PIMCO INCOME STRATEGY FD PFL
COM · Closed-End Fund · CUSIP 72201H108
66
institutional holders
+3 vs Q3 2022
4.6m
shares reported held*
$37.2mreported value*
12 new
20 added
19 reduced
7 sold out
net bought ≈ $1.8m (+225.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.12.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 63 |
| Q4 2022 | 66 |
Biggest buyers
| Shaker Financial Services, LLC | Added | +195.7k |
| STIFEL FINANCIAL CORP | Added | +67.4k |
| GUGGENHEIM CAPITAL LLC | New | +62.9k |
| Western Wealth Management, LLC | New | +46.8k |
| Mariner, LLC | New | +46.3k |
| SYNOVUS FINANCIAL CORP | New | +31.4k |
| INDEPENDENT FINANCIAL GROUP, LLC | Added | +20.8k |
| OSAIC HOLDINGS, INC. | Added | +20.6k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | New | +18.3k |
| MORGAN STANLEY | Added | +18.1k |
Biggest sellers
| AMERIPRISE FINANCIAL INC | Reduced | -63.0k |
| OTA Financial Group L.P. | Sold out | -40.5k |
| BANK OF AMERICA CORP /DE/ | Reduced | -28.2k |
| IFP Advisors, Inc | Reduced | -27.1k |
| UBS Group AG | Reduced | -26.6k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Reduced | -25.5k |
| Creative Planning | Reduced | -23.6k |
| Armor Investment Advisors, LLC | Reduced | -21.9k |
| Atria Wealth Solutions, Inc. | Reduced | -20.7k |
| SHUFRO ROSE & CO LLC | Reduced | -17.0k |
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| Gallagher Benefit Services, Inc. 1.02% of their portfolio | 595.9k $4.8m | First filing |
| F3Logic, LLC 1.02% of their portfolio | 595.9k $4.8m | Reduced -3.2k |
| MORGAN STANLEY 0.00% of their portfolio | 280.1k $2.3m | Added +18.1k |
| Invesco Ltd. 0.00% of their portfolio | 256.3k $2.1m | Added +6.9k |
| Shaker Financial Services, LLC 0.95% of their portfolio | 249.5k $2.0m | Added +195.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 200.2k $1.6m | Reduced -9.1k |
| Creative Planning 0.00% of their portfolio | 162.5k $1.3m | Reduced -23.6k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 151.1k $1.2m | Added +20.6k |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 143.5k $1.2m | Added +7.4k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 134.0k $1.1m | Reduced -6.6k |
| Atria Wealth Solutions, Inc. 0.02% of their portfolio | 129.2k $1.0m | Reduced -20.7k |
| NewEdge Advisors, LLC 0.02% of their portfolio | 109.5k $888.0k | Added +1.7k |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio | 102.8k $833.6k | Reduced -823 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 95.2k $771.8k | Added +67.4k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 91.9k $745.3k | Reduced -1.6k |
| Semus Wealth Partners LLC 0.82% of their portfolio | 83.4k $676.3k | First filing |
| CENTAURUS FINANCIAL, INC. 0.06% of their portfolio | 80.8k $655.0k | Added +6.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 75.3k $610.5k | Reduced -28.2k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio | 73.1k $593.0k | Added +20.8k |
| LPL Financial LLC 0.00% of their portfolio | 71.2k $577.5k | Added +1.5k |
| Armor Investment Advisors, LLC 0.35% of their portfolio | 71.1k $576.3k | Reduced -21.9k |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 62.9k $510.2k | New |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 62.5k $507.0k | Reduced -63.0k |
| Apollon Wealth Management, LLC 0.03% of their portfolio | 58.2k $472.1k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 55.9k $453.0k | Added +17.1k |
| Sonora Investment Management Group, LLC 0.04% of their portfolio | 48.4k $392.8k | Reduced -11.1k |
| Western Wealth Management, LLC 0.04% of their portfolio | 46.8k $379.7k | New |
| Mariner, LLC 0.00% of their portfolio | 46.3k $375.0k | New |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 35.7k $289.1k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 32.9k $266.4k | Reduced -6.3k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 32.1k $261.0k | Added +1.3k |
| SYNOVUS FINANCIAL CORP 0.00% of their portfolio | 31.4k $254.6k | New |
| Cetera Advisors LLC 0.00% of their portfolio | 27.7k $224.8k | Reduced -12.0k |
| Moser Wealth Advisors, LLC 0.16% of their portfolio | 26.1k $212.0k | Added +241 |
| Kingsview Wealth Management, LLC 0.01% of their portfolio | 24.3k $197.4k | Added +705 |
| SHUFRO ROSE & CO LLC 0.01% of their portfolio | 21.6k $175.2k | Reduced -17.0k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 18.9k $152.9k | Added +2.5k |
| UBS Group AG 0.00% of their portfolio | 18.7k $151.4k | Reduced -26.6k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio | 18.3k $148.5k | New |
| CoreCap Advisors, LLC 0.01% of their portfolio | 14.2k $115.0k | Added +4.0k |
| IFP Advisors, Inc 0.00% of their portfolio | 12.9k $157.0k | Reduced -27.1k |
| RAYMOND JAMES TRUST N.A. 0.00% of their portfolio | 12.2k $99.0k | Not comparable |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 12.0k $97.4k | Added +10.0k |
| Van Hulzen Asset Management, LLC 0.01% of their portfolio | 12.0k $97.0k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 11.6k $93.7k | Added +35 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 11.1k $89.8k | Added +640 |
| Elequin Capital, LP 0.03% of their portfolio | 11.0k $88.9k | New |
| Activest Wealth Management 0.02% of their portfolio | 8.6k $69.7k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 8.2k $66.0k | Reduced -1.2k |
| Advisory Services Network, LLC 0.00% of their portfolio | 8.2k $66.1k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 7.9k $64.4k | Reduced -25.5k |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 7.6k $63.4k | Reduced -5.6k |
| Caldwell Trust Co 0.00% of their portfolio | 3.0k $24.3k | Unchanged |
| WFA of San Diego, LLC 0.02% of their portfolio | 2.5k $20.4k | New |
| US BANCORP \DE\ 0.00% of their portfolio | 2.3k $18.8k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 2.0k $16.4k | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 1.9k $15.3k | Unchanged |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 1.6k $13.0k | New |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 1.3k $10.2k | New |
| Raleigh Capital Management Inc. 0.00% of their portfolio | 1.0k $8.3k | Added +100 |
| Tradition Wealth Management, LLC 0.00% of their portfolio | 1.0k $8.0k | New |
| BROWN, LISLE/CUMMINGS, INC. 0.00% of their portfolio | 800 $6.5k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 500 $4.0k | Unchanged |
| Key Financial Inc 0.00% of their portfolio | 488 $3.9k | Unchanged |
| FMR LLC 0.00% of their portfolio | 1 $8 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |