Vault-13

PIMCO CORPORATE & INCOME OPP PTY

COM · Closed-End Fund · CUSIP 72201B101

151 institutional holders +6 vs Q1 2023
16,376,85916.4m shares reported held*
$229.3mreported value*
13 new 55 added 34 reduced 7 sold out net bought ≈ $17.4m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($176.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.00.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 142Q4 22: 154Q1 23: 145Q2 23: 151151Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022142
Q4 2022154
Q1 2023145
Q2 2023151

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 58 cut or sold outQ1 23Q2 23: 68 bought or addedQ2 23: 41 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227855
Q1 20236458
Q2 20236841

Biggest buyers

LPL Financial LLC Added +462,507+462.5k
Strategic Wealth Partners, Ltd. New +193,940+193.9k
Ascentis Independent Advisors New +175,048+175.0k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +74,147+74.1k
BANK OF AMERICA CORP /DE/ Added +68,241+68.2k
MORGAN STANLEY Added +63,936+63.9k
ENVESTNET ASSET MANAGEMENT INC Added +63,671+63.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +59,125+59.1k
Kestra Advisory Services, LLC Added +53,811+53.8k
Penserra Capital Management LLC Added +52,078+52.1k

Biggest sellers

GHE, LLC Reduced -184,779-184.8k
Cornerstone Advisory, LLC Reduced -155,899-155.9k
CENTAURUS FINANCIAL, INC. Reduced -54,673-54.7k
Dynamic Advisor Solutions LLC Reduced -28,826-28.8k
GUGGENHEIM CAPITAL LLC Reduced -24,605-24.6k
Mariner, LLC Sold out -23,745-23.7k
UBS Group AG Reduced -14,067-14.1k
Sowell Financial Services LLC Sold out -12,606-12.6k
Certified Advisory Corp Reduced -12,495-12.5k
Cresta Advisors, Ltd. Reduced -12,316-12.3k

