Vault-13

PIMCO CORPORATE & INCOME OPP PTY

COM · Closed-End Fund · CUSIP 72201B101

181 institutional holders +15 vs Q2 2024
20,373,82920.4m shares reported held*
$293.1mreported value*
26 new 66 added 43 reduced 12 sold out net bought ≈ $14.4m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.39.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 142Q4 22: 154Q1 23: 145Q2 23: 151Q3 23: 159Q4 23: 169Q1 24: 157Q2 24: 166Q3 24: 181181Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022142
Q4 2022154
Q1 2023145
Q2 2023151
Q3 2023159
Q4 2023169
Q1 2024157
Q2 2024166
Q3 2024181

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 55 cut or sold outQ1 23: 64 bought or addedQ1 23: 58 cut or sold outQ1 23Q2 23: 68 bought or addedQ2 23: 41 cut or sold outQ3 23: 64 bought or addedQ3 23: 50 cut or sold outQ3 23Q4 23: 73 bought or addedQ4 23: 63 cut or sold outQ1 24: 76 bought or addedQ1 24: 63 cut or sold outQ1 24Q2 24: 87 bought or addedQ2 24: 53 cut or sold outQ3 24: 92 bought or addedQ3 24: 55 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227855
Q1 20236458
Q2 20236841
Q3 20236450
Q4 20237363
Q1 20247663
Q2 20248753
Q3 20249255

Biggest buyers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +442,988+443.0k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC New +151,374+151.4k
MORGAN STANLEY Added +133,026+133.0k
LPL Financial LLC Added +123,269+123.3k
ORLEANS CAPITAL MANAGEMENT CORP/LA New +100,370+100.4k
XML Financial, LLC Added +92,709+92.7k
OSAIC HOLDINGS, INC. Added +88,526+88.5k
WELLS FARGO & COMPANY/MN Added +84,404+84.4k
Financial Engines Advisors L.L.C. New +83,438+83.4k
MILLENNIUM MANAGEMENT LLC New +65,542+65.5k

Biggest sellers

Penserra Capital Management LLC Sold out -744,648-744.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -100,487-100.5k
Avestar Capital, LLC Reduced -88,000-88.0k
AXXCESS WEALTH MANAGEMENT, LLC Reduced -78,865-78.9k
Independent Wealth Network Inc. Sold out -46,655-46.7k
Strategic Financial Concepts, LLC Sold out -23,915-23.9k
TRUIST FINANCIAL CORP Reduced -23,760-23.8k
Lido Advisors, LLC Sold out -23,613-23.6k
HRT FINANCIAL LP Sold out -17,973-18.0k
Disciplined Investments, LLC Reduced -15,000-15.0k

