Vault-13

PIMCO CORPORATE & INCOME OPP PTY

COM · Closed-End Fund · CUSIP 72201B101

166 institutional holders +9 vs Q1 2024
19,310,62819.3m shares reported held*
$276.2mreported value*
22 new 65 added 37 reduced 16 sold out net sold ≈ $26.4m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.30.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 142Q4 22: 154Q1 23: 145Q2 23: 151Q3 23: 159Q4 23: 169Q1 24: 157Q2 24: 166166Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022142
Q4 2022154
Q1 2023145
Q2 2023151
Q3 2023159
Q4 2023169
Q1 2024157
Q2 2024166

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 58 cut or sold outQ2 23: 68 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 64 bought or addedQ3 23: 50 cut or sold outQ4 23: 73 bought or addedQ4 23: 63 cut or sold outQ4 23Q1 24: 76 bought or addedQ1 24: 63 cut or sold outQ2 24: 87 bought or addedQ2 24: 53 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227855
Q1 20236458
Q2 20236841
Q3 20236450
Q4 20237363
Q1 20247663
Q2 20248753

Biggest buyers

AXXCESS WEALTH MANAGEMENT, LLC New +505,457+505.5k
BANK OF AMERICA CORP /DE/ Added +276,431+276.4k
ENVESTNET ASSET MANAGEMENT INC Added +236,616+236.6k
TRUIST FINANCIAL CORP Added +220,335+220.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +152,443+152.4k
XML Financial, LLC Added +125,779+125.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +113,583+113.6k
WELLS FARGO & COMPANY/MN Added +81,331+81.3k
LPL Financial LLC Added +70,659+70.7k
Cetera Investment Advisers Added +56,011+56.0k

