Vault-13

PIMCO CORPORATE & INCOME OPP PTY

COM · Closed-End Fund · CUSIP 72201B101

157 institutional holders -12 vs Q4 2023
20,905,59220.9m shares reported held*
$310.9mreported value*
16 new 60 added 40 reduced 23 sold out net bought ≈ $46.5m (+3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.87.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 142Q4 22: 154Q1 23: 145Q2 23: 151Q3 23: 159Q4 23: 169Q1 24: 157157Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022142
Q4 2022154
Q1 2023145
Q2 2023151
Q3 2023159
Q4 2023169
Q1 2024157

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 58 cut or sold outQ1 23Q2 23: 68 bought or addedQ2 23: 41 cut or sold outQ2 23Q3 23: 64 bought or addedQ3 23: 50 cut or sold outQ3 23Q4 23: 73 bought or addedQ4 23: 63 cut or sold outQ4 23Q1 24: 76 bought or addedQ1 24: 63 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227855
Q1 20236458
Q2 20236841
Q3 20236450
Q4 20237363
Q1 20247663

Biggest buyers

MORGAN STANLEY Added +2,166,982+2.2m
PFG Investments, LLC New +713,512+713.5k
Cetera Investment Advisers Added +494,797+494.8k
LPL Financial LLC Added +120,747+120.7k
OSAIC HOLDINGS, INC. Added +110,724+110.7k
XML Financial, LLC Added +80,299+80.3k
Cambridge Investment Research Advisors, Inc. Added +69,115+69.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +62,277+62.3k
Disciplined Investments, LLC New +50,000+50.0k
NORTHERN TRUST CORP New +44,811+44.8k

Biggest sellers

Cetera Advisor Networks LLC Sold out -385,532-385.5k
Avior Wealth Management, LLC Reduced -202,000-202.0k
Penserra Capital Management LLC Reduced -165,174-165.2k
CAHILL FINANCIAL ADVISORS INC Reduced -79,232-79.2k
Cornerstone Advisory, LLC Reduced -52,501-52.5k
MML INVESTORS SERVICES, LLC Reduced -47,452-47.5k
TFB Advisors LLC Sold out -44,792-44.8k
Cresta Advisors, Ltd. Reduced -40,000-40.0k
GUGGENHEIM CAPITAL LLC Sold out -35,089-35.1k
PNC Financial Services Group, Inc. Reduced -31,000-31.0k

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$102.3k0——
Q1 20240—0——

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,899,9025.9m $87.7m $87.7m 0.00% Added +2.2m +2,166,982
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,829,0321.8m $27.2m $27.2m 0.01% Added +120.7k +120,747
3 XML Financial, LLC 1.80% of their portfolio BETHESDA, MD 1,183,9181.2m $17.6m $17.6m 1.80% Added +80.3k +80,299
4 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 978,650978.6k $14.6m $14.6m 0.02% Added +62.3k +62,277
5 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 798,564798.6k $11.9m $11.9m 0.03% Added +494.8k +494,797
6 Penserra Capital Management LLC 0.14% of their portfolio ORINDA, CA 728,097728.1k $10.8m $10.8m 0.14% Reduced -165.2k -165,174
7 PFG Investments, LLC 0.64% of their portfolio WOODBURY, NY 713,512713.5k $10.6m $10.6m 0.64% New
8 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 704,031704.0k $10.5m $10.5m 0.02% Added +110.7k +110,724
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 564,128564.1k $8.4m $8.4m 0.01% Added +18.9k +18,928
10 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 466,159466.2k $6.9m $6.9m 0.01% Added +6.7k +6,704
11 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 436,881436.9k $6.5m $6.5m 0.02% Added +69.1k +69,115
12 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.38% of their portfolio BIRMINGHAM, AL 391,396391.4k $5.9m $5.9m 0.38% Added +16.5k +16,475
13 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 328,838328.8k $4.9m $4.9m 0.04% Added +2.4k +2,446
14 SYM FINANCIAL Corp 0.72% of their portfolio WINONA LAKE, IN 291,872291.9k $4.3m $4.3m 0.72% Reduced -2.3k -2,265
15 Accel Wealth Management 1.84% of their portfolio WAVERLY, IA 291,511291.5k $4.3m $4.3m 1.84% Added +35.9k +35,931
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 291,074291.1k $4.3m $4.3m 0.00% Added +33.8k +33,811
17 Evergreen Wealth Management, LLC 2.63% of their portfolio Williamston, MI 261,606261.6k $3.9m $3.9m 2.63% Unchanged
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 257,680257.7k $3.8m $3.8m 0.00% Added +9.6k +9,564
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 223,029223.0k $3.3m $3.3m 0.00% Added +3.5k +3,490
20 Strategic Wealth Partners, Ltd. 0.35% of their portfolio INDEPENDENCE, OH 216,353216.4k $3.2m $3.2m 0.35% Added +22.2k +22,205
21 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 198,285198.3k $2.9m $2.9m 0.02% Added +28.3k +28,296
22 Dynamic Advisor Solutions LLC 0.10% of their portfolio PHOENIX, AZ 194,680194.7k $2.9m $2.9m 0.10% Added +1.2k +1,191
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 132,875132.9k $2.0m $2.0m 0.00% Reduced -1.8k -1,841
24 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 127,443127.4k $1.9m $1.9m 0.00% Reduced -912 -912
25 PRINCIPAL SECURITIES, INC. 0.06% of their portfolio DES MOINES, IA 122,587122.6k $1.8m $1.8m 0.06% Added +6.3k +6,325
26 Plotkin Financial Advisors, LLC 1.15% of their portfolio CHEVY CHASE, MD 116,776116.8k $1.7m $1.7m 1.15% Reduced -822 -822
27 CAHILL FINANCIAL ADVISORS INC 0.22% of their portfolio EDINA, MN 106,804106.8k $1.6m $1.6m 0.22% Reduced -79.2k -79,232
28 M&T Bank Corp 0.01% of their portfolio BUFFALO, NY 103,480103.5k $1.5m $1.5m 0.01% Added +7.9k +7,900
29 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 97,91497.9k $1.5m $1.5m 0.00% Added +11.1k +11,091
30 Avestar Capital, LLC 0.16% of their portfolio New York, NY 95,30095.3k $1.4m $1.4m 0.16% Added +38.0k +38,000
31 Parallel Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 93,45993.5k $1.4m $1.4m 0.04% Unchanged
32 EXENCIAL WEALTH ADVISORS, LLC 0.05% of their portfolio OKLAHOMA CITY, OK 81,90481.9k $1.2m $1.2m 0.05% Reduced -3.6k -3,599
33 Covenant Asset Management, LLC 0.29% of their portfolio CHESTER, NJ 81,53281.5k $1.2m $1.2m 0.29% Added +22.2k +22,247
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 76,64276.6k $1.1m $1.1m 0.00% Reduced -3.9k -3,934
35 C2C Wealth Management, LLC 1.09% of their portfolio SCOTTSDALE, AZ 73,92573.9k $1.1m $1.1m 1.09% Reduced -2.8k -2,821
36 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 70,74270.7k $1.1m $1.1m 0.05% Reduced -9.3k -9,260
37 Samalin Investment Counsel, LLC 0.49% of their portfolio CHAPPAQUA, NY 69,57569.6k $1.0m $1.0m 0.49% Added +4.2k +4,241
38 Cornerstone Wealth Management, LLC 0.08% of their portfolio ST. PETERS, MO 67,18667.2k $999.1k $999.1k 0.08% Reduced -2.0k -1,975
39 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 67,16967.2k $999.0k $999.0k 0.00% Reduced -47.5k -47,452
40 Avior Wealth Management, LLC 0.04% of their portfolio OMAHA, NE 62,50062.5k $929.4k $929.4k 0.04% Reduced -202.0k -202,000
41 Sheaff Brock Investment Advisors, LLC 0.07% of their portfolio INDIANAPOLIS, IN 60,61160.6k $901.3k $901.3k 0.07% Added +29.1k +29,085
42 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 57,38557.4k $853.3k $853.3k 0.01% Reduced -180 -180
43 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 53,64153.6k $803.9k $803.9k 0.01% Added +417 +417
44 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 50,21050.2k $746.6k $746.6k 0.00% Unchanged
45 Disciplined Investments, LLC 0.41% of their portfolio TULSA, OK 50,00050.0k $743.5k $743.5k 0.41% New
46 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 48,06148.1k $714.7k $714.7k 0.00% Reduced -385 -385
47 HOLLENCREST CAPITAL MANAGEMENT 0.03% of their portfolio NEWPORT BEACH, CA 47,98748.0k $713.6k $713.6k 0.03% Added +10.0k +10,000
48 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 47,80347.8k $710.8k $710.8k 0.01% Reduced -12.8k -12,820
49 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 44,81144.8k $666.3k $666.3k 0.00% New
50 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 41,99442.0k $624.5k $624.5k 0.02% Added +27.6k +27,565
51 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 41,85541.9k $622.0k $622.0k 0.00% Added +2.1k +2,150
52 Independent Wealth Network Inc. 0.27% of their portfolio URBANDALE, IA 38,55638.6k $573.3k $573.3k 0.27% Added +6.2k +6,174
53 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 38,50538.5k $572.0k $572.0k 0.00% Added +4.9k +4,918
54 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 38,35338.4k $570.3k $570.3k 0.04% Reduced -3.0k -3,046
55 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 38,27638.3k $569.2k $569.2k 0.01% Added +1.6k +1,570
56 NWAM LLC 0.04% of their portfolio MERCER ISLAND, WA 38,22238.2k $547.0k $547.0k 0.04% Reduced -3.9k -3,871
57 NWF Advisory Services Inc. 0.09% of their portfolio Los Angeles, CA 37,82637.8k $562.5k $562.5k 0.09% Added +2.3k +2,343
58 Madison Wealth Partners, Inc 0.20% of their portfolio MADISON, WI 37,62837.6k $559.5k $559.5k 0.20% Added +145 +145
59 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 35,64535.6k $530.0k $530.0k 0.01% Unchanged
60 All Season Financial Advisors, Inc. 0.44% of their portfolio DENVER, CO 35,53535.5k $528.4k $528.4k 0.44% Added +2.2k +2,158
61 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 34,04834.0k $506.3k $506.3k 0.00% Reduced -586 -586
62 Semus Wealth Partners LLC 0.41% of their portfolio Boca Raton, FL 32,81232.8k $487.9k $487.9k 0.41% Reduced -3.1k -3,114
63 Ausdal Financial Partners, Inc. 0.05% of their portfolio Davenport, IA 31,77231.8k $472.5k $472.5k 0.05% Added +3.9k +3,883
64 VERUS CAPITAL PARTNERS, LLC 0.05% of their portfolio SCOTTSDALE, AZ 30,47730.5k $453.2k $453.2k 0.05% Reduced -2.1k -2,132
65 Dodds Wealth, LLC 0.18% of their portfolio GREENWOOD VILLAGE, CO 29,76129.8k $442.5k $442.5k 0.18% Unchanged
66 XTX Topco Ltd 0.06% of their portfolio LONDON, X0 29,29329.3k $435.6k $435.6k 0.06% New
67 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 27,67727.7k $411.6k $411.6k 0.01% Reduced -9.0k -8,969
68 Prosperity Wealth Management, Inc. 0.19% of their portfolio San Ramon, CA 26,92326.9k $400.3k $400.3k 0.19% Added +9.3k +9,315
69 Integrity Financial Corp /WA 0.27% of their portfolio JACKSON, WY 26,01926.0k $386.9k $386.9k 0.27% Unchanged
70 GHE, LLC 0.17% of their portfolio MEMPHIS, TN 25,35025.4k $377.0k $377.0k 0.17% Unchanged
71 Copperwynd Financial, LLC 0.13% of their portfolio SCOTTSDALE, AZ 24,50324.5k $364.4k $364.4k 0.13% Added +9.3k +9,253
72 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 23,53723.5k $350.0k $350.0k 0.01% Added +6.9k +6,910
73 OPTIMUM INVESTMENT ADVISORS 0.16% of their portfolio Chicago, IL 22,90022.9k $340.5k $340.5k 0.16% Added +300 +300
74 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 22,14522.1k $329.0k $329.0k 0.02% Added +216 +216
75 COMERICA BANK 0.00% of their portfolio DALLAS, TX 21,95322.0k $326.4k $326.4k 0.00% Added +55 +55
76 Grey Ledge Advisors, LLC 0.09% of their portfolio GUILFORD, CT 20,69820.7k $307.8k $307.8k 0.09% Added +550 +550
77 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,46519.5k $289.4k $289.4k 0.00% Added +2.4k +2,365
78 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 19,33919.3k $287.6k $287.6k 0.01% Added +4.8k +4,802
79 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 19,16319.2k $285.0k $285.0k 0.00% Added +174 +174
80 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 18,85518.9k $280.4k $280.4k 0.00% New
81 GILL CAPITAL PARTNERS, LLC 0.11% of their portfolio DENVER, CO 18,68618.7k $267.2k $267.2k 0.11% Unchanged
82 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 18,44618.4k $274.3k $274.3k 0.00% New
83 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 18,42618.4k $274.0k $274.0k 0.00% Reduced -294 -294
84 Strategic Financial Concepts, LLC 0.07% of their portfolio SAN ANTONIO, TX 18,26718.3k $271.6k $271.6k 0.07% Added +4.8k +4,800
85 Wealth Alliance Advisory Group, LLC 0.06% of their portfolio Wichita, KS 17,84717.8k $265.4k $265.4k 0.06% Unchanged
86 PATRON PARTNERS, LLC 0.16% of their portfolio HOUSTON, TX 17,63917.6k $262.3k $262.3k 0.16% New
87 SpiderRock Advisors, LLC 0.01% of their portfolio CHICAGO, IL 17,00017.0k $246.8k $246.8k 0.01% New
88 BEAM WEALTH ADVISORS, INC. 0.15% of their portfolio COVINGTON, LA 16,85716.9k $250.7k $250.7k 0.15% Added +422 +422
89 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 16,71916.7k $248.6k $248.6k 0.01% New
90 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 16,57616.6k $246.5k $246.5k 0.00% Reduced -2.2k -2,224
91 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 16,26716.3k $241.9k $241.9k 0.00% Reduced -1.9k -1,877
92 Sunbelt Securities, Inc. 0.03% of their portfolio HOUSTON, TX 16,24316.2k $241.5k $241.5k 0.03% Added +264 +264
93 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 15,95116.0k $237.2k $237.2k 0.00% Reduced -1.6k -1,625
94 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 14,20014.2k $211.2k $211.2k 0.01% Unchanged
95 Williams Jones Wealth Management, LLC. 0.00% of their portfolio NEW YORK, NY 14,03014.0k $208.6k $208.6k 0.00% Unchanged
96 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 14,00014.0k $208.2k $208.2k 0.00% Unchanged
97 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 14,00014.0k $208.5k $208.5k 0.00% Unchanged
98 SFI Advisors, LLC 0.16% of their portfolio Montclair, NJ 13,86813.9k $206.2k $206.2k 0.16% Reduced -1.8k -1,750
99 Collaborative Wealth Managment Inc. 0.10% of their portfolio LAKE MARY, FL 13,67613.7k $203.4k $203.4k 0.10% Reduced -1.6k -1,578
100 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 13,29013.3k $197.6k $197.6k 0.00% Unchanged