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$102.3k0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,262,2872.3m $32.6m $32.6m 0.00% Added +133.0k +133,026
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,022,9602.0m $29.1m $29.1m 0.01% Added +123.3k +123,269
3 XML Financial, LLC 1.87% of their portfolio BETHESDA, MD 1,402,4061.4m $20.2m $20.2m 1.87% Added +92.7k +92,709
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 1,159,5591.2m $16.7m $16.7m 0.01% Added +443.0k +442,988
5 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 991,746991.7k $14.3m $14.3m 0.02% Reduced -100.5k -100,487
6 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 914,434914.4k $13.2m $13.2m 0.03% Added +59.9k +59,859
7 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 647,734647.7k $9.3m $9.3m 0.02% Added +88.5k +88,526
8 PFG Investments, LLC 0.57% of their portfolio WOODBURY, NY 617,682617.7k $8.9m $8.9m 0.57% Reduced -3.9k -3,850
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 534,150534.1k $7.7m $7.7m 0.00% Added +6.5k +6,460
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 529,124529.1k $7.6m $7.6m 0.00% Added +29.7k +29,664
11 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 524,513524.5k $7.5m $7.5m 0.01% Added +62.2k +62,177
12 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 459,661459.7k $6.6m $6.6m 0.02% Added +18.4k +18,350
13 AXXCESS WEALTH MANAGEMENT, LLC 0.16% of their portfolio CARLSBAD, CA 426,592426.6k $6.1m $6.1m 0.16% Reduced -78.9k -78,865
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.36% of their portfolio BIRMINGHAM, AL 418,306418.3k $6.1m $6.1m 0.36% Added +24.6k +24,604
15 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 410,507410.5k $5.9m $5.9m 0.04% Added +56.6k +56,620
16 Accel Wealth Management 1.97% of their portfolio WAVERLY, IA 366,804366.8k $5.3m $5.3m 1.97% Added +50.3k +50,339
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 293,178293.2k $4.2m $4.2m 0.00% Added +84.4k +84,404
18 SYM FINANCIAL Corp 0.56% of their portfolio WINONA LAKE, IN 291,872291.9k $4.2m $4.2m 0.56% Unchanged
19 Evergreen Wealth Management, LLC 2.52% of their portfolio Williamston, MI 291,156291.2k $4.2m $4.2m 2.52% Added +29.6k +29,550
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 266,429266.4k $3.8m $3.8m 0.00% Added +4.7k +4,701
21 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 244,636244.6k $3.5m $3.5m 0.01% Reduced -23.8k -23,760
22 Strategic Wealth Partners, Ltd. 0.31% of their portfolio INDEPENDENCE, OH 222,065222.1k $3.2m $3.2m 0.31% Added +3.6k +3,637
23 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 216,031216.0k $3.1m $3.1m 0.02% Reduced -128 -128
24 Dynamic Advisor Solutions LLC 0.09% of their portfolio PHOENIX, AZ 209,757209.8k $3.0m $3.0m 0.09% Added +6.3k +6,347
25 Ascentis Independent Advisors 0.39% of their portfolio DALLAS, TX 174,393174.4k $2.5m $2.5m 0.39% Reduced -6.9k -6,923
26 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.05% of their portfolio MINNEAPOLIS, MN 151,374151.4k $2.2m $2.2m 0.05% New
27 PRINCIPAL SECURITIES, INC. 0.05% of their portfolio DES MOINES, IA 150,136150.1k $2.2m $2.2m 0.05% Added +17.6k +17,604
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 132,158132.2k $1.9m $1.9m 0.00% Reduced -6.7k -6,661
29 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 126,310126.3k $1.8m $1.8m 0.01% Added +16.2k +16,180
30 Plotkin Financial Advisors, LLC 1.02% of their portfolio CHEVY CHASE, MD 118,693118.7k $1.7m $1.7m 1.02% Added +3.9k +3,941
31 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 111,695111.7k $1.6m $1.6m 0.06% Added +2.8k +2,817
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 109,326109.3k $1.6m $1.6m 0.00% Added +5.8k +5,823
33 Covenant Asset Management, LLC 0.32% of their portfolio CHESTER, NJ 100,736100.7k $1.4m $1.4m 0.32% Added +12.5k +12,519
34 Parallel Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 100,444100.4k $1.4m $1.4m 0.03% Reduced -1 -1
35 ORLEANS CAPITAL MANAGEMENT CORP/LA 0.82% of their portfolio MANDEVILLE, LA 100,370100.4k $1.4m $1.4m 0.82% New
36 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 97,21597.2k $1.4m $1.4m 0.01% Added +38.1k +38,132
37 CAHILL FINANCIAL ADVISORS INC 0.17% of their portfolio EDINA, MN 87,46487.5k $1.3m $1.3m 0.17% Reduced -4.3k -4,294
38 Financial Engines Advisors L.L.C. 0.00% of their portfolio SANTA CLARA, CA 83,43883.4k $1.2m $1.2m 0.00% New
39 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 82,45582.5k $1.2m $1.2m 0.01% Added +45.1k +45,104
40 Samalin Investment Counsel, LLC 0.49% of their portfolio CHAPPAQUA, NY 78,24378.2k $1.1m $1.1m 0.49% Added +7.2k +7,227
41 Prosperity Wealth Management, Inc. 0.43% of their portfolio San Ramon, CA 75,26575.3k $1.1m $1.1m 0.43% Added +33.6k +33,627
42 UBS Group AG 0.00% of their portfolio ZURICH, V8 73,28173.3k $1.1m $1.1m 0.00% Reduced -2.5k -2,505
43 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 70,32070.3k $1.0m $1.0m 0.01% Added +800 +800
44 C2C Wealth Management, LLC 0.93% of their portfolio SCOTTSDALE, AZ 69,10069.1k $1.0m $1.0m 0.93% Reduced -4.8k -4,825
45 Cornerstone Wealth Management, LLC 0.07% of their portfolio ST. PETERS, MO 66,38966.4k $955.3k $955.3k 0.07% Reduced -1.2k -1,213
46 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 65,54265.5k $943.1k $943.1k 0.00% New
47 EXENCIAL WEALTH ADVISORS, LLC 0.03% of their portfolio OKLAHOMA CITY, OK 64,97265.0k $934.9k $934.9k 0.03% Reduced -1.0k -1,007
48 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 54,24354.2k $794.7k $794.7k 0.01% Added +2.6k +2,621
49 Mariner, LLC 0.00% of their portfolio Overland Park, KS 52,54852.5k $756.2k $756.2k 0.00% Added +680 +680
50 MINDSET WEALTH MANAGEMENT, LLC 0.31% of their portfolio INDIANAPOLIS, IN 51,78551.8k $745.2k $745.2k 0.31% First filing
51 Cresta Advisors, Ltd. 0.39% of their portfolio LAREDO, TX 51,70551.7k $744.0k $744.0k 0.39% Unchanged
52 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 50,21050.2k $722.5k $722.5k 0.00% Unchanged
53 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 48,76948.8k $704.1k $704.1k 0.02% Added +32.8k +32,798
54 HOLLENCREST CAPITAL MANAGEMENT 0.03% of their portfolio NEWPORT BEACH, CA 48,33748.3k $695.6k $695.6k 0.03% Added +150 +150
55 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 47,81847.8k $688.1k $688.1k 0.01% New
56 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 46,90646.9k $680.1k $680.1k 0.01% Reduced -2.3k -2,304
57 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 46,28946.3k $666.1k $666.1k 0.02% Added +3.5k +3,510
58 Triumph Capital Management 0.24% of their portfolio DENVER, CO 46,28146.3k $671.4k $671.4k 0.24% New
59 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 45,07245.1k $648.6k $648.6k 0.01% Reduced -8.3k -8,279
60 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 44,91844.9k $646.0k $646.0k 0.00% Added +4.7k +4,701
61 Madison Wealth Partners, Inc 0.18% of their portfolio MADISON, WI 42,32542.3k $609.1k $609.1k 0.18% Added +991 +991
62 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 42,04242.0k $605.0k $605.0k 0.00% Added +3.3k +3,254
63 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 41,54941.5k $598.0k $598.0k 0.00% Reduced -4.4k -4,412
64 NWF Advisory Services Inc. 0.08% of their portfolio Los Angeles, CA 39,17939.2k $563.8k $563.8k 0.08% Reduced -147 -147
65 NWAM LLC 0.03% of their portfolio MERCER ISLAND, WA 38,49838.5k $554.0k $554.0k 0.03% Added +554 +554
66 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 37,79037.8k $543.8k $543.8k 0.02% Reduced -413 -413