Biggest sellers

MORGAN STANLEY Reduced -3,770,641-3.8m
OSAIC HOLDINGS, INC. Reduced -144,823-144.8k
PFG Investments, LLC Reduced -91,980-92.0k
Sheaff Brock Investment Advisors, LLC Sold out -60,611-60.6k
NORTHERN TRUST CORP Sold out -44,811-44.8k
Avior Wealth Management, LLC Reduced -24,297-24.3k
MML INVESTORS SERVICES, LLC Reduced -21,208-21.2k
Disciplined Investments, LLC Reduced -20,000-20.0k
CIBC WORLD MARKET INC. Sold out -19,163-19.2k
EXENCIAL WEALTH ADVISORS, LLC Reduced -15,925-15.9k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$102.3k0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,129,2612.1m $30.5m $30.5m 0.00% Reduced -3.8m -3,770,641
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,899,6911.9m $27.2m $27.2m 0.01% Added +70.7k +70,659
3 XML Financial, LLC 1.89% of their portfolio BETHESDA, MD 1,309,6971.3m $18.7m $18.7m 1.89% Added +125.8k +125,779
4 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 1,092,2331.1m $15.6m $15.6m 0.02% Added +113.6k +113,583
5 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 854,575854.6k $12.2m $12.2m 0.03% Added +56.0k +56,011
6 Penserra Capital Management LLC 0.13% of their portfolio ORINDA, CA 744,648744.6k $10.7m $10.7m 0.13% Added +16.6k +16,551
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 716,571716.6k $10.3m $10.3m 0.01% Added +152.4k +152,443
8 PFG Investments, LLC 0.63% of their portfolio WOODBURY, NY 621,532621.5k $8.9m $8.9m 0.63% Reduced -92.0k -91,980
9 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 559,208559.2k $8.0m $8.0m 0.02% Reduced -144.8k -144,823
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 527,690527.7k $7.6m $7.6m 0.00% Added +236.6k +236,616
11 AXXCESS WEALTH MANAGEMENT, LLC 0.20% of their portfolio CARLSBAD, CA 505,457505.5k $7.2m $7.2m 0.20% New
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 499,460499.5k $7.1m $7.1m 0.00% Added +276.4k +276,431
13 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 462,336462.3k $6.6m $6.6m 0.01% Reduced -3.8k -3,823
14 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 441,311441.3k $6.3m $6.3m 0.02% Added +4.4k +4,430
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.36% of their portfolio BIRMINGHAM, AL 393,702393.7k $5.7m $5.7m 0.36% Added +2.3k +2,306
16 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 353,887353.9k $5.1m $5.1m 0.03% Added +25.0k +25,049
17 Accel Wealth Management 1.81% of their portfolio WAVERLY, IA 316,465316.5k $4.5m $4.5m 1.81% Added +25.0k +24,954
18 SYM FINANCIAL Corp 0.67% of their portfolio WINONA LAKE, IN 291,872291.9k $4.2m $4.2m 0.67% Unchanged
19 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 268,396268.4k $3.8m $3.8m 0.01% Added +220.3k +220,335
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 261,728261.7k $3.7m $3.7m 0.00% Added +4.0k +4,048
21 Evergreen Wealth Management, LLC 2.48% of their portfolio Williamston, MI 261,606261.6k $3.7m $3.7m 2.48% Unchanged
22 Strategic Wealth Partners, Ltd. 0.33% of their portfolio INDEPENDENCE, OH 218,428218.4k $3.1m $3.1m 0.33% Added +2.1k +2,075
23 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 216,159216.2k $3.1m $3.1m 0.02% Added +17.9k +17,874
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 208,774208.8k $3.0m $3.0m 0.00% Added +81.3k +81,331
25 Dynamic Advisor Solutions LLC 0.09% of their portfolio PHOENIX, AZ 203,410203.4k $2.9m $2.9m 0.09% Added +8.7k +8,730
26 Ascentis Independent Advisors 0.54% of their portfolio DALLAS, TX 181,316181.3k $2.6m $2.6m 0.54% First filing
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 138,819138.8k $2.0m $2.0m 0.00% Added +5.9k +5,944
28 PRINCIPAL SECURITIES, INC. 0.05% of their portfolio DES MOINES, IA 132,532132.5k $1.9m $1.9m 0.05% Added +9.9k +9,945
29 Plotkin Financial Advisors, LLC 1.06% of their portfolio CHEVY CHASE, MD 114,752114.8k $1.6m $1.6m 1.06% Reduced -2.0k -2,024
30 Avestar Capital, LLC 0.18% of their portfolio New York, NY 111,000111.0k $1.6m $1.6m 0.18% Added +15.7k +15,700
