Vault-13

PIMCO CORPORATE & INCOME OPP PTY

COM · Closed-End Fund · CUSIP 72201B101

194 institutional holders -1 vs Q4 2024
23,337,02323.3m shares reported held*
$337.2mreported value*
18 new 93 added 37 reduced 15 sold out net bought ≈ $21.3m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.45.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 142Q4 22: 154Q1 23: 145Q2 23: 151Q3 23: 159Q4 23: 169Q1 24: 157Q2 24: 166Q3 24: 181Q4 24: 195Q1 25: 194194Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022142
Q4 2022154
Q1 2023145
Q2 2023151
Q3 2023159
Q4 2023169
Q1 2024157
Q2 2024166
Q3 2024181
Q4 2024195
Q1 2025194

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 23: 68 bought or addedQ2 23: 41 cut or sold outQ3 23: 64 bought or addedQ3 23: 50 cut or sold outQ3 23Q4 23: 73 bought or addedQ4 23: 63 cut or sold outQ1 24: 76 bought or addedQ1 24: 63 cut or sold outQ1 24Q2 24: 87 bought or addedQ2 24: 53 cut or sold outQ3 24: 92 bought or addedQ3 24: 55 cut or sold outQ3 24Q4 24: 101 bought or addedQ4 24: 55 cut or sold outQ1 25: 111 bought or addedQ1 25: 52 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20236841
Q3 20236450
Q4 20237363
Q1 20247663
Q2 20248753
Q3 20249255
Q4 202410155
Q1 202511152

Biggest buyers

Cetera Investment Advisers Added +529,206+529.2k
LPL Financial LLC Added +215,188+215.2k
WELLS FARGO & COMPANY/MN Added +187,305+187.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +169,974+170.0k
Sovran Advisors, LLC Added +108,381+108.4k
INTEGRITY ALLIANCE, LLC. New +99,460+99.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +95,449+95.4k
NBT BANK, N.A. New +88,400+88.4k
RAYMOND JAMES FINANCIAL INC Added +88,041+88.0k
Zullo Investment Group, Inc. Added +77,155+77.2k

Biggest sellers

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced -506,538-506.5k
Independent Advisor Alliance Reduced -287,706-287.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -46,594-46.6k
GWN SECURITIES INC. Sold out -37,638-37.6k
CITADEL ADVISORS LLC Sold out -34,640-34.6k
Kestra Advisory Services, LLC Reduced -29,200-29.2k
MORGAN STANLEY Reduced -24,900-24.9k
NorthRock Partners, LLC Sold out -22,790-22.8k
Marex Group Ltd Sold out -20,700-20.7k
PFG Investments, LLC Reduced -20,698-20.7k

