PIMCO INCOME STRATEGY FD PFL
COM · Closed-End Fund · CUSIP 72201H108
61
institutional holders
+1 vs Q1 2023
4.0m
shares reported held*
$32.7mreported value*
5 new
20 added
17 reduced
7 sold out
net bought ≈ $314.6k (+38.4k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.20.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 63 |
| Q4 2022 | 66 |
| Q1 2023 | 60 |
| Q2 2023 | 61 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 32 | 26 |
| Q1 2023 | 21 | 31 |
| Q2 2023 | 25 | 24 |
Biggest buyers
| Atria Wealth Solutions, Inc. | New | +128.1k |
| Creative Planning | Added | +82.6k |
| INDEPENDENT FINANCIAL GROUP, LLC | Added | +76.7k |
| Shaker Financial Services, LLC | Added | +52.1k |
| GUGGENHEIM CAPITAL LLC | Added | +27.2k |
| Lido Advisors, LLC | New | +20.0k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +16.0k |
| STIFEL FINANCIAL CORP | Added | +15.6k |
| Financial Advocates Investment Management | New | +10.7k |
| NewEdge Advisors, LLC | Added | +6.5k |
Biggest sellers
| Raymond James Financial Services Advisors, Inc. | Sold out | -136.6k |
| CENTAURUS FINANCIAL, INC. | Sold out | -75.3k |
| Gallagher Fiduciary Advisors, LLC | Reduced | -56.5k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Reduced | -20.5k |
| Sowell Financial Services LLC | Sold out | -16.6k |
| NATIONAL BANK OF CANADA /FI/ | Reduced | -12.3k |
| Van Hulzen Asset Management, LLC | Sold out | -12.0k |
| RAYMOND JAMES & ASSOCIATES | Sold out | -11.5k |
| Armor Investment Advisors, LLC | Reduced | -9.5k |
| AMERIPRISE FINANCIAL INC | Reduced | -9.2k |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Gallagher Fiduciary Advisors, LLC 0.28% of their portfolio | 445.0k $3.6m | Reduced -56.5k |
| MORGAN STANLEY 0.00% of their portfolio | 263.8k $2.2m | Reduced -6.2k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.15% of their portfolio | 257.7k $2.1m | Added +76.7k |
| Invesco Ltd. 0.00% of their portfolio | 242.6k $2.0m | Reduced -5.2k |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 227.4k $1.9m | Added +27.2k |
| Shaker Financial Services, LLC 0.78% of their portfolio | 215.9k $1.8m | Added +52.1k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 209.8k $1.7m | Added +15.6k |
| Creative Planning 0.00% of their portfolio | 159.2k $1.3m | Added +82.6k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 155.6k $1.3m | Reduced -765 |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 142.1k $1.2m | Reduced -1.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 128.7k $1.1m | Reduced -1.0k |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 128.1k $1.0m | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 118.2k $967.8k | Added +6.1k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 114.1k $934.5k | Added +6.5k |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio | 99.1k $811.6k | Unchanged |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 88.1k $721.7k | Reduced -1.3k |
| Semus Wealth Partners LLC 0.63% of their portfolio | 83.5k $684.2k | Added +196 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 76.8k $629.0k | Reduced -7.9k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 60.8k $498.0k | Added +612 |
| LPL Financial LLC 0.00% of their portfolio | 60.0k $491.4k | Reduced -4.3k |
| Apollon Wealth Management, LLC 0.02% of their portfolio | 58.2k $476.8k | Unchanged |
| Western Wealth Management, LLC 0.04% of their portfolio | 57.5k $470.5k | Added +7 |
| Sonora Investment Management Group, LLC 0.03% of their portfolio | 48.4k $396.7k | Unchanged |
| Mariner, LLC 0.00% of their portfolio | 44.7k $366.0k | Reduced -1.8k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 44.4k $363.8k | Reduced -9.2k |
| Armor Investment Advisors, LLC 0.20% of their portfolio | 40.1k $328.4k | Reduced -9.5k |
| SYNOVUS FINANCIAL CORP 0.00% of their portfolio | 39.0k $319.4k | Added +1.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 32.8k $269.0k | Added +1 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 32.8k $269.0k | Added +181 |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 28.4k $233.0k | Unchanged |
| Moser Wealth Advisors, LLC 0.15% of their portfolio | 26.6k $218.2k | First filing |
| Kingsview Wealth Management, LLC 0.01% of their portfolio | 25.8k $211.5k | Added +772 |
| SHUFRO ROSE & CO LLC 0.02% of their portfolio | 23.6k $193.3k | Unchanged |
| Lido Advisors, LLC 0.00% of their portfolio | 20.0k $163.8k | New |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 19.9k $163.2k | Added +3.3k |
| UBS Group AG 0.00% of their portfolio | 19.5k $159.9k | Added +1.2k |
| Consolidated Portfolio Review Corp 0.03% of their portfolio | 17.3k $142.0k | Added +772 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 16.7k $136.5k | Added +16.0k |
| CoreCap Advisors, LLC 0.01% of their portfolio | 16.4k $134.6k | First filing |
| Cetera Advisors LLC 0.00% of their portfolio | 13.9k $113.7k | Reduced -4.5k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 12.4k $101.2k | Reduced -20.5k |
| RAYMOND JAMES TRUST N.A. 0.00% of their portfolio | 12.2k $100.0k | Unchanged |
| Financial Advocates Investment Management 0.01% of their portfolio | 10.7k $87.6k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 10.0k $81.9k | Reduced -2.0k |
| Activest Wealth Management 0.07% of their portfolio | 8.6k $98.0k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 7.6k $58.5k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 6.5k $53.0k | Reduced -1.1k |
| Caldwell Trust Co 0.00% of their portfolio | 3.0k $24.6k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 2.2k $17.7k | Added +142 |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 2.1k $17.2k | Reduced -12.3k |
| Tradition Wealth Management, LLC 0.00% of their portfolio | 2.1k $17.0k | Added +52 |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 1.3k $10.3k | Unchanged |
| Raleigh Capital Management Inc. 0.00% of their portfolio | 1.1k $9.4k | Unchanged |
| BROWN, LISLE/CUMMINGS, INC. 0.00% of their portfolio | 800 $6.6k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 660 $5.4k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 500 $4.0k | Unchanged |
| Key Financial Inc 0.00% of their portfolio | 488 $4.0k | Unchanged |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 100 $819 | New |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 91 $745 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| ST GERMAIN D J CO INC 0.00% of their portfolio | 0 $0 | First filing |