67 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 35,88435.9k $516.4k $516.4k 0.03% Reduced -317 -317
68 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 35,64535.6k $512.9k $512.9k 0.01% Unchanged
69 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 34,39734.4k $495.0k $495.0k 0.00% Added +531 +531
70 All Season Financial Advisors, Inc. 0.42% of their portfolio DENVER, CO 34,05034.0k $490.0k $490.0k 0.42% Added +308 +308
71 GHE, LLC 0.12% of their portfolio MEMPHIS, TN 33,65033.6k $322.0k $322.0k 0.12% Added +11.3k +11,300
72 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 33,54733.5k $483.7k $483.7k 0.01% Added +119 +119
73 Ausdal Financial Partners, Inc. 0.05% of their portfolio Davenport, IA 31,50431.5k $453.3k $453.3k 0.05% Reduced -382 -382
74 Integrity Financial Corp /WA 0.26% of their portfolio JACKSON, WY 31,24431.2k $449.6k $449.6k 0.26% Added +1.4k +1,395
75 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 30,14430.1k $433.8k $433.8k 0.00% Added +10.3k +10,276
76 Collaborative Wealth Managment Inc. 0.19% of their portfolio LAKE MARY, FL 29,96330.0k $431.2k $431.2k 0.19% Reduced -153 -153
77 Marex Group Ltd 0.01% of their portfolio London, X0 29,40029.4k $423.1k $423.1k 0.01% New
78 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 27,01727.0k $388.8k $388.8k 0.02% Added +17.0k +17,017
79 Sunbelt Securities, Inc. 0.04% of their portfolio HOUSTON, TX 25,64525.6k $369.0k $369.0k 0.04% Reduced -6.5k -6,476
80 Copperwynd Financial, LLC 0.11% of their portfolio SCOTTSDALE, AZ 25,62125.6k $368.7k $368.7k 0.11% Added +382 +382
81 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 24,47324.5k $352.2k $352.2k 0.03% New
82 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 24,00024.0k $345.4k $345.4k 0.00% Added +7.5k +7,500
83 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 23,87523.9k $343.6k $343.6k 0.01% Reduced -3.4k -3,366
84 Zullo Investment Group, Inc. 0.14% of their portfolio SCRANTON, PA 23,83123.8k $342.9k $342.9k 0.14% Added +11.6k +11,592
85 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 23,72323.7k $341.4k $341.4k 0.00% Reduced -5.0k -5,013
86 Dodds Wealth, LLC 0.11% of their portfolio GREENWOOD VILLAGE, CO 23,11323.1k $336.8k $336.8k 0.11% Unchanged
87 Avestar Capital, LLC 0.04% of their portfolio New York, NY 23,00023.0k $331.0k $331.0k 0.04% Reduced -88.0k -88,000
88 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 22,99123.0k $330.8k $330.8k 0.00% Added +10.5k +10,477
89 OPTIMUM INVESTMENT ADVISORS 0.14% of their portfolio Chicago, IL 22,90022.9k $329.5k $329.5k 0.14% Unchanged
90 Semus Wealth Partners LLC 0.23% of their portfolio Boca Raton, FL 22,82022.8k $328.4k $328.4k 0.23% Reduced -7.0k -7,010
91 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 22,57322.6k $325.0k $325.0k 0.02% Added +218 +218
92 IAMS WEALTH MANAGEMENT, LLC 0.16% of their portfolio OMAHA, NE 22,00022.0k $316.6k $316.6k 0.16% Unchanged
93 VERUS CAPITAL PARTNERS, LLC 0.03% of their portfolio SCOTTSDALE, AZ 21,62021.6k $311.1k $311.1k 0.03% Reduced -9.2k -9,171
94 PATRON PARTNERS, LLC 0.17% of their portfolio HOUSTON, TX 21,25821.3k $305.9k $305.9k 0.17% Added +3.5k +3,543
95 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 20,22720.2k $291.1k $291.1k 0.00% Added +2.0k +2,022
96 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.11% of their portfolio Phoenix, AZ 19,94419.9k $287.0k $287.0k 0.11% New
97 COMERICA BANK 0.00% of their portfolio DALLAS, TX 19,70019.7k $283.5k $283.5k 0.00% Unchanged
98 Grey Ledge Advisors, LLC 0.07% of their portfolio GUILFORD, CT 19,42619.4k $279.5k $279.5k 0.07% Reduced -1.8k -1,810
99 GILL CAPITAL PARTNERS, LLC 0.10% of their portfolio DENVER, CO 18,68618.7k $268.9k $268.9k 0.10% Unchanged
100 TPG Advisors LLC 0.21% of their portfolio NORTHFIELD, IL 18,37318.4k $264.4k $264.4k 0.21% Added +6.0k +5,950