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,598,7401.6m $22.4m $22.4m 0.00% Added +63.9k +63,936
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,558,3141.6m $21.8m $21.8m 0.02% Added +462.5k +462,507
3 PFG Investments, LLC 3.86% of their portfolio WOODBURY, NY 1,544,9541.5m $21.6m $21.6m 3.86% Added +40.2k +40,176
4 XML Financial, LLC 1.51% of their portfolio BETHESDA, MD 933,586933.6k $13.1m $13.1m 1.51% Added +41.4k +41,386
5 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 845,377845.4k $11.8m $11.8m 0.02% Reduced -3.6k -3,607
6 Penserra Capital Management LLC 0.23% of their portfolio ORINDA, CA 835,456835.5k $11.7m $11.7m 0.23% Added +52.1k +52,078
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 626,353626.4k $8.8m $8.8m 0.01% Added +59.1k +59,125
8 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 522,916522.9k $7.3m $7.3m 0.01% Added +10.2k +10,213
9 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 346,209346.2k $4.8m $4.8m 0.03% Added +23.5k +23,487
10 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.37% of their portfolio BIRMINGHAM, AL 344,343344.3k $4.9m $4.9m 0.37% Added +6.5k +6,527
11 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 322,068322.1k $4.5m $4.5m 0.01% Added +23.1k +23,089
12 SYM FINANCIAL Corp 0.87% of their portfolio WINONA LAKE, IN 306,591306.6k $4.3m $4.3m 0.87% Unchanged
13 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 297,766297.8k $4.2m $4.2m 0.02% Added +41.9k +41,944
14 Financial Advocates Investment Management 0.29% of their portfolio OLYMPIA, WA 282,500282.5k $4.0m $4.0m 0.29% Added +22.0k +22,000
15 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 276,550276.6k $3.9m $3.9m 0.03% Added +14.6k +14,634
16 Evergreen Wealth Management, LLC 2.73% of their portfolio Williamston, MI 249,364249.4k $3.5m $3.5m 2.73% Added +7.5k +7,534
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 247,735247.7k $3.5m $3.5m 0.00% Added +30.4k +30,375
18 CAHILL FINANCIAL ADVISORS INC 0.56% of their portfolio EDINA, MN 245,929245.9k $3.4m $3.4m 0.56% Added +49.2k +49,169
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 233,280233.3k $3.3m $3.3m 0.00% Added +68.2k +68,241
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 231,986232.0k $3.2m $3.2m 0.00% Added +63.7k +63,671
21 Cresta Advisors, Ltd. 2.32% of their portfolio LAREDO, TX 212,988213.0k $3.0m $3.0m 2.32% Reduced -12.3k -12,316
22 Accel Wealth Management 1.64% of their portfolio WAVERLY, IA 212,541212.5k $3.0m $3.0m 1.64% Added +21.3k +21,268
23 Strategic Wealth Partners, Ltd. 0.35% of their portfolio INDEPENDENCE, OH 193,940193.9k $2.7m $2.7m 0.35% New
24 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 191,972192.0k $2.7m $2.7m 0.01% Added +9.4k +9,403
25 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 188,317188.3k $2.6m $2.6m 0.02% Reduced -9.4k -9,432
26 Dynamic Advisor Solutions LLC 0.13% of their portfolio PHOENIX, AZ 180,998181.0k $2.5m $2.5m 0.13% Reduced -28.8k -28,826
27 Ascentis Independent Advisors 0.69% of their portfolio DALLAS, TX 175,048175.0k $2.5m $2.5m 0.69% New
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 140,287140.3k $2.0m $2.0m 0.00% Added +4.8k +4,805
29 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 136,241136.2k $1.9m $1.9m 0.02% Added +53.8k +53,811
30 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 121,818121.8k $1.7m $1.7m 0.01% Added +8.0k +7,979
31 Plotkin Financial Advisors, LLC 1.41% of their portfolio CHEVY CHASE, MD 120,938120.9k $1.7m $1.7m 1.41% Added +42.5k +42,497
32 INDEPENDENT FINANCIAL GROUP, LLC 0.11% of their portfolio SAN DIEGO, CA 111,007111.0k $1.6m $1.6m 0.11% Added +4.5k +4,525
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 94,37494.4k $1.3m $1.3m 0.00% Reduced -14.1k -14,067
34 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 93,01593.0k $1.3m $1.3m 0.00% Added +4.2k +4,225
35 EXENCIAL WEALTH ADVISORS, LLC 0.05% of their portfolio OKLAHOMA CITY, OK 83,89283.9k $1.2m $1.2m 0.05% Reduced -4.1k -4,056
36 C2C Wealth Management, LLC 0.14% of their portfolio SCOTTSDALE, AZ 76,71276.7k $1.1m $1.1m 0.14% Added +21 +21
37 Parallel Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 74,45274.5k $1.0m $1.0m 0.03% Unchanged
38 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.13% of their portfolio ORLANDO, FL 74,14774.1k $979.3k $979.3k 0.13% New
39 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 72,15572.2k $1.0m $1.0m 0.00% Added +11.4k +11,397
40 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 64,25164.3k $899.5k $899.5k 0.01% Reduced -7.9k -7,851
41 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 64,17764.2k $898.5k $898.5k 0.01% Added +1.8k +1,763
42 Cornerstone Wealth Management, LLC 0.07% of their portfolio ST. PETERS, MO 52,77252.8k $738.8k $738.8k 0.07% Added +14 +14
43 Consolidated Portfolio Review Corp 0.17% of their portfolio WOODBURY, NY 51,28951.3k $718.0k $718.0k 0.17% Reduced -4.0k -4,003
44 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 51,21051.2k $716.9k $716.9k 0.00% Unchanged
45 Western Wealth Management, LLC 0.06% of their portfolio GOLDEN, CO 46,72846.7k $654.2k $654.2k 0.06% Added +3.0k +2,999
46 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 46,19746.2k $646.8k $646.8k 0.00% Unchanged
47 BDO Wealth Advisors, LLC 0.07% of their portfolio JACKSONVILLE, FL 45,75045.8k $640.5k $640.5k 0.07% Reduced -2.0k -1,957
48 HOLLENCREST CAPITAL MANAGEMENT 0.07% of their portfolio NEWPORT BEACH, CA 45,28945.3k $634.0k $634.0k 0.07% Unchanged
49 All Season Financial Advisors, Inc. 0.56% of their portfolio DENVER, CO 44,62544.6k $624.7k $624.7k 0.56% Added +19.3k +19,276