31 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 110,130110.1k $1.6m $1.6m 0.01% Added +6.7k +6,650
32 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 108,878108.9k $1.6m $1.6m 0.06% Added +38.1k +38,136
33 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 103,503103.5k $1.5m $1.5m 0.00% Added +5.6k +5,589
34 Parallel Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 100,445100.4k $1.4m $1.4m 0.04% Added +7.0k +6,986
35 CAHILL FINANCIAL ADVISORS INC 0.18% of their portfolio EDINA, MN 91,75891.8k $1.3m $1.3m 0.18% Reduced -15.0k -15,046
36 Covenant Asset Management, LLC 0.28% of their portfolio CHESTER, NJ 88,21788.2k $1.3m $1.3m 0.28% Added +6.7k +6,685
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 75,78675.8k $1.1m $1.1m 0.00% Reduced -856 -856
38 C2C Wealth Management, LLC 1.03% of their portfolio SCOTTSDALE, AZ 73,92573.9k $1.1m $1.1m 1.03% Unchanged
39 Samalin Investment Counsel, LLC 0.47% of their portfolio CHAPPAQUA, NY 71,01671.0k $1.0m $1.0m 0.47% Added +1.4k +1,441
40 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 69,52069.5k $994.8k $994.8k 0.01% Added +50.7k +50,665
41 Cornerstone Wealth Management, LLC 0.07% of their portfolio ST. PETERS, MO 67,60267.6k $967.4k $967.4k 0.07% Added +416 +416
42 EXENCIAL WEALTH ADVISORS, LLC 0.04% of their portfolio OKLAHOMA CITY, OK 65,97966.0k $944.2k $944.2k 0.04% Reduced -15.9k -15,925
43 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 59,08359.1k $845.5k $845.5k 0.01% Added +11.3k +11,280
44 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 53,35153.4k $763.5k $763.5k 0.01% Reduced -4.0k -4,034
45 Mariner, LLC 0.00% of their portfolio Overland Park, KS 51,86851.9k $742.2k $742.2k 0.00% Added +32.4k +32,403
46 Cresta Advisors, Ltd. 0.44% of their portfolio LAREDO, TX 51,70551.7k $739.9k $739.9k 0.44% Added +40.0k +40,000
47 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 51,62251.6k $729.4k $729.4k 0.01% First filing
48 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 50,21050.2k $718.5k $718.5k 0.00% Unchanged
49 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 49,21049.2k $710.1k $710.1k 0.01% Reduced -4.4k -4,431
50 HOLLENCREST CAPITAL MANAGEMENT 0.03% of their portfolio NEWPORT BEACH, CA 48,18748.2k $689.6k $689.6k 0.03% Added +200 +200
51 Independent Wealth Network Inc. 0.31% of their portfolio URBANDALE, IA 46,65546.7k $667.6k $667.6k 0.31% Added +8.1k +8,099
52 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 45,96146.0k $658.0k $658.0k 0.00% Reduced -21.2k -21,208
53 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 42,77942.8k $612.2k $612.2k 0.02% Added +785 +785
54 Prosperity Wealth Management, Inc. 0.29% of their portfolio San Ramon, CA 41,63841.6k $595.8k $595.8k 0.29% Added +14.7k +14,715
55 Madison Wealth Partners, Inc 0.20% of their portfolio MADISON, WI 41,33441.3k $591.5k $591.5k 0.20% Added +3.7k +3,706
56 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 40,21740.2k $576.0k $576.0k 0.00% Reduced -1.6k -1,638
57 NWF Advisory Services Inc. 0.09% of their portfolio Los Angeles, CA 39,32639.3k $562.8k $562.8k 0.09% Added +1.5k +1,500
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 38,78838.8k $555.0k $555.0k 0.00% Added +283 +283
59 Avior Wealth Management, LLC 0.02% of their portfolio OMAHA, NE 38,20338.2k $546.7k $546.7k 0.02% Reduced -24.3k -24,297
60 NWAM LLC 0.16% of their portfolio MERCER ISLAND, WA 37,94437.9k $543.0k $543.0k 0.16% Reduced -278 -278
61 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 37,35137.4k $534.5k $534.5k 0.01% Added +18.9k +18,905
62 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 36,20136.2k $518.0k $518.0k 0.04% Reduced -2.2k -2,152
63 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 35,64535.6k $510.1k $510.1k 0.01% Unchanged
64 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 33,86633.9k $484.6k $484.6k 0.00% Reduced -182 -182
65 All Season Financial Advisors, Inc. 0.44% of their portfolio DENVER, CO 33,74233.7k $482.9k $482.9k 0.44% Reduced -1.8k -1,793
