,93515.9k $114.3k $114.3k 0.00% Unchanged
73 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 15,67315.7k $112.0k $112.0k 0.00% Unchanged
74 BURNS J W & CO INC/NY 0.02% of their portfolio DEWITT, NY 15,60015.6k $111.9k $111.9k 0.02% Unchanged
75 Virtu Financial LLC 0.01% of their portfolio New York, NY 15,43815.4k $111.0k $111.0k 0.01% New
76 Shaker Financial Services, LLC 0.04% of their portfolio Arlington, VA 14,84914.8k $107.5k $107.5k 0.04% Reduced -4.2k -4,151
77 Capstone Financial Advisors, Inc. 0.01% of their portfolio DOWNERS GROVE, IL 14,52614.5k $104.2k $104.2k 0.01% Unchanged
78 CONNING INC. 0.00% of their portfolio HARTFORD, CT 13,66613.7k $98.0k $98.0k 0.00% Unchanged
79 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 13,41613.4k $96.2k $96.2k 0.00% Unchanged
80 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 13,25013.2k $97.5k $97.5k 0.00% Unchanged
81 GREAT VALLEY ADVISOR GROUP, INC. 0.00% of their portfolio WILMINGTON, DE 12,34312.3k $88.5k $88.5k 0.00% Unchanged
82 INDEPENDENT FINANCIAL GROUP, LLC 0.00% of their portfolio SAN DIEGO, CA 12,26812.3k $88.0k $88.0k 0.00% New
83 Wealth Alliance Advisory Group, LLC 0.02% of their portfolio Wichita, KS 12,00012.0k $86.0k $86.0k 0.02% Unchanged
84 Koshinski Asset Management, Inc. 0.01% of their portfolio DECATUR, IL 11,72111.7k $84.6k $84.6k 0.01% Unchanged
85 Amplius Wealth Advisors, LLC 0.01% of their portfolio BLUE BELL, PA 11,00011.0k $78.9k $78.9k 0.01% Unchanged
86 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 5,6805.7k $40.7k $40.7k 0.00% Added +536 +536
87 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5,2705.3k $37.8k $37.8k 0.00% Unchanged
88 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 5,1055.1k $36.6k $36.6k 0.00% Unchanged
89 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 4,7864.8k $34.3k $34.3k 0.00% Unchanged
90 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,5503.5k $25.5k $25.5k 0.00% Unchanged
91 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 2,3402.3k $16.8k $16.8k 0.00% Unchanged
92 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,2502.2k $16.1k $16.1k 0.00% Added +250 +250
93 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 2,1002.1k $15.0k $15.0k 0.00% Unchanged
94 JNBA Financial Advisors 0.00% of their portfolio BLOOMINGTON, MN 2,0992.1k $15.0k $15.0k 0.00% New
95 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 1,9001.9k $13.6k $13.6k 0.00% Unchanged
96 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 1,9001.9k $13.6k $13.6k 0.00% Unchanged
97 Salomon & Ludwin, LLC 0.00% of their portfolio RICHMOND, VA 1,4501.4k $10.4k $10.4k 0.00% Unchanged
98 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,0001.0k $7.0k $7.0k 0.00% Unchanged
99 GS Investments, Inc. 0.00% of their portfolio Eagan, MN 1,0001.0k $7.2k $7.2k 0.00% Unchanged
100 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 1,0001.0k $7.2k $7.2k 0.00% New