50 VERUS CAPITAL PARTNERS, LLC 0.09% of their portfolio SCOTTSDALE, AZ 44,58644.6k $624.2k $624.2k 0.09% Reduced -457 -457
51 Samalin Investment Counsel, LLC 0.32% of their portfolio CHAPPAQUA, NY 42,68442.7k $597.6k $597.6k 0.32% Added +8.4k +8,382
52 NWAM LLC 0.05% of their portfolio MERCER ISLAND, WA 42,37242.4k $593.2k $593.2k 0.05% Added +4.8k +4,822
53 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 41,99642.0k $588.0k $588.0k 0.00% First filing
54 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 41,52541.5k $586.1k $586.1k 0.01% Added +1.7k +1,702
55 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 40,37040.4k $565.2k $565.2k 0.00% Reduced -4.6k -4,605
56 Semus Wealth Partners LLC 0.50% of their portfolio Boca Raton, FL 38,97539.0k $545.7k $545.7k 0.50% Added +470 +470
57 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 38,40738.4k $538.0k $538.0k 0.00% Added +106 +106
58 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 38,20738.2k $534.9k $534.9k 0.00% Reduced -24.6k -24,605
59 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 37,54737.5k $526.0k $526.0k 0.02% Unchanged
60 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 37,14837.1k $520.1k $520.1k 0.02% Added +453 +453
61 NWF Advisory Services Inc. 0.11% of their portfolio Los Angeles, CA 34,68934.7k $485.6k $485.6k 0.11% Unchanged
62 Covenant Asset Management, LLC 0.14% of their portfolio CHESTER, NJ 32,76232.8k $458.7k $458.7k 0.14% Unchanged
63 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 31,47131.5k $440.6k $440.6k 0.01% Unchanged
64 Ausdal Financial Partners, Inc. 0.06% of their portfolio Davenport, IA 30,81230.8k $431.4k $431.4k 0.06% Added +1.2k +1,200
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,47530.5k $425.0k $425.0k 0.00% Added +3.2k +3,240
66 Cornerstone Advisory, LLC 0.07% of their portfolio HUNT VALLEY, MD 30,23930.2k $423.3k $423.3k 0.07% Reduced -155.9k -155,899
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 29,93929.9k $419.1k $419.1k 0.00% New
68 Certified Advisory Corp 0.07% of their portfolio ALTAMONTE SPRINGS, FL 27,75927.8k $388.6k $388.6k 0.07% Reduced -12.5k -12,495
69 Avestar Capital, LLC 0.07% of their portfolio New York, NY 27,18027.2k $383.7k $383.7k 0.07% Unchanged
70 Sheaff Brock Investment Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 25,52625.5k $357.4k $357.4k 0.03% Added +10.0k +10,000
71 GHE, LLC 0.24% of their portfolio MEMPHIS, TN 25,35025.4k $354.9k $354.9k 0.24% Reduced -184.8k -184,779
72 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 25,20025.2k $352.8k $352.8k 0.00% Unchanged
73 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 25,05025.1k $350.7k $350.7k 0.01% Reduced -1.2k -1,214
74 Integrity Financial Corp /WA 0.26% of their portfolio JACKSON, WY 24,62524.6k $346.8k $346.8k 0.26% Added +8.0k +7,995
75 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 22,98123.0k $321.7k $321.7k 0.00% Reduced -2.2k -2,217
76 Grey Ledge Advisors, LLC 0.10% of their portfolio GUILFORD, CT 21,97122.0k $307.6k $307.6k 0.10% Added +629 +629
77 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 21,51021.5k $301.0k $301.0k 0.03% Reduced -54.7k -54,673
78 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 20,74520.7k $290.4k $290.4k 0.01% Reduced -7.8k -7,815
79 GILL CAPITAL PARTNERS, LLC 0.11% of their portfolio DENVER, CO 18,68618.7k $261.6k $261.6k 0.11% Unchanged
80 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 18,61018.6k $261.0k $261.0k 0.00% Added +870 +870
81 OPTIMUM INVESTMENT ADVISORS 0.13% of their portfolio Chicago, IL 18,60018.6k $260.4k $260.4k 0.13% Unchanged
82 Collaborative Wealth Managment Inc. 0.15% of their portfolio LAKE MARY, FL 18,51918.5k $259.3k $259.3k 0.15% Reduced -27 -27
83 Wealth Alliance Advisory Group, LLC 0.09% of their portfolio Wichita, KS 17,84717.8k $249.9k $249.9k 0.09% Unchanged
84 BEAM WEALTH ADVISORS, INC. 0.17% of their portfolio COVINGTON, LA 17,30917.3k $242.3k $242.3k 0.17% Reduced -692 -692
85 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 17,30017.3k $242.2k $242.2k 0.00% Added +380 +380
86 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 16,81716.8k $235.4k $235.4k 0.00% Added +523 +523
87 OARSMAN CAPITAL, INC. 0.10% of their portfolio MILWAUKEE, WI 16,81716.8k $235.4k $235.4k 0.10% Reduced -600 -600
88 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,73216.7k $234.2k $234.2k 0.00% Reduced -4.0k -3,956
89 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,48316.5k $230.8k $230.8k 0.00% Reduced -1.3k -1,268
90 SFI Advisors, LLC 0.21% of their portfolio Montclair, NJ 15,61815.6k $218.7k $218.7k 0.21% Unchanged
91 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 15,00015.0k $243.8k $243.8k 0.01% Added +13.5k +13,500
92 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 14,55014.6k $203.7k $203.7k 0.01% Reduced -221 -221
93 Strategic Financial Concepts, LLC 0.07% of their portfolio SAN ANTONIO, TX 14,26714.3k $199.7k $199.7k 0.07% Unchanged
94 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 14,00014.0k $198.0k $198.0k 0.00% Reduced -2.0k -2,000
95 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 13,01713.0k $182.2k $182.2k 0.01% New
96 Vestmark Advisory Solutions, Inc. 0.01% of their portfolio Wakefield, MA 12,62512.6k $176.8k $176.8k 0.01% New
97 TFG Advisers LLC 0.08% of their portfolio Auburn Hills, MI 12,62412.6k $176.7k $176.7k 0.08% Reduced -254 -254
98 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 12,28512.3k $172.0k $172.0k 0.00% Added +2.4k +2,400
99 Future Financial Wealth Managment LLC 0.18% of their portfolio CINCINNATI, OH 12,00012.0k $168.0k $168.0k 0.18% Unchanged
100 CFO4Life Group, LLC 0.03% of their portfolio COPPELL, TX 11,30511.3k $158.3k $158.3k 0.03% Unchanged