66 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 33,42833.4k $479.5k $479.5k 0.01% Added +5.8k +5,751
67 Sunbelt Securities, Inc. 0.05% of their portfolio HOUSTON, TX 32,12132.1k $459.7k $459.7k 0.05% Added +15.9k +15,878
68 Ausdal Financial Partners, Inc. 0.05% of their portfolio Davenport, IA 31,88631.9k $456.3k $456.3k 0.05% Added +114 +114
69 VERUS CAPITAL PARTNERS, LLC 0.05% of their portfolio SCOTTSDALE, AZ 30,79130.8k $440.6k $440.6k 0.05% Added +314 +314
70 Collaborative Wealth Managment Inc. 0.21% of their portfolio LAKE MARY, FL 30,11630.1k $431.0k $431.0k 0.21% Added +16.4k +16,440
71 Disciplined Investments, LLC 0.23% of their portfolio TULSA, OK 30,00030.0k $429.3k $429.3k 0.23% Reduced -20.0k -20,000
72 Integrity Financial Corp /WA 0.27% of their portfolio JACKSON, WY 29,84929.8k $427.1k $427.1k 0.27% Added +3.8k +3,830
73 Semus Wealth Partners LLC 0.33% of their portfolio Boca Raton, FL 29,83029.8k $426.9k $426.9k 0.33% Reduced -3.0k -2,982
74 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 28,73628.7k $411.2k $411.2k 0.00% Reduced -9.5k -9,540
75 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 27,24127.2k $389.8k $389.8k 0.02% Added +10.5k +10,522
76 Copperwynd Financial, LLC 0.12% of their portfolio SCOTTSDALE, AZ 25,23925.2k $360.9k $360.9k 0.12% Added +736 +736
77 Strategic Financial Concepts, LLC 0.10% of their portfolio SAN ANTONIO, TX 23,91523.9k $179.2k $179.2k 0.10% Added +5.6k +5,648
78 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 23,61323.6k $340.7k $340.7k 0.00% New
79 Dodds Wealth, LLC 0.13% of their portfolio GREENWOOD VILLAGE, CO 23,11323.1k $334.2k $334.2k 0.13% Reduced -6.6k -6,648
80 OPTIMUM INVESTMENT ADVISORS 0.15% of their portfolio Chicago, IL 22,90022.9k $327.7k $327.7k 0.15% Unchanged
81 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 22,35522.4k $320.0k $320.0k 0.02% Added +210 +210
82 GHE, LLC 0.13% of their portfolio MEMPHIS, TN 22,35022.4k $320.0k $320.0k 0.13% Reduced -3.0k -3,000
83 IAMS WEALTH MANAGEMENT, LLC 0.17% of their portfolio OMAHA, NE 22,00022.0k $314.8k $314.8k 0.17% New
84 Grey Ledge Advisors, LLC 0.08% of their portfolio GUILFORD, CT 21,23621.2k $303.9k $303.9k 0.08% Added +538 +538
85 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 19,86819.9k $284.3k $284.3k 0.00% Added +8.7k +8,650
86 COMERICA BANK 0.00% of their portfolio DALLAS, TX 19,70019.7k $281.9k $281.9k 0.00% Reduced -2.3k -2,253
87 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 19,04319.0k $272.5k $272.5k 0.00% Added +2.8k +2,776
88 GILL CAPITAL PARTNERS, LLC 0.10% of their portfolio DENVER, CO 18,68618.7k $267.4k $267.4k 0.10% Unchanged
89 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 18,20518.2k $260.5k $260.5k 0.00% Reduced -221 -221
90 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 17,97318.0k $257.0k $257.0k 0.00% New
91 Wealth Alliance Advisory Group, LLC 0.06% of their portfolio Wichita, KS 17,84717.8k $255.4k $255.4k 0.06% Unchanged
92 PATRON PARTNERS, LLC 0.15% of their portfolio HOUSTON, TX 17,71517.7k $253.5k $253.5k 0.15% Added +76 +76
93 BEAM WEALTH ADVISORS, INC. 0.08% of their portfolio COVINGTON, LA 17,27317.3k $247.2k $247.2k 0.08% Added +416 +416
94 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 17,09717.1k $244.7k $244.7k 0.00% Added +521 +521
95 SpiderRock Advisors, LLC 0.01% of their portfolio CHICAGO, IL 17,00017.0k $243.3k $243.3k 0.01% Unchanged
96 FULTON BREAKEFIELD BROENNIMAN LLC 0.02% of their portfolio Bethesda, MD 16,74516.7k $239.6k $239.6k 0.02% New
97 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 16,51616.5k $236.3k $236.3k 0.00% Added +565 +565
98 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 16,50016.5k $236.1k $236.1k 0.00% Added +2.5k +2,500
99 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 16,31716.3k $233.5k $233.5k 0.01% Reduced -3.0k -3,022
100 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 15,97116.0k $230.1k $230.1k 0.01% New