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20230—0——
Q3 20230—0——
Q4 20231$102.3k0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,511,9512.5m $36.3m $36.3m 0.00% Reduced -24.9k -24,900
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,450,5322.5m $35.4m $35.4m 0.01% Added +215.2k +215,188
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 1,739,4601.7m $25.2m $25.2m 0.02% Added +170.0k +169,974
4 XML Financial, LLC 2.01% of their portfolio BETHESDA, MD 1,491,1971.5m $21.6m $21.6m 2.01% Added +35.2k +35,234
5 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 1,439,6211.4m $20.8m $20.8m 0.04% Added +529.2k +529,206
6 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 1,082,3651.1m $15.7m $15.7m 0.02% Added +95.4k +95,449
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 794,004794.0k $11.5m $11.5m 0.00% Added +88.0k +88,041
8 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 676,867676.9k $9.8m $9.8m 0.02% Added +35.6k +35,571
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 608,033608.0k $8.8m $8.8m 0.00% Added +62.1k +62,118
10 PFG Investments, LLC 0.55% of their portfolio WOODBURY, NY 589,725589.7k $8.5m $8.5m 0.55% Reduced -20.7k -20,698
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 578,604578.6k $8.4m $8.4m 0.00% Added +13.1k +13,118
12 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 491,975492.0k $7.1m $7.1m 0.04% Added +20.9k +20,865
13 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 454,333454.3k $6.6m $6.6m 0.02% Added +18.8k +18,799
14 AXXCESS WEALTH MANAGEMENT, LLC 0.18% of their portfolio CARLSBAD, CA 449,754449.8k $6.5m $6.5m 0.18% Added +5.0k +5,004
15 Accel Wealth Management 2.22% of their portfolio WAVERLY, IA 425,251425.3k $6.1m $6.1m 2.22% Added +28.8k +28,799
16 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 323,736323.7k $4.7m $4.7m 0.01% Added +62.6k +62,601
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 319,427319.4k $4.6m $4.6m 0.00% Added +187.3k +187,305
18 Evergreen Wealth Management, LLC 2.75% of their portfolio Williamston, MI 318,128318.1k $4.6m $4.6m 2.75% Added +18.2k +18,152
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 272,394272.4k $3.9m $3.9m 0.00% Added +2.3k +2,256
20 Dynamic Advisor Solutions LLC 0.11% of their portfolio PHOENIX, AZ 234,824234.8k $3.4m $3.4m 0.11% Added +8.0k +7,962
21 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 192,736192.7k $2.8m $2.8m 0.01% Reduced -29.2k -29,200
22 Ascentis Independent Advisors 0.50% of their portfolio DALLAS, TX 176,332176.3k $2.5m $2.5m 0.50% Added +2.3k +2,281
23 Sovran Advisors, LLC 0.29% of their portfolio SAN DIEGO, CA 168,243168.2k $2.2m $2.2m 0.29% Added +108.4k +108,381
24 Smith Asset Management Co., LLC 2.28% of their portfolio Chiefland, FL 167,163167.2k $2.4m $2.4m 2.28% Added +3.2k +3,175
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 164,320164.3k $2.4m $2.4m 0.00% Added +4.9k +4,851
26 PRINCIPAL SECURITIES, INC. 0.05% of their portfolio DES MOINES, IA 156,641156.6k $2.3m $2.3m 0.05% Unchanged
27 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 154,973155.0k $2.2m $2.2m 0.02% Added +56.1k +56,085
28 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.04% of their portfolio MINNEAPOLIS, MN 151,374151.4k $2.2m $2.2m 0.04% Unchanged
29 Zullo Investment Group, Inc. 0.83% of their portfolio SCRANTON, PA 134,674134.7k $1.9m $1.9m 0.83% Added +77.2k +77,155
30 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 125,022125.0k $1.8m $1.8m 0.01% Reduced -3.4k -3,397
31 Plotkin Financial Advisors, LLC 1.09% of their portfolio CHEVY CHASE, MD 122,615122.6k $1.8m $1.8m 1.09% Added +3.4k +3,424
32 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 117,678117.7k $1.7m $1.7m 0.06% Added +59 +59
33 Covenant Asset Management, LLC 0.40% of their portfolio CHESTER, NJ 110,312110.3k $1.6m $1.6m 0.40% Added +7.9k +7,944
34 ORLEANS CAPITAL MANAGEMENT CORP/LA 0.87% of their portfolio MANDEVILLE, LA 102,455102.5k $1.5m $1.5m 0.87% Added +150 +150
35 Parallel Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 101,045101.0k $1.5m $1.5m 0.03% Reduced -1.5k -1,524
36 Elm3 Financial Group, LLC 1.27% of their portfolio ALPHARETTA, GA 99,63499.6k $1.4m $1.4m 1.27% Added +13.4k +13,381
37 INTEGRITY ALLIANCE, LLC. 0.06% of their portfolio Urbandale, IA 99,46099.5k $1.4m $1.4m 0.06% New
38 Wealthspire Advisors, LLC 0.01% of their portfolio NEW YORK, NY 95,22395.2k $1.4m $1.4m 0.01% Added +70.0k +69,988
39 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 88,47188.5k $1.3m $1.3m 0.01% Added +2.2k +2,164
40 NBT BANK, N.A. 0.09% of their portfolio NORWICH, NY 88,40088.4k $1.3m $1.3m 0.09% New
41 Samalin Investment Counsel, LLC 0.49% of their portfolio CHAPPAQUA, NY 83,70183.7k $1.2m $1.2m 0.49% Added +2.6k +2,561
42 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 82,98183.0k $1.2m $1.2m 0.02% Added +15.0k +15,030
43 Financial Engines Advisors L.L.C. 0.00% of their portfolio SANTA CLARA, CA 81,39781.4k $1.2m $1.2m 0.00% Reduced -2.3k -2,285
44 CAHILL FINANCIAL ADVISORS INC 0.16% of their portfolio EDINA, MN 80,02280.0k $1.2m $1.2m 0.16% Reduced -43 -43
45 Prosperity Wealth Management, Inc. 0.52% of their portfolio San Ramon, CA 76,20776.2k $1.1m $1.1m 0.52% Added +4.2k +4,203
46 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 75,21475.2k $1.1m $1.1m 0.00% Added +25.7k +25,705
47 C2C Wealth Management, LLC 0.98% of their portfolio SCOTTSDALE, AZ 72,20072.2k $1.0m $1.0m 0.98% Added +2.1k +2,100
48 UBS Group AG 0.00% of their portfolio ZURICH, V8 71,77471.8k $1.0m $1.0m 0.00% Added +2.7k +2,683
49 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 70,57570.6k $1.0m $1.0m 0.01% Added +608 +608
50 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 69,52069.5k $1.0m $1.0m 0.01% Added +3.0k +3,000
51 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 68,49968.5k $990.5k $990.5k 0.03% Added +48.5k +48,501
52 Cornerstone Wealth Management, LLC 0.07% of their portfolio ST. PETERS, MO 66,72766.7k $964.9k $964.9k 0.07% Added +447 +447
53 EXENCIAL WEALTH ADVISORS, LLC 0.03% of their portfolio OKLAHOMA CITY, OK 63,53063.5k $918.6k $918.6k 0.03% Reduced -1.4k -1,442
54 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 63,51363.5k $918.4k $918.4k 0.01% Added +19.7k +19,703
55 Triumph Capital Management 0.27% of their portfolio DENVER, CO 55,53155.5k $803.0k $803.0k 0.27% Added +13.0k +13,031
56 Cresta Advisors, Ltd. 0.40% of their portfolio LAREDO, TX 54,00054.0k $780.8k $780.8k 0.40% Added +2.3k +2,295
57 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 52,25752.3k $755.6k $755.6k 0.00% Added +9.8k +9,763
58 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 52,19752.2k $754.8k $754.8k 0.02% Added +5.3k +5,268
59 MINDSET WEALTH MANAGEMENT, LLC 0.29% of their portfolio INDIANAPOLIS, IN 51,78551.8k $748.8k $748.8k 0.29% Unchanged
60 GHE, LLC 0.33% of their portfolio MEMPHIS, TN 50,95051.0k $737.0k $737.0k 0.33% Unchanged
61 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 50,27850.3k $727.0k $727.0k 0.00% Added +4.3k +4,339
62 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 50,21050.2k $726.0k $726.0k 0.00% Unchanged
63 Ausdal Financial Partners, Inc. 0.05% of their portfolio Davenport, IA 49,16449.2k $710.9k $710.9k 0.05% Added +14.1k +14,131
64 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 45,84645.8k $668.3k $668.3k 0.01% Added +8.5k +8,481
65 Madison Wealth Partners, Inc 0.16% of their portfolio MADISON, WI 44,52644.5k $643.8k $643.8k 0.16% Added +548 +548
66 NWF Advisory Services Inc. 0.09% of their portfolio Los Angeles, CA 44,13344.1k $638.2k $638.2k 0.09% Added +15.4k +15,405
67 Objective Capital Management, LLC 0.81% of their portfolio Fairlawn, OH 44,01444.0k $636.4k $636.4k 0.81% Added +914 +914
68 DIVERSIFY WEALTH MANAGEMENT, LLC 0.04% of their portfolio SANDY, UT 43,95544.0k $601.3k $601.3k 0.04% Added +16.4k +16,356
69 Mariner, LLC 0.00% of their portfolio Overland Park, KS 43,48943.5k $628.9k $628.9k 0.00% Reduced -13.0k -13,004
70 HOLLENCREST CAPITAL MANAGEMENT 0.03% of their portfolio NEWPORT BEACH, CA 42,86642.9k $619.8k $619.8k 0.03% Added +1.6k +1,619
71 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 41,97742.0k $607.0k $607.0k 0.01% Added +700 +700
72 AlphaCore Capital LLC 0.05% of their portfolio LA JOLLA, CA 39,77539.8k $579.8k $579.8k 0.05% New
73 Integrity Financial Corp /WA 0.33% of their portfolio JACKSON, WY 39,50739.5k $576.0k $576.0k 0.33% Added +5.5k +5,511
74 AMERIFLEX GROUP, INC. 0.23% of their portfolio LAS VEGAS, NV 38,28638.3k $553.6k $553.6k 0.23% Reduced -1.8k -1,800
75 NWAM LLC 0.05% of their portfolio MERCER ISLAND, WA 37,50537.5k $542.3k $542.3k 0.05% Reduced -1.1k -1,083
76 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.20% of their portfolio Phoenix, AZ 36,71136.7k $530.8k $530.8k 0.20% Added +469 +469
77 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 33,94733.9k $490.9k $490.9k 0.00% Reduced -12.5k -12,468
78 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 33,79033.8k $488.6k $488.6k 0.02% Unchanged
79 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 33,62033.6k $486.1k $486.1k 0.03% Reduced -839 -839
80 Red Door Wealth Management, LLC 0.07% of their portfolio Memphis, TN 33,11833.1k $478.9k $478.9k 0.07% Reduced -6.9k -6,882
81 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 32,67032.7k $472.4k $472.4k 0.00% New
82 Sunbelt Securities, Inc. 0.04% of their portfolio HOUSTON, TX 32,26732.3k $466.6k $466.6k 0.04% Added +6.1k +6,078
83 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 31,51731.5k $455.7k $455.7k 0.00% Added +6.3k +6,313
84 Collaborative Wealth Managment Inc. 0.21% of their portfolio LAKE MARY, FL 30,46330.5k $440.5k $440.5k 0.21% Added +1.5k +1,500
85 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 28,46228.5k $411.6k $411.6k 0.00% Added +11.4k +11,407
86 Main Street Group, LTD 0.16% of their portfolio GLEN ALLEN, VA 28,35428.4k $410.0k $410.0k 0.16% Added +15.5k +15,477
87 Argyle Capital Partners, LLC 0.34% of their portfolio LOS ANGELES, CA 27,81727.8k $402.2k $402.2k 0.34% Reduced -403 -403
88 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 27,38627.4k $396.0k $396.0k 0.02% Reduced -1.7k -1,731
89 Copperwynd Financial, LLC 0.11% of their portfolio SCOTTSDALE, AZ 26,78326.8k $387.3k $387.3k 0.11% Added +588 +588
90 Accelerate Investment Advisors LLC 0.31% of their portfolio ALISO VIEJO, CA 25,93725.9k $375.0k $375.0k 0.31% Added +11.4k +11,421
91 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 25,71725.7k $371.9k $371.9k 0.01% Added +692 +692
92 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 25,57525.6k $372.8k $372.8k 0.01% Reduced -5.7k -5,700
93 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 24,00024.0k $347.0k $347.0k 0.00% Unchanged
94 Dodds Wealth, LLC 0.11% of their portfolio GREENWOOD VILLAGE, CO 23,11323.1k $334.2k $334.2k 0.11% Unchanged
95 Avestar Capital, LLC 0.03% of their portfolio New York, NY 23,00023.0k $335.3k $335.3k 0.03% Unchanged
96 OPTIMUM INVESTMENT ADVISORS 0.16% of their portfolio Chicago, IL 22,90022.9k $331.1k $331.1k 0.16% Unchanged
97 TPG Advisors LLC 0.26% of their portfolio NORTHFIELD, IL 22,67122.7k $327.8k $327.8k 0.26% Added +2.8k +2,798
98 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 22,33322.3k $323.0k $323.0k 0.02% Added +225 +225
99 Apexium Financial, LP 0.02% of their portfolio Dallas, TX 22,05222.1k $320.3k $320.3k 0.02% New
100 IAMS WEALTH MANAGEMENT, LLC 0.15% of their portfolio OMAHA, NE 22,00022.0k $318.1k $318.1k 0.15